Vault-13

FIRST TR EXCHANGE TRADED FD FXL

TECH ALPHADEX · ETP · CUSIP 33734X176

237 institutional holders +9 vs Q1 2024
5,650,5075.7m shares reported held*
$766.6mreported value*
21 new 50 added 80 reduced 14 sold out net sold ≈ $255.7m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($18.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $135.68. Options: 1 managers hold calls ($722.2k notional), 2 hold puts ($1.0m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 187Q4 22: 196Q1 23: 199Q2 23: 204Q3 23: 208Q4 23: 224Q1 24: 228Q2 24: 237237Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022187
Q4 2022196
Q1 2023199
Q2 2023204
Q3 2023208
Q4 2023224
Q1 2024228
Q2 2024237

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 70 bought or addedQ4 22: 93 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 93 cut or sold outQ2 23: 69 bought or addedQ2 23: 90 cut or sold outQ2 23Q3 23: 66 bought or addedQ3 23: 82 cut or sold outQ4 23: 83 bought or addedQ4 23: 83 cut or sold outQ4 23Q1 24: 75 bought or addedQ1 24: 102 cut or sold outQ2 24: 71 bought or addedQ2 24: 94 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227093
Q1 20236393
Q2 20236990
Q3 20236682
Q4 20238383
Q1 202475102
Q2 20247194

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $687.6kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $722.2kQ2 24 puts: $1.0mQ2 24P/C 1.40
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$687.6k$00.00
Q2 2024$722.2k$1.0m1.40

Biggest buyers

RAYMOND JAMES & ASSOCIATES Added +31,111+31.1k
LPL Financial LLC Added +29,669+29.7k
Strategic Financial Concepts, LLC New +26,482+26.5k
JANE STREET GROUP, LLC Added +18,755+18.8k
NewEdge Advisors, LLC Added +18,452+18.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +16,607+16.6k
RVW Wealth, LLC Added +10,260+10.3k
Jaffetilchin Investment Partners, LLC New +10,124+10.1k
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. New +7,361+7.4k
Peak Planning Group, LLC New +5,026+5.0k

Biggest sellers

MORGAN STANLEY Reduced -1,712,809-1.7m
WELLS FARGO & COMPANY/MN Reduced -62,173-62.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -55,001-55.0k
TRUIST FINANCIAL CORP Reduced -47,185-47.2k
UBS Group AG Reduced -46,763-46.8k
CITADEL ADVISORS LLC Reduced -34,396-34.4k
WIN ADVISORS, INC Sold out -21,989-22.0k
Cambridge Investment Research Advisors, Inc. Reduced -12,666-12.7k
Genesee Capital Advisors, LLC Reduced -12,226-12.2k
TWO SIGMA ADVISERS, LP Sold out -11,300-11.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $722.2k5.3k shares

Biggest puts

Belvedere Trading LLC New $681.3k5.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $327.0k2.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.1 pts · filed 2026-10-19 28.2% -1.1 pts 3.6m≈ $781.4m 2026-10-19

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 893,345893.3k $121.7m $121.7m 0.01% Reduced -1.7m -1,712,809
2 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 674,953675.0k $92.0m $92.0m 0.02% Reduced -62.2k -62,173
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 456,164456.2k $62.2m $62.2m 0.03% Added +29.7k +29,669
4 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 275,271275.3k $37.5m $37.5m 0.02% Added +31.1k +31,111
5 RVW Wealth, LLC 2.65% of their portfolio LOS ANGELES, CA 194,534194.5k $26.5m $26.5m 2.65% Added +10.3k +10,260
6 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 169,561169.6k $23.1m $23.1m 0.03% Reduced -1.8k -1,780
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 167,950167.9k $22.9m $22.9m 0.01% Reduced -46.8k -46,763
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 164,833164.8k $22.5m $22.5m 0.00% Reduced -3.2k -3,158
9 Vestmark Advisory Solutions, Inc. 0.77% of their portfolio Wakefield, MA 135,803135.8k $18.5m $18.5m 0.77% Added +2.5k +2,470
10 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 135,435135.4k $18.5m $18.5m 0.03% Added +2.2k +2,249
11 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 122,620122.6k $16.7m $16.7m 0.04% Reduced -9.3k -9,298
12 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 113,351113.4k $15.4m $15.4m 0.05% Reduced -1.7k -1,661
13 Genesee Capital Advisors, LLC 7.51% of their portfolio AUBURN, NY 112,385112.4k $15.3m $15.3m 7.51% Reduced -12.2k -12,226
14 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 110,372110.4k $15.0m $15.0m 0.01% Reduced -55.0k -55,001
15 MAI Capital Management 0.14% of their portfolio INDEPENDENCE, OH 106,312106.3k $14.5m $14.5m 0.14% Reduced -2.2k -2,221
16 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 103,675103.7k $14.1m $14.1m 0.02% Reduced -47.2k -47,185
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 102,802102.8k $14.0m $14.0m 0.00% Added +2.7k +2,692
18 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 96,98197.0k $13.2m $13.2m 0.01% Reduced -330 -330
19 NewEdge Advisors, LLC 0.09% of their portfolio NEW ORLEANS, LA 85,89885.9k $11.7m $11.7m 0.09% Added +18.5k +18,452
20 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 65,09365.1k $8.9m $8.9m 0.02% Reduced -1.5k -1,486
21 Choice Wealth Advisors LLC 4.24% of their portfolio WATERVILLE, ME 58,71758.7k $8.0m $8.0m 4.24% Added +609 +609
22 Kowal Investment Group, LLC 1.38% of their portfolio BROOKFIELD, WI 50,89750.9k $6.9m $6.9m 1.38% Reduced -1.6k -1,572
23 Virtue Capital Management, LLC 1.17% of their portfolio BRENTWOOD, TN 49,30049.3k $6.8m $6.8m 1.17% Added +961 +961
24 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 46,37346.4k $6.3m $6.3m 0.02% Reduced -12.7k -12,666
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 44,87544.9k $6.1m $6.1m 0.00% Reduced -3.5k -3,483
26 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 44,71844.7k $6.1m $6.1m 0.05% Reduced -1.4k -1,411
27 KESTRA PRIVATE WEALTH SERVICES, LLC 0.12% of their portfolio AUSTIN, TX 43,30643.3k $5.9m $5.9m 0.12% Added +1.8k +1,796
28 Socha Financial Group, LLC 2.25% of their portfolio CORNING, NY 35,22435.2k $4.8m $4.8m 2.25% Reduced -408 -408
29 IHT Wealth Management, LLC 0.17% of their portfolio Chicago, IL 34,38934.4k $4.6m $4.6m 0.17% Reduced -159 -159
30 IronBridge Private Wealth, LLC 1.74% of their portfolio Austin, TX 34,17134.2k $4.7m $4.7m 1.74% Added +3.3k +3,289
31 Triton Wealth Management, PLLC 2.71% of their portfolio SUN CITY, AZ 33,52033.5k $4.6m $4.6m 2.71% Reduced -270 -270
32 BRASS TAX WEALTH MANAGEMENT, INC 0.86% of their portfolio CINCINNATI, OH 32,25232.3k $4.4m $4.4m 0.86% Reduced -200 -200
33 Strategic Blueprint, LLC 0.26% of their portfolio ATLANTA, GA 28,27328.3k $3.9m $3.9m 0.26% Added +477 +477
34 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 26,75926.8k $3.6m $3.6m 0.03% Added +4.4k +4,415
35 Strategic Financial Concepts, LLC 0.00% of their portfolio SAN ANTONIO, TX 26,48226.5k $1.4k $1.4k 0.00% New
36 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 25,71825.7k $3.5m $3.5m 0.01% Reduced -216 -216
37 NAVELLIER & ASSOCIATES INC 0.40% of their portfolio Reno, NV 25,17325.2k $3.4m $3.4m 0.40% Added +4.5k +4,525
38 Schrum Private Wealth Management LLC 2.89% of their portfolio ST. AUGUSTINE, FL 23,54423.5k $3.2m $3.2m 2.89% Unchanged
39 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 22,48322.5k $3.1m $3.1m 0.00% Added +18.8k +18,755
40 VALLEY WEALTH MANAGERS, INC. 0.24% of their portfolio PARAMUS, NJ 21,89721.9k $3.0m $3.0m 0.24% Reduced -879 -879
41 Spire Wealth Management 0.10% of their portfolio MCLEAN, VA 21,77321.8k $3.0m $3.0m 0.10% Unchanged
42 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 18,99219.0k $2.6m $2.6m 0.00% Added +937 +937
43 Concurrent Investment Advisors, LLC 0.08% of their portfolio Tampa, FL 18,25018.2k $2.5m $2.5m 0.08% Added +1.2k +1,193
44 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 17,24317.2k $2.3m $2.3m 0.01% Added +887 +887
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,60716.6k $2.3m $2.3m 0.00% New
46 MTM Investment Management, LLC 0.91% of their portfolio SPARTANBURG, SC 16,33216.3k $2.2m $2.2m 0.91% Reduced -10 -10
47 L & S Advisors Inc 0.25% of their portfolio Los Angeles, CA 16,31616.3k $2.2m $2.2m 0.25% Added +195 +195
48 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 16,26016.3k $2.2m $2.2m 0.03% Unchanged
49 CoreCap Advisors, LLC 0.22% of their portfolio SOUTHFIELD, MI 15,77915.8k $2.2m $2.2m 0.22% Reduced -68 -68
50 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 14,43914.4k $2.0m $2.0m 0.00% Reduced -1.8k -1,798
51 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 14,08914.1k $1.9m $1.9m 0.01% Reduced -30 -30
52 Paragon Private Wealth Management, LLC 1.08% of their portfolio LEXINGTON, KY 14,05214.1k $1.9m $1.9m 1.08% Reduced -508 -508
53 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 13,62013.6k $1.9m $1.9m 0.00% Added +232 +232
54 SignalPoint Asset Management, LLC 0.48% of their portfolio SPRINGFIELD, MO 13,26013.3k $1.8m $1.8m 0.48% Reduced -65 -65
55 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,48612.5k $1.7m $1.7m 0.00% Reduced -34.4k -34,396
56 Three Seasons Wealth, LLC 0.90% of their portfolio SALT LAKE CITY, UT 11,98412.0k $1.6m $1.6m 0.90% Unchanged
57 Novak & Powell Financial Services, Inc. 0.95% of their portfolio ST. PETERSBURG, FL 11,22211.2k $1.5m $1.5m 0.95% Reduced -150 -150
58 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,13811.1k $1.5m $1.5m 0.00% Added +2.4k +2,394
59 Plotkin Financial Advisors, LLC 0.97% of their portfolio CHEVY CHASE, MD 11,11811.1k $1.5m $1.5m 0.97% Unchanged
60 Arax Advisory Partners 0.14% of their portfolio NEW YORK, NY 10,35910.4k $1.4m $1.4m 0.14% Added +70 +70
61 KEYBANK NATIONAL ASSOCIATION/OH 0.01% of their portfolio BROOKLYN, OH 10,20110.2k $1.4m $1.4m 0.01% Unchanged
62 Jaffetilchin Investment Partners, LLC 0.12% of their portfolio TAMPA, FL 10,12410.1k $1.4m $1.4m 0.12% New
63 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 9,4069.4k $1.3m $1.3m 0.05% Added +72 +72
64 Ausdal Financial Partners, Inc. 0.13% of their portfolio Davenport, IA 9,2719.3k $1.3m $1.3m 0.13% Reduced -1.2k -1,164
65 Clear Creek Financial Management, LLC 0.15% of their portfolio SILVERDALE, WA 9,1859.2k $1.3m $1.3m 0.15% Reduced -88 -88
66 Arkadios Wealth Advisors 0.08% of their portfolio ATLANTA, GA 8,9719.0k $1.2m $1.2m 0.08% Reduced -3.0k -3,041
67 TFG Advisers LLC 0.47% of their portfolio Auburn Hills, MI 8,8028.8k $1.2m $1.2m 0.47% Added +291 +291
68 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 8,7838.8k $1.2m $1.2m 0.00% Reduced -272 -272
69 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 8,7758.8k $1.2m $1.2m 0.02% Added +78 +78
70 CWM, LLC 0.01% of their portfolio OMAHA, NE 8,1938.2k $1.1m $1.1m 0.01% Added +188 +188
71 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 7,7707.8k $1.1m $1.1m 0.02% Added +196 +196
72 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,6817.7k $1.0m $1.0m 0.00% Added +258 +258
73 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 7,4747.5k $1.0m $1.0m 0.03% Reduced -1.4k -1,376
74 Ashton Thomas Private Wealth, LLC 0.06% of their portfolio SCOTTSDALE, AZ 7,4617.5k $1.0m $1.0m 0.06% Unchanged
75 Coppell Advisory Solutions LLC 0.17% of their portfolio COPPELL, TX 7,4417.4k $1.0m $1.0m 0.17% First filing
76 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.31% of their portfolio INDIANAPOLIS, IN 7,3617.4k $1.0m $1.0m 0.31% New
77 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 7,1787.2k $978.1k $978.1k 0.03% Reduced -275 -275
78 Clarus Wealth Advisors 0.53% of their portfolio PEORIA, AZ 7,1427.1k $997.6k $997.6k 0.53% Reduced -314 -314
79 Elser Financial Planning, Inc 0.16% of their portfolio INDIANAPOLIS, IN 7,0877.1k $965.7k $965.7k 0.16% First filing
80 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 6,7276.7k $916.6k $916.6k 0.00% Unchanged
81 Kesler, Norman & Wride, LLC 0.19% of their portfolio OGDEN, UT 6,4996.5k $885.6k $885.6k 0.19% Reduced -361 -361
82 LEVEL FOUR ADVISORY SERVICES, LLC 0.04% of their portfolio DALLAS, TX 6,3186.3k $860.9k $860.9k 0.04% Reduced -179 -179
83 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 6,1636.2k $839.8k $839.8k 0.01% Reduced -150 -150
84 Stablepoint Partners, LLC 0.16% of their portfolio BRAINTREE, MA 6,0626.1k $813.9k $813.9k 0.16% Added +2.2k +2,177
85 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 5,9215.9k $807.4k $807.4k 0.02% Reduced -25 -25
86 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,9135.9k $805.7k $805.7k 0.00% Added +63 +63
87 TruWealth Advisors, LLC 0.05% of their portfolio Metairie, LA 5,7745.8k $786.8k $786.8k 0.05% Reduced -224 -224
88 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,7565.8k $784.4k $784.4k 0.00% Reduced -599 -599
89 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 5,7205.7k $779.0k $779.0k 0.04% Added +3.8k +3,827
90 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 5,6405.6k $768.0k $768.0k 0.03% Reduced -269 -269
91 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 5,4125.4k $737.4k $737.4k 0.01% Reduced -3.0k -3,002
92 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 5,3805.4k $722.4k $722.4k 0.02% Unchanged
93 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 5,3785.4k $743.3k $743.3k 0.03% Added +3.1k +3,065
94 PGIM Custom Harvest LLC 0.02% of their portfolio NEWARK, NJ 5,2905.3k $720.8k $720.8k 0.02% Unchanged
95 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,2695.3k $718.0k $718.0k 0.00% Added +186 +186
96 WMG Financial Advisors, LLC 0.38% of their portfolio Knoxville, TN 5,2565.3k $716.2k $716.2k 0.38% Reduced -212 -212
97 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.07% of their portfolio ORLANDO, FL 5,2055.2k $709.2k $709.2k 0.07% Added +114 +114
98 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 5,1855.2k $706.5k $706.5k 0.02% Reduced -53 -53
99 REAP Financial Group, LLC 0.19% of their portfolio AUSTIN, TX 5,1455.1k $701.0k $701.0k 0.19% Reduced -925 -925
100 Peak Planning Group, LLC 0.34% of their portfolio CENTENNIAL, CO 5,0265.0k $684.9k $684.9k 0.34% New