Vault-13

FIRST TR EXCHANGE TRADED FD FXR

INDLS PROD DUR · ETP · CUSIP 33734X150

170 institutional holders -9 vs Q4 2023
27,376,55527.4m shares reported held*
$2.0bnreported value*
12 new 64 added 62 reduced 21 sold out net bought ≈ $186.9m (+2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $72.92. Options: 1 managers hold calls ($481.5k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 159Q1 23: 182Q2 23: 167Q3 23: 175Q4 23: 179Q1 24: 170170Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022152
Q4 2022159
Q1 2023182
Q2 2023167
Q3 2023175
Q4 2023179
Q1 2024170

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 69 bought or addedQ4 22: 78 cut or sold outQ4 22Q1 23: 92 bought or addedQ1 23: 67 cut or sold outQ1 23Q2 23: 53 bought or addedQ2 23: 109 cut or sold outQ2 23Q3 23: 85 bought or addedQ3 23: 68 cut or sold outQ3 23Q4 23: 60 bought or addedQ4 23: 92 cut or sold outQ4 23Q1 24: 76 bought or addedQ1 24: 83 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226978
Q1 20239267
Q2 202353109
Q3 20238568
Q4 20236092
Q1 20247683

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ2 23 calls: $0Q2 23 puts: $300.3kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $481.5kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$0$300.3k—
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$481.5k$00.00

Biggest buyers

MORGAN STANLEY Added +2,179,420+2.2m
FIRST TRUST ADVISORS LP Added +215,452+215.5k
Nilsine Partners, LLC Added +96,322+96.3k
BANK OF AMERICA CORP /DE/ Added +85,213+85.2k
LPL Financial LLC Added +84,693+84.7k
NewSquare Capital LLC Added +61,574+61.6k
UBS Group AG Added +52,087+52.1k
ROYAL BANK OF CANADA Added +47,044+47.0k
Monument Capital Management Added +43,660+43.7k
Baird Financial Group, Inc. Added +40,295+40.3k

Biggest sellers

Cetera Advisor Networks LLC Sold out -59,331-59.3k
WCG Wealth Advisors LLC Reduced -41,021-41.0k
Crumly & Associates Inc. Reduced -39,695-39.7k
CWM, LLC Reduced -35,235-35.2k
WELLS FARGO & COMPANY/MN Reduced -35,133-35.1k
Merit Financial Group, LLC Sold out -31,458-31.5k
Main Management LLC Sold out -30,000-30.0k
CITADEL ADVISORS LLC Reduced -29,338-29.3k
B. Riley Wealth Advisors, Inc. Reduced -22,003-22.0k
TWO SIGMA INVESTMENTS, LP Sold out -20,500-20.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $481.5k6.6k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.0%, 2026-01-07)

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.81% of their portfolio Wheaton, IL 11,005,86811.0m $803.0m $803.0m 0.81% Added +215.5k +215,452
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,027,8766.0m $439.8m $439.8m 0.01% Added +2.2m +2,179,420
3 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 1,886,1201.9m $137.6m $137.6m 0.04% Reduced -35.1k -35,133
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,296,4251.3m $94.6m $94.6m 0.01% Added +85.2k +85,213
5 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 700,404700.4k $51.1m $51.1m 0.03% Added +84.7k +84,693
6 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 562,544562.5k $41.0m $41.0m 0.06% Added +24.9k +24,866
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 514,622514.6k $37.5m $37.5m 0.01% Added +52.1k +52,087
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 352,309352.3k $25.7m $25.7m 0.01% Added +47.0k +47,044
9 O'Dell Group, LLC 5.56% of their portfolio CINCINNATI, OH 310,952311.0k $22.7m $22.7m 5.56% Added +1.5k +1,452
10 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 289,065289.1k $21.1m $21.1m 0.01% Reduced -5.8k -5,814
11 NewSquare Capital LLC 1.84% of their portfolio NEWTOWN SQUARE, PA 285,495285.5k $20.8m $20.8m 1.84% Added +61.6k +61,574
12 NewEdge Advisors, LLC 0.17% of their portfolio NEW ORLEANS, LA 264,750264.8k $19.3m $19.3m 0.17% Added +12.8k +12,774
13 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 248,220248.2k $18.1m $18.1m 0.04% Added +40.3k +40,295
14 Advisory Services Network, LLC 0.38% of their portfolio ATLANTA, GA 236,628236.6k $17.3m $17.3m 0.38% Added +6.0k +6,008
15 Nilsine Partners, LLC 2.32% of their portfolio GREENWOOD VILLAGE, CO 232,668232.7k $17.0m $17.0m 2.32% Added +96.3k +96,322
16 D.A. DAVIDSON & CO. 0.13% of their portfolio GREAT FALLS, MT 204,224204.2k $14.9m $14.9m 0.13% Added +604 +604
17 BENJAMIN F. EDWARDS & COMPANY, INC. 0.27% of their portfolio ST. LOUIS, MO 203,004203.0k $14.8m $14.8m 0.27% Reduced -8.5k -8,525
18 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 167,834167.8k $12.2m $12.2m 0.04% Added +17.1k +17,144
19 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 158,805158.8k $11.6m $11.6m 0.02% Reduced -6.7k -6,713
20 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 152,135152.1k $11.1m $11.1m 0.01% Reduced -19.9k -19,937
21 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 117,230117.2k $8.6m $8.6m 0.01% Added +13.2k +13,164
22 WCG Wealth Advisors LLC 0.67% of their portfolio LAS VEGAS, NV 109,997110.0k $8.0m $8.0m 0.67% Reduced -41.0k -41,021
23 Virtue Capital Management, LLC 1.14% of their portfolio BRENTWOOD, TN 90,48490.5k $6.4m $6.4m 1.14% Reduced -7.8k -7,796
24 Gateway Advisory, LLC 1.13% of their portfolio WESTFIELD, NJ 88,62588.6k $6.5m $6.5m 1.13% Added +2.0k +2,044
25 Vestmark Advisory Solutions, Inc. 0.27% of their portfolio Wakefield, MA 85,90885.9k $6.3m $6.3m 0.27% Added +3.0k +2,984
26 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 81,54481.5k $5.9m $5.9m 0.02% Added +3.3k +3,329
27 OPPENHEIMER & CO INC 0.10% of their portfolio NEW YORK, NY 80,27680.3k $5.9m $5.9m 0.10% Added +29.9k +29,923
28 CWM, LLC 0.03% of their portfolio OMAHA, NE 77,59777.6k $5.7m $5.7m 0.03% Reduced -35.2k -35,235
29 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 74,64174.6k $5.4m $5.4m 0.00% Reduced -6.7k -6,712
30 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 60,93760.9k $4.4m $4.4m 0.01% Reduced -3.4k -3,429
31 NAVELLIER & ASSOCIATES INC 0.52% of their portfolio Reno, NV 57,83957.8k $4.2m $4.2m 0.52% Reduced -6.7k -6,705
32 Monument Capital Management 1.14% of their portfolio ALEXANDRIA, VA 54,09754.1k $3.9m $3.9m 1.14% Added +43.7k +43,660
33 Harel Insurance Investments & Financial Services Ltd. 0.08% of their portfolio Ramat Gan, L3 53,90053.9k $3.9m $3.9m 0.08% Unchanged
34 Coppell Advisory Solutions Corp. 0.73% of their portfolio COPPELL, TX 53,03953.0k $3.9m $3.9m 0.73% First filing
35 Gladstone Institutional Advisory LLC 0.21% of their portfolio Bedminster, NJ 51,97252.0k $3.8m $3.8m 0.21% Reduced -1.5k -1,457
36 B. Riley Wealth Advisors, Inc. 0.08% of their portfolio MEMPHIS, TN 48,52948.5k $2.8m $2.8m 0.08% Reduced -22.0k -22,003
37 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 45,52745.5k $3.3m $3.3m 0.01% Added +20.6k +20,560
38 Crumly & Associates Inc. 0.74% of their portfolio SPRINGFIELD, IL 38,60738.6k $2.8m $2.8m 0.74% Reduced -39.7k -39,695
39 Transamerica Financial Advisors, LLC 0.28% of their portfolio CEDAR RAPIDS, IA 38,13838.1k $2.8m $2.8m 0.28% Added +13.8k +13,753
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 37,28537.3k $2.7m $2.7m 0.00% Added +21.0k +20,952
41 Cyndeo Wealth Partners, LLC 0.22% of their portfolio ST. PETERSBURG, FL 36,27836.3k $2.6m $2.6m 0.22% Reduced -11.1k -11,050
42 TriaGen Wealth Management LLC 1.08% of their portfolio Calabasas, CA 35,77235.8k $2.6m $2.6m 1.08% Added +1.1k +1,144
43 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 34,63334.6k $2.5m $2.5m 0.01% Added +112 +112
44 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 33,88933.9k $2.5m $2.5m 0.09% Added +4.1k +4,091
45 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 32,88432.9k $2.4m $2.4m 0.00% Reduced -4.2k -4,186
46 Paragon Private Wealth Management, LLC 1.41% of their portfolio LEXINGTON, KY 32,38632.4k $2.4m $2.4m 1.41% Added +2.0k +1,986
47 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 31,22831.2k $2.3m $2.3m 0.00% Added +715 +715
48 StoneX Group Inc. 0.19% of their portfolio NEW YORK, NY 28,53528.5k $2.1m $2.1m 0.19% Reduced -709 -709
49 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 27,87027.9k $2.0m $2.0m 0.01% Reduced -1.2k -1,199
50 Schrum Private Wealth Management LLC 1.76% of their portfolio ST. AUGUSTINE, FL 26,57426.6k $1.9m $1.9m 1.76% Added +4.6k +4,641
51 Prospera Financial Services Inc 0.06% of their portfolio Dallas, TX 26,49026.5k $1.9m $1.9m 0.06% Added +15.7k +15,678
52 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 26,16926.2k $1.9m $1.9m 0.01% Added +1.8k +1,834
53 MTM Investment Management, LLC 0.78% of their portfolio SPARTANBURG, SC 26,03526.0k $1.9m $1.9m 0.78% Unchanged
54 Regal Investment Advisors LLC 0.13% of their portfolio KENTWOOD, MI 25,85425.9k $1.9m $1.9m 0.13% Added +1.3k +1,306
55 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 24,68324.7k $1.8m $1.8m 0.03% Unchanged
56 HARMONY ASSET MANAGEMENT LLC 0.70% of their portfolio SCOTTSDALE, AZ 23,36923.4k $1.7m $1.7m 0.70% Reduced -347 -347
57 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 19,41719.4k $1.4m $1.4m 0.01% Added +2.5k +2,515
58 Kesler, Norman & Wride, LLC 0.30% of their portfolio OGDEN, UT 19,38319.4k $1.4m $1.4m 0.30% Added +307 +307
59 Apeiron RIA LLC 0.40% of their portfolio Dallas, TX 19,03219.0k $1.4m $1.4m 0.40% Reduced -553 -553
60 Strategic Blueprint, LLC 0.10% of their portfolio ATLANTA, GA 18,56618.6k $1.4m $1.4m 0.10% Added +359 +359
61 WMG Financial Advisors, LLC 0.77% of their portfolio Knoxville, TN 18,40618.4k $1.3m $1.3m 0.77% Reduced -258 -258
62 Purus Wealth Management, LLC 0.63% of their portfolio Newport Beach, CA 17,37717.4k $1.3m $1.3m 0.63% Reduced -451 -451
63 HFG Advisors, Inc. 0.99% of their portfolio CINCINATTI, OH 15,28115.3k $1.1m $1.1m 0.99% Added +35 +35
64 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 15,06215.1k $1.1m $1.1m 0.01% Reduced -6.3k -6,346
65 TRUST CO OF OKLAHOMA 0.39% of their portfolio TULSA, OK 14,99415.0k $1.1m $1.1m 0.39% Added +7.0k +7,019
66 Summit Financial, LLC 0.06% of their portfolio PARSIPPANY, NJ 13,50713.5k $985.5k $985.5k 0.06% Added +128 +128
67 SignalPoint Asset Management, LLC 0.25% of their portfolio SPRINGFIELD, MO 12,25912.3k $894.4k $894.4k 0.25% Reduced -16 -16
68 SPC Financial, Inc. 0.08% of their portfolio ROCKVILLE, MD 12,17912.2k $888.6k $888.6k 0.08% Reduced -480 -480
69 Outlook Wealth Advisors, LLC 0.26% of their portfolio SHENANDOAH, TX 11,56211.6k $843.6k $843.6k 0.26% Added +2.6k +2,583
70 BAROMETER CAPITAL MANAGEMENT INC. 0.18% of their portfolio TORONTO, A6 10,40010.4k $712.6k $712.6k 0.18% Added +2.2k +2,200
71 Realta Investment Advisors 0.15% of their portfolio WILMINGTON, DE 10,10410.1k $737.2k $737.2k 0.15% Reduced -359 -359
72 MinichMacGregor Wealth Management, LLC 0.19% of their portfolio Saratoga Springs, NY 10,04210.0k $726.5k $726.5k 0.19% Reduced -964 -964
73 COMERICA BANK 0.00% of their portfolio DALLAS, TX 9,8589.9k $719.2k $719.2k 0.00% Added +712 +712
74 CENTAURUS FINANCIAL, INC. 0.05% of their portfolio ANAHEIM, CA 9,6219.6k $702.0k $702.0k 0.05% Added +416 +416
75 Well Done, LLC 0.13% of their portfolio HOLLAND, MI 9,3059.3k $678.9k $678.9k 0.13% Unchanged
76 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 9,2209.2k $672.7k $672.7k 0.03% Added +7 +7
77 Retirement Planning Group, LLC 0.05% of their portfolio LEAWOOD, KS 9,1419.1k $666.9k $666.9k 0.05% Unchanged
78 Pacific Sun Financial Corp 0.36% of their portfolio LOS ANGELES, CA 8,5208.5k $621.6k $621.6k 0.36% Unchanged
79 Leelyn Smith, LLC 0.12% of their portfolio GENEVA, IL 8,3218.3k $607.1k $607.1k 0.12% Added +336 +336
80 Compound Planning, Inc. 0.05% of their portfolio NEW YORK, NY 7,5507.5k $550.9k $550.9k 0.05% Added +329 +329
81 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 7,3557.4k $536.6k $536.6k 0.03% Reduced -658 -658
82 GREAT LAKES ADVISORS, LLC 0.00% of their portfolio CHICAGO, IL 7,0867.1k $517.0k $517.0k 0.00% Reduced -30 -30
83 Private Advisory Group LLC 0.07% of their portfolio REDMOND, WA 6,7666.8k $493.6k $493.6k 0.07% Added +503 +503
84 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 6,4366.4k $417.4k $417.4k 0.02% Unchanged
85 Southland Equity Partners LLC 0.13% of their portfolio WILDWOOD, MO 6,3756.4k $465.1k $465.1k 0.13% Reduced -573 -573
86 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 6,3696.4k $464.7k $464.7k 0.01% Reduced -2.2k -2,180
87 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 6,3186.3k $461.0k $461.0k 0.01% Reduced -1.1k -1,115
88 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 6,1396.1k $447.9k $447.9k 0.03% Reduced -696 -696
89 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,1386.1k $447.8k $447.8k 0.00% Reduced -1.1k -1,120
90 Quad-Cities Investment Group, LLC 0.25% of their portfolio DAVENPORT, IA 5,9696.0k $435.5k $435.5k 0.25% Reduced -369 -369
91 PGIM Custom Harvest LLC 0.01% of their portfolio NEWARK, NJ 5,9165.9k $431.6k $431.6k 0.01% Added +98 +98
92 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 5,7835.8k $421.9k $421.9k 0.00% Added +133 +133
93 RPg Family Wealth Advisory, LLC 0.13% of their portfolio BURLINGTON, MA 5,6405.6k $411.5k $411.5k 0.13% Reduced -1.8k -1,833
94 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 5,4745.5k $399.0k $399.0k 0.00% Added +1.9k +1,864
95 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,3685.4k $391.6k $391.6k 0.00% Reduced -29.3k -29,338
96 Claro Advisors Inc. 0.07% of their portfolio BOSTON, MA 5,2305.2k $381.6k $381.6k 0.07% Reduced -56 -56
97 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 5,2115.2k $380.2k $380.2k 0.02% Reduced -223 -223
98 Cornerstone Wealth Management, LLC 0.03% of their portfolio ST. PETERS, MO 5,0365.0k $367.4k $367.4k 0.03% Added +4 +4
99 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 4,9094.9k $358.2k $358.2k 0.01% Reduced -7.4k -7,384
100 Novak & Powell Financial Services, Inc. 0.26% of their portfolio ST. PETERSBURG, FL 4,7504.8k $346.6k $346.6k 0.26% Added +261 +261