Vault-13

FIRST TR EXCHANGE TRADED FD FXR

INDLS PROD DUR · ETP · CUSIP 33734X150

179 institutional holders +4 vs Q3 2023
24,808,28524.8m shares reported held*
$1.6bnreported value*
13 new 47 added 77 reduced 15 sold out net sold ≈ $11.2m (-173.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $64.85.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 159Q1 23: 182Q2 23: 167Q3 23: 175Q4 23: 179179Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022152
Q4 2022159
Q1 2023182
Q2 2023167
Q3 2023175
Q4 2023179

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 69 bought or addedQ4 22: 78 cut or sold outQ4 22Q1 23: 92 bought or addedQ1 23: 67 cut or sold outQ1 23Q2 23: 53 bought or addedQ2 23: 109 cut or sold outQ2 23Q3 23: 85 bought or addedQ3 23: 68 cut or sold outQ3 23Q4 23: 60 bought or addedQ4 23: 92 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226978
Q1 20239267
Q2 202353109
Q3 20238568
Q4 20236092

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $300.3kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$300.3k—
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +1,843,790+1.8m
UBS Group AG Added +104,988+105.0k
RAYMOND JAMES & ASSOCIATES Added +77,254+77.3k
Cetera Advisor Networks LLC Added +37,677+37.7k
STIFEL FINANCIAL CORP Added +29,402+29.4k
LPL Financial LLC Added +27,953+28.0k
B. Riley Wealth Advisors, Inc. Added +22,003+22.0k
TWO SIGMA INVESTMENTS, LP New +20,500+20.5k
Baird Financial Group, Inc. Added +16,763+16.8k
OPPENHEIMER & CO INC Added +16,232+16.2k

Biggest sellers

FIRST TRUST ADVISORS LP Reduced -1,362,172-1.4m
NewSquare Capital LLC Reduced -96,942-96.9k
TRUIST FINANCIAL CORP Reduced -84,052-84.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -82,196-82.2k
Virtue Capital Management, LLC Reduced -68,645-68.6k
Cyndeo Wealth Partners, LLC Reduced -68,331-68.3k
IronBridge Private Wealth, LLC Sold out -59,805-59.8k
MinichMacGregor Wealth Management, LLC Reduced -51,678-51.7k
Cambridge Investment Research Advisors, Inc. Reduced -48,647-48.6k
Mariner, LLC Reduced -42,377-42.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.0%, 2026-01-07)

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.76% of their portfolio Wheaton, IL 10,790,41610.8m $699.9m $699.9m 0.76% Reduced -1.4m -1,362,172
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,848,4563.8m $249.6m $249.6m 0.01% Added +1.8m +1,843,790
3 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 1,921,2531.9m $124.6m $124.6m 0.04% Reduced -11.4k -11,411
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,211,2121.2m $78.6m $78.6m 0.01% Added +12.2k +12,185
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 615,711615.7k $39.9m $39.9m 0.02% Added +28.0k +27,953
6 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 537,678537.7k $34.9m $34.9m 0.06% Reduced -42.3k -42,251
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 462,535462.5k $30.0m $30.0m 0.01% Added +105.0k +104,988
8 O'Dell Group, LLC 5.25% of their portfolio CINCINNATI, OH 309,500309.5k $20.1m $20.1m 5.25% Reduced -4.6k -4,553
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 305,265305.3k $19.8m $19.8m 0.00% Added +15.1k +15,119
10 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 294,879294.9k $19.1m $19.1m 0.01% Added +77.3k +77,254
11 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 251,976252.0k $16.3m $16.3m 0.15% Reduced -70 -70
12 Advisory Services Network, LLC 0.37% of their portfolio ATLANTA, GA 230,620230.6k $15.0m $15.0m 0.37% Added +5.6k +5,624
13 NewSquare Capital LLC 1.39% of their portfolio NEWTOWN SQUARE, PA 223,921223.9k $14.5m $14.5m 1.39% Reduced -96.9k -96,942
14 BENJAMIN F. EDWARDS & COMPANY, INC. 0.28% of their portfolio ST. LOUIS, MO 211,529211.5k $13.7m $13.7m 0.28% Reduced -10.3k -10,270
15 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 207,925207.9k $13.5m $13.5m 0.03% Added +16.8k +16,763
16 D.A. DAVIDSON & CO. 0.13% of their portfolio GREAT FALLS, MT 203,620203.6k $13.2m $13.2m 0.13% Reduced -4.4k -4,353
17 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 172,072172.1k $11.2m $11.2m 0.01% Added +29.4k +29,402
18 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 165,518165.5k $10.7m $10.7m 0.02% Reduced -84.1k -84,052
19 WCG Wealth Advisors LLC 0.72% of their portfolio LAS VEGAS, NV 151,018151.0k $9.8m $9.8m 0.72% Reduced -25.6k -25,646
20 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 150,690150.7k $9.8m $9.8m 0.03% Reduced -2.0k -2,050
21 Nilsine Partners, LLC 1.36% of their portfolio GREENWOOD VILLAGE, CO 136,346136.3k $8.8m $8.8m 1.36% Reduced -20.6k -20,583
22 CWM, LLC 0.04% of their portfolio OMAHA, NE 112,832112.8k $7.3m $7.3m 0.04% Reduced -39.4k -39,382
23 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 104,066104.1k $6.8m $6.8m 0.01% Added +486 +486
24 Virtue Capital Management, LLC 1.26% of their portfolio BRENTWOOD, TN 98,28098.3k $6.2m $6.2m 1.26% Reduced -68.6k -68,645
25 Gateway Advisory, LLC 1.08% of their portfolio WESTFIELD, NJ 86,58186.6k $5.6m $5.6m 1.08% Added +15.1k +15,097
26 Vestmark Advisory Solutions, Inc. 0.27% of their portfolio Wakefield, MA 82,92482.9k $5.4m $5.4m 0.27% Added +5.2k +5,230
27 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 81,35381.4k $5.3m $5.3m 0.00% Reduced -82.2k -82,196
28 Crumly & Associates Inc. 1.48% of their portfolio SPRINGFIELD, IL 78,30278.3k $5.1m $5.1m 1.48% Reduced -10.2k -10,223
29 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 78,21578.2k $5.1m $5.1m 0.02% Reduced -48.6k -48,647
30 B. Riley Wealth Advisors, Inc. 0.12% of their portfolio MEMPHIS, TN 70,53270.5k $4.6m $4.6m 0.12% Added +22.0k +22,003
31 NAVELLIER & ASSOCIATES INC 0.63% of their portfolio Reno, NV 64,54464.5k $4.2m $4.2m 0.63% Added +2.3k +2,348
32 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 64,36664.4k $4.2m $4.2m 0.01% Reduced -40.8k -40,805
33 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 59,33159.3k $3.8m $3.8m 0.02% Added +37.7k +37,677
34 Harel Insurance Investments & Financial Services Ltd. 0.06% of their portfolio Ramat Gan, L3 53,90053.9k $3.5m $3.5m 0.06% Unchanged
35 Gladstone Institutional Advisory LLC 0.19% of their portfolio Bedminster, NJ 53,42953.4k $3.5m $3.5m 0.19% Reduced -616 -616
36 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 50,35350.4k $3.3m $3.3m 0.06% Added +16.2k +16,232
37 Cyndeo Wealth Partners, LLC 0.28% of their portfolio ST. PETERSBURG, FL 47,32847.3k $3.1m $3.1m 0.28% Reduced -68.3k -68,331
38 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 37,07037.1k $2.4m $2.4m 0.01% Added +4.2k +4,186
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 34,70634.7k $2.3m $2.3m 0.00% Added +9.4k +9,378
40 TriaGen Wealth Management LLC 1.07% of their portfolio Calabasas, CA 34,62834.6k $2.2m $2.2m 1.07% Reduced -392 -392
41 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 34,52134.5k $2.2m $2.2m 0.01% Reduced -1.7k -1,738
42 Merit Financial Group, LLC 0.06% of their portfolio ALPHARETTA, GA 31,45831.5k $2.0m $2.0m 0.06% Reduced -15.4k -15,437
43 Coppell Advisory Solutions LLC 0.40% of their portfolio COPPELL, TX 31,02531.0k $2.0m $2.0m 0.40% Added +8.9k +8,901
44 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 30,51330.5k $2.0m $2.0m 0.00% Reduced -834 -834
45 Paragon Private Wealth Management, LLC 1.37% of their portfolio LEXINGTON, KY 30,40030.4k $2.0m $2.0m 1.37% Reduced -643 -643
46 Main Management LLC 0.19% of their portfolio SAN FRANCISCO, CA 30,00030.0k $1.9m $1.9m 0.19% Unchanged
47 HARBOUR INVESTMENTS, INC. 0.08% of their portfolio MADISON, WI 29,79829.8k $1.9m $1.9m 0.08% Reduced -538 -538
48 StoneX Group Inc. 0.19% of their portfolio NEW YORK, NY 29,24429.2k $1.9m $1.9m 0.19% Reduced -2.7k -2,729
49 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 29,06929.1k $1.9m $1.9m 0.02% Reduced -24.6k -24,607
50 MTM Investment Management, LLC 0.77% of their portfolio SPARTANBURG, SC 26,03526.0k $1.7m $1.7m 0.77% Unchanged
51 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 24,96725.0k $1.6m $1.6m 0.01% Reduced -667 -667
52 Spire Wealth Management 0.05% of their portfolio MCLEAN, VA 24,68324.7k $1.6m $1.6m 0.05% Reduced -2.1k -2,099
53 Regal Investment Advisors LLC 0.12% of their portfolio KENTWOOD, MI 24,54824.5k $1.6m $1.6m 0.12% Reduced -635 -635
54 Transamerica Financial Advisors, LLC 0.22% of their portfolio CEDAR RAPIDS, IA 24,38524.4k $1.6m $1.6m 0.22% Reduced -19.5k -19,548
55 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 24,33524.3k $1.6m $1.6m 0.01% Added +2.5k +2,462
56 HARMONY ASSET MANAGEMENT LLC 0.65% of their portfolio SCOTTSDALE, AZ 23,71623.7k $1.5m $1.5m 0.65% First filing
57 Schrum Private Wealth Management LLC 2.02% of their portfolio ST. AUGUSTINE, FL 21,93321.9k $1.4m $1.4m 2.02% Reduced -4.6k -4,641
58 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 21,40821.4k $1.4m $1.4m 0.01% Reduced -5.7k -5,724
59 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 20,50020.5k $1.3m $1.3m 0.00% New
60 Apeiron RIA LLC 0.40% of their portfolio Dallas, TX 19,58519.6k $1.3m $1.3m 0.40% Added +315 +315
61 Kesler, Norman & Wride, LLC 0.28% of their portfolio OGDEN, UT 19,07619.1k $1.2m $1.2m 0.28% Reduced -557 -557
62 WMG Financial Advisors, LLC 0.79% of their portfolio Knoxville, TN 18,66418.7k $1.2m $1.2m 0.79% Added +1.4k +1,356
63 Strategic Blueprint, LLC 0.10% of their portfolio ATLANTA, GA 18,20718.2k $1.2m $1.2m 0.10% Added +734 +734
64 Purus Wealth Management, LLC 0.67% of their portfolio Newport Beach, CA 17,82817.8k $1.2m $1.2m 0.67% Reduced -100 -100
65 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 17,51217.5k $1.1m $1.1m 0.00% Reduced -6.7k -6,726
66 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 16,90216.9k $1.1m $1.1m 0.01% Reduced -542 -542
67 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 16,36816.4k $1.1m $1.1m 0.01% Reduced -35.4k -35,371
68 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,33316.3k $1.1m $1.1m 0.00% Reduced -24.8k -24,813
69 HFG Advisors, Inc. 0.95% of their portfolio CINCINATTI, OH 15,24615.2k $988.8k $988.8k 0.95% Added +1.7k +1,741
70 DB Wealth Management Group, LLC 0.56% of their portfolio SAN DIEGO, CA 15,20315.2k $986.1k $986.1k 0.56% Added +615 +615
71 Csenge Advisory Group 0.06% of their portfolio CLEARWATER, FL 13,93313.9k $903.7k $903.7k 0.06% Added +1.5k +1,498
72 Summit Financial, LLC 0.06% of their portfolio PARSIPPANY, NJ 13,37913.4k $867.8k $867.8k 0.06% Added +177 +177
73 SPC Financial, Inc. 0.08% of their portfolio ROCKVILLE, MD 12,65912.7k $821.1k $821.1k 0.08% Unchanged
74 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 12,50712.5k $811.2k $811.2k 0.01% Reduced -6.2k -6,154
75 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 12,29312.3k $797.4k $797.4k 0.01% Added +12 +12
76 SignalPoint Asset Management, LLC 0.23% of their portfolio SPRINGFIELD, MO 12,27512.3k $796.0k $796.0k 0.23% Reduced -11 -11
77 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 11,32211.3k $734.0k $734.0k 0.00% Added +100 +100
78 MinichMacGregor Wealth Management, LLC 0.21% of their portfolio Saratoga Springs, NY 11,00611.0k $713.8k $713.8k 0.21% Reduced -51.7k -51,678
79 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 10,81210.8k $701.3k $701.3k 0.02% Reduced -201 -201
80 Realta Investment Advisors 0.15% of their portfolio WILMINGTON, DE 10,46310.5k $678.7k $678.7k 0.15% Reduced -433 -433
81 Monument Capital Management 0.22% of their portfolio ALEXANDRIA, VA 10,43710.4k $676.9k $676.9k 0.22% Added +1.2k +1,211
82 Truepoint, Inc. 0.02% of their portfolio CINCINNATI, OH 9,7079.7k $629.6k $629.6k 0.02% Unchanged
83 Well Done, LLC 0.12% of their portfolio HOLLAND, MI 9,3059.3k $603.5k $603.5k 0.12% Reduced -4.0k -3,950
84 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 9,2139.2k $597.6k $597.6k 0.03% New
85 CENTAURUS FINANCIAL, INC. 0.05% of their portfolio ANAHEIM, CA 9,2059.2k $597.0k $597.0k 0.05% Added +157 +157
86 COMERICA BANK 0.00% of their portfolio DALLAS, TX 9,1469.1k $593.2k $593.2k 0.00% Reduced -850 -850
87 Retirement Planning Group, LLC 0.05% of their portfolio LEAWOOD, KS 9,1419.1k $592.9k $592.9k 0.05% Unchanged
88 Outlook Wealth Advisors, LLC 0.20% of their portfolio SHENANDOAH, TX 8,9799.0k $582.4k $582.4k 0.20% Reduced -981 -981
89 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 8,5498.5k $554.5k $554.5k 0.01% Reduced -100 -100
90 Pacific Sun Financial Corp 0.35% of their portfolio LOS ANGELES, CA 8,5208.5k $552.6k $552.6k 0.35% Reduced -100 -100
91 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 8,4878.5k $550.5k $550.5k 0.01% Added +2.4k +2,371
92 BAROMETER CAPITAL MANAGEMENT INC. 0.15% of their portfolio TORONTO, A6 8,2008.2k $531.9k $531.9k 0.15% Reduced -5.6k -5,600
93 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 8,0138.0k $519.7k $519.7k 0.03% Reduced -10.0k -10,049
94 Leelyn Smith, LLC 0.11% of their portfolio GENEVA, IL 7,9858.0k $517.9k $517.9k 0.11% New
95 TRUST CO OF OKLAHOMA 0.19% of their portfolio TULSA, OK 7,9758.0k $517.3k $517.3k 0.19% Reduced -2.8k -2,818
96 RPg Family Wealth Advisory, LLC 0.18% of their portfolio BURLINGTON, MA 7,4737.5k $484.7k $484.7k 0.18% Added +649 +649
97 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 7,4337.4k $482.1k $482.1k 0.01% Reduced -1.3k -1,256
98 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 7,2587.3k $470.8k $470.8k 0.00% Added +826 +826
99 Compound Planning, Inc. 0.06% of their portfolio NEW YORK, NY 7,2217.2k $468.3k $468.3k 0.06% Reduced -339 -339
100 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 7,2177.2k $468.1k $468.1k 0.01% Reduced -555 -555