Vault-13

FIRST TR EXCHANGE TRADED FD FXL

TECH ALPHADEX · ETP · CUSIP 33734X176

228 institutional holders +4 vs Q4 2023
7,497,8857.5m shares reported held*
$1.0bnreported value*
22 new 53 added 85 reduced 17 sold out net bought ≈ $96.5m (+716.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($18.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $134.73. Options: 1 managers hold calls ($687.6k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 187Q4 22: 196Q1 23: 199Q2 23: 204Q3 23: 208Q4 23: 224Q1 24: 228228Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022187
Q4 2022196
Q1 2023199
Q2 2023204
Q3 2023208
Q4 2023224
Q1 2024228

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 70 bought or addedQ4 22: 93 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 93 cut or sold outQ1 23Q2 23: 69 bought or addedQ2 23: 90 cut or sold outQ2 23Q3 23: 66 bought or addedQ3 23: 82 cut or sold outQ3 23Q4 23: 83 bought or addedQ4 23: 83 cut or sold outQ4 23Q1 24: 75 bought or addedQ1 24: 102 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227093
Q1 20236393
Q2 20236990
Q3 20236682
Q4 20238383
Q1 202475102

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ2 23 calls: $0Q2 23 puts: $293.7kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $687.6kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$0$293.7k—
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$687.6k$00.00

Biggest buyers

MORGAN STANLEY Added +826,866+826.9k
WELLS FARGO & COMPANY/MN Added +50,583+50.6k
CITADEL ADVISORS LLC Added +45,091+45.1k
Cetera Investment Advisers Added +39,665+39.7k
UBS Group AG Added +30,676+30.7k
WIN ADVISORS, INC New +21,989+22.0k
AMERIPRISE FINANCIAL INC Added +12,193+12.2k
Rockefeller Capital Management L.P. Added +11,654+11.7k
KESTRA PRIVATE WEALTH SERVICES, LLC Added +9,436+9.4k
RVW Wealth, LLC Added +8,659+8.7k

Biggest sellers

RAYMOND JAMES & ASSOCIATES Reduced -54,065-54.1k
LPL Financial LLC Reduced -42,397-42.4k
Cetera Advisors LLC Sold out -40,891-40.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -30,462-30.5k
GOLDMAN SACHS GROUP INC Sold out -28,910-28.9k
Genesee Capital Advisors, LLC Reduced -28,343-28.3k
JANE STREET GROUP, LLC Reduced -18,679-18.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -18,052-18.1k
AE Wealth Management LLC Reduced -17,104-17.1k
ROYAL BANK OF CANADA Reduced -11,315-11.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $687.6k5.1k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.1 pts · filed 2026-10-19 28.2% -1.1 pts 3.6m≈ $781.4m 2026-10-19

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,606,1542.6m $351.4m $351.4m 0.01% Added +826.9k +826,866
2 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 737,126737.1k $99.4m $99.4m 0.03% Added +50.6k +50,583
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 426,495426.5k $57.5m $57.5m 0.03% Reduced -42.4k -42,397
4 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 244,160244.2k $32.9m $32.9m 0.02% Reduced -54.1k -54,065
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 214,713214.7k $28.9m $28.9m 0.01% Added +30.7k +30,676
6 RVW Wealth, LLC 2.55% of their portfolio LOS ANGELES, CA 184,274184.3k $24.8m $24.8m 2.55% Added +8.7k +8,659
7 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 171,341171.3k $23.1m $23.1m 0.03% Reduced -2.5k -2,526
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 167,991168.0k $22.6m $22.6m 0.00% Reduced -5.3k -5,257
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 165,373165.4k $22.3m $22.3m 0.01% Reduced -18.1k -18,052
10 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 150,860150.9k $20.3m $20.3m 0.03% Reduced -11.3k -11,306
11 Vestmark Advisory Solutions, Inc. 0.77% of their portfolio Wakefield, MA 133,333133.3k $18.0m $18.0m 0.77% Added +4.6k +4,598
12 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 133,186133.2k $18.0m $18.0m 0.03% Added +8.1k +8,117
13 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 131,918131.9k $17.8m $17.8m 0.04% Reduced -189 -189
14 Genesee Capital Advisors, LLC 9.19% of their portfolio AUBURN, NY 124,611124.6k $16.8m $16.8m 9.19% Reduced -28.3k -28,343
15 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 115,012115.0k $15.5m $15.5m 0.05% Reduced -1.6k -1,649
16 MAI Capital Management 0.15% of their portfolio INDEPENDENCE, OH 108,533108.5k $14.6m $14.6m 0.15% Reduced -1.2k -1,180
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 100,110100.1k $13.5m $13.5m 0.00% Added +12.2k +12,193
18 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 97,31197.3k $13.1m $13.1m 0.01% Reduced -871 -871
19 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 67,44667.4k $9.1m $9.1m 0.08% Reduced -5.7k -5,669
20 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 66,57966.6k $9.0m $9.0m 0.02% Added +39.7k +39,665
21 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 59,03959.0k $8.0m $8.0m 0.03% Added +367 +367
22 Choice Wealth Advisors LLC 4.74% of their portfolio WATERVILLE, ME 58,10858.1k $7.8m $7.8m 4.74% Reduced -60 -60
23 Kowal Investment Group, LLC 1.53% of their portfolio BROOKFIELD, WI 52,46952.5k $7.1m $7.1m 1.53% Reduced -1.6k -1,562
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 48,35848.4k $6.5m $6.5m 0.00% Reduced -11.3k -11,315
25 Virtue Capital Management, LLC 1.14% of their portfolio BRENTWOOD, TN 48,33948.3k $6.4m $6.4m 1.14% Reduced -2.4k -2,354
26 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 46,88246.9k $6.3m $6.3m 0.01% Added +45.1k +45,091
27 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 46,12946.1k $6.2m $6.2m 0.06% Reduced -1.3k -1,265
28 KESTRA PRIVATE WEALTH SERVICES, LLC 0.13% of their portfolio AUSTIN, TX 41,51041.5k $5.6m $5.6m 0.13% Added +9.4k +9,436
29 Socha Financial Group, LLC 2.11% of their portfolio CORNING, NY 35,63235.6k $4.8m $4.8m 2.11% Reduced -272 -272
30 IHT Wealth Management, LLC 0.19% of their portfolio Chicago, IL 34,54834.5k $4.7m $4.7m 0.19% Reduced -189 -189
31 Triton Wealth Management, PLLC 2.98% of their portfolio SUN CITY, AZ 33,79033.8k $4.3m $4.3m 2.98% Reduced -3.9k -3,885
32 BRASS TAX WEALTH MANAGEMENT, INC 2.28% of their portfolio CINCINNATI, OH 32,45232.5k $4.4m $4.4m 2.28% First filing
33 IronBridge Private Wealth, LLC 1.73% of their portfolio Austin, TX 30,88230.9k $4.2m $4.2m 1.73% Added +1.1k +1,148
34 Strategic Blueprint, LLC 0.27% of their portfolio ATLANTA, GA 27,79627.8k $3.7m $3.7m 0.27% Added +2.1k +2,102
35 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 25,93425.9k $3.5m $3.5m 0.01% Added +11.7k +11,654
36 Schrum Private Wealth Management LLC 2.88% of their portfolio ST. AUGUSTINE, FL 23,54423.5k $3.2m $3.2m 2.88% Added +3.0k +3,022
37 VALLEY WEALTH MANAGERS, INC. 0.23% of their portfolio PARAMUS, NJ 22,77622.8k $3.1m $3.1m 0.23% Added +17 +17
38 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 22,34422.3k $3.0m $3.0m 0.03% Added +7.1k +7,108
39 WIN ADVISORS, INC 1.31% of their portfolio PALM BEACH GARDENS, FL 21,98922.0k $3.0m $3.0m 1.31% New
40 Spire Wealth Management 0.05% of their portfolio MCLEAN, VA 21,77321.8k $2.9m $2.9m 0.05% Unchanged
41 NAVELLIER & ASSOCIATES INC 0.34% of their portfolio Reno, NV 20,64820.6k $2.8m $2.8m 0.34% Reduced -10.8k -10,844
42 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 18,05518.1k $2.4m $2.4m 0.00% Added +172 +172
43 Concurrent Investment Advisors, LLC 0.09% of their portfolio Tampa, FL 17,05717.1k $2.3m $2.3m 0.09% Reduced -10.7k -10,673
44 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 16,35616.4k $2.2m $2.2m 0.01% Added +1.4k +1,436
45 MTM Investment Management, LLC 0.91% of their portfolio SPARTANBURG, SC 16,34216.3k $2.2m $2.2m 0.91% Reduced -85 -85
46 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 16,26016.3k $2.2m $2.2m 0.03% Reduced -5 -5
47 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 16,23716.2k $2.2m $2.2m 0.00% Reduced -256 -256
48 L & S Advisors Inc 0.25% of their portfolio Los Angeles, CA 16,12116.1k $2.2m $2.2m 0.25% Added +44 +44
49 CoreCap Advisors, LLC 0.11% of their portfolio SOUTHFIELD, MI 15,84715.8k $2.1m $2.1m 0.11% Reduced -42 -42
50 Paragon Private Wealth Management, LLC 1.17% of their portfolio LEXINGTON, KY 14,56014.6k $2.0m $2.0m 1.17% Reduced -149 -149
51 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 14,11914.1k $1.9m $1.9m 0.01% Reduced -578 -578
52 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 13,38813.4k $1.8m $1.8m 0.00% Reduced -643 -643
53 SignalPoint Asset Management, LLC 0.49% of their portfolio SPRINGFIELD, MO 13,32513.3k $1.8m $1.8m 0.49% Reduced -614 -614
54 Arkadios Wealth Advisors 0.13% of their portfolio ATLANTA, GA 12,01212.0k $1.6m $1.6m 0.13% Reduced -554 -554
55 Three Seasons Wealth, LLC 1.11% of their portfolio SALT LAKE CITY, UT 11,98412.0k $1.6m $1.6m 1.11% Reduced -100 -100
56 Novak & Powell Financial Services, Inc. 1.15% of their portfolio ST. PETERSBURG, FL 11,37211.4k $1.5m $1.5m 1.15% Reduced -172 -172
57 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 11,30011.3k $1.5m $1.5m 0.00% Reduced -8.0k -8,000
58 Plotkin Financial Advisors, LLC 0.99% of their portfolio CHEVY CHASE, MD 11,11811.1k $1.5m $1.5m 0.99% Unchanged
59 Coppell Advisory Solutions Corp. 0.27% of their portfolio COPPELL, TX 10,73410.7k $1.4m $1.4m 0.27% First filing
60 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 10,65610.7k $1.4m $1.4m 0.05% Added +7 +7
61 Ausdal Financial Partners, Inc. 0.16% of their portfolio Davenport, IA 10,43510.4k $1.4m $1.4m 0.16% Reduced -310 -310
62 Arax Advisory Partners 0.15% of their portfolio NEW YORK, NY 10,28910.3k $1.4m $1.4m 0.15% Reduced -80 -80
63 KEYBANK NATIONAL ASSOCIATION/OH 0.01% of their portfolio BROOKLYN, OH 10,20110.2k $1.4m $1.4m 0.01% Reduced -400 -400
64 IFP Advisors, Inc 0.06% of their portfolio TAMPA, FL 9,3349.3k $1.3m $1.3m 0.06% Added +283 +283
65 Clear Creek Financial Management, LLC 0.16% of their portfolio SILVERDALE, WA 9,2739.3k $1.3m $1.3m 0.16% Reduced -275 -275
66 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,0559.1k $1.2m $1.2m 0.00% Added +1.3k +1,348
67 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 8,8508.8k $983.7k $983.7k 0.03% Added +604 +604
68 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,7448.7k $1.2m $1.2m 0.00% Added +336 +336
69 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 8,6978.7k $1.2m $1.2m 0.02% Added +581 +581
70 TFG Advisers LLC 0.45% of their portfolio Auburn Hills, MI 8,5118.5k $1.1m $1.1m 0.45% Added +151 +151
71 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 8,4148.4k $1.1m $1.1m 0.01% Reduced -390 -390
72 CWM, LLC 0.01% of their portfolio OMAHA, NE 8,0058.0k $1.1m $1.1m 0.01% Added +111 +111
73 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 7,5747.6k $1.0m $1.0m 0.02% Added +475 +475
74 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 7,5367.5k $1.0m $1.0m 0.01% Added +2.2k +2,193
75 Ashton Thomas Private Wealth, LLC 0.06% of their portfolio SCOTTSDALE, AZ 7,4617.5k $1.0m $1.0m 0.06% Added +5.3k +5,347
76 Clarus Wealth Advisors 0.56% of their portfolio PEORIA, AZ 7,4567.5k $986.2k $986.2k 0.56% Reduced -168 -168
77 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 7,4537.5k $1.0m $1.0m 0.03% Reduced -171 -171
78 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,4237.4k $1.0m $1.0m 0.00% Reduced -100 -100
79 Kesler, Norman & Wride, LLC 0.20% of their portfolio OGDEN, UT 6,8606.9k $924.9k $924.9k 0.20% Reduced -20 -20
80 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 6,7276.7k $906.9k $906.9k 0.00% Reduced -310 -310
81 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 6,6466.6k $896.0k $896.0k 0.02% Added +4.9k +4,858
82 LEVEL FOUR ADVISORY SERVICES, LLC 0.05% of their portfolio DALLAS, TX 6,4976.5k $832.1k $832.1k 0.05% Unchanged
83 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,3556.4k $856.8k $856.8k 0.00% Reduced -383 -383
84 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 6,3136.3k $851.1k $851.1k 0.01% Reduced -149 -149
85 REAP Financial Group, LLC 0.22% of their portfolio AUSTIN, TX 6,0706.1k $818.3k $818.3k 0.22% Added +175 +175
86 TruWealth Advisors, LLC 0.06% of their portfolio Metairie, LA 5,9986.0k $808.6k $808.6k 0.06% Unchanged
87 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 5,9465.9k $802.2k $802.2k 0.02% Reduced -60 -60
88 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 5,9095.9k $797.0k $797.0k 0.03% Added +3 +3
89 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,8505.8k $788.7k $788.7k 0.00% Reduced -333 -333
90 WMG Financial Advisors, LLC 0.42% of their portfolio Knoxville, TN 5,4685.5k $737.2k $737.2k 0.42% Reduced -177 -177
91 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 5,3805.4k $725.3k $725.3k 0.02% Unchanged
92 Private Portfolio Partners LLC 0.15% of their portfolio PARAMUS, NJ 5,3565.4k $722.1k $722.1k 0.15% Reduced -15 -15
93 PGIM Custom Harvest LLC 0.02% of their portfolio NEWARK, NJ 5,2905.3k $713.2k $713.2k 0.02% Reduced -914 -914
94 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 5,2385.2k $706.2k $706.2k 0.02% Reduced -528 -528
95 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.07% of their portfolio ORLANDO, FL 5,0915.1k $684.1k $684.1k 0.07% Reduced -50 -50
96 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,0835.1k $685.3k $685.3k 0.00% Reduced -269 -269
97 Capital Wealth Alliance, LLC 0.36% of their portfolio Scottsdale, AZ 4,5194.5k $609.3k $609.3k 0.36% Reduced -46 -46
98 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 4,4704.5k $602.6k $602.6k 0.01% Reduced -4 -4
99 Gateway Wealth Partners, LLC 0.22% of their portfolio APPLETON, WI 4,4494.4k $599.8k $599.8k 0.22% Added +1.7k +1,715
100 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 4,4314.4k $597.4k $597.4k 0.00% Added +530 +530