Vault-13

FIRST TR EXCHANGE TRADED FD FXZ

MATERIALS ALPH · ETP · CUSIP 33734X168

151 institutional holders -35 vs Q1 2023
6,355,4866.4m shares reported held*
$407.6mreported value*
11 new 27 added 85 reduced 49 sold out net sold ≈ $1.0bn (-16.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $64.13. Options: 0 managers hold calls (— notional), 1 hold puts ($298.2k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 156Q4 22: 167Q1 23: 186Q2 23: 151151Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022156
Q4 2022167
Q1 2023186
Q2 2023151

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 72 bought or addedQ4 22: 84 cut or sold outQ4 22Q1 23: 104 bought or addedQ1 23: 72 cut or sold outQ1 23Q2 23: 38 bought or addedQ2 23: 134 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227284
Q1 202310472
Q2 202338134

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $298.2kQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$298.2k—

Biggest buyers

JPMORGAN CHASE & CO Added +197,957+198.0k
MEITAV INVESTMENT HOUSE LTD Added +65,980+66.0k
Coppell Advisory Solutions LLC Added +62,760+62.8k
CWM, LLC Added +36,559+36.6k
HRT FINANCIAL LP New +30,748+30.7k
JANE STREET GROUP, LLC Added +29,012+29.0k
Cambridge Investment Research Advisors, Inc. Added +27,793+27.8k
TWO SIGMA INVESTMENTS, LP New +24,600+24.6k
FLOW TRADERS U.S. LLC New +17,302+17.3k
TWO SIGMA SECURITIES, LLC New +11,564+11.6k

Biggest sellers

FIRST TRUST ADVISORS LP Sold out -10,275,947-10.3m
MORGAN STANLEY Reduced -967,872-967.9k
WELLS FARGO & COMPANY/MN Reduced -895,845-895.8k
Raymond James Financial Services Advisors, Inc. Reduced -297,450-297.4k
O'Dell Group, LLC Sold out -248,730-248.7k
LPL Financial LLC Reduced -234,414-234.4k
NewEdge Advisors, LLC Reduced -211,926-211.9k
BANK OF AMERICA CORP /DE/ Reduced -208,662-208.7k
AE Wealth Management LLC Reduced -201,692-201.7k
ROYAL BANK OF CANADA Reduced -192,119-192.1k

Biggest calls

None

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $298.2k4.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 814,529814.5k $52.3m $52.3m 0.02% Reduced -895.8k -895,845
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 613,936613.9k $39.4m $39.4m 0.00% Reduced -967.9k -967,872
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 496,051496.1k $31.8m $31.8m 0.02% Reduced -234.4k -234,414
4 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 374,471374.5k $24.0m $24.0m 0.02% Reduced -88.5k -88,505
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 318,220318.2k $20.4m $20.4m 0.00% Reduced -208.7k -208,662
6 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 248,295248.3k $15.9m $15.9m 0.03% Reduced -297.4k -297,450
7 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 241,335241.3k $15.5m $15.5m 0.00% Reduced -165.5k -165,515
8 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 200,000200.0k $12.8m $12.8m 0.00% Added +198.0k +197,957
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 166,466166.5k $10.7m $10.7m 0.00% Reduced -70.1k -70,066
10 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 154,019154.0k $9.9m $9.9m 0.01% Reduced -68.2k -68,221
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 141,800141.8k $9.1m $9.1m 0.00% Reduced -192.1k -192,119
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 132,154132.2k $8.5m $8.5m 0.00% Reduced -19.5k -19,457
13 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 129,075129.1k $8.3m $8.3m 0.04% Added +27.8k +27,793
14 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 106,117106.1k $6.8m $6.8m 0.02% Reduced -133.2k -133,178
15 Cetera Advisors LLC 0.11% of their portfolio DENVER, CO 105,069105.1k $6.7m $6.7m 0.11% Reduced -11.6k -11,581
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 104,171104.2k $6.7m $6.7m 0.01% Added +875 +875
17 Crumly & Associates Inc. 2.56% of their portfolio SPRINGFIELD, IL 99,55499.6k $6.4m $6.4m 2.56% Reduced -41.5k -41,486
18 CWM, LLC 0.04% of their portfolio OMAHA, NE 98,37298.4k $6.3m $6.3m 0.04% Added +36.6k +36,559
19 MEITAV INVESTMENT HOUSE LTD 0.05% of their portfolio BENE-BERAQ, L3 87,71687.7k $5.6m $5.6m 0.05% Added +66.0k +65,980
20 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 83,36083.4k $5.4m $5.4m 0.01% Reduced -90.3k -90,299
21 Cornerstone Planning Group LLC 1.95% of their portfolio FAIRFIELD, NJ 77,03577.0k $4.9m $4.9m 1.95% First filing
22 Coppell Advisory Solutions LLC 1.28% of their portfolio COPPELL, TX 70,81070.8k $4.5m $4.5m 1.28% Added +62.8k +62,760
23 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 66,12866.1k $4.2m $4.2m 0.01% Reduced -98.9k -98,893
24 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 61,11161.1k $3.9m $3.9m 0.01% Reduced -23.2k -23,224
25 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 60,02260.0k $3.9m $3.9m 0.02% Reduced -17.2k -17,189
26 BENJAMIN F. EDWARDS & COMPANY, INC. 0.14% of their portfolio ST. LOUIS, MO 58,54958.5k $3.8m $3.8m 0.14% Reduced -117.2k -117,226
27 Paragon Private Wealth Management, LLC 2.94% of their portfolio LEXINGTON, KY 57,55757.6k $3.7m $3.7m 2.94% Reduced -2.8k -2,759
28 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,34450.3k $3.2m $3.2m 0.00% Reduced -25.6k -25,625
29 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 49,74449.7k $3.2m $3.2m 0.04% Reduced -211.9k -211,926
30 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 47,72447.7k $3.1m $3.1m 0.02% Added +5.4k +5,399
31 ETFIDEA, LLC 1.24% of their portfolio SYRACUSE, NY 47,31047.3k $3.0m $3.0m 1.24% Added +1.3k +1,298
32 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 43,14243.1k $2.8m $2.8m 0.01% Reduced -13.0k -13,047
33 KESTRA PRIVATE WEALTH SERVICES, LLC 0.09% of their portfolio AUSTIN, TX 40,30740.3k $2.6m $2.6m 0.09% Reduced -15.6k -15,629
34 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 39,98540.0k $2.6m $2.6m 0.00% Added +29.0k +29,012
35 FOCUS Wealth Advisors, LLC 1.69% of their portfolio HOUSTON, TX 38,93338.9k $2.5m $2.5m 1.69% Reduced -2.9k -2,917
36 Purus Wealth Management, LLC 1.46% of their portfolio Newport Beach, CA 34,99235.0k $2.2m $2.2m 1.46% Added +9.4k +9,442
37 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 30,74830.7k $2.0m $2.0m 0.02% New
38 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 30,29830.3k $1.9m $1.9m 0.02% Reduced -130.1k -130,122
39 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 29,73429.7k $1.9m $1.9m 0.01% First filing
40 Gateway Advisory, LLC 0.39% of their portfolio WESTFIELD, NJ 29,02229.0k $1.9m $1.9m 0.39% Added +853 +853
41 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 24,60024.6k $1.6m $1.6m 0.00% New
42 HARBOUR INVESTMENTS, INC. 0.08% of their portfolio MADISON, WI 23,81923.8k $1.5m $1.5m 0.08% Reduced -6.3k -6,309
43 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 18,34318.3k $1.2m $1.2m 0.01% Reduced -5.3k -5,340
44 StoneX Group Inc. 0.12% of their portfolio NEW YORK, NY 17,76517.8k $1.1m $1.1m 0.12% Added +868 +868
45 DB Wealth Management Group, LLC 0.69% of their portfolio SAN DIEGO, CA 17,64717.6k $1.1m $1.1m 0.69% Reduced -1.5k -1,523
46 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 17,55917.6k $1.1m $1.1m 0.01% Reduced -28.9k -28,912
47 Kesler, Norman & Wride, LLC 0.27% of their portfolio OGDEN, UT 17,36017.4k $1.1m $1.1m 0.27% Reduced -60 -60
48 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 17,30217.3k $1.1m $1.1m 0.05% New
49 Monterey Private Wealth, Inc. 0.47% of their portfolio MONTEREY, CA 15,26515.3k $979.8k $979.8k 0.47% Reduced -334 -334
50 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 13,69613.7k $879.1k $879.1k 0.02% Reduced -15.2k -15,224
51 Quad-Cities Investment Group, LLC 0.57% of their portfolio DAVENPORT, IA 13,53013.5k $868.5k $868.5k 0.57% Reduced -247 -247
52 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,16213.2k $844.9k $844.9k 0.00% Reduced -25.2k -25,166
53 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 12,99813.0k $834.3k $834.3k 0.01% Reduced -19.6k -19,560
54 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 12,49812.5k $802.2k $802.2k 0.04% Added +2.5k +2,516
55 J.W. COLE ADVISORS, INC. 0.06% of their portfolio TAMPA, FL 12,09112.1k $776.1k $776.1k 0.06% Reduced -2.1k -2,063
56 HFG Advisors, Inc. 0.79% of their portfolio CINCINATTI, OH 11,66511.7k $748.8k $748.8k 0.79% Added +68 +68
57 Stonebridge Financial Planning Group, LLC 0.46% of their portfolio ORLANDO, FL 11,63811.6k $747.1k $747.1k 0.46% Reduced -1.5k -1,484
58 TWO SIGMA SECURITIES, LLC 0.06% of their portfolio NEW YORK, NY 11,56411.6k $742.3k $742.3k 0.06% New
59 NWAM LLC 0.06% of their portfolio MERCER ISLAND, WA 11,32311.3k $726.9k $726.9k 0.06% Reduced -104 -104
60 MGO ONE SEVEN LLC 0.06% of their portfolio Beachwood, OH 10,74710.7k $689.9k $689.9k 0.06% Unchanged
61 ARBOR CAPITAL MANAGEMENT INC /ADV 0.28% of their portfolio ANCHORAGE, AK 10,55310.6k $355.4k $355.4k 0.28% Added +24 +24
62 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 9,9489.9k $638.6k $638.6k 0.00% Reduced -201.7k -201,692
63 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 9,6599.7k $620.0k $620.0k 0.02% Reduced -44.1k -44,091
64 Csenge Advisory Group 0.04% of their portfolio CLEARWATER, FL 9,4309.4k $605.3k $605.3k 0.04% Reduced -305 -305
65 PGIM Custom Harvest LLC 0.02% of their portfolio NEWARK, NJ 9,0469.0k $580.7k $580.7k 0.02% Reduced -31 -31
66 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 8,9088.9k $571.8k $571.8k 0.01% Added +533 +533
67 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,8228.8k $566.3k $566.3k 0.00% Reduced -8.1k -8,052
68 MONECO ADVISORS, LLC 0.15% of their portfolio FAIRFIELD, CT 8,6368.6k $554.4k $554.4k 0.15% Reduced -1.5k -1,518
69 Capital Wealth Alliance, LLC 0.41% of their portfolio Scottsdale, AZ 8,5918.6k $551.5k $551.5k 0.41% Added +801 +801
70 First Heartland Consultants, Inc. 0.07% of their portfolio LAKE ST. LOUIS, MO 8,0488.0k $516.6k $516.6k 0.07% New
71 WMG Financial Advisors, LLC 0.38% of their portfolio Knoxville, TN 7,9858.0k $512.6k $512.6k 0.38% Reduced -14.9k -14,857
72 CoreCap Advisors, LLC 0.04% of their portfolio SOUTHFIELD, MI 7,9257.9k $508.7k $508.7k 0.04% First filing
73 CREATIVE FINANCIAL DESIGNS INC /ADV 0.06% of their portfolio KOKOMO, IN 7,8767.9k $505.6k $505.6k 0.06% Added +200 +200
74 Nilsine Partners, LLC 0.07% of their portfolio GREENWOOD VILLAGE, CO 7,8247.8k $502.2k $502.2k 0.07% Reduced -45.6k -45,624
75 Southland Equity Partners LLC 0.17% of their portfolio WILDWOOD, MO 7,7347.7k $496.4k $496.4k 0.17% Reduced -770 -770
76 Schrum Private Wealth Management LLC 0.54% of their portfolio ST. AUGUSTINE, FL 7,7307.7k $496.2k $496.2k 0.54% Unchanged
77 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 7,5107.5k $404.6k $404.6k 0.01% Added +3.0k +2,981
78 Regal Investment Advisors LLC 0.04% of their portfolio KENTWOOD, MI 7,4597.5k $478.8k $478.8k 0.04% Added +780 +780
79 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 7,3677.4k $472.9k $472.9k 0.01% First filing
80 Monument Capital Management 0.15% of their portfolio ALEXANDRIA, VA 7,3307.3k $470.5k $470.5k 0.15% New
81 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 7,3147.3k $469.5k $469.5k 0.02% Reduced -6 -6
82 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.11% of their portfolio CONCORD, MA 7,1497.1k $458.9k $458.9k 0.11% Reduced -411 -411
83 YARGER WEALTH STRATEGIES, LLC 0.39% of their portfolio WESTERVILLE, OH 6,8316.8k $438.5k $438.5k 0.39% Added +52 +52
84 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 6,7856.8k $435.6k $435.6k 0.01% Reduced -62 -62
85 Farther Finance Advisors, LLC 0.09% of their portfolio SAN FRANCISCO, CA 6,7586.8k $433.8k $433.8k 0.09% Reduced -236 -236
86 Secure Asset Management, LLC 0.13% of their portfolio Troy, MI 6,6566.7k $427.3k $427.3k 0.13% Reduced -1.4k -1,408
87 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 6,2306.2k $399.9k $399.9k 0.01% Reduced -3 -3
88 Realta Investment Advisors 0.09% of their portfolio WILMINGTON, DE 6,0556.1k $388.6k $388.6k 0.09% Added +63 +63
89 Wambolt & Associates, LLC 0.13% of their portfolio LITTLETON, CO 5,9045.9k $379.0k $379.0k 0.13% Added +510 +510
90 Apeiron RIA LLC 0.13% of their portfolio Dallas, TX 5,8045.8k $372.6k $372.6k 0.13% Added +354 +354
91 Clarus Wealth Advisors 0.23% of their portfolio PEORIA, AZ 5,7805.8k $371.3k $371.3k 0.23% Added +453 +453
92 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 5,6025.6k $425.4k $425.4k 0.00% New
93 Certified Advisory Corp 0.07% of their portfolio ALTAMONTE SPRINGS, FL 5,5935.6k $359.0k $359.0k 0.07% Reduced -3.5k -3,501
94 RPg Family Wealth Advisory, LLC 0.14% of their portfolio BURLINGTON, MA 5,2545.3k $337.3k $337.3k 0.14% Added +177 +177
95 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 5,2175.2k $334.9k $334.9k 0.00% Reduced -17.0k -17,047
96 Arkadios Wealth Advisors 0.04% of their portfolio ATLANTA, GA 5,1285.1k $329.2k $329.2k 0.04% Reduced -804 -804
97 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 5,0005.0k $320.9k $320.9k 0.03% Unchanged
98 Fortis Capital Advisors, LLC 0.19% of their portfolio PRAIRIE VILLAGE, KS 5,0005.0k $320.9k $320.9k 0.19% Unchanged
99 Cornerstone Wealth Management, LLC 0.03% of their portfolio ST. PETERS, MO 4,9184.9k $315.7k $315.7k 0.03% Reduced -161 -161
100 SignalPoint Asset Management, LLC 0.10% of their portfolio SPRINGFIELD, MO 4,8434.8k $310.9k $310.9k 0.10% Unchanged