Vault-13

FIRST TR EXCHANGE TRADED FD FXR

INDLS PROD DUR · ETP · CUSIP 33734X150

172 institutional holders +2 vs Q1 2024
23,270,11223.3m shares reported held*
$1.6bnreported value*
13 new 52 added 63 reduced 11 sold out net sold ≈ $277.2m (-4.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $68.13. Options: 1 managers hold calls ($387.9k notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 159Q1 23: 182Q2 23: 167Q3 23: 175Q4 23: 179Q1 24: 170Q2 24: 172172Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022152
Q4 2022159
Q1 2023182
Q2 2023167
Q3 2023175
Q4 2023179
Q1 2024170
Q2 2024172

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 69 bought or addedQ4 22: 78 cut or sold outQ4 22Q1 23: 92 bought or addedQ1 23: 67 cut or sold outQ2 23: 53 bought or addedQ2 23: 109 cut or sold outQ2 23Q3 23: 85 bought or addedQ3 23: 68 cut or sold outQ4 23: 60 bought or addedQ4 23: 92 cut or sold outQ4 23Q1 24: 76 bought or addedQ1 24: 83 cut or sold outQ2 24: 65 bought or addedQ2 24: 74 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226978
Q1 20239267
Q2 202353109
Q3 20238568
Q4 20236092
Q1 20247683
Q2 20246574

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $481.5kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $387.9kQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$481.5k$00.00
Q2 2024$387.9k$00.00

Biggest buyers

WELLS FARGO & COMPANY/MN Added +126,547+126.5k
BANK OF AMERICA CORP /DE/ Added +65,746+65.7k
RAYMOND JAMES & ASSOCIATES Added +44,297+44.3k
JANE STREET GROUP, LLC New +26,082+26.1k
MAI Capital Management Added +16,788+16.8k
FLOW TRADERS U.S. LLC New +15,942+15.9k
Monument Capital Management Added +15,750+15.8k
Private Advisory Group LLC Added +13,513+13.5k
Secure Asset Management, LLC New +12,664+12.7k
Advisory Services Network, LLC Added +12,575+12.6k

Biggest sellers

MORGAN STANLEY Reduced -4,048,456-4.0m
Raymond James Financial Services Advisors, Inc. Reduced -100,539-100.5k
ROYAL BANK OF CANADA Reduced -43,209-43.2k
Cambridge Investment Research Advisors, Inc. Reduced -38,865-38.9k
B. Riley Wealth Advisors, Inc. Reduced -35,867-35.9k
UBS Group AG Reduced -33,258-33.3k
D.A. DAVIDSON & CO. Reduced -32,416-32.4k
FIRST TRUST ADVISORS LP Reduced -28,820-28.8k
Qube Research & Technologies Ltd Reduced -21,934-21.9k
STIFEL FINANCIAL CORP Reduced -20,113-20.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $387.9k5.7k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.0%, 2026-01-07)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.76% of their portfolio Wheaton, IL 10,977,04811.0m $747.1m $747.1m 0.76% Reduced -28.8k -28,820
2 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 2,012,6672.0m $137.0m $137.0m 0.04% Added +126.5k +126,547
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,979,4202.0m $134.7m $134.7m 0.01% Reduced -4.0m -4,048,456
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,362,1711.4m $92.7m $92.7m 0.01% Added +65.7k +65,746
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 691,678691.7k $47.1m $47.1m 0.02% Reduced -8.7k -8,726
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 481,364481.4k $32.8m $32.8m 0.01% Reduced -33.3k -33,258
7 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 462,005462.0k $31.4m $31.4m 0.04% Reduced -100.5k -100,539
8 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 333,362333.4k $22.7m $22.7m 0.01% Added +44.3k +44,297
9 O'Dell Group, LLC 5.56% of their portfolio CINCINNATI, OH 310,952311.0k $22.7m $22.7m 5.56% Unchanged
10 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 309,100309.1k $21.0m $21.0m 0.01% Reduced -43.2k -43,209
11 NewSquare Capital LLC 1.66% of their portfolio NEWTOWN SQUARE, PA 282,935282.9k $19.3m $19.3m 1.66% Reduced -2.6k -2,560
12 NewEdge Advisors, LLC 0.14% of their portfolio NEW ORLEANS, LA 273,418273.4k $18.6m $18.6m 0.14% Added +8.7k +8,668
13 Advisory Services Network, LLC 0.35% of their portfolio ATLANTA, GA 249,203249.2k $17.0m $17.0m 0.35% Added +12.6k +12,575
14 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 248,746248.7k $16.9m $16.9m 0.04% Added +526 +526
15 Nilsine Partners, LLC 2.17% of their portfolio GREENWOOD VILLAGE, CO 237,534237.5k $16.2m $16.2m 2.17% Added +4.9k +4,866
16 BENJAMIN F. EDWARDS & COMPANY, INC. 0.23% of their portfolio ST. LOUIS, MO 193,520193.5k $13.2m $13.2m 0.23% Reduced -9.5k -9,484
17 D.A. DAVIDSON & CO. 0.10% of their portfolio GREAT FALLS, MT 171,808171.8k $11.7m $11.7m 0.10% Reduced -32.4k -32,416
18 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 168,110168.1k $11.4m $11.4m 0.03% Added +276 +276
19 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 162,016162.0k $11.0m $11.0m 0.02% Added +3.2k +3,211
20 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 132,022132.0k $9.0m $9.0m 0.01% Reduced -20.1k -20,113
21 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 117,286117.3k $8.0m $8.0m 0.01% Added +56 +56
22 WCG Wealth Advisors LLC 0.52% of their portfolio LAS VEGAS, NV 103,571103.6k $7.0m $7.0m 0.52% Reduced -6.4k -6,426
23 Virtue Capital Management, LLC 1.14% of their portfolio BRENTWOOD, TN 93,01393.0k $6.7m $6.7m 1.14% Added +2.5k +2,529
24 Gateway Advisory, LLC 1.04% of their portfolio WESTFIELD, NJ 90,08090.1k $6.1m $6.1m 1.04% Added +1.5k +1,455
25 Vestmark Advisory Solutions, Inc. 0.25% of their portfolio Wakefield, MA 87,61787.6k $6.0m $6.0m 0.25% Added +1.7k +1,709
26 OPPENHEIMER & CO INC 0.09% of their portfolio NEW YORK, NY 82,21182.2k $5.6m $5.6m 0.09% Added +1.9k +1,935
27 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 74,82274.8k $5.1m $5.1m 0.00% Added +181 +181
28 CWM, LLC 0.02% of their portfolio OMAHA, NE 70,53370.5k $4.8m $4.8m 0.02% Reduced -7.1k -7,064
29 Monument Capital Management 1.40% of their portfolio ALEXANDRIA, VA 69,84769.8k $4.8m $4.8m 1.40% Added +15.8k +15,750
30 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 59,52259.5k $4.0m $4.0m 0.01% Reduced -1.4k -1,415
31 Harel Insurance Investments & Financial Services Ltd. 0.07% of their portfolio Ramat Gan, L3 53,90053.9k $3.7m $3.7m 0.07% Unchanged
32 Gladstone Institutional Advisory LLC 0.18% of their portfolio Bedminster, NJ 50,22750.2k $3.4m $3.4m 0.18% Reduced -1.7k -1,745
33 NAVELLIER & ASSOCIATES INC 0.38% of their portfolio Reno, NV 47,38847.4k $3.2m $3.2m 0.38% Reduced -10.5k -10,451
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 45,08345.1k $3.1m $3.1m 0.01% Added +7.8k +7,798
35 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 43,28943.3k $2.9m $2.9m 0.01% Reduced -2.2k -2,238
36 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 42,67942.7k $2.9m $2.9m 0.01% Reduced -38.9k -38,865
37 Transamerica Financial Advisors, LLC 0.28% of their portfolio CEDAR RAPIDS, IA 38,13838.1k $2.6m $2.6m 0.28% Unchanged
38 Crumly & Associates Inc. 0.71% of their portfolio SPRINGFIELD, IL 36,30736.3k $2.5m $2.5m 0.71% Reduced -2.3k -2,300
39 TriaGen Wealth Management LLC 0.95% of their portfolio Calabasas, CA 36,00736.0k $2.5m $2.5m 0.95% Added +235 +235
40 HARBOUR INVESTMENTS, INC. 0.08% of their portfolio MADISON, WI 35,49135.5k $2.4m $2.4m 0.08% Added +1.6k +1,602
41 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 34,37034.4k $2.3m $2.3m 0.01% Reduced -263 -263
42 Paragon Private Wealth Management, LLC 1.31% of their portfolio LEXINGTON, KY 34,00534.0k $2.3m $2.3m 1.31% Added +1.6k +1,619
43 Coppell Advisory Solutions LLC 0.36% of their portfolio COPPELL, TX 32,16632.2k $2.2m $2.2m 0.36% First filing
44 Cyndeo Wealth Partners, LLC 0.16% of their portfolio ST. PETERSBURG, FL 29,72829.7k $2.0m $2.0m 0.16% Reduced -6.5k -6,550
45 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 28,30228.3k $1.9m $1.9m 0.00% Reduced -2.9k -2,926
46 StoneX Group Inc. 0.15% of their portfolio NEW YORK, NY 27,56327.6k $1.9m $1.9m 0.15% Reduced -972 -972
47 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 27,37427.4k $1.9m $1.9m 0.01% Reduced -496 -496
48 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 27,08627.1k $1.8m $1.8m 0.05% Added +596 +596
49 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 26,93226.9k $1.8m $1.8m 0.01% Added +763 +763
50 Schrum Private Wealth Management LLC 1.63% of their portfolio ST. AUGUSTINE, FL 26,57426.6k $1.8m $1.8m 1.63% Unchanged
51 Regal Investment Advisors LLC 0.12% of their portfolio KENTWOOD, MI 26,22626.2k $1.8m $1.8m 0.12% Added +372 +372
52 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 26,08226.1k $1.8m $1.8m 0.00% New
53 MTM Investment Management, LLC 0.73% of their portfolio SPARTANBURG, SC 26,03526.0k $1.8m $1.8m 0.73% Unchanged
54 Spire Wealth Management 0.06% of their portfolio MCLEAN, VA 24,68324.7k $1.7m $1.7m 0.06% Unchanged
55 HARMONY ASSET MANAGEMENT LLC 0.66% of their portfolio SCOTTSDALE, AZ 23,29723.3k $1.6m $1.6m 0.66% Reduced -72 -72
56 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 20,37120.4k $1.4m $1.4m 0.01% Added +16.8k +16,788
57 Private Advisory Group LLC 0.18% of their portfolio REDMOND, WA 20,27920.3k $1.4m $1.4m 0.18% Added +13.5k +13,513
58 WMG Financial Advisors, LLC 0.71% of their portfolio Knoxville, TN 19,84119.8k $1.4m $1.4m 0.71% Added +1.4k +1,435
59 Kesler, Norman & Wride, LLC 0.28% of their portfolio OGDEN, UT 19,57019.6k $1.3m $1.3m 0.28% Added +187 +187
60 Strategic Blueprint, LLC 0.09% of their portfolio ATLANTA, GA 19,12919.1k $1.3m $1.3m 0.09% Added +563 +563
61 Apeiron RIA LLC 0.39% of their portfolio Dallas, TX 18,59718.6k $1.3m $1.3m 0.39% Reduced -435 -435
62 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 17,66817.7k $1.2m $1.2m 0.01% Reduced -1.7k -1,749
63 Purus Wealth Management, LLC 0.52% of their portfolio Newport Beach, CA 17,30617.3k $1.2m $1.2m 0.52% Reduced -71 -71
64 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 15,94215.9k $1.1m $1.1m 0.05% New
65 HFG Advisors, Inc. 0.96% of their portfolio CINCINATTI, OH 15,11715.1k $1.0m $1.0m 0.96% Reduced -164 -164
66 TRUST CO OF OKLAHOMA 0.36% of their portfolio TULSA, OK 14,99415.0k $1.0m $1.0m 0.36% Unchanged
67 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 14,88814.9k $1.0m $1.0m 0.01% Reduced -174 -174
68 Summit Financial, LLC 0.04% of their portfolio PARSIPPANY, NJ 13,27513.3k $903.5k $903.5k 0.04% Reduced -232 -232
69 Secure Asset Management, LLC 0.16% of their portfolio Troy, MI 12,66412.7k $861.9k $861.9k 0.16% New
70 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 12,66212.7k $861.8k $861.8k 0.02% Reduced -35.9k -35,867
71 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 12,45012.4k $847.3k $847.3k 0.01% Added +12.4k +12,449
72 SignalPoint Asset Management, LLC 0.22% of their portfolio SPRINGFIELD, MO 12,23912.2k $833.0k $833.0k 0.22% Reduced -20 -20
73 Well Done, LLC 0.17% of their portfolio HOLLAND, MI 12,13512.1k $825.9k $825.9k 0.17% Added +2.8k +2,830
74 Outlook Wealth Advisors, LLC 0.15% of their portfolio SHENANDOAH, TX 11,85711.9k $492.6k $492.6k 0.15% Added +295 +295
75 SPC Financial, Inc. 0.07% of their portfolio ROCKVILLE, MD 11,05211.1k $752.2k $752.2k 0.07% Reduced -1.1k -1,127
76 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 10,95010.9k $745.3k $745.3k 0.00% Reduced -21.9k -21,934
77 CENTAURUS FINANCIAL, INC. 0.05% of their portfolio ANAHEIM, CA 9,95810.0k $678.0k $678.0k 0.05% Added +337 +337
78 MinichMacGregor Wealth Management, LLC 0.17% of their portfolio Saratoga Springs, NY 9,9339.9k $676.0k $676.0k 0.17% Reduced -109 -109
79 COMERICA BANK 0.00% of their portfolio DALLAS, TX 9,6479.6k $656.6k $656.6k 0.00% Reduced -211 -211
80 Realta Investment Advisors 0.12% of their portfolio WILMINGTON, DE 9,2249.2k $627.8k $627.8k 0.12% Reduced -880 -880
81 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 9,2209.2k $627.5k $627.5k 0.03% Unchanged
82 Retirement Planning Group, LLC 0.04% of their portfolio LEAWOOD, KS 9,1419.1k $622.1k $622.1k 0.04% Unchanged
83 Compound Planning, Inc. 0.04% of their portfolio NEW YORK, NY 8,4048.4k $572.0k $572.0k 0.04% Added +854 +854
84 Leelyn Smith, LLC 0.11% of their portfolio GENEVA, IL 8,2458.2k $561.1k $561.1k 0.11% Reduced -76 -76
85 Pacific Sun Financial Corp 0.33% of their portfolio LOS ANGELES, CA 8,1708.2k $556.0k $556.0k 0.33% Reduced -350 -350
86 CoreCap Advisors, LLC 0.05% of their portfolio SOUTHFIELD, MI 7,2957.3k $496.5k $496.5k 0.05% Reduced -60 -60
87 GREAT LAKES ADVISORS, LLC 0.00% of their portfolio CHICAGO, IL 7,0507.0k $479.8k $479.8k 0.00% Reduced -36 -36
88 RPg Family Wealth Advisory, LLC 0.15% of their portfolio BURLINGTON, MA 6,7546.8k $459.7k $459.7k 0.15% Added +1.1k +1,114
89 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 6,4386.4k $438.2k $438.2k 0.00% Added +655 +655
90 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 6,3696.4k $433.5k $433.5k 0.01% Unchanged
91 Southland Equity Partners LLC 0.12% of their portfolio WILDWOOD, MO 6,2286.2k $423.9k $423.9k 0.12% Reduced -147 -147
92 Kovack Advisors, Inc. 0.05% of their portfolio FT. LAUDERDALE, FL 6,1146.1k $416.2k $416.2k 0.05% New
93 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 6,0746.1k $413.4k $413.4k 0.03% Reduced -65 -65
94 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 5,8805.9k $400.2k $400.2k 0.02% Reduced -556 -556
95 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,6045.6k $381.4k $381.4k 0.00% Reduced -534 -534
96 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 5,5415.5k $377.0k $377.0k 0.00% Added +67 +67
97 Meridian Wealth Management, LLC 0.04% of their portfolio LEXINGTON, KY 5,4415.4k $370.3k $370.3k 0.04% New
98 Quad-Cities Investment Group, LLC 0.20% of their portfolio DAVENPORT, IA 5,3635.4k $365.0k $365.0k 0.20% Reduced -606 -606
99 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,2025.2k $354.0k $354.0k 0.00% Reduced -166 -166
100 Claro Advisors Inc. 0.05% of their portfolio BOSTON, MA 5,1575.2k $351.0k $351.0k 0.05% Reduced -73 -73