Vault-13

FIRST TR EXCHANGE TRADED FD FXL

TECH ALPHADEX · ETP · CUSIP 33734X176

243 institutional holders -21 vs Q4 2025
4,789,7304.8m shares reported held*
$762.8mreported value*
13 new 47 added 90 reduced 31 sold out net sold ≈ $22.8m (-148.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $159.25.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 187Q4 22: 196Q1 23: 199Q2 23: 204Q3 23: 208Q4 23: 224Q1 24: 228Q2 24: 237Q3 24: 236Q4 24: 261Q1 25: 234Q2 25: 254Q3 25: 252Q4 25: 264Q1 26: 243243Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 2022187
Q4 2022196
Q1 2023199
Q2 2023204
Q3 2023208
Q4 2023224
Q1 2024228
Q2 2024237
Q3 2024236
Q4 2024261
Q1 2025234
Q2 2025254
Q3 2025252
Q4 2025264
Q1 2026243

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 24: 71 bought or addedQ2 24: 94 cut or sold outQ3 24: 72 bought or addedQ3 24: 100 cut or sold outQ3 24Q4 24: 75 bought or addedQ4 24: 91 cut or sold outQ1 25: 51 bought or addedQ1 25: 128 cut or sold outQ1 25Q2 25: 75 bought or addedQ2 25: 115 cut or sold outQ3 25: 70 bought or addedQ3 25: 105 cut or sold outQ3 25Q4 25: 75 bought or addedQ4 25: 91 cut or sold outQ1 26: 60 bought or addedQ1 26: 121 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20247194
Q3 202472100
Q4 20247591
Q1 202551128
Q2 202575115
Q3 202570105
Q4 20257591
Q1 202660121

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ2 25 calls: $802.5kQ2 25 puts: $786.8kQ2 25P/C 0.98Q3 25 calls: $856.7kQ3 25 puts: $840.0kQ3 25P/C 0.98Q4 25 calls: $942.4kQ4 25 puts: $841.4kQ4 25P/C 0.89Q1 26 calls: $0Q1 26 puts: $0Q1 26P/C —
Numbers
QuarterCallsPutsP/C
Q2 2025$802.5k$786.8k0.98
Q3 2025$856.7k$840.0k0.98
Q4 2025$942.4k$841.4k0.89
Q1 2026$0$0—

Biggest buyers

RAYMOND JAMES FINANCIAL INC Added +34,259+34.3k
Independent Advisor Alliance New +27,249+27.2k
UBS Group AG Added +22,354+22.4k
CX Institutional Added +21,385+21.4k
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Added +16,409+16.4k
Proactive Wealth Strategies LLC Added +14,972+15.0k
MERCER GLOBAL ADVISORS INC /ADV New +12,896+12.9k
Elser Financial Planning, Inc New +6,786+6.8k
ENVESTNET ASSET MANAGEMENT INC Added +4,485+4.5k
Dorsey Wright & Associates New +4,457+4.5k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -56,891-56.9k
GTS SECURITIES LLC Sold out -44,361-44.4k
Virtue Capital Management, LLC Sold out -43,517-43.5k
IronBridge Private Wealth, LLC Sold out -30,226-30.2k
LPL Financial LLC Reduced -13,186-13.2k
OSAIC HOLDINGS, INC. Reduced -13,103-13.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -10,158-10.2k
Forty-three Eighteen Advisors, LLC Sold out -9,206-9.2k
BETO FINANCIAL GROUP, LLC Reduced -8,038-8.0k
Mariner, LLC Reduced -7,924-7.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.1 pts · filed 2026-10-19 28.2% -1.1 pts 3.6m≈ $781.4m 2026-10-19

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 681,271681.3k $108.2m $108.2m 0.01% Reduced -5.9k -5,904
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 563,382563.4k $89.5m $89.5m 0.02% Reduced -13.2k -13,186
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 447,401447.4k $71.1m $71.1m 0.01% Reduced -56.9k -56,891
4 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 433,582433.6k $68.9m $68.9m 0.02% Added +34.3k +34,259
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 166,673166.7k $26.5m $26.5m 0.00% Added +22.4k +22,354
6 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 126,222126.2k $20.1m $20.1m 0.03% Reduced -3.6k -3,555
7 Genesee Capital Advisors, LLC 7.67% of their portfolio AUBURN, NY 115,214115.2k $18.3m $18.3m 7.67% Reduced -1.1k -1,119
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 110,093110.1k $17.5m $17.5m 0.00% Reduced -5.9k -5,904
9 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 99,90099.9k $15.9m $15.9m 0.02% Reduced -1.2k -1,218
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 94,55894.6k $15.0m $15.0m 0.00% Added +2.6k +2,648
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 93,21893.2k $14.8m $14.8m 0.00% Added +4.5k +4,485
12 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 86,73786.7k $13.8m $13.8m 0.01% Reduced -2.0k -2,026
13 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 81,37081.4k $12.9m $12.9m 0.01% Reduced -3.5k -3,507
14 Vestmark Advisory Solutions, Inc. 0.14% of their portfolio Wakefield, MA 78,11378.1k $12.4m $12.4m 0.14% Reduced -1.9k -1,854
15 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 77,90577.9k $12.4m $12.4m 0.03% Reduced -2.7k -2,737
16 MAI Capital Management 0.06% of their portfolio INDEPENDENCE, OH 66,42066.4k $10.6m $10.6m 0.06% Reduced -1.3k -1,349
17 RVW Wealth, LLC 0.76% of their portfolio LOS ANGELES, CA 61,63161.6k $9.8m $9.8m 0.76% Reduced -3.9k -3,936
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 58,01358.0k $9.2m $9.2m 0.00% Reduced -7.8k -7,838
19 Choice Wealth Advisors LLC 3.58% of their portfolio WATERVILLE, ME 57,37557.4k $9.1m $9.1m 3.58% Added +1.5k +1,464
20 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 55,31755.3k $8.8m $8.8m 0.01% Reduced -13.1k -13,103
21 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 47,79247.8k $7.6m $7.6m 0.01% Reduced -1.2k -1,218
22 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 45,59445.6k $7.2m $7.2m 0.02% Added +1.2k +1,155
23 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 39,96440.0k $6.3m $6.3m 0.04% Reduced -1.9k -1,868
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 34,81934.8k $5.5m $5.5m 0.01% Reduced -10.2k -10,158
25 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 33,58633.6k $5.3m $5.3m 0.01% Reduced -463 -463
26 Waverly Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 32,41032.4k $5.1m $5.1m 0.04% Reduced -125 -125
27 IHT Wealth Management, LLC 0.12% of their portfolio Chicago, IL 31,38431.4k $5.0m $5.0m 0.12% Reduced -100 -100
28 Proactive Wealth Strategies LLC 0.93% of their portfolio MARIETTA, GA 31,16931.2k $5.0m $5.0m 0.93% Added +15.0k +14,972
29 KESTRA PRIVATE WEALTH SERVICES, LLC 0.06% of their portfolio AUSTIN, TX 30,08730.1k $4.8m $4.8m 0.06% Reduced -1.0k -1,035
30 Triton Wealth Management, PLLC 1.68% of their portfolio SUN CITY, AZ 27,73127.7k $4.5m $4.5m 1.68% Reduced -2.3k -2,287
31 Independent Advisor Alliance 0.05% of their portfolio CHARLOTTE, NC 27,24927.2k $4.3m $4.3m 0.05% New
32 CX Institutional 0.13% of their portfolio AUBURN, IN 27,01927.0k $4.3m $4.3m 0.13% Added +21.4k +21,385
33 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 26,54426.5k $4.2m $4.2m 0.02% Reduced -1.5k -1,460
34 Chicago Partners Investment Group LLC 0.10% of their portfolio CHICAGO, IL 25,29225.3k $4.7m $4.7m 0.10% Reduced -612 -612
35 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 25,22425.2k $4.0m $4.0m 0.01% Added +2.2k +2,153
36 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 24,52624.5k $3.9m $3.9m 0.00% Added +126 +126
37 Schrum Private Wealth Management LLC 2.61% of their portfolio ST. AUGUSTINE, FL 21,53621.5k $3.4m $3.4m 2.61% Reduced -888 -888
38 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 21,13421.1k $3.4m $3.4m 0.01% Added +1.3k +1,345
39 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 18,62718.6k $3.0m $3.0m 0.00% Added +16.4k +16,409
40 Farther Finance Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 17,26817.3k $2.8m $2.8m 0.03% Added +4.1k +4,132
41 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 16,17616.2k $2.6m $2.6m 0.01% Reduced -3.1k -3,091
42 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 16,00516.0k $2.5m $2.5m 0.03% Added +50 +50
43 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 15,95015.9k $2.5m $2.5m 0.00% Added +957 +957
44 L & S Advisors Inc 0.30% of their portfolio Los Angeles, CA 15,22015.2k $2.4m $2.4m 0.30% Reduced -198 -198
45 MTM Investment Management, LLC 0.73% of their portfolio SPARTANBURG, SC 14,51214.5k $2.3m $2.3m 0.73% Reduced -100 -100
46 Socha Financial Group, LLC 1.16% of their portfolio CORNING, NY 14,41414.4k $2.3m $2.3m 1.16% Reduced -365 -365
47 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 13,64913.6k $2.2m $2.2m 0.00% Reduced -680 -680
48 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 12,89612.9k $2.0m $2.0m 0.00% New
49 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 11,98312.0k $1.9m $1.9m 0.01% Reduced -163 -163
50 Plotkin Financial Advisors, LLC 0.89% of their portfolio CHEVY CHASE, MD 11,11811.1k $1.8m $1.8m 0.89% Unchanged
51 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,03811.0k $1.8m $1.8m 0.00% Reduced -500 -500
52 Paragon Private Wealth Management, LLC 0.53% of their portfolio LEXINGTON, KY 10,64610.6k $1.7m $1.7m 0.53% Reduced -260 -260
53 Novak & Powell Financial Services, Inc. 0.86% of their portfolio ST. PETERSBURG, FL 10,07210.1k $1.6m $1.6m 0.86% Reduced -20 -20
54 Arax Advisory Partners 0.04% of their portfolio NEW YORK, NY 9,8609.9k $1.6m $1.6m 0.04% Added +102 +102
55 CoreCap Advisors, LLC 0.05% of their portfolio SOUTHFIELD, MI 9,8239.8k $1.6m $1.6m 0.05% Reduced -180 -180
56 Retirement Planning Group, LLC 0.05% of their portfolio LEAWOOD, KS 9,5119.5k $1.5m $1.5m 0.05% Added +62 +62
57 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 9,4509.4k $1.5m $1.5m 0.01% Reduced -38 -38
58 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,1829.2k $1.5m $1.5m 0.00% Reduced -7.9k -7,924
59 CWM, LLC 0.00% of their portfolio OMAHA, NE 8,7538.8k $1.4m $1.4m 0.00% Added +74 +74
60 Bawa N Mallick Trust 0.57% of their portfolio FOREST HILLS, NY 8,6978.7k $1.4m $1.4m 0.57% Unchanged
61 Three Seasons Wealth, LLC 0.53% of their portfolio SALT LAKE CITY, UT 8,6938.7k $1.4m $1.4m 0.53% Reduced -29 -29
62 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 8,4108.4k $1.3m $1.3m 0.03% Reduced -245 -245
63 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,6797.7k $1.2m $1.2m 0.00% Reduced -1.4k -1,414
64 Arkadios Wealth Advisors 0.02% of their portfolio ATLANTA, GA 7,5657.6k $1.2m $1.2m 0.02% Reduced -1.4k -1,403
65 Clear Creek Financial Management, LLC 0.09% of their portfolio SILVERDALE, WA 7,5527.6k $1.2m $1.2m 0.09% Added +104 +104
66 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 7,4017.4k $1.2m $1.2m 0.00% Reduced -851 -851
67 Stablepoint Partners, LLC 0.17% of their portfolio BRAINTREE, MA 7,1037.1k $1.1m $1.1m 0.17% Added +747 +747
68 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 7,0697.1k $1.1m $1.1m 0.01% Reduced -313 -313
69 Ashton Thomas Private Wealth, LLC 0.03% of their portfolio SCOTTSDALE, AZ 6,8956.9k $1.1m $1.1m 0.03% Reduced -297 -297
70 Elser Financial Planning, Inc 0.05% of their portfolio INDIANAPOLIS, IN 6,7866.8k $1.1m $1.1m 0.05% New
71 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 6,6386.6k $1.1m $1.1m 0.02% Added +133 +133
72 BETO FINANCIAL GROUP, LLC 0.73% of their portfolio BOISE, ID 6,4786.5k $1.3m $1.3m 0.73% Reduced -8.0k -8,038
73 Krilogy Financial LLC 0.04% of their portfolio ST. LOUIS, MO 6,3656.4k $1.1m $1.1m 0.04% Reduced -126 -126
74 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 6,3286.3k $1.1m $1.1m 0.01% Added +80 +80
75 Gateway Wealth Partners, LLC 0.04% of their portfolio APPLETON, WI 6,0946.1k $968.1k $968.1k 0.04% Added +2.9k +2,932
76 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 6,0456.0k $960.4k $960.4k 0.01% Added +3.1k +3,088
77 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 6,0346.0k $958.7k $958.7k 0.02% Reduced -704 -704
78 Kesler, Norman & Wride, LLC 0.15% of their portfolio OGDEN, UT 5,5155.5k $876.2k $876.2k 0.15% Reduced -341 -341
79 TruWealth Advisors, LLC 0.04% of their portfolio Metairie, LA 5,4625.5k $867.8k $867.8k 0.04% Unchanged
80 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,3925.4k $856.7k $856.7k 0.00% Added +21 +21
81 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 5,1585.2k $819.5k $819.5k 0.00% Reduced -567 -567
82 FMR LLC 0.00% of their portfolio BOSTON, MA 5,0765.1k $806.4k $806.4k 0.00% Reduced -283 -283
83 Warner Group LLC 0.52% of their portfolio MADISON, CT 5,0455.0k $801.5k $801.5k 0.52% Unchanged
84 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 4,9454.9k $785.6k $785.6k 0.01% Reduced -411 -411
85 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 4,9054.9k $779.3k $779.3k 0.02% Reduced -10 -10
86 Morey & Quinn Wealth Partners, LLC 0.55% of their portfolio OMAHA, NE 4,8874.9k $776.4k $776.4k 0.55% Reduced -1 -1
87 BIP Wealth, LLC 0.03% of their portfolio ATLANTA, GA 4,8194.8k $765.6k $765.6k 0.03% Reduced -237 -237
88 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 4,7514.8k $754.9k $754.9k 0.01% Reduced -229 -229
89 Peak Planning Group, LLC 0.21% of their portfolio CENTENNIAL, CO 4,7414.7k $753.3k $753.3k 0.21% Reduced -58 -58
90 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 4,7154.7k $749.1k $749.1k 0.00% Unchanged
91 Sound Income Strategies, LLC 0.04% of their portfolio FT LAUDERDALE, FL 4,6454.6k $752.3k $752.3k 0.04% Unchanged
92 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 4,5714.6k $726.2k $726.2k 0.00% Added +1.0k +1,044
93 PGIM Custom Harvest LLC 0.01% of their portfolio NEWARK, NJ 4,4754.5k $710.9k $710.9k 0.01% Reduced -516 -516
94 Dorsey Wright & Associates 0.09% of their portfolio PASADENA, CA 4,4574.5k $708.1k $708.1k 0.09% New
95 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 4,4484.4k $707.0k $707.0k 0.02% Reduced -467 -467
96 TCFG WEALTH MANAGEMENT, LLC 0.26% of their portfolio LAGUNA NIGUEL, CA 4,4424.4k $705.7k $705.7k 0.26% Unchanged
97 TCFG Investment Advisors, LLC 0.26% of their portfolio LAGUNA NIGUEL, CA 4,4424.4k $705.7k $705.7k 0.26% First filing
98 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,4354.4k $676.1k $676.1k 0.00% Added +638 +638
99 Worthington Financial Partners, LLC 0.58% of their portfolio WORTHINGTON, OH 4,2644.3k $677.5k $677.5k 0.58% Added +463 +463
100 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 4,1884.2k $665.3k $665.3k 0.01% Unchanged