Vault-13

FIRST TR EXCHANGE TRADED FD FXR

INDLS PROD DUR · ETP · CUSIP 33734X150

187 institutional holders +13 vs Q3 2024
22,743,04322.7m shares reported held*
$1.7bnreported value*
15 new 57 added 62 reduced 11 sold out net bought ≈ $3.1m (+40.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $74.81. Options: 0 managers hold calls (— notional), 1 hold puts ($935.1k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 159Q1 23: 182Q2 23: 167Q3 23: 175Q4 23: 179Q1 24: 170Q2 24: 172Q3 24: 174Q4 24: 187187Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022152
Q4 2022159
Q1 2023182
Q2 2023167
Q3 2023175
Q4 2023179
Q1 2024170
Q2 2024172
Q3 2024174
Q4 2024187

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 92 bought or addedQ1 23: 67 cut or sold outQ2 23: 53 bought or addedQ2 23: 109 cut or sold outQ2 23Q3 23: 85 bought or addedQ3 23: 68 cut or sold outQ4 23: 60 bought or addedQ4 23: 92 cut or sold outQ4 23Q1 24: 76 bought or addedQ1 24: 83 cut or sold outQ2 24: 65 bought or addedQ2 24: 74 cut or sold outQ2 24Q3 24: 60 bought or addedQ3 24: 85 cut or sold outQ4 24: 72 bought or addedQ4 24: 73 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20239267
Q2 202353109
Q3 20238568
Q4 20236092
Q1 20247683
Q2 20246574
Q3 20246085
Q4 20247273

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ1 24 calls: $481.5kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $387.9kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $0Q4 24 puts: $935.1kQ4 24P/C —
Numbers
QuarterCallsPutsP/C
Q1 2024$481.5k$00.00
Q2 2024$387.9k$00.00
Q3 2024$0$0—
Q4 2024$0$935.1k—

Biggest buyers

Modern Wealth Management, LLC New +96,570+96.6k
LPL Financial LLC Added +95,907+95.9k
Independent Advisor Alliance New +74,612+74.6k
WELLS FARGO & COMPANY/MN Added +46,723+46.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +32,096+32.1k
BANK OF AMERICA CORP /DE/ Added +19,882+19.9k
MORGAN STANLEY Added +18,223+18.2k
NewEdge Advisors, LLC Added +16,559+16.6k
Advisory Services Network, LLC Added +15,185+15.2k
Nilsine Partners, LLC Added +14,738+14.7k

Biggest sellers

FIRST TRUST ADVISORS LP Reduced -257,396-257.4k
JANE STREET GROUP, LLC Reduced -32,185-32.2k
GOLDMAN SACHS GROUP INC Sold out -30,952-31.0k
ROYAL BANK OF CANADA Reduced -24,495-24.5k
Schrum Private Wealth Management LLC Reduced -16,881-16.9k
Janney Montgomery Scott LLC Reduced -14,531-14.5k
BENJAMIN EDWARDS INC Reduced -12,216-12.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -9,428-9.4k
BAROMETER CAPITAL MANAGEMENT INC. Sold out -8,700-8.7k
CITADEL ADVISORS LLC Reduced -8,048-8.0k

Biggest calls

None

Biggest puts

BANK OF AMERICA CORP /DE/ New $935.1k12.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.0%, 2026-01-07)

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.70% of their portfolio Wheaton, IL 10,602,14210.6m $793.1m $793.1m 0.70% Reduced -257.4k -257,396
2 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 2,052,6032.1m $153.6m $153.6m 0.04% Added +46.7k +46,723
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,810,6251.8m $135.5m $135.5m 0.01% Added +18.2k +18,223
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,342,0971.3m $100.4m $100.4m 0.01% Added +19.9k +19,882
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 760,456760.5k $56.9m $56.9m 0.02% Added +95.9k +95,907
6 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 697,674697.7k $52.2m $52.2m 0.02% First filing
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 411,387411.4k $30.8m $30.8m 0.01% Reduced -997 -997
8 O'Dell Group, LLC 5.30% of their portfolio CINCINNATI, OH 313,450313.4k $23.4m $23.4m 5.30% Reduced -6.8k -6,801
9 NewEdge Advisors, LLC 0.13% of their portfolio NEW ORLEANS, LA 290,099290.1k $21.7m $21.7m 0.13% Added +16.6k +16,559
10 NewSquare Capital LLC 1.69% of their portfolio NEWTOWN SQUARE, PA 282,879282.9k $21.2m $21.2m 1.69% Reduced -2.4k -2,408
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 280,533280.5k $21.0m $21.0m 0.00% Reduced -24.5k -24,495
12 Advisory Services Network, LLC 0.37% of their portfolio ATLANTA, GA 264,388264.4k $19.8m $19.8m 0.37% Added +15.2k +15,185
13 Nilsine Partners, LLC 2.03% of their portfolio GREENWOOD VILLAGE, CO 254,035254.0k $19.0m $19.0m 2.03% Added +14.7k +14,738
14 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 218,207218.2k $16.3m $16.3m 0.03% Reduced -5.4k -5,385
15 D.A. DAVIDSON & CO. 0.11% of their portfolio GREAT FALLS, MT 187,991188.0k $14.1m $14.1m 0.11% Reduced -1.3k -1,264
16 BENJAMIN EDWARDS INC 0.19% of their portfolio Clayton, MO 182,079182.1k $13.6m $13.6m 0.19% Reduced -12.2k -12,216
17 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 172,448172.4k $12.9m $12.9m 0.02% Added +8.6k +8,593
18 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 144,602144.6k $10.8m $10.8m 0.03% Reduced -14.5k -14,531
19 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 128,519128.5k $9.6m $9.6m 0.01% Added +12.1k +12,084
20 WCG Wealth Advisors LLC 0.49% of their portfolio LAS VEGAS, NV 99,73299.7k $7.5m $7.5m 0.49% Reduced -656 -656
21 Modern Wealth Management, LLC 0.27% of their portfolio KANSAS CITY, MO 96,57096.6k $7.2m $7.2m 0.27% New
22 Virtue Capital Management, LLC 1.33% of their portfolio BRENTWOOD, TN 88,02288.0k $6.6m $6.6m 1.33% Added +181 +181
23 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 87,74987.7k $6.6m $6.6m 0.01% Reduced -9.4k -9,428
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 82,87882.9k $6.2m $6.2m 0.00% Added +12.0k +11,974
25 Guided Capital Wealth Management, LLC 5.59% of their portfolio HOUSTON, TX 81,58781.6k $6.1m $6.1m 5.59% First filing
26 Independent Advisor Alliance 0.07% of their portfolio CHARLOTTE, NC 74,61274.6k $5.6m $5.6m 0.07% New
27 OPPENHEIMER & CO INC 0.08% of their portfolio NEW YORK, NY 70,62370.6k $5.3m $5.3m 0.08% Reduced -281 -281
28 Monument Capital Management 1.35% of their portfolio ALEXANDRIA, VA 65,49965.5k $4.9m $4.9m 1.35% Reduced -1.6k -1,646
29 CWM, LLC 0.02% of their portfolio OMAHA, NE 57,00157.0k $4.3m $4.3m 0.02% Reduced -2.8k -2,837
30 Proactive Wealth Strategies LLC 2.16% of their portfolio MARIETTA, GA 55,30655.3k $4.1m $4.1m 2.16% Reduced -197 -197
31 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 54,26454.3k $4.1m $4.1m 0.01% Added +14.4k +14,424
32 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 49,50549.5k $3.7m $3.7m 0.01% Added +3.6k +3,627
33 Vestmark Advisory Solutions, Inc. 0.12% of their portfolio Wakefield, MA 48,20448.2k $3.6m $3.6m 0.12% Added +421 +421
34 Gladstone Institutional Advisory LLC 0.16% of their portfolio Bedminster, NJ 44,67044.7k $3.3m $3.3m 0.16% Reduced -6.9k -6,873
35 NAVELLIER & ASSOCIATES INC 0.37% of their portfolio Reno, NV 41,29741.3k $3.1m $3.1m 0.37% Added +5.2k +5,176
36 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 40,60540.6k $3.0m $3.0m 0.01% Added +1.0k +1,004
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 40,49940.5k $3.0m $3.0m 0.00% Added +32.1k +32,096
38 Paragon Private Wealth Management, LLC 1.27% of their portfolio LEXINGTON, KY 36,84936.8k $2.8m $2.8m 1.27% Added +1.5k +1,488
39 Crumly & Associates Inc. 0.71% of their portfolio SPRINGFIELD, IL 34,84034.8k $2.6m $2.6m 0.71% Reduced -982 -982
40 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 34,66634.7k $2.6m $2.6m 0.07% Reduced -1.6k -1,580
41 TriaGen Wealth Management LLC 0.87% of their portfolio Calabasas, CA 34,38934.4k $2.6m $2.6m 0.87% Reduced -1.6k -1,641
42 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 33,78233.8k $2.5m $2.5m 0.01% Reduced -818 -818
43 Transamerica Financial Advisors, LLC 0.24% of their portfolio CEDAR RAPIDS, IA 31,87431.9k $2.4m $2.4m 0.24% Reduced -2.2k -2,204
44 Regal Investment Advisors LLC 0.17% of their portfolio KENTWOOD, MI 30,95030.9k $2.3m $2.3m 0.17% Added +1.8k +1,808
45 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 29,79829.8k $2.2m $2.2m 0.01% Added +811 +811
46 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 26,40826.4k $2.0m $2.0m 0.00% Reduced -1.9k -1,894
47 Schrum Private Wealth Management LLC 1.66% of their portfolio ST. AUGUSTINE, FL 26,16326.2k $2.0m $2.0m 1.66% Reduced -16.9k -16,881
48 MTM Investment Management, LLC 0.75% of their portfolio SPARTANBURG, SC 26,03526.0k $1.9m $1.9m 0.75% Unchanged
49 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 25,41625.4k $1.9m $1.9m 0.01% Added +1.8k +1,804
50 Coppell Advisory Solutions LLC 0.26% of their portfolio COPPELL, TX 24,98325.0k $1.9m $1.9m 0.26% Reduced -3.7k -3,681
51 Cyndeo Wealth Partners, LLC 0.12% of their portfolio ST. PETERSBURG, FL 24,47424.5k $1.8m $1.8m 0.12% Reduced -3.9k -3,893
52 StoneX Group Inc. 0.10% of their portfolio NEW YORK, NY 24,30624.3k $1.8m $1.8m 0.10% Reduced -1.5k -1,538
53 Spire Wealth Management 0.06% of their portfolio MCLEAN, VA 24,27224.3k $1.8m $1.8m 0.06% Unchanged
54 HARMONY ASSET MANAGEMENT LLC 0.69% of their portfolio SCOTTSDALE, AZ 23,25223.3k $1.7m $1.7m 0.69% Reduced -392 -392
55 Strategic Blueprint, LLC 0.10% of their portfolio ATLANTA, GA 22,12522.1k $1.7m $1.7m 0.10% Added +1.0k +1,036
56 Purus Wealth Management, LLC 0.64% of their portfolio Newport Beach, CA 21,78521.8k $1.6m $1.6m 0.64% Added +4.0k +3,971
57 Private Advisory Group LLC 0.18% of their portfolio REDMOND, WA 21,05221.1k $1.6m $1.6m 0.18% Reduced -568 -568
58 Apeiron RIA LLC 0.42% of their portfolio Dallas, TX 20,11220.1k $1.5m $1.5m 0.42% Added +601 +601
59 WMG Financial Advisors, LLC 0.64% of their portfolio Knoxville, TN 20,02320.0k $1.5m $1.5m 0.64% Added +8 +8
60 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 19,44119.4k $1.5m $1.5m 0.01% Added +261 +261
61 TradeWell Securities, LLC. 0.69% of their portfolio Fort Wayne, IN 17,70217.7k $1.3m $1.3m 0.69% First filing
62 Secure Asset Management, LLC 0.20% of their portfolio Troy, MI 17,58717.6k $1.3m $1.3m 0.20% Added +516 +516
63 Prosperity Consulting Group, LLC 0.09% of their portfolio OWINGS MILLS, MD 16,46116.5k $1.2m $1.2m 0.09% Added +2.3k +2,277
64 HFG Advisors, Inc. 1.01% of their portfolio CINCINATTI, OH 15,45515.5k $1.2m $1.2m 1.01% Added +417 +417
65 TRUST CO OF OKLAHOMA 0.36% of their portfolio TULSA, OK 14,99415.0k $1.1m $1.1m 0.36% Unchanged
66 Tudor Financial Inc. 0.66% of their portfolio DAYTON, OH 14,98915.0k $1.1m $1.1m 0.66% Reduced -242 -242
67 Davis Investment Partners, LLC 0.46% of their portfolio CHARLOTTE, NC 14,84914.8k $1.1m $1.1m 0.46% Added +3.1k +3,074
68 NORTHEAST PLANNING ASSOCIATES, INC. / NH / 1.04% of their portfolio BEDFORD, NH 13,49113.5k $1.0m $1.0m 1.04% First filing
69 Well Done, LLC 0.17% of their portfolio HOLLAND, MI 12,13512.1k $919.3k $919.3k 0.17% Unchanged
70 Outlook Wealth Advisors, LLC 0.25% of their portfolio SHENANDOAH, TX 11,83411.8k $885.3k $885.3k 0.25% Reduced -600 -600
71 SignalPoint Asset Management, LLC 0.21% of their portfolio SPRINGFIELD, MO 11,61011.6k $868.5k $868.5k 0.21% Added +1 +1
72 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 11,49911.5k $860.2k $860.2k 0.01% Reduced -3.7k -3,663
73 Summit Financial, LLC 0.03% of their portfolio PARSIPPANY, NJ 11,36211.4k $850.0k $850.0k 0.03% Reduced -85 -85
74 PGIM Custom Harvest LLC 0.01% of their portfolio NEWARK, NJ 10,25610.3k $767.3k $767.3k 0.01% Added +6.4k +6,377
75 Harvest Investment Services, LLC 0.18% of their portfolio Oakbrook Terrace, IL 10,03910.0k $751.0k $751.0k 0.18% Added +1.8k +1,838
76 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,3239.3k $697.5k $697.5k 0.00% Reduced -8.0k -8,048
77 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 9,2639.3k $693.0k $693.0k 0.03% Added +16 +16
78 MinichMacGregor Wealth Management, LLC 0.14% of their portfolio Saratoga Springs, NY 9,2189.2k $689.6k $689.6k 0.14% Reduced -374 -374
79 Retirement Planning Group, LLC 0.03% of their portfolio LEAWOOD, KS 9,1419.1k $683.8k $683.8k 0.03% Unchanged
80 Transce3nd, LLC 0.23% of their portfolio BUDA, TX 8,9839.0k $678.4k $678.4k 0.23% First filing
81 SPC Financial, Inc. 0.06% of their portfolio ROCKVILLE, MD 8,9198.9k $667.2k $667.2k 0.06% Reduced -2.2k -2,166
82 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 8,8448.8k $661.6k $661.6k 0.00% Added +2.8k +2,820
83 CENTAURUS FINANCIAL, INC. 0.04% of their portfolio ANAHEIM, CA 8,8168.8k $660.0k $660.0k 0.04% Reduced -895 -895
84 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 8,3858.4k $627.3k $627.3k 0.00% New
85 Realta Investment Advisors 0.26% of their portfolio WILMINGTON, DE 8,3488.3k $629.7k $629.7k 0.26% Added +442 +442
86 Pacific Sun Financial Corp 0.34% of their portfolio LOS ANGELES, CA 8,2208.2k $614.9k $614.9k 0.34% Unchanged
87 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 7,6507.7k $572.3k $572.3k 0.02% Reduced -2.7k -2,694
88 Southland Equity Partners LLC 0.13% of their portfolio WILDWOOD, MO 7,2747.3k $544.2k $544.2k 0.13% Unchanged
89 GREAT LAKES ADVISORS, LLC 0.00% of their portfolio CHICAGO, IL 6,9386.9k $519.0k $519.0k 0.00% Unchanged
90 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,7276.7k $503.3k $503.3k 0.00% Added +612 +612
91 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 6,6996.7k $501.1k $501.1k 0.00% Added +2.2k +2,168
92 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 6,4536.5k $482.7k $482.7k 0.01% Added +84 +84
93 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 6,2426.2k $466.9k $466.9k 0.03% Added +6 +6
94 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,1956.2k $463.4k $463.4k 0.00% Reduced -481 -481
95 Kovack Advisors, Inc. 0.04% of their portfolio FT. LAUDERDALE, FL 5,8215.8k $435.4k $435.4k 0.04% Added +154 +154
96 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 5,8205.8k $435.4k $435.4k 0.02% Reduced -650 -650
97 Meridian Wealth Management, LLC 0.02% of their portfolio LEXINGTON, KY 5,4415.4k $407.0k $407.0k 0.02% Unchanged
98 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 5,3305.3k $398.8k $398.8k 0.01% Reduced -13 -13
99 Leelyn Smith, LLC 0.07% of their portfolio GENEVA, IL 5,1385.1k $384.4k $384.4k 0.07% Reduced -1.5k -1,463
100 Novak & Powell Financial Services, Inc. 0.23% of their portfolio ST. PETERSBURG, FL 5,1005.1k $381.5k $381.5k 0.23% Added +400 +400