Vault-13

FIRST TR EXCHANGE TRADED FD FXL

TECH ALPHADEX · ETP · CUSIP 33734X176

208 institutional holders +4 vs Q2 2023
5,720,5275.7m shares reported held*
$636.1mreported value*
17 new 49 added 68 reduced 14 sold out net bought ≈ $12.0m (+99.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($14.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $111.20.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 187Q4 22: 196Q1 23: 199Q2 23: 204Q3 23: 208208Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022187
Q4 2022196
Q1 2023199
Q2 2023204
Q3 2023208

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 70 bought or addedQ4 22: 93 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 93 cut or sold outQ1 23Q2 23: 69 bought or addedQ2 23: 90 cut or sold outQ2 23Q3 23: 66 bought or addedQ3 23: 82 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227093
Q1 20236393
Q2 20236990
Q3 20236682

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 22 calls: $201.4kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $293.7kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$201.4k$00.00
Q1 2023$0$0—
Q2 2023$0$293.7k—
Q3 2023$0$0—

Biggest buyers

J Arnold Wealth Management Co Added +107,942+107.9k
VALLEY WEALTH MANAGERS, INC. New +69,816+69.8k
Cambridge Investment Research Advisors, Inc. Added +46,316+46.3k
CITADEL ADVISORS LLC Added +42,957+43.0k
NewEdge Advisors, LLC Added +27,958+28.0k
ROYAL BANK OF CANADA Added +18,849+18.8k
RVW Wealth, LLC Added +13,650+13.7k
AMERIPRISE FINANCIAL INC Added +11,740+11.7k
ENVESTNET ASSET MANAGEMENT INC Added +9,715+9.7k
Strategic Blueprint, LLC Added +8,791+8.8k

Biggest sellers

Coppell Advisory Solutions LLC Reduced -52,867-52.9k
MORGAN STANLEY Reduced -45,953-46.0k
Financial Enhancement Group LLC Reduced -41,696-41.7k
TRUIST FINANCIAL CORP Reduced -40,344-40.3k
WELLS FARGO & COMPANY/MN Reduced -24,396-24.4k
GOLDMAN SACHS GROUP INC Reduced -22,028-22.0k
Vestmark Advisory Solutions, Inc. Reduced -13,984-14.0k
RAYMOND JAMES & ASSOCIATES Reduced -12,275-12.3k
IFP Advisors, Inc Reduced -10,134-10.1k
Triton Wealth Management, PLLC Reduced -9,737-9.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.1 pts · filed 2026-10-19 28.2% -1.1 pts 3.6m≈ $781.4m 2026-10-19

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 849,233849.2k $94.4m $94.4m 0.01% Reduced -46.0k -45,953
2 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 687,790687.8k $76.4m $76.4m 0.02% Reduced -24.4k -24,396
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 419,317419.3k $46.6m $46.6m 0.03% Reduced -3.3k -3,328
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 225,685225.7k $25.1m $25.1m 0.01% Added +1.8k +1,817
5 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 202,112202.1k $22.5m $22.5m 0.02% Reduced -12.3k -12,275
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 177,861177.9k $19.8m $19.8m 0.01% Added +9.7k +9,715
7 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 174,368174.4k $19.4m $19.4m 0.04% Reduced -2.2k -2,169
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 173,523173.5k $19.3m $19.3m 0.00% Added +1.5k +1,527
9 RVW Wealth, LLC 2.24% of their portfolio LOS ANGELES, CA 167,482167.5k $18.6m $18.6m 2.24% Added +13.7k +13,650
10 Genesee Capital Advisors, LLC 10.43% of their portfolio AUBURN, NY 130,451130.5k $14.5m $14.5m 10.43% Reduced -2.9k -2,889
11 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 128,986129.0k $14.4m $14.4m 0.02% Added +1.3k +1,347
12 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 128,294128.3k $14.3m $14.3m 0.03% Added +1.5k +1,509
13 Vestmark Advisory Solutions, Inc. 1.02% of their portfolio Wakefield, MA 126,409126.4k $14.0m $14.0m 1.02% Reduced -14.0k -13,984
14 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 119,479119.5k $13.3m $13.3m 0.05% Reduced -1.9k -1,861
15 MAI Capital Management 0.19% of their portfolio INDEPENDENCE, OH 113,810113.8k $12.6m $12.6m 0.19% Reduced -8.7k -8,748
16 J Arnold Wealth Management Co 4.85% of their portfolio Youngstown, OH 107,981108.0k $12.0m $12.0m 4.85% Added +107.9k +107,942
17 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 107,494107.5k $11.9m $11.9m 0.02% Reduced -40.3k -40,344
18 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 102,985103.0k $11.4m $11.4m 0.05% Added +46.3k +46,316
19 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 99,43999.4k $11.1m $11.1m 0.02% Reduced -1.0k -1,038
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 90,51990.5k $10.1m $10.1m 0.00% Added +11.7k +11,740
21 Virtue Capital Management, LLC 1.64% of their portfolio BRENTWOOD, TN 84,24984.2k $9.6m $9.6m 1.64% Unchanged
22 VALLEY WEALTH MANAGERS, INC. 0.65% of their portfolio PARAMUS, NJ 69,81669.8k $7.8m $7.8m 0.65% New
23 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 60,44660.4k $6.7m $6.7m 0.07% Added +28.0k +27,958
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 58,92758.9k $6.5m $6.5m 0.00% Added +18.8k +18,849
25 Choice Wealth Advisors LLC 4.61% of their portfolio WATERVILLE, ME 58,66658.7k $6.5m $6.5m 4.61% Added +35 +35
26 Kowal Investment Group, LLC 1.61% of their portfolio BROOKFIELD, WI 53,69553.7k $6.0m $6.0m 1.61% Reduced -633 -633
27 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 50,23150.2k $5.6m $5.6m 0.06% Reduced -259 -259
28 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 48,42248.4k $5.4m $5.4m 0.01% Added +43.0k +42,957
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 41,99842.0k $4.7m $4.7m 0.01% Added +7.8k +7,785
30 Cetera Advisors LLC 0.07% of their portfolio DENVER, CO 39,89039.9k $4.4m $4.4m 0.07% Added +4.9k +4,874
31 Triton Wealth Management, PLLC 2.90% of their portfolio SUN CITY, AZ 39,00539.0k $4.3m $4.3m 2.90% Reduced -9.7k -9,737
32 Socha Financial Group, LLC 2.15% of their portfolio CORNING, NY 36,37736.4k $4.0m $4.0m 2.15% Reduced -212 -212
33 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 36,03836.0k $4.0m $4.0m 0.02% Added +383 +383
34 KESTRA PRIVATE WEALTH SERVICES, LLC 0.11% of their portfolio AUSTIN, TX 31,40631.4k $3.5m $3.5m 0.11% Added +7.8k +7,794
35 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 27,19127.2k $3.0m $3.0m 0.03% Reduced -4.0k -4,048
36 Schrum Private Wealth Management LLC 3.09% of their portfolio ST. AUGUSTINE, FL 24,40224.4k $2.7m $2.7m 3.09% Unchanged
37 Strategic Blueprint, LLC 0.24% of their portfolio ATLANTA, GA 23,35623.4k $2.6m $2.6m 0.24% Added +8.8k +8,791
38 Spire Wealth Management 0.10% of their portfolio MCLEAN, VA 22,63122.6k $2.5m $2.5m 0.10% Reduced -506 -506
39 IHT Wealth Management, LLC 0.12% of their portfolio Chicago, IL 22,01422.0k $2.4m $2.4m 0.12% Reduced -320 -320
40 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 17,97218.0k $2.0m $2.0m 0.00% Reduced -1.5k -1,515
41 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 17,28617.3k $1.9m $1.9m 0.01% Added +2.0k +2,033
42 MTM Investment Management, LLC 0.92% of their portfolio SPARTANBURG, SC 16,47616.5k $1.8m $1.8m 0.92% Unchanged
43 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 16,26516.3k $1.8m $1.8m 0.03% Reduced -389 -389
44 CoreCap Advisors, LLC 0.13% of their portfolio SOUTHFIELD, MI 15,86915.9k $1.8m $1.8m 0.13% Reduced -2.7k -2,743
45 Paragon Private Wealth Management, LLC 1.34% of their portfolio LEXINGTON, KY 14,56114.6k $1.6m $1.6m 1.34% Reduced -525 -525
46 L & S Advisors Inc 0.23% of their portfolio Los Angeles, CA 14,38514.4k $1.6m $1.6m 0.23% Added +6.5k +6,523
47 SignalPoint Asset Management, LLC 0.49% of their portfolio SPRINGFIELD, MO 13,95414.0k $1.6m $1.6m 0.49% Reduced -182 -182
48 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 13,72713.7k $1.5m $1.5m 0.00% Reduced -44 -44
49 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 13,24213.2k $1.5m $1.5m 0.01% Added +23 +23
50 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 12,66312.7k $1.4m $1.4m 0.01% Added +4.8k +4,818
51 Arkadios Wealth Advisors 0.13% of their portfolio ATLANTA, GA 12,53612.5k $1.4m $1.4m 0.13% Reduced -2.6k -2,619
52 Three Seasons Wealth, LLC 1.33% of their portfolio SALT LAKE CITY, UT 12,10312.1k $1.3m $1.3m 1.33% First filing
53 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 11,29111.3k $1.3m $1.3m 0.06% Reduced -530 -530
54 Plotkin Financial Advisors, LLC 1.09% of their portfolio CHEVY CHASE, MD 11,17011.2k $1.2m $1.2m 1.09% Unchanged
55 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 10,88710.9k $1.2m $1.2m 0.01% Added +1.7k +1,742
56 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 10,87810.9k $1.2m $1.2m 0.01% Added +1.2k +1,153
57 Ausdal Financial Partners, Inc. 0.16% of their portfolio Davenport, IA 10,64810.6k $1.2m $1.2m 0.16% Reduced -6 -6
58 KEYBANK NATIONAL ASSOCIATION/OH 0.01% of their portfolio BROOKLYN, OH 10,60110.6k $1.2m $1.2m 0.01% Unchanged
59 Arax Advisory Partners 0.14% of their portfolio NEW YORK, NY 10,35810.4k $1.2m $1.2m 0.14% Unchanged
60 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 10,33910.3k $1.1m $1.1m 0.01% Added +1.3k +1,283
61 Clear Creek Financial Management, LLC 0.20% of their portfolio SILVERDALE, WA 10,30210.3k $1.1m $1.1m 0.20% Added +1.1k +1,072
62 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 9,8909.9k $1.1m $1.1m 0.05% Reduced -10.1k -10,134
63 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 8,8508.8k $983.7k $983.7k 0.03% Reduced -2.0k -1,978
64 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 8,7128.7k $968.3k $968.3k 0.01% Reduced -2.9k -2,934
65 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 8,6008.6k $955.8k $955.8k 0.00% New
66 TFG Advisers LLC 0.43% of their portfolio Auburn Hills, MI 8,2418.2k $916.0k $916.0k 0.43% Added +369 +369
67 CWM, LLC 0.01% of their portfolio OMAHA, NE 8,0298.0k $892.0k $892.0k 0.01% Unchanged
68 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 7,8417.8k $871.5k $871.5k 0.00% Added +272 +272
69 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 7,8307.8k $870.2k $870.2k 0.04% Reduced -7.2k -7,157
70 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 7,6307.6k $848.0k $848.0k 0.00% Reduced -22.0k -22,028
71 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,5237.5k $836.2k $836.2k 0.00% Reduced -374 -374
72 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 7,4657.5k $829.7k $829.7k 0.02% Added +1.3k +1,265
73 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 7,2237.2k $803.0k $803.0k 0.03% Added +78 +78
74 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 7,0377.0k $782.1k $782.1k 0.00% Reduced -2 -2
75 Kesler, Norman & Wride, LLC 0.19% of their portfolio OGDEN, UT 6,9456.9k $771.9k $771.9k 0.19% Reduced -129 -129
76 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 6,6236.6k $736.1k $736.1k 0.01% Reduced -150 -150
77 LEVEL FOUR ADVISORY SERVICES, LLC 0.05% of their portfolio DALLAS, TX 6,4976.5k $722.1k $722.1k 0.05% Reduced -2.5k -2,452
78 PGIM Custom Harvest LLC 0.03% of their portfolio NEWARK, NJ 6,3226.3k $702.7k $702.7k 0.03% Added +86 +86
79 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,2766.3k $697.5k $697.5k 0.00% Added +307 +307
80 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 6,2406.2k $693.5k $693.5k 0.00% New
81 IFG Advisory, LLC 0.06% of their portfolio ATLANTA, GA 6,1926.2k $688.2k $688.2k 0.06% New
82 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 6,0936.1k $677.0k $677.0k 0.03% Reduced -593 -593
83 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,0916.1k $677.0k $677.0k 0.00% Reduced -305 -305
84 Capital Wealth Alliance, LLC 0.51% of their portfolio Scottsdale, AZ 6,0736.1k $674.6k $674.6k 0.51% Added +422 +422
85 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,0006.0k $666.9k $666.9k 0.00% New
86 TruWealth Advisors, LLC 0.06% of their portfolio Metairie, LA 5,9986.0k $666.6k $666.6k 0.06% Unchanged
87 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 5,9506.0k $661.8k $661.8k 0.03% Reduced -142 -142
88 WMG Financial Advisors, LLC 0.54% of their portfolio Knoxville, TN 5,7185.7k $635.5k $635.5k 0.54% Reduced -18 -18
89 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 5,7175.7k $635.4k $635.4k 0.03% Added +101 +101
90 Milestone Advisory Partners 0.53% of their portfolio Southern Pines, NC 5,7025.7k $633.7k $633.7k 0.53% Unchanged
91 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 5,4415.4k $604.7k $604.7k 0.02% Reduced -112 -112
92 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,4385.4k $604.4k $604.4k 0.00% Reduced -186 -186
93 Private Portfolio Partners LLC 0.15% of their portfolio PARAMUS, NJ 5,2755.3k $586.3k $586.3k 0.15% Added +1.1k +1,053
94 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 5,0065.0k $556.4k $556.4k 0.03% Added +3.0k +2,974
95 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 4,6804.7k $520.1k $520.1k 0.01% Reduced -77 -77
96 Intrua Financial, LLC 0.09% of their portfolio Houston, TX 4,2684.3k $474.4k $474.4k 0.09% Reduced -200 -200
97 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 4,2174.2k $468.7k $468.7k 0.01% Reduced -352 -352
98 VALLEY NATIONAL ADVISERS INC 0.08% of their portfolio BETHLEHEM, PA 4,1944.2k $466.0k $466.0k 0.08% Reduced -95 -95
99 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 4,1744.2k $463.9k $463.9k 0.01% Reduced -7 -7
100 Venture Visionary Partners LLC 0.03% of their portfolio Sylvania, OH 4,0204.0k $446.8k $446.8k 0.03% Unchanged