Vault-13

FIRST TR EXCHANGE TRADED FD FXL

TECH ALPHADEX · ETP · CUSIP 33734X176

261 institutional holders +25 vs Q3 2024
5,572,3385.6m shares reported held*
$827.9mreported value*
21 new 54 added 80 reduced 11 sold out net sold ≈ $12.2m (-93.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($28.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $148.58. Options: 1 managers hold calls ($742.8k notional), 3 hold puts ($6.0m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 187Q4 22: 196Q1 23: 199Q2 23: 204Q3 23: 208Q4 23: 224Q1 24: 228Q2 24: 237Q3 24: 236Q4 24: 261261Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022187
Q4 2022196
Q1 2023199
Q2 2023204
Q3 2023208
Q4 2023224
Q1 2024228
Q2 2024237
Q3 2024236
Q4 2024261

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 63 bought or addedQ1 23: 93 cut or sold outQ2 23: 69 bought or addedQ2 23: 90 cut or sold outQ2 23Q3 23: 66 bought or addedQ3 23: 82 cut or sold outQ4 23: 83 bought or addedQ4 23: 83 cut or sold outQ4 23Q1 24: 75 bought or addedQ1 24: 102 cut or sold outQ2 24: 71 bought or addedQ2 24: 94 cut or sold outQ2 24Q3 24: 72 bought or addedQ3 24: 100 cut or sold outQ4 24: 75 bought or addedQ4 24: 91 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20236393
Q2 20236990
Q3 20236682
Q4 20238383
Q1 202475102
Q2 20247194
Q3 202472100
Q4 20247591

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ1 24 calls: $687.6kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $722.2kQ2 24 puts: $1.0mQ2 24P/C 1.40Q3 24 calls: $859.6kQ3 24 puts: $970.5kQ3 24P/C 1.13Q4 24 calls: $742.8kQ4 24 puts: $6.0mQ4 24P/C 8.02
Numbers
QuarterCallsPutsP/C
Q1 2024$687.6k$00.00
Q2 2024$722.2k$1.0m1.40
Q3 2024$859.6k$970.5k1.13
Q4 2024$742.8k$6.0m8.02

Biggest buyers

Independent Advisor Alliance New +78,957+79.0k
LPL Financial LLC Added +45,684+45.7k
NAVELLIER & ASSOCIATES INC New +22,446+22.4k
GOLDMAN SACHS GROUP INC Added +17,060+17.1k
ROYAL BANK OF CANADA Added +13,488+13.5k
Focus Financial Network, Inc. New +7,547+7.5k
Elser Financial Planning, Inc New +7,087+7.1k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +5,512+5.5k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +4,388+4.4k
Coppell Advisory Solutions LLC Added +3,687+3.7k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -57,543-57.5k
Financial Enhancement Group LLC Sold out -44,016-44.0k
MORGAN STANLEY Reduced -34,804-34.8k
JANE STREET GROUP, LLC Reduced -33,825-33.8k
BRASS TAX WEALTH MANAGEMENT, INC Reduced -32,104-32.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -23,562-23.6k
Schrum Private Wealth Management LLC Reduced -18,470-18.5k
Socha Financial Group, LLC Reduced -9,146-9.1k
NewEdge Advisors, LLC Reduced -8,654-8.7k
UBS Group AG Reduced -5,579-5.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $742.8k5.0k shares

Biggest puts

BANK OF AMERICA CORP /DE/ New $2.8m19.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.7m18.1k shares
Belvedere Trading LLC Reduced $445.6k3.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.1 pts · filed 2026-10-19 28.2% -1.1 pts 3.6m≈ $781.4m 2026-10-19

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 790,458790.5k $117.4m $117.4m 0.01% Reduced -34.8k -34,804
2 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 601,889601.9k $89.4m $89.4m 0.02% Reduced -57.5k -57,543
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 492,623492.6k $73.2m $73.2m 0.03% Added +45.7k +45,684
4 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 443,105443.1k $65.8m $65.8m 0.02% First filing
5 RVW Wealth, LLC 2.75% of their portfolio LOS ANGELES, CA 198,216198.2k $29.4m $29.4m 2.75% Reduced -2.7k -2,684
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 161,957162.0k $24.1m $24.1m 0.01% Reduced -5.6k -5,579
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 152,117152.1k $22.6m $22.6m 0.00% Reduced -2.9k -2,858
8 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 135,427135.4k $20.1m $20.1m 0.03% Reduced -1.6k -1,576
9 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 135,352135.4k $20.1m $20.1m 0.05% Added +1.2k +1,153
10 Vestmark Advisory Solutions, Inc. 0.69% of their portfolio Wakefield, MA 135,178135.2k $20.1m $20.1m 0.69% Added +1.4k +1,364
11 Genesee Capital Advisors, LLC 7.80% of their portfolio AUBURN, NY 112,829112.8k $16.8m $16.8m 7.80% Added +190 +190
12 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 109,805109.8k $16.3m $16.3m 0.05% Reduced -1.8k -1,801
13 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 101,585101.6k $15.1m $15.1m 0.02% Reduced -3.5k -3,500
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 84,65384.7k $12.6m $12.6m 0.00% Reduced -5.2k -5,159
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 83,10583.1k $12.3m $12.3m 0.00% Reduced -4.1k -4,141
16 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 82,26682.3k $12.2m $12.2m 0.07% Reduced -8.7k -8,654
17 Independent Advisor Alliance 0.16% of their portfolio CHARLOTTE, NC 78,95779.0k $11.7m $11.7m 0.16% New
18 MAI Capital Management 0.09% of their portfolio INDEPENDENCE, OH 78,32078.3k $11.6m $11.6m 0.09% Reduced -5.0k -5,018
19 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 73,98774.0k $11.0m $11.0m 0.01% Added +2.2k +2,220
20 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 68,52968.5k $10.2m $10.2m 0.02% Added +2.7k +2,672
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 62,72562.7k $9.3m $9.3m 0.00% Added +13.5k +13,488
22 Choice Wealth Advisors LLC 4.31% of their portfolio WATERVILLE, ME 56,79156.8k $8.4m $8.4m 4.31% Reduced -3.7k -3,693
23 Virtue Capital Management, LLC 1.38% of their portfolio BRENTWOOD, TN 46,03246.0k $6.8m $6.8m 1.38% Added +227 +227
24 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 44,30244.3k $6.6m $6.6m 0.02% Added +2.1k +2,099
25 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 43,97244.0k $6.5m $6.5m 0.05% Reduced -540 -540
26 Strategic Blueprint, LLC 0.30% of their portfolio ATLANTA, GA 34,37234.4k $5.1m $5.1m 0.30% Added +1.4k +1,368
27 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 34,24934.2k $5.1m $5.1m 0.00% Added +17.1k +17,060
28 Triton Wealth Management, PLLC 2.60% of their portfolio SUN CITY, AZ 34,10634.1k $5.0m $5.0m 2.60% Reduced -372 -372
29 KESTRA PRIVATE WEALTH SERVICES, LLC 0.08% of their portfolio AUSTIN, TX 33,57033.6k $5.0m $5.0m 0.08% Reduced -5.2k -5,216
30 IHT Wealth Management, LLC 0.16% of their portfolio Chicago, IL 32,61732.6k $4.8m $4.8m 0.16% Reduced -237 -237
31 BRASS TAX WEALTH MANAGEMENT, INC 0.99% of their portfolio CINCINNATI, OH 31,66831.7k $4.7m $4.7m 0.99% Reduced -32.1k -32,104
32 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 28,58928.6k $4.2m $4.2m 0.03% Reduced -272 -272
33 Socha Financial Group, LLC 1.90% of their portfolio CORNING, NY 27,30527.3k $4.1m $4.1m 1.90% Reduced -9.1k -9,146
34 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 25,30025.3k $3.8m $3.8m 0.01% Reduced -330 -330
35 Schrum Private Wealth Management LLC 2.84% of their portfolio ST. AUGUSTINE, FL 22,57422.6k $3.4m $3.4m 2.84% Reduced -18.5k -18,470
36 NAVELLIER & ASSOCIATES INC 0.40% of their portfolio Reno, NV 22,44622.4k $3.3m $3.3m 0.40% New
37 Spire Wealth Management 0.10% of their portfolio MCLEAN, VA 20,80320.8k $3.1m $3.1m 0.10% Reduced -970 -970
38 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 19,86319.9k $3.0m $3.0m 0.02% Added +3.6k +3,638
39 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 19,60119.6k $2.9m $2.9m 0.00% Added +162 +162
40 Concurrent Investment Advisors, LLC 0.08% of their portfolio Tampa, FL 19,13919.1k $2.8m $2.8m 0.08% Reduced -259 -259
41 Wealth Watch Advisors, INC 1.74% of their portfolio ENGLEWOOD, CO 18,86218.9k $2.8m $2.8m 1.74% First filing
42 Proactive Wealth Strategies LLC 1.29% of their portfolio MARIETTA, GA 16,69016.7k $2.5m $2.5m 1.29% Reduced -255 -255
43 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 16,37216.4k $2.4m $2.4m 0.03% Added +112 +112
44 L & S Advisors Inc 0.25% of their portfolio Los Angeles, CA 15,45415.5k $2.3m $2.3m 0.25% Added +158 +158
45 CoreCap Advisors, LLC 0.10% of their portfolio SOUTHFIELD, MI 15,14915.1k $2.3m $2.3m 0.10% Reduced -229 -229
46 Brueske Advisory Services, LLC 2.00% of their portfolio Bellevue, WA 15,10615.1k $2.2m $2.2m 2.00% First filing
47 MTM Investment Management, LLC 0.86% of their portfolio SPARTANBURG, SC 14,97115.0k $2.2m $2.2m 0.86% Reduced -275 -275
48 Paragon Private Wealth Management, LLC 1.02% of their portfolio LEXINGTON, KY 14,86314.9k $2.2m $2.2m 1.02% Added +575 +575
49 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 13,63713.6k $2.0m $2.0m 0.00% Reduced -3.1k -3,147
50 SignalPoint Asset Management, LLC 0.47% of their portfolio SPRINGFIELD, MO 12,93712.9k $1.9m $1.9m 0.47% Unchanged
51 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 12,09012.1k $1.8m $1.8m 0.01% Reduced -1.7k -1,688
52 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,71111.7k $1.7m $1.7m 0.00% Reduced -53 -53
53 Plotkin Financial Advisors, LLC 0.98% of their portfolio CHEVY CHASE, MD 11,11811.1k $1.7m $1.7m 0.98% Unchanged
54 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,90310.9k $1.6m $1.6m 0.00% Reduced -33.8k -33,825
55 Three Seasons Wealth, LLC 0.74% of their portfolio SALT LAKE CITY, UT 10,27110.3k $1.5m $1.5m 0.74% Reduced -1.4k -1,378
56 KEYBANK NATIONAL ASSOCIATION/OH 0.01% of their portfolio BROOKLYN, OH 10,20110.2k $1.5m $1.5m 0.01% Unchanged
57 Novak & Powell Financial Services, Inc. 0.90% of their portfolio ST. PETERSBURG, FL 10,17210.2k $1.5m $1.5m 0.90% Unchanged
58 Coppell Advisory Solutions LLC 0.21% of their portfolio COPPELL, TX 10,13010.1k $1.5m $1.5m 0.21% Added +3.7k +3,687
59 Arax Advisory Partners 0.09% of their portfolio NEW YORK, NY 9,9119.9k $1.5m $1.5m 0.09% Reduced -489 -489
60 Arkadios Wealth Advisors 0.08% of their portfolio ATLANTA, GA 9,4029.4k $1.4m $1.4m 0.08% Added +1 +1
61 TFG Advisers LLC 0.50% of their portfolio Auburn Hills, MI 9,3079.3k $1.4m $1.4m 0.50% Added +251 +251
62 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 9,0979.1k $1.4m $1.4m 0.04% Reduced -237 -237
63 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.27% of their portfolio INDIANAPOLIS, IN 8,8678.9k $1.3m $1.3m 0.27% Added +1.7k +1,743
64 Bawa N Mallick Trust 0.57% of their portfolio FOREST HILLS, NY 8,6978.7k $1.3m $1.3m 0.57% First filing
65 Clear Creek Financial Management, LLC 0.14% of their portfolio SILVERDALE, WA 8,6408.6k $1.3m $1.3m 0.14% Reduced -370 -370
66 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,3588.4k $1.2m $1.2m 0.00% Reduced -23.6k -23,562
67 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 7,9578.0k $1.2m $1.2m 0.00% Reduced -616 -616
68 BENJAMIN EDWARDS INC 0.02% of their portfolio Clayton, MO 7,8387.8k $1.2m $1.2m 0.02% Reduced -495 -495
69 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,6987.7k $1.1m $1.1m 0.00% Added +18 +18
70 Summit Financial, LLC 0.04% of their portfolio PARSIPPANY, NJ 7,5927.6k $1.1m $1.1m 0.04% Added +1.0k +1,027
71 Focus Financial Network, Inc. 0.04% of their portfolio MINNEAPOLIS, MN 7,5477.5k $1.1m $1.1m 0.04% New
72 Ashton Thomas Private Wealth, LLC 0.04% of their portfolio SCOTTSDALE, AZ 7,3737.4k $1.1m $1.1m 0.04% Unchanged
73 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 7,3627.4k $1.1m $1.1m 0.03% Added +243 +243
74 CWM, LLC 0.00% of their portfolio OMAHA, NE 7,1937.2k $1.1m $1.1m 0.00% Unchanged
75 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 7,1907.2k $1.1m $1.1m 0.00% Added +463 +463
76 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7,1817.2k $1.1m $1.1m 0.00% Reduced -5.2k -5,217
77 Clarus Wealth Advisors 0.52% of their portfolio PEORIA, AZ 7,1167.1k $1.1m $1.1m 0.52% Reduced -116 -116
78 Elser Financial Planning, Inc 0.06% of their portfolio INDIANAPOLIS, IN 7,0877.1k $1.1m $1.1m 0.06% New
79 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 6,8766.9k $1.0m $1.0m 0.01% Reduced -1.8k -1,840
80 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 6,8426.8k $1.0m $1.0m 0.00% Added +2.4k +2,357
81 Stablepoint Partners, LLC 0.18% of their portfolio BRAINTREE, MA 6,7296.7k $999.6k $999.6k 0.18% Added +59 +59
82 Dale Q Rice Investment Management Ltd 0.43% of their portfolio VANCOUVER, WA 6,5846.6k $978.1k $978.1k 0.43% First filing
83 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,5466.5k $972.0k $972.0k 0.00% Added +875 +875
84 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 6,3736.4k $946.8k $946.8k 0.03% Added +783 +783
85 Kesler, Norman & Wride, LLC 0.20% of their portfolio OGDEN, UT 6,2706.3k $931.4k $931.4k 0.20% Reduced -215 -215
86 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 6,0966.1k $905.6k $905.6k 0.01% Reduced -29 -29
87 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 6,0726.1k $902.6k $902.6k 0.02% Added +337 +337
88 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,6625.7k $841.1k $841.1k 0.00% Reduced -5 -5
89 TruWealth Advisors, LLC 0.05% of their portfolio Metairie, LA 5,5625.6k $826.2k $826.2k 0.05% Reduced -93 -93
90 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.07% of their portfolio ORLANDO, FL 5,5125.5k $821.0k $821.0k 0.07% New
91 WMG Financial Advisors, LLC 0.35% of their portfolio Knoxville, TN 5,4685.5k $812.3k $812.3k 0.35% Unchanged
92 Peak Planning Group, LLC 0.34% of their portfolio CENTENNIAL, CO 5,4215.4k $805.3k $805.3k 0.34% Added +61 +61
93 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 5,3815.4k $799.0k $799.0k 0.03% Reduced -129 -129
94 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 5,3805.4k $819.5k $819.5k 0.02% Unchanged
95 Private Portfolio Partners LLC 0.15% of their portfolio PARAMUS, NJ 5,3095.3k $788.6k $788.6k 0.15% Reduced -74 -74
96 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,2885.3k $785.6k $785.6k 0.00% Added +1.4k +1,441
97 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 5,2755.3k $798.3k $798.3k 0.01% Added +2.6k +2,598
98 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,2345.2k $777.5k $777.5k 0.00% Reduced -187 -187
99 Capital Wealth Alliance, LLC 0.44% of their portfolio Scottsdale, AZ 5,2105.2k $774.0k $774.0k 0.44% Added +1.8k +1,796
100 PGIM Custom Harvest LLC 0.01% of their portfolio NEWARK, NJ 4,9985.0k $742.5k $742.5k 0.01% Unchanged