Vault-13

FIRST TR EXCHANGE TRADED FD FXL

TECH ALPHADEX · ETP · CUSIP 33734X176

224 institutional holders +16 vs Q3 2023
6,886,0766.9m shares reported held*
$881.8mreported value*
21 new 62 added 69 reduced 14 sold out net bought ≈ $142.0m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($16.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $128.05.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 187Q4 22: 196Q1 23: 199Q2 23: 204Q3 23: 208Q4 23: 224224Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022187
Q4 2022196
Q1 2023199
Q2 2023204
Q3 2023208
Q4 2023224

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 70 bought or addedQ4 22: 93 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 93 cut or sold outQ1 23Q2 23: 69 bought or addedQ2 23: 90 cut or sold outQ2 23Q3 23: 66 bought or addedQ3 23: 82 cut or sold outQ3 23Q4 23: 83 bought or addedQ4 23: 83 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227093
Q1 20236393
Q2 20236990
Q3 20236682
Q4 20238383

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $293.7kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$293.7k—
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +930,055+930.1k
RAYMOND JAMES & ASSOCIATES Added +96,113+96.1k
TRUIST FINANCIAL CORP Added +54,672+54.7k
LPL Financial LLC Added +49,575+49.6k
NAVELLIER & ASSOCIATES INC New +31,492+31.5k
IronBridge Private Wealth, LLC New +29,734+29.7k
Coppell Advisory Solutions LLC Added +26,674+26.7k
Genesee Capital Advisors, LLC Added +22,503+22.5k
GOLDMAN SACHS GROUP INC Added +21,280+21.3k
JANE STREET GROUP, LLC Added +16,167+16.2k

Biggest sellers

VALLEY WEALTH MANAGERS, INC. Reduced -47,057-47.1k
CITADEL ADVISORS LLC Reduced -46,631-46.6k
Cambridge Investment Research Advisors, Inc. Reduced -44,313-44.3k
UBS Group AG Reduced -41,648-41.6k
Virtue Capital Management, LLC Reduced -33,556-33.6k
AE Wealth Management LLC Reduced -14,984-15.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -11,536-11.5k
DAVENPORT & Co LLC Reduced -5,535-5.5k
VALLEY NATIONAL ADVISERS INC Reduced -4,152-4.2k
MAI Capital Management Reduced -4,097-4.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.1 pts · filed 2026-10-19 28.2% -1.1 pts 3.6m≈ $781.4m 2026-10-19

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,779,2881.8m $227.9m $227.9m 0.01% Added +930.1k +930,055
2 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 686,543686.5k $87.9m $87.9m 0.02% Reduced -1.2k -1,247
3 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 468,892468.9k $60.1m $60.1m 0.04% Added +49.6k +49,575
4 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 298,225298.2k $38.2m $38.2m 0.03% Added +96.1k +96,113
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 184,037184.0k $23.6m $23.6m 0.01% Reduced -41.6k -41,648
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 183,425183.4k $23.5m $23.5m 0.01% Added +5.6k +5,564
7 RVW Wealth, LLC 2.47% of their portfolio LOS ANGELES, CA 175,615175.6k $22.5m $22.5m 2.47% Added +8.1k +8,133
8 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 173,867173.9k $22.3m $22.3m 0.04% Reduced -501 -501
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 173,248173.2k $22.2m $22.2m 0.00% Reduced -275 -275
10 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 162,166162.2k $20.8m $20.8m 0.03% Added +54.7k +54,672
11 Genesee Capital Advisors, LLC 12.08% of their portfolio AUBURN, NY 152,954153.0k $19.6m $19.6m 12.08% Added +22.5k +22,503
12 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 132,107132.1k $16.9m $16.9m 0.03% Added +3.1k +3,121
13 Vestmark Advisory Solutions, Inc. 0.84% of their portfolio Wakefield, MA 128,735128.7k $16.5m $16.5m 0.84% Added +2.3k +2,326
14 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 125,069125.1k $16.0m $16.0m 0.03% Reduced -3.2k -3,225
15 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 116,661116.7k $14.9m $14.9m 0.05% Reduced -2.8k -2,818
16 J Arnold Wealth Management Co 4.91% of their portfolio Youngstown, OH 112,612112.6k $14.4m $14.4m 4.91% Added +4.6k +4,631
17 MAI Capital Management 0.19% of their portfolio INDEPENDENCE, OH 109,713109.7k $14.1m $14.1m 0.19% Reduced -4.1k -4,097
18 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 98,18298.2k $12.6m $12.6m 0.02% Reduced -1.3k -1,257
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 87,91787.9k $11.3m $11.3m 0.00% Reduced -2.6k -2,602
20 NewEdge Advisors, LLC 0.09% of their portfolio NEW ORLEANS, LA 73,11573.1k $9.5m $9.5m 0.09% Added +12.7k +12,669
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 59,67359.7k $7.6m $7.6m 0.00% Added +746 +746
22 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 58,67258.7k $7.5m $7.5m 0.03% Reduced -44.3k -44,313
23 Choice Wealth Advisors LLC 4.61% of their portfolio WATERVILLE, ME 58,16858.2k $7.4m $7.4m 4.61% Reduced -498 -498
24 Kowal Investment Group, LLC 1.61% of their portfolio BROOKFIELD, WI 54,03154.0k $6.9m $6.9m 1.61% Added +336 +336
25 Virtue Capital Management, LLC 1.26% of their portfolio BRENTWOOD, TN 50,69350.7k $6.2m $6.2m 1.26% Reduced -33.6k -33,556
26 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 47,39447.4k $6.1m $6.1m 0.06% Reduced -2.8k -2,837
27 Cetera Advisors LLC 0.07% of their portfolio DENVER, CO 40,89140.9k $5.2m $5.2m 0.07% Added +1.0k +1,001
28 Triton Wealth Management, PLLC 3.02% of their portfolio SUN CITY, AZ 37,67537.7k $4.6m $4.6m 3.02% Reduced -1.3k -1,330
29 Socha Financial Group, LLC 2.21% of their portfolio CORNING, NY 35,90435.9k $4.6m $4.6m 2.21% Reduced -473 -473
30 IHT Wealth Management, LLC 0.20% of their portfolio Chicago, IL 34,73734.7k $4.4m $4.4m 0.20% Added +12.7k +12,723
31 KESTRA PRIVATE WEALTH SERVICES, LLC 0.10% of their portfolio AUSTIN, TX 32,07432.1k $4.1m $4.1m 0.10% Added +668 +668
32 NAVELLIER & ASSOCIATES INC 0.60% of their portfolio Reno, NV 31,49231.5k $4.0m $4.0m 0.60% New
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 30,46230.5k $3.9m $3.9m 0.01% Reduced -11.5k -11,536
34 IronBridge Private Wealth, LLC 1.86% of their portfolio Austin, TX 29,73429.7k $3.8m $3.8m 1.86% New
35 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 28,91028.9k $3.7m $3.7m 0.00% Added +21.3k +21,280
36 Concurrent Investment Advisors, LLC 0.17% of their portfolio Tampa, FL 27,73027.7k $3.6m $3.6m 0.17% First filing
37 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 26,91426.9k $3.4m $3.4m 0.03% Reduced -277 -277
38 Coppell Advisory Solutions LLC 0.68% of their portfolio COPPELL, TX 26,76826.8k $3.4m $3.4m 0.68% Added +26.7k +26,674
39 Strategic Blueprint, LLC 0.27% of their portfolio ATLANTA, GA 25,69425.7k $3.3m $3.3m 0.27% Added +2.3k +2,338
40 VALLEY WEALTH MANAGERS, INC. 0.23% of their portfolio PARAMUS, NJ 22,75922.8k $2.9m $2.9m 0.23% Reduced -47.1k -47,057
41 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 22,40722.4k $2.9m $2.9m 0.00% Added +16.2k +16,167
42 Spire Wealth Management 0.09% of their portfolio MCLEAN, VA 21,77321.8k $2.9m $2.9m 0.09% Reduced -858 -858
43 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 21,05421.1k $2.8m $2.8m 0.01% Reduced -15.0k -14,984
44 Schrum Private Wealth Management LLC 3.73% of their portfolio ST. AUGUSTINE, FL 20,52220.5k $2.6m $2.6m 3.73% Reduced -3.9k -3,880
45 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 19,30019.3k $2.5m $2.5m 0.01% Added +10.7k +10,700
46 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 17,88317.9k $2.3m $2.3m 0.00% Reduced -89 -89
47 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 16,49316.5k $2.1m $2.1m 0.00% Reduced -793 -793
48 MTM Investment Management, LLC 0.96% of their portfolio SPARTANBURG, SC 16,42716.4k $2.1m $2.1m 0.96% Reduced -49 -49
49 STEPHENS INC /AR/ 0.04% of their portfolio LITTLE ROCK, AR 16,26516.3k $2.1m $2.1m 0.04% Unchanged
50 L & S Advisors Inc 0.25% of their portfolio Los Angeles, CA 16,07716.1k $2.1m $2.1m 0.25% Added +1.7k +1,692
51 CoreCap Advisors, LLC 0.13% of their portfolio SOUTHFIELD, MI 15,88915.9k $2.0m $2.0m 0.13% Added +20 +20
52 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 15,23615.2k $2.0m $2.0m 0.02% Added +13.1k +13,052
53 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 14,92014.9k $1.9m $1.9m 0.02% Added +4.0k +4,033
54 Paragon Private Wealth Management, LLC 1.31% of their portfolio LEXINGTON, KY 14,70914.7k $1.9m $1.9m 1.31% Added +148 +148
55 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 14,69714.7k $1.9m $1.9m 0.01% Added +1.5k +1,455
56 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 14,28014.3k $1.8m $1.8m 0.01% Added +1.6k +1,617
57 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,03114.0k $1.8m $1.8m 0.00% Added +304 +304
58 SignalPoint Asset Management, LLC 0.53% of their portfolio SPRINGFIELD, MO 13,93913.9k $1.8m $1.8m 0.53% Reduced -15 -15
59 Arkadios Wealth Advisors 0.14% of their portfolio ATLANTA, GA 12,56612.6k $1.6m $1.6m 0.14% Added +30 +30
60 Three Seasons Wealth, LLC 1.36% of their portfolio SALT LAKE CITY, UT 12,08412.1k $1.5m $1.5m 1.36% Reduced -19 -19
61 Novak & Powell Financial Services, Inc. 0.99% of their portfolio ST. PETERSBURG, FL 11,54411.5k $1.5m $1.5m 0.99% First filing
62 Plotkin Financial Advisors, LLC 1.08% of their portfolio CHEVY CHASE, MD 11,11811.1k $1.4m $1.4m 1.08% Reduced -52 -52
63 Ausdal Financial Partners, Inc. 0.17% of their portfolio Davenport, IA 10,74510.7k $1.4m $1.4m 0.17% Added +97 +97
64 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 10,64910.6k $1.4m $1.4m 0.06% Reduced -642 -642
65 KEYBANK NATIONAL ASSOCIATION/OH 0.01% of their portfolio BROOKLYN, OH 10,60110.6k $1.4m $1.4m 0.01% Unchanged
66 Arax Advisory Partners 0.15% of their portfolio NEW YORK, NY 10,36910.4k $1.3m $1.3m 0.15% Added +11 +11
67 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 9,8339.8k $1.3m $1.3m 0.01% Reduced -506 -506
68 Clear Creek Financial Management, LLC 0.19% of their portfolio SILVERDALE, WA 9,5489.5k $1.2m $1.2m 0.19% Reduced -754 -754
69 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 9,0519.1k $1.2m $1.2m 0.05% Reduced -839 -839
70 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 8,8048.8k $1.1m $1.1m 0.01% Added +92 +92
71 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,4088.4k $1.1m $1.1m 0.00% Added +3.0k +2,970
72 TFG Advisers LLC 0.45% of their portfolio Auburn Hills, MI 8,3608.4k $1.1m $1.1m 0.45% Added +119 +119
73 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 8,2468.2k $1.1m $1.1m 0.03% Reduced -604 -604
74 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 8,1168.1k $1.0m $1.0m 0.02% Added +651 +651
75 CWM, LLC 0.01% of their portfolio OMAHA, NE 7,8947.9k $1.0m $1.0m 0.01% Reduced -135 -135
76 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 7,7077.7k $987.0k $987.0k 0.00% Reduced -134 -134
77 Clarus Wealth Advisors 0.58% of their portfolio PEORIA, AZ 7,6247.6k $979.6k $979.6k 0.58% First filing
78 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 7,6247.6k $976.4k $976.4k 0.03% Reduced -206 -206
79 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,5237.5k $963.5k $963.5k 0.00% Unchanged
80 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 7,0997.1k $909.0k $909.0k 0.02% Reduced -124 -124
81 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 7,0377.0k $901.2k $901.2k 0.00% Unchanged
82 Kesler, Norman & Wride, LLC 0.20% of their portfolio OGDEN, UT 6,8806.9k $881.1k $881.1k 0.20% Reduced -65 -65
83 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,7386.7k $863.0k $863.0k 0.00% Added +462 +462
84 LEVEL FOUR ADVISORY SERVICES, LLC 0.05% of their portfolio DALLAS, TX 6,4976.5k $832.1k $832.1k 0.05% Unchanged
85 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 6,4626.5k $827.6k $827.6k 0.01% Reduced -161 -161
86 Csenge Advisory Group 0.05% of their portfolio CLEARWATER, FL 6,2756.3k $803.7k $803.7k 0.05% Added +4.3k +4,340
87 PGIM Custom Harvest LLC 0.02% of their portfolio NEWARK, NJ 6,2046.2k $794.5k $794.5k 0.02% Reduced -118 -118
88 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,1836.2k $791.9k $791.9k 0.00% Added +183 +183
89 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 6,0066.0k $769.2k $769.2k 0.03% Added +56 +56
90 TruWealth Advisors, LLC 0.06% of their portfolio Metairie, LA 5,9986.0k $768.2k $768.2k 0.06% Unchanged
91 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 5,9065.9k $756.0k $756.0k 0.03% Reduced -187 -187
92 REAP Financial Group, LLC 0.22% of their portfolio AUSTIN, TX 5,8955.9k $754.9k $754.9k 0.22% First filing
93 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 5,8015.8k $743.0k $743.0k 0.02% Added +2.7k +2,716
94 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 5,7665.8k $738.5k $738.5k 0.03% Added +49 +49
95 WMG Financial Advisors, LLC 0.47% of their portfolio Knoxville, TN 5,6455.6k $723.0k $723.0k 0.47% Reduced -73 -73
96 IFG Advisory, LLC 0.05% of their portfolio ATLANTA, GA 5,6115.6k $718.7k $718.7k 0.05% Reduced -581 -581
97 FOCUS FINANCIAL NETWORK INC /ADV 0.03% of their portfolio Minneapolis, MN 5,5455.5k $710.1k $710.1k 0.03% First filing
98 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 5,3805.4k $689.0k $689.0k 0.02% Reduced -61 -61
99 Private Portfolio Partners LLC 0.16% of their portfolio PARAMUS, NJ 5,3715.4k $687.8k $687.8k 0.16% Added +96 +96
100 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,3525.4k $685.4k $685.4k 0.00% Added +1.4k +1,449