Vault-13

FIRST TR EXCHANGE TRADED FD FXL

TECH ALPHADEX · ETP · CUSIP 33734X176

236 institutional holders -1 vs Q2 2024
5,643,3495.6m shares reported held*
$781.0mreported value*
16 new 56 added 81 reduced 19 sold out net sold ≈ $19.8m (-157.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($79.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $138.39. Options: 1 managers hold calls ($859.6k notional), 2 hold puts ($970.5k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 187Q4 22: 196Q1 23: 199Q2 23: 204Q3 23: 208Q4 23: 224Q1 24: 228Q2 24: 237Q3 24: 236236Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022187
Q4 2022196
Q1 2023199
Q2 2023204
Q3 2023208
Q4 2023224
Q1 2024228
Q2 2024237
Q3 2024236

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 70 bought or addedQ4 22: 93 cut or sold outQ1 23: 63 bought or addedQ1 23: 93 cut or sold outQ1 23Q2 23: 69 bought or addedQ2 23: 90 cut or sold outQ3 23: 66 bought or addedQ3 23: 82 cut or sold outQ3 23Q4 23: 83 bought or addedQ4 23: 83 cut or sold outQ1 24: 75 bought or addedQ1 24: 102 cut or sold outQ1 24Q2 24: 71 bought or addedQ2 24: 94 cut or sold outQ3 24: 72 bought or addedQ3 24: 100 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227093
Q1 20236393
Q2 20236990
Q3 20236682
Q4 20238383
Q1 202475102
Q2 20247194
Q3 202472100

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $687.6kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $722.2kQ2 24 puts: $1.0mQ2 24P/C 1.40Q3 24 calls: $859.6kQ3 24 puts: $970.5kQ3 24P/C 1.13
Numbers
QuarterCallsPutsP/C
Q4 2023$0$0—
Q1 2024$687.6k$00.00
Q2 2024$722.2k$1.0m1.40
Q3 2024$859.6k$970.5k1.13

Biggest buyers

Financial Enhancement Group LLC New +44,016+44.0k
BRASS TAX WEALTH MANAGEMENT, INC Added +31,520+31.5k
JANE STREET GROUP, LLC Added +22,245+22.2k
Schrum Private Wealth Management LLC Added +17,500+17.5k
GOLDMAN SACHS GROUP INC New +17,189+17.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +15,313+15.3k
OSAIC HOLDINGS, INC. Added +11,579+11.6k
BENJAMIN EDWARDS INC Added +7,880+7.9k
RVW Wealth, LLC Added +6,366+6.4k
Private Portfolio Partners LLC New +5,383+5.4k

Biggest sellers

MORGAN STANLEY Reduced -68,083-68.1k
IronBridge Private Wealth, LLC Sold out -34,171-34.2k
Strategic Financial Concepts, LLC Sold out -26,482-26.5k
STIFEL FINANCIAL CORP Reduced -25,214-25.2k
NAVELLIER & ASSOCIATES INC Sold out -25,173-25.2k
MAI Capital Management Reduced -22,974-23.0k
VALLEY WEALTH MANAGERS, INC. Sold out -21,897-21.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -20,560-20.6k
AMERIPRISE FINANCIAL INC Reduced -15,556-15.6k
WELLS FARGO & COMPANY/MN Reduced -15,521-15.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $859.6k6.2k shares

Biggest puts

Belvedere Trading LLC Unchanged $693.2k5.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $277.3k2.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.1 pts · filed 2026-10-19 28.2% -1.1 pts 3.6m≈ $781.4m 2026-10-19

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 825,262825.3k $114.4m $114.4m 0.01% Reduced -68.1k -68,083
2 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 659,432659.4k $91.4m $91.4m 0.02% Reduced -15.5k -15,521
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 446,939446.9k $62.0m $62.0m 0.03% Reduced -9.2k -9,225
4 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 275,556275.6k $38.2m $38.2m 0.02% Added +285 +285
5 RVW Wealth, LLC 2.59% of their portfolio LOS ANGELES, CA 200,900200.9k $27.9m $27.9m 2.59% Added +6.4k +6,366
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 167,536167.5k $23.2m $23.2m 0.01% Reduced -414 -414
7 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 166,424166.4k $23.1m $23.1m 0.03% Reduced -3.1k -3,137
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 154,975155.0k $21.5m $21.5m 0.00% Reduced -9.9k -9,858
9 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 137,003137.0k $19.0m $19.0m 0.03% Added +1.6k +1,568
10 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 134,199134.2k $18.6m $18.6m 0.04% Added +11.6k +11,579
11 Vestmark Advisory Solutions, Inc. 0.69% of their portfolio Wakefield, MA 133,814133.8k $18.6m $18.6m 0.69% Reduced -2.0k -1,989
12 Genesee Capital Advisors, LLC 7.52% of their portfolio AUBURN, NY 112,639112.6k $15.6m $15.6m 7.52% Added +254 +254
13 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 111,606111.6k $15.5m $15.5m 0.04% Reduced -1.7k -1,745
14 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 105,085105.1k $14.6m $14.6m 0.02% Added +1.4k +1,410
15 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 90,92090.9k $12.6m $12.6m 0.08% Added +5.0k +5,022
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 89,81289.8k $12.5m $12.5m 0.00% Reduced -20.6k -20,560
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 87,24687.2k $12.1m $12.1m 0.00% Reduced -15.6k -15,556
18 MAI Capital Management 0.11% of their portfolio INDEPENDENCE, OH 83,33883.3k $11.6m $11.6m 0.11% Reduced -23.0k -22,974
19 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 71,76771.8k $10.0m $10.0m 0.01% Reduced -25.2k -25,214
20 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 65,85765.9k $9.1m $9.1m 0.02% Added +764 +764
21 BRASS TAX WEALTH MANAGEMENT, INC 1.21% of their portfolio CINCINNATI, OH 63,77263.8k $8.8m $8.8m 1.21% Added +31.5k +31,520
22 Choice Wealth Advisors LLC 4.19% of their portfolio WATERVILLE, ME 60,48460.5k $8.4m $8.4m 4.19% Added +1.8k +1,767
23 Kowal Investment Group, LLC 1.28% of their portfolio BROOKFIELD, WI 50,15050.1k $7.0m $7.0m 1.28% Reduced -747 -747
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 49,23749.2k $6.8m $6.8m 0.00% Added +4.4k +4,362
25 Virtue Capital Management, LLC 1.27% of their portfolio BRENTWOOD, TN 45,80545.8k $6.4m $6.4m 1.27% Reduced -3.5k -3,495
26 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 44,72844.7k $6.2m $6.2m 0.01% Added +22.2k +22,245
27 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 44,51244.5k $6.2m $6.2m 0.05% Reduced -206 -206
28 Financial Enhancement Group LLC 0.85% of their portfolio ANDERSON, IN 44,01644.0k $4.4m $4.4m 0.85% New
29 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 42,20342.2k $5.9m $5.9m 0.02% Reduced -4.2k -4,170
30 Schrum Private Wealth Management LLC 2.94% of their portfolio ST. AUGUSTINE, FL 41,04441.0k $5.7m $5.7m 2.94% Added +17.5k +17,500
31 KESTRA PRIVATE WEALTH SERVICES, LLC 0.10% of their portfolio AUSTIN, TX 38,78638.8k $5.4m $5.4m 0.10% Reduced -4.5k -4,520
32 Socha Financial Group, LLC 2.19% of their portfolio CORNING, NY 36,45136.5k $5.1m $5.1m 2.19% Added +1.2k +1,227
33 Triton Wealth Management, PLLC 2.67% of their portfolio SUN CITY, AZ 34,47834.5k $4.7m $4.7m 2.67% Added +958 +958
34 Strategic Blueprint, LLC 0.29% of their portfolio ATLANTA, GA 33,00433.0k $4.6m $4.6m 0.29% Added +4.7k +4,731
35 IHT Wealth Management, LLC 0.13% of their portfolio Chicago, IL 32,85432.9k $4.7m $4.7m 0.13% Reduced -1.5k -1,535
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 31,92031.9k $4.4m $4.4m 0.01% Added +15.3k +15,313
37 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 28,86128.9k $4.0m $4.0m 0.03% Added +2.1k +2,102
38 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 25,63025.6k $3.6m $3.6m 0.01% Reduced -88 -88
39 Spire Wealth Management 0.10% of their portfolio MCLEAN, VA 21,77321.8k $3.0m $3.0m 0.10% Unchanged
40 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 19,43919.4k $2.7m $2.7m 0.00% Added +447 +447
41 Concurrent Investment Advisors, LLC 0.08% of their portfolio Tampa, FL 19,39819.4k $2.7m $2.7m 0.08% Added +1.1k +1,148
42 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 17,18917.2k $2.4m $2.4m 0.00% New
43 Proactive Wealth Strategies LLC 1.30% of their portfolio MARIETTA, GA 16,94516.9k $2.3m $2.3m 1.30% First filing
44 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 16,78416.8k $2.3m $2.3m 0.00% Added +2.3k +2,345
45 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 16,26016.3k $2.3m $2.3m 0.03% Unchanged
46 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 16,22516.2k $2.2m $2.2m 0.01% Reduced -1.0k -1,018
47 CoreCap Advisors, LLC 0.10% of their portfolio SOUTHFIELD, MI 15,37815.4k $2.1m $2.1m 0.10% Reduced -401 -401
48 L & S Advisors Inc 0.22% of their portfolio Los Angeles, CA 15,29615.3k $2.1m $2.1m 0.22% Reduced -1.0k -1,020
49 MTM Investment Management, LLC 0.83% of their portfolio SPARTANBURG, SC 15,24615.2k $2.1m $2.1m 0.83% Reduced -1.1k -1,086
50 Paragon Private Wealth Management, LLC 0.98% of their portfolio LEXINGTON, KY 14,28814.3k $2.0m $2.0m 0.98% Added +236 +236
51 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 13,77813.8k $1.9m $1.9m 0.01% Reduced -311 -311
52 SignalPoint Asset Management, LLC 0.42% of their portfolio SPRINGFIELD, MO 12,93712.9k $1.8m $1.8m 0.42% Reduced -323 -323
53 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 12,39812.4k $1.7m $1.7m 0.00% Added +1.3k +1,260
54 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,76411.8k $1.6m $1.6m 0.00% Reduced -1.9k -1,856
55 Three Seasons Wealth, LLC 0.85% of their portfolio SALT LAKE CITY, UT 11,64911.6k $1.6m $1.6m 0.85% Reduced -335 -335
56 Plotkin Financial Advisors, LLC 0.92% of their portfolio CHEVY CHASE, MD 11,11811.1k $1.5m $1.5m 0.92% Unchanged
57 Arax Advisory Partners 0.13% of their portfolio NEW YORK, NY 10,40010.4k $1.4m $1.4m 0.13% Added +41 +41
58 KEYBANK NATIONAL ASSOCIATION/OH 0.01% of their portfolio BROOKLYN, OH 10,20110.2k $1.4m $1.4m 0.01% Unchanged
59 Novak & Powell Financial Services, Inc. 0.82% of their portfolio ST. PETERSBURG, FL 10,17210.2k $1.4m $1.4m 0.82% Reduced -1.1k -1,050
60 Arkadios Wealth Advisors 0.07% of their portfolio ATLANTA, GA 9,4019.4k $1.3m $1.3m 0.07% Added +430 +430
61 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 9,3349.3k $1.3m $1.3m 0.05% Reduced -72 -72
62 TFG Advisers LLC 0.45% of their portfolio Auburn Hills, MI 9,0569.1k $1.3m $1.3m 0.45% Added +254 +254
63 Clear Creek Financial Management, LLC 0.14% of their portfolio SILVERDALE, WA 9,0109.0k $1.2m $1.2m 0.14% Reduced -175 -175
64 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 8,7168.7k $1.2m $1.2m 0.02% Reduced -59 -59
65 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 8,5738.6k $1.2m $1.2m 0.00% Reduced -210 -210
66 BENJAMIN EDWARDS INC 0.02% of their portfolio Clayton, MO 8,3338.3k $1.2m $1.2m 0.02% Added +7.9k +7,880
67 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 8,1018.1k $1.1m $1.1m 0.00% Reduced -4.4k -4,385
68 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,6807.7k $1.1m $1.1m 0.00% Reduced -1 -1
69 Ashton Thomas Private Wealth, LLC 0.05% of their portfolio SCOTTSDALE, AZ 7,3737.4k $1.0m $1.0m 0.05% Reduced -88 -88
70 Clarus Wealth Advisors 0.51% of their portfolio PEORIA, AZ 7,2327.2k $1.0m $1.0m 0.51% Added +90 +90
71 CWM, LLC 0.00% of their portfolio OMAHA, NE 7,1937.2k $997.0k $997.0k 0.00% Reduced -1.0k -1,000
72 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.27% of their portfolio INDIANAPOLIS, IN 7,1247.1k $987.7k $987.7k 0.27% Reduced -237 -237
73 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 7,1197.1k $987.0k $987.0k 0.03% Reduced -59 -59
74 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 6,7276.7k $932.7k $932.7k 0.00% Unchanged
75 Stablepoint Partners, LLC 0.17% of their portfolio BRAINTREE, MA 6,6706.7k $924.8k $924.8k 0.17% Added +608 +608
76 Summit Financial, LLC 0.04% of their portfolio PARSIPPANY, NJ 6,5656.6k $910.2k $910.2k 0.04% Added +2.6k +2,623
77 Kesler, Norman & Wride, LLC 0.18% of their portfolio OGDEN, UT 6,4856.5k $899.1k $899.1k 0.18% Reduced -14 -14
78 Coppell Advisory Solutions LLC 0.13% of their portfolio COPPELL, TX 6,4436.4k $891.4k $891.4k 0.13% Reduced -998 -998
79 LEVEL FOUR ADVISORY SERVICES, LLC 0.04% of their portfolio DALLAS, TX 6,3186.3k $881.4k $881.4k 0.04% Unchanged
80 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 6,1256.1k $849.2k $849.2k 0.01% Reduced -38 -38
81 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 5,8365.8k $808.3k $808.3k 0.02% Reduced -1.6k -1,638
82 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 5,7355.7k $795.6k $795.6k 0.02% Reduced -186 -186
83 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 5,6715.7k $786.0k $786.0k 0.00% Added +1.1k +1,072
84 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,6675.7k $785.7k $785.7k 0.00% Reduced -89 -89
85 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 5,6665.7k $785.6k $785.6k 0.01% Added +254 +254
86 TruWealth Advisors, LLC 0.05% of their portfolio Metairie, LA 5,6555.7k $784.0k $784.0k 0.05% Reduced -119 -119
87 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 5,5905.6k $775.0k $775.0k 0.02% Added +405 +405
88 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 5,5105.5k $764.0k $764.0k 0.03% Reduced -130 -130
89 WMG Financial Advisors, LLC 0.34% of their portfolio Knoxville, TN 5,4685.5k $758.1k $758.1k 0.34% Added +212 +212
90 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,4215.4k $751.6k $751.6k 0.00% Reduced -492 -492
91 Private Portfolio Partners LLC 0.14% of their portfolio PARAMUS, NJ 5,3835.4k $746.4k $746.4k 0.14% New
92 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 5,3805.4k $760.0k $760.0k 0.02% Unchanged
93 Peak Planning Group, LLC 0.33% of their portfolio CENTENNIAL, CO 5,3605.4k $743.2k $743.2k 0.33% Added +334 +334
94 PGIM Custom Harvest LLC 0.01% of their portfolio NEWARK, NJ 4,9985.0k $692.9k $692.9k 0.01% Reduced -292 -292
95 Tyler-Stone Wealth Management 0.13% of their portfolio Beachwood, OH 4,7804.8k $662.7k $662.7k 0.13% Added +2.4k +2,369
96 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 4,7274.7k $728.1k $728.1k 0.00% Added +1.8k +1,819
97 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 4,4854.5k $620.5k $620.5k 0.00% Added +2.5k +2,453
98 TCFG WEALTH MANAGEMENT, LLC 0.31% of their portfolio LAGUNA NIGUEL, CA 4,4354.4k $614.9k $614.9k 0.31% First filing
99 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 4,4254.4k $613.5k $613.5k 0.00% New
100 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 4,3464.3k $602.6k $602.6k 0.00% Added +203 +203