Vault-13

FIRST TR EXCHANGE TRADED FD FXL

TECH ALPHADEX · ETP · CUSIP 33734X176

196 institutional holders +9 vs Q3 2022
5,904,2835.9m shares reported held*
$535.7mreported value*
19 new 51 added 76 reduced 17 sold out net sold ≈ $13.5m (-140.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $90.74. Options: 1 managers hold calls ($201.4k notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 187Q4 22: 196196Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022187
Q4 2022196

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $201.4kQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$201.4k$00.00

Biggest buyers

OSAIC HOLDINGS, INC. Added +61,192+61.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +37,238+37.2k
CITADEL ADVISORS LLC Added +33,384+33.4k
ROYAL BANK OF CANADA Added +26,966+27.0k
CX Institutional New +23,682+23.7k
Cetera Investment Advisers Added +15,465+15.5k
Vestmark Advisory Solutions, Inc. Added +15,267+15.3k
GOLDMAN SACHS GROUP INC Added +14,018+14.0k
STIFEL FINANCIAL CORP Added +13,754+13.8k
KEYBANK NATIONAL ASSOCIATION/OH Added +13,647+13.6k

Biggest sellers

J Arnold Wealth Management Co Reduced -94,811-94.8k
WELLS FARGO & COMPANY/MN Reduced -69,883-69.9k
RAYMOND JAMES & ASSOCIATES Reduced -40,580-40.6k
Gateway Advisory, LLC Sold out -33,863-33.9k
Triton Wealth Management, PLLC Reduced -26,189-26.2k
Janney Montgomery Scott LLC Reduced -16,985-17.0k
Steward Partners Investment Advisory, LLC Reduced -16,852-16.9k
LPL Financial LLC Reduced -15,895-15.9k
MORGAN STANLEY Reduced -13,538-13.5k
TRUIST FINANCIAL CORP Reduced -12,237-12.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $201.4k2.2k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.1 pts · filed 2026-10-19 28.2% -1.1 pts 3.6m≈ $781.4m 2026-10-19

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 971,846971.8k $89.0m $89.0m 0.01% Reduced -13.5k -13,538
2 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 766,186766.2k $70.1m $70.1m 0.02% Reduced -69.9k -69,883
3 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 464,484464.5k $42.5m $42.5m 0.04% Reduced -15.9k -15,895
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 244,585244.6k $22.4m $22.4m 0.00% Reduced -2.9k -2,889
5 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 236,087236.1k $21.6m $21.6m 0.02% Reduced -40.6k -40,580
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 222,229222.2k $20.3m $20.3m 0.01% Reduced -6.3k -6,323
7 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 208,631208.6k $19.1m $19.1m 0.04% Reduced -8.3k -8,321
8 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 166,448166.4k $15.3m $15.3m 0.03% Added +61.2k +61,192
9 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 156,273156.3k $14.3m $14.3m 0.06% Reduced -17.0k -16,985
10 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 154,849154.8k $14.2m $14.2m 0.02% Reduced -12.2k -12,237
11 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 137,070137.1k $12.5m $12.5m 0.02% Added +13.8k +13,754
12 Genesee Capital Advisors, LLC 9.15% of their portfolio AUBURN, NY 134,075134.1k $12.3m $12.3m 9.15% Added +1.4k +1,402
13 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 133,565133.6k $12.2m $12.2m 0.03% Reduced -9.1k -9,132
14 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 128,707128.7k $11.8m $11.8m 0.01% Added +3.1k +3,060
15 MAI Capital Management 0.19% of their portfolio INDEPENDENCE, OH 124,051124.1k $11.4m $11.4m 0.19% Reduced -3.8k -3,791
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 82,40882.4k $7.5m $7.5m 0.00% Added +27.0k +26,966
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 65,62465.6k $6.0m $6.0m 0.00% Reduced -2.1k -2,139
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 62,67262.7k $5.7m $5.7m 0.01% Added +37.2k +37,238
19 Kowal Investment Group, LLC 1.71% of their portfolio BROOKFIELD, WI 62,46962.5k $5.7m $5.7m 1.71% Added +959 +959
20 RVW Wealth, LLC 0.67% of their portfolio LOS ANGELES, CA 57,24457.2k $5.2m $5.2m 0.67% Added +559 +559
21 Choice Wealth Advisors LLC 3.76% of their portfolio WATERVILLE, ME 54,78754.8k $5.0m $5.0m 3.76% Added +3.8k +3,750
22 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 53,70853.7k $4.9m $4.9m 0.06% Reduced -7.3k -7,267
23 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 52,93352.9k $2.1m $2.1m 0.05% Reduced -9.5k -9,546
24 Triton Wealth Management, PLLC 3.03% of their portfolio SUN CITY, AZ 50,63150.6k $5.0m $5.0m 3.03% Reduced -26.2k -26,189
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 45,47145.5k $4.2m $4.2m 0.00% Added +14.0k +14,018
26 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 41,89441.9k $3.8m $3.8m 0.00% Added +33.4k +33,384
27 Vestmark Advisory Solutions, Inc. 0.17% of their portfolio Wakefield, MA 38,56838.6k $3.5m $3.5m 0.17% Added +15.3k +15,267
28 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 38,12738.1k $3.5m $3.5m 0.02% Reduced -859 -859
29 Socha Financial Group, LLC 2.34% of their portfolio CORNING, NY 36,02936.0k $3.3m $3.3m 2.34% Added +132 +132
30 Astor Investment Management LLC 0.84% of their portfolio CHICAGO, IL 29,90429.9k $2.7m $2.7m 0.84% Added +640 +640
31 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 28,78328.8k $2.6m $2.6m 0.05% Added +1.9k +1,888
32 CoreCap Advisors, LLC 0.18% of their portfolio SOUTHFIELD, MI 27,98228.0k $2.6m $2.6m 0.18% Added +3.9k +3,927
33 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 25,76325.8k $2.4m $2.4m 0.02% Added +15.5k +15,465
34 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 25,33025.3k $2.3m $2.3m 0.01% Added +7.5k +7,531
35 IHT Wealth Management, LLC 0.15% of their portfolio Chicago, IL 25,31525.3k $2.3m $2.3m 0.15% Reduced -10.7k -10,685
36 Schrum Private Wealth Management LLC 2.65% of their portfolio ST. AUGUSTINE, FL 24,40224.4k $2.2m $2.2m 2.65% Reduced -500 -500
37 CX Institutional 0.13% of their portfolio AUBURN, IN 23,68223.7k $2.2m $2.2m 0.13% New
38 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 21,13121.1k $1.9m $1.9m 0.03% Reduced -16.9k -16,852
39 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 19,65119.7k $1.8m $1.8m 0.00% Reduced -132 -132
40 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 19,61219.6k $197.9k $197.9k 0.01% Reduced -1.5k -1,527
41 Paragon Private Wealth Management, LLC 1.54% of their portfolio LEXINGTON, KY 18,61618.6k $1.7m $1.7m 1.54% Added +8 +8
42 MTM Investment Management, LLC 0.80% of their portfolio SPARTANBURG, SC 16,86216.9k $1.5m $1.5m 0.80% Reduced -300 -300
43 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 16,69516.7k $1.5m $1.5m 0.03% Reduced -879 -879
44 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 16,34016.3k $1.5m $1.5m 0.00% Reduced -947 -947
45 KEYBANK NATIONAL ASSOCIATION/OH 0.01% of their portfolio BROOKLYN, OH 16,20916.2k $1.5m $1.5m 0.01% Added +13.6k +13,647
46 Spire Wealth Management 0.08% of their portfolio MCLEAN, VA 16,04516.0k $1.5m $1.5m 0.08% Added +5.5k +5,545
47 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 15,77015.8k $1.4m $1.4m 0.00% Reduced -1.4k -1,447
48 Arkadios Wealth Advisors 0.19% of their portfolio ATLANTA, GA 15,29615.3k $1.4m $1.4m 0.19% Added +11 +11
49 SignalPoint Asset Management, LLC 0.46% of their portfolio SPRINGFIELD, MO 14,27814.3k $1.3m $1.3m 0.46% Reduced -106 -106
50 PGIM Custom Harvest LLC 0.06% of their portfolio NEWARK, NJ 13,86213.9k $1.3m $1.3m 0.06% First filing
51 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 13,29813.3k $1.2m $1.2m 0.04% Reduced -2.7k -2,724
52 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 12,22012.2k $1.1m $1.1m 0.07% Added +796 +796
53 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 12,18512.2k $1.1m $1.1m 0.02% New
54 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 12,08712.1k $1.1m $1.1m 0.01% Added +749 +749
55 Arete Wealth Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,00012.0k $34.2k $34.2k 0.00% New
56 Ausdal Financial Partners, Inc. 0.16% of their portfolio Davenport, IA 11,98312.0k $1.1m $1.1m 0.16% Reduced -2.6k -2,559
57 Plotkin Financial Advisors, LLC 1.11% of their portfolio CHEVY CHASE, MD 11,98112.0k $1.1m $1.1m 1.11% Reduced -4 -4
58 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 11,53711.5k $1.1m $1.1m 0.03% Reduced -804 -804
59 Capital Wealth Alliance, LLC 0.86% of their portfolio Scottsdale, AZ 11,19111.2k $1.0m $1.0m 0.86% Added +3.0k +3,027
60 Arax Advisory Partners 0.13% of their portfolio NEW YORK, NY 10,54310.5k $965.3k $965.3k 0.13% Added +118 +118
61 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 9,6679.7k $885.0k $885.0k 0.01% Added +929 +929
62 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 9,5359.5k $873.0k $873.0k 0.04% Reduced -721 -721
63 Clear Creek Financial Management, LLC 0.19% of their portfolio SILVERDALE, WA 9,5309.5k $872.5k $872.5k 0.19% Added +15 +15
64 Apeiron RIA LLC 0.33% of their portfolio Dallas, TX 9,3089.3k $852.1k $852.1k 0.33% Reduced -832 -832
65 CREATIVE FINANCIAL DESIGNS INC /ADV 0.12% of their portfolio KOKOMO, IN 9,2419.2k $846.0k $846.0k 0.12% Reduced -1.5k -1,467
66 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 8,8778.9k $812.7k $812.7k 0.01% Reduced -2.3k -2,323
67 Kesler, Norman & Wride, LLC 0.19% of their portfolio OGDEN, UT 8,1958.2k $750.3k $750.3k 0.19% Reduced -442 -442
68 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 8,0958.1k $741.0k $741.0k 0.04% Reduced -439 -439
69 TFG Advisers LLC 0.38% of their portfolio Auburn Hills, MI 8,0448.0k $736.5k $736.5k 0.38% Reduced -58 -58
70 Apollon Wealth Management, LLC 0.05% of their portfolio MOUNT PLEASANT, SC 7,8367.8k $717.4k $717.4k 0.05% Added +88 +88
71 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 7,8297.8k $716.7k $716.7k 0.00% Added +993 +993
72 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 7,7247.7k $707.1k $707.1k 0.00% Added +3.0k +2,991
73 LEVEL FOUR ADVISORY SERVICES, LLC 0.05% of their portfolio DALLAS, TX 7,5247.5k $688.8k $688.8k 0.05% Reduced -1.6k -1,554
74 Krilogy Financial LLC 0.06% of their portfolio ST. LOUIS, MO 7,2667.3k $665.2k $665.2k 0.06% Added +4 +4
75 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 7,1627.2k $656.0k $656.0k 0.03% Reduced -2.1k -2,066
76 CWM, LLC 0.00% of their portfolio OMAHA, NE 7,1207.1k $652.0k $652.0k 0.00% Reduced -635 -635
77 TruWealth Advisors, LLC 0.06% of their portfolio Metairie, LA 6,9687.0k $637.9k $637.9k 0.06% Reduced -480 -480
78 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 6,9486.9k $636.1k $636.1k 0.01% Reduced -186 -186
79 WORLD EQUITY GROUP, INC. 0.15% of their portfolio SCHAUMBURG, IL 6,9356.9k $634.9k $634.9k 0.15% Added +145 +145
80 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,7416.7k $617.1k $617.1k 0.00% Reduced -501 -501
81 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 6,7276.7k $615.9k $615.9k 0.00% Reduced -2 -2
82 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 6,5816.6k $602.0k $602.0k 0.00% Added +805 +805
83 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,2006.2k $567.7k $567.7k 0.00% Reduced -1.9k -1,923
84 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 5,8575.9k $536.2k $536.2k 0.01% Added +2.0k +2,048
85 Clarus Wealth Advisors 0.36% of their portfolio PEORIA, AZ 5,8285.8k $556.5k $556.5k 0.36% Reduced -862 -862
86 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 5,7945.8k $530.4k $530.4k 0.02% Reduced -564 -564
87 WMG Financial Advisors, LLC 0.45% of their portfolio Knoxville, TN 5,7625.8k $527.5k $527.5k 0.45% Reduced -67 -67
88 Milestone Advisory Partners 0.39% of their portfolio Southern Pines, NC 5,7025.7k $522.0k $522.0k 0.39% Unchanged
89 Intrua Financial, LLC 0.12% of their portfolio Houston, TX 5,3175.3k $511.2k $511.2k 0.12% Reduced -728 -728
90 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 5,1135.1k $475.9k $475.9k 0.00% Added +1.1k +1,062
91 TWO SIGMA SECURITIES, LLC 0.06% of their portfolio NEW YORK, NY 4,9605.0k $454.1k $454.1k 0.06% New
92 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 4,9545.0k $523.7k $523.7k 0.03% Reduced -4.4k -4,398
93 RPg Family Wealth Advisory, LLC 0.31% of their portfolio BURLINGTON, MA 4,9434.9k $452.5k $452.5k 0.31% Reduced -841 -841
94 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 4,8964.9k $448.2k $448.2k 0.02% Added +361 +361
95 Sargent Investment Group, LLC 0.13% of their portfolio BETHESDA, MD 4,6304.6k $423.9k $423.9k 0.13% Reduced -1.4k -1,350
96 Mariner, LLC 0.00% of their portfolio Overland Park, KS 4,6054.6k $422.0k $422.0k 0.00% Reduced -761 -761
97 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 4,5834.6k $419.5k $419.5k 0.01% Unchanged
98 IFG Advisory, LLC 0.04% of their portfolio ATLANTA, GA 4,4594.5k $408.0k $408.0k 0.04% Reduced -843 -843
99 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 4,2624.3k $390.2k $390.2k 0.00% Added +602 +602
100 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 4,1124.1k $376.4k $376.4k 0.01% New