Vault-13

FIRST TR EXCHANGE TRADED FD FXR

INDLS PROD DUR · ETP · CUSIP 33734X150

174 institutional holders +2 vs Q2 2024
22,658,02022.7m shares reported held*
$1.7bnreported value*
13 new 47 added 73 reduced 12 sold out net sold ≈ $44.0m (-580.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $75.68.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 159Q1 23: 182Q2 23: 167Q3 23: 175Q4 23: 179Q1 24: 170Q2 24: 172Q3 24: 174174Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022152
Q4 2022159
Q1 2023182
Q2 2023167
Q3 2023175
Q4 2023179
Q1 2024170
Q2 2024172
Q3 2024174

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 69 bought or addedQ4 22: 78 cut or sold outQ1 23: 92 bought or addedQ1 23: 67 cut or sold outQ1 23Q2 23: 53 bought or addedQ2 23: 109 cut or sold outQ3 23: 85 bought or addedQ3 23: 68 cut or sold outQ3 23Q4 23: 60 bought or addedQ4 23: 92 cut or sold outQ1 24: 76 bought or addedQ1 24: 83 cut or sold outQ1 24Q2 24: 65 bought or addedQ2 24: 74 cut or sold outQ3 24: 60 bought or addedQ3 24: 85 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226978
Q1 20239267
Q2 202353109
Q3 20238568
Q4 20236092
Q1 20247683
Q2 20246574
Q3 20246085

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $481.5kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $387.9kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$0$0—
Q1 2024$481.5k$00.00
Q2 2024$387.9k$00.00
Q3 2024$0$0—

Biggest buyers

BENJAMIN EDWARDS INC Added +191,772+191.8k
GOLDMAN SACHS GROUP INC New +30,952+31.0k
D.A. DAVIDSON & CO. Added +17,447+17.4k
Schrum Private Wealth Management LLC Added +16,470+16.5k
Prosperity Consulting Group, LLC New +14,184+14.2k
CITADEL ADVISORS LLC Added +12,169+12.2k
Davis Investment Partners, LLC New +11,775+11.8k
O'Dell Group, LLC Added +9,299+9.3k
JANE STREET GROUP, LLC Added +8,914+8.9k
BAROMETER CAPITAL MANAGEMENT INC. New +8,700+8.7k

Biggest sellers

MORGAN STANLEY Reduced -187,018-187.0k
FIRST TRUST ADVISORS LP Reduced -117,510-117.5k
Raymond James Financial Services Advisors, Inc. Reduced -84,783-84.8k
UBS Group AG Reduced -68,980-69.0k
Harel Insurance Investments & Financial Services Ltd. Sold out -53,900-53.9k
BANK OF AMERICA CORP /DE/ Reduced -39,956-40.0k
Vestmark Advisory Solutions, Inc. Reduced -39,834-39.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -36,680-36.7k
LPL Financial LLC Reduced -27,129-27.1k
Baird Financial Group, Inc. Reduced -25,154-25.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.0%, 2026-01-07)

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.78% of their portfolio Wheaton, IL 10,859,53810.9m $822.7m $822.7m 0.78% Reduced -117.5k -117,510
2 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 2,005,8802.0m $152.0m $152.0m 0.04% Reduced -6.8k -6,787
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,792,4021.8m $135.8m $135.8m 0.01% Reduced -187.0k -187,018
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,322,2151.3m $100.2m $100.2m 0.01% Reduced -40.0k -39,956
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 664,549664.5k $50.3m $50.3m 0.02% Reduced -27.1k -27,129
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 412,384412.4k $31.2m $31.2m 0.01% Reduced -69.0k -68,980
7 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 377,222377.2k $28.6m $28.6m 0.04% Reduced -84.8k -84,783
8 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 324,725324.7k $24.6m $24.6m 0.01% Reduced -8.6k -8,637
9 O'Dell Group, LLC 5.38% of their portfolio CINCINNATI, OH 320,251320.3k $24.3m $24.3m 5.38% Added +9.3k +9,299
10 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 305,028305.0k $23.1m $23.1m 0.01% Reduced -4.1k -4,072
11 NewSquare Capital LLC 1.72% of their portfolio NEWTOWN SQUARE, PA 285,287285.3k $21.6m $21.6m 1.72% Added +2.4k +2,352
12 NewEdge Advisors, LLC 0.13% of their portfolio NEW ORLEANS, LA 273,540273.5k $20.7m $20.7m 0.13% Added +122 +122
13 Advisory Services Network, LLC 0.35% of their portfolio ATLANTA, GA 249,203249.2k $17.0m $17.0m 0.35% Unchanged
14 Nilsine Partners, LLC 2.35% of their portfolio GREENWOOD VILLAGE, CO 239,297239.3k $18.1m $18.1m 2.35% Added +1.8k +1,763
15 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 223,592223.6k $16.9m $16.9m 0.03% Reduced -25.2k -25,154
16 BENJAMIN EDWARDS INC 0.21% of their portfolio Clayton, MO 194,295194.3k $14.7m $14.7m 0.21% Added +191.8k +191,772
17 D.A. DAVIDSON & CO. 0.12% of their portfolio GREAT FALLS, MT 189,255189.3k $14.3m $14.3m 0.12% Added +17.4k +17,447
18 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 163,855163.9k $12.4m $12.4m 0.02% Added +1.8k +1,839
19 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 159,133159.1k $12.1m $12.1m 0.03% Reduced -9.0k -8,977
20 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 116,435116.4k $8.8m $8.8m 0.01% Reduced -15.6k -15,587
21 WCG Wealth Advisors LLC 0.51% of their portfolio LAS VEGAS, NV 100,388100.4k $7.6m $7.6m 0.51% Reduced -3.2k -3,183
22 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 97,17797.2k $7.4m $7.4m 0.01% Reduced -20.1k -20,109
23 Gateway Advisory, LLC 1.08% of their portfolio WESTFIELD, NJ 88,59088.6k $6.7m $6.7m 1.08% Reduced -1.5k -1,490
24 Virtue Capital Management, LLC 1.33% of their portfolio BRENTWOOD, TN 87,84187.8k $6.7m $6.7m 1.33% Reduced -5.2k -5,172
25 OPPENHEIMER & CO INC 0.08% of their portfolio NEW YORK, NY 70,90470.9k $5.4m $5.4m 0.08% Reduced -11.3k -11,307
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 70,90470.9k $5.4m $5.4m 0.00% Reduced -3.9k -3,918
27 Monument Capital Management 1.41% of their portfolio ALEXANDRIA, VA 67,14567.1k $5.1m $5.1m 1.41% Reduced -2.7k -2,702
28 CWM, LLC 0.02% of their portfolio OMAHA, NE 59,83859.8k $4.5m $4.5m 0.02% Reduced -10.7k -10,695
29 Proactive Wealth Strategies LLC 2.34% of their portfolio MARIETTA, GA 55,50355.5k $4.2m $4.2m 2.34% First filing
30 Gladstone Institutional Advisory LLC 0.19% of their portfolio Bedminster, NJ 51,54351.5k $3.9m $3.9m 0.19% Added +1.3k +1,316
31 Vestmark Advisory Solutions, Inc. 0.13% of their portfolio Wakefield, MA 47,78347.8k $3.6m $3.6m 0.13% Reduced -39.8k -39,834
32 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 45,87845.9k $3.5m $3.5m 0.01% Reduced -13.6k -13,644
33 Schrum Private Wealth Management LLC 1.69% of their portfolio ST. AUGUSTINE, FL 43,04443.0k $3.3m $3.3m 1.69% Added +16.5k +16,470
34 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 39,84039.8k $3.0m $3.0m 0.01% Reduced -3.4k -3,449
35 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 39,60139.6k $3.0m $3.0m 0.01% Reduced -3.1k -3,078
36 HARBOUR INVESTMENTS, INC. 0.08% of their portfolio MADISON, WI 36,24636.2k $2.7m $2.7m 0.08% Added +755 +755
37 NAVELLIER & ASSOCIATES INC 0.37% of their portfolio Reno, NV 36,12136.1k $2.7m $2.7m 0.37% Reduced -11.3k -11,267
38 TriaGen Wealth Management LLC 0.91% of their portfolio Calabasas, CA 36,03036.0k $2.7m $2.7m 0.91% Added +23 +23
39 Crumly & Associates Inc. 0.75% of their portfolio SPRINGFIELD, IL 35,82235.8k $2.7m $2.7m 0.75% Reduced -485 -485
40 Paragon Private Wealth Management, LLC 1.33% of their portfolio LEXINGTON, KY 35,36135.4k $2.7m $2.7m 1.33% Added +1.4k +1,356
41 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 34,99635.0k $2.7m $2.7m 0.00% Added +8.9k +8,914
42 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 34,60034.6k $2.6m $2.6m 0.01% Added +230 +230
43 Transamerica Financial Advisors, LLC 0.25% of their portfolio CEDAR RAPIDS, IA 34,07834.1k $2.6m $2.6m 0.25% Reduced -4.1k -4,060
44 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 30,95231.0k $2.3m $2.3m 0.00% New
45 Regal Investment Advisors LLC 0.15% of their portfolio KENTWOOD, MI 29,14229.1k $2.2m $2.2m 0.15% Added +2.9k +2,916
46 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 28,98729.0k $2.2m $2.2m 0.01% Added +2.1k +2,055
47 Coppell Advisory Solutions LLC 0.32% of their portfolio COPPELL, TX 28,66428.7k $2.2m $2.2m 0.32% Reduced -3.5k -3,502
48 Cyndeo Wealth Partners, LLC 0.15% of their portfolio ST. PETERSBURG, FL 28,36728.4k $2.1m $2.1m 0.15% Reduced -1.4k -1,361
49 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 28,30228.3k $2.1m $2.1m 0.00% Unchanged
50 MTM Investment Management, LLC 0.76% of their portfolio SPARTANBURG, SC 26,03526.0k $2.0m $2.0m 0.76% Unchanged
51 StoneX Group Inc. 0.14% of their portfolio NEW YORK, NY 25,84425.8k $2.0m $2.0m 0.14% Reduced -1.7k -1,719
52 Spire Wealth Management 0.06% of their portfolio MCLEAN, VA 24,27224.3k $1.8m $1.8m 0.06% Reduced -411 -411
53 HARMONY ASSET MANAGEMENT LLC 0.66% of their portfolio SCOTTSDALE, AZ 23,64423.6k $1.8m $1.8m 0.66% Added +347 +347
54 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 23,61223.6k $1.8m $1.8m 0.01% Reduced -3.8k -3,762
55 Private Advisory Group LLC 0.21% of their portfolio REDMOND, WA 21,62021.6k $1.6m $1.6m 0.21% Added +1.3k +1,341
56 Strategic Blueprint, LLC 0.10% of their portfolio ATLANTA, GA 21,08921.1k $1.6m $1.6m 0.10% Added +2.0k +1,960
57 WMG Financial Advisors, LLC 0.69% of their portfolio Knoxville, TN 20,01520.0k $1.5m $1.5m 0.69% Added +174 +174
58 Apeiron RIA LLC 0.42% of their portfolio Dallas, TX 19,51119.5k $1.5m $1.5m 0.42% Added +914 +914
59 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 19,18019.2k $1.5m $1.5m 0.01% Added +1.5k +1,512
60 Purus Wealth Management, LLC 0.57% of their portfolio Newport Beach, CA 17,81417.8k $1.3m $1.3m 0.57% Added +508 +508
61 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,37117.4k $1.3m $1.3m 0.00% Added +12.2k +12,169
62 Secure Asset Management, LLC 0.22% of their portfolio Troy, MI 17,07117.1k $1.3m $1.3m 0.22% Added +4.4k +4,407
63 Tudor Financial Inc. 0.71% of their portfolio DAYTON, OH 15,23115.2k $1.2m $1.2m 0.71% First filing
64 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 15,16215.2k $1.1m $1.1m 0.01% Reduced -5.2k -5,209
65 HFG Advisors, Inc. 1.01% of their portfolio CINCINATTI, OH 15,03815.0k $1.1m $1.1m 1.01% Reduced -79 -79
66 TRUST CO OF OKLAHOMA 0.37% of their portfolio TULSA, OK 14,99415.0k $1.1m $1.1m 0.37% Unchanged
67 Prosperity Consulting Group, LLC 0.08% of their portfolio OWINGS MILLS, MD 14,18414.2k $1.1m $1.1m 0.08% New
68 Outlook Wealth Advisors, LLC 0.27% of their portfolio SHENANDOAH, TX 12,43412.4k $942.0k $942.0k 0.27% Added +577 +577
69 Well Done, LLC 0.17% of their portfolio HOLLAND, MI 12,13512.1k $919.3k $919.3k 0.17% Unchanged
70 Davis Investment Partners, LLC 0.37% of their portfolio CHARLOTTE, NC 11,77511.8k $886.4k $886.4k 0.37% New
71 SignalPoint Asset Management, LLC 0.21% of their portfolio SPRINGFIELD, MO 11,60911.6k $879.4k $879.4k 0.21% Reduced -630 -630
72 Summit Financial, LLC 0.03% of their portfolio PARSIPPANY, NJ 11,44711.4k $867.2k $867.2k 0.03% Reduced -1.8k -1,828
73 SPC Financial, Inc. 0.07% of their portfolio ROCKVILLE, MD 11,08511.1k $839.8k $839.8k 0.07% Added +33 +33
74 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 10,34410.3k $781.4k $781.4k 0.02% Reduced -2.3k -2,318
75 CENTAURUS FINANCIAL, INC. 0.05% of their portfolio ANAHEIM, CA 9,7119.7k $736.0k $736.0k 0.05% Reduced -247 -247
76 MinichMacGregor Wealth Management, LLC 0.16% of their portfolio Saratoga Springs, NY 9,5929.6k $726.7k $726.7k 0.16% Reduced -341 -341
77 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 9,2479.2k $700.6k $700.6k 0.03% Added +27 +27
78 Retirement Planning Group, LLC 0.04% of their portfolio LEAWOOD, KS 9,1419.1k $692.5k $692.5k 0.04% Unchanged
79 BAROMETER CAPITAL MANAGEMENT INC. 0.19% of their portfolio TORONTO, A6 8,7008.7k $659.1k $659.1k 0.19% New
80 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,4038.4k $636.6k $636.6k 0.00% Reduced -36.7k -36,680
81 Pacific Sun Financial Corp 0.34% of their portfolio LOS ANGELES, CA 8,2208.2k $622.7k $622.7k 0.34% Added +50 +50
82 Harvest Investment Services, LLC 0.20% of their portfolio Oakbrook Terrace, IL 8,2018.2k $621.3k $621.3k 0.20% New
83 Realta Investment Advisors 0.28% of their portfolio WILMINGTON, DE 7,9067.9k $611.7k $611.7k 0.28% Reduced -1.3k -1,318
84 Southland Equity Partners LLC 0.13% of their portfolio WILDWOOD, MO 7,2747.3k $551.1k $551.1k 0.13% Added +1.0k +1,046
85 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 6,9747.0k $528.4k $528.4k 0.01% Reduced -5.5k -5,476
86 GREAT LAKES ADVISORS, LLC 0.00% of their portfolio CHICAGO, IL 6,9386.9k $525.6k $525.6k 0.00% Reduced -112 -112
87 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,6766.7k $505.8k $505.8k 0.00% Reduced -3.0k -2,971
88 Leelyn Smith, LLC 0.09% of their portfolio GENEVA, IL 6,6016.6k $500.1k $500.1k 0.09% Reduced -1.6k -1,644
89 BRASS TAX WEALTH MANAGEMENT, INC 0.07% of their portfolio CINCINNATI, OH 6,5206.5k $494.0k $494.0k 0.07% Added +3.1k +3,130
90 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 6,4706.5k $490.2k $490.2k 0.02% Reduced -825 -825
91 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 6,3696.4k $482.5k $482.5k 0.01% Unchanged
92 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 6,2366.2k $472.4k $472.4k 0.03% Added +162 +162
93 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,1156.1k $463.3k $463.3k 0.00% Added +511 +511
94 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 6,0246.0k $456.4k $456.4k 0.00% Reduced -414 -414
95 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,9385.9k $450.0k $450.0k 0.00% Added +2.4k +2,418
96 Kovack Advisors, Inc. 0.05% of their portfolio FT. LAUDERDALE, FL 5,6675.7k $429.3k $429.3k 0.05% Reduced -447 -447
97 Meridian Wealth Management, LLC 0.02% of their portfolio LEXINGTON, KY 5,4415.4k $412.2k $412.2k 0.02% Unchanged
98 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 5,4205.4k $411.0k $411.0k 0.00% Reduced -121 -121
99 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 5,3535.4k $405.5k $405.5k 0.00% New
100 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 5,3435.3k $404.8k $404.8k 0.01% Reduced -21.7k -21,743