Vault-13

FIRST TR EXCHANGE TRADED FD FXR

INDLS PROD DUR · ETP · CUSIP 33734X150

159 institutional holders +7 vs Q3 2022
24,708,54324.7m shares reported held*
$1.3bnreported value*
18 new 51 added 63 reduced 15 sold out net sold ≈ $43.2m (-750.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($413.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.10.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 159159Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022152
Q4 2022159

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30k$40kQ3 22 calls: $0Q3 22 puts: $37.0kQ3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$37.0k—
Q4 2022$0$0—

Biggest buyers

FIRST TRUST ADVISORS LP Added +599,466+599.5k
NewEdge Advisors, LLC Added +77,257+77.3k
BANK OF AMERICA CORP /DE/ Added +72,418+72.4k
Secure Asset Management, LLC New +39,382+39.4k
BENJAMIN F. EDWARDS & COMPANY, INC. Added +23,679+23.7k
Tower Research Capital LLC (TRC) Added +21,432+21.4k
GOLDMAN SACHS GROUP INC Added +19,915+19.9k
B. Riley Wealth Advisors, Inc. Added +17,672+17.7k
Financial Advocates Investment Management New +14,878+14.9k
WCG Wealth Advisors LLC Added +13,365+13.4k

Biggest sellers

MORGAN STANLEY Reduced -365,598-365.6k
WELLS FARGO & COMPANY/MN Reduced -301,011-301.0k
NewSquare Capital LLC Reduced -201,420-201.4k
CWM, LLC Reduced -177,532-177.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -134,094-134.1k
Raymond James Financial Services Advisors, Inc. Reduced -104,083-104.1k
STIFEL FINANCIAL CORP Reduced -56,849-56.8k
Janney Montgomery Scott LLC Reduced -52,833-52.8k
Crumly & Associates Inc. Reduced -42,979-43.0k
HighTower Advisors, LLC Reduced -36,543-36.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.0%, 2026-01-07)

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.75% of their portfolio Wheaton, IL 12,283,14712.3m $632.7m $632.7m 0.75% Added +599.5k +599,466
2 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,074,4632.1m $106.9m $106.9m 0.03% Reduced -301.0k -301,011
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,002,8942.0m $103.2m $103.2m 0.01% Reduced -365.6k -365,598
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,380,3811.4m $71.1m $71.1m 0.01% Added +72.4k +72,418
5 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 603,412603.4k $31.1m $31.1m 0.06% Reduced -104.1k -104,083
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 482,255482.3k $24.8m $24.8m 0.01% Reduced -24.8k -24,777
7 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 448,459448.5k $23.1m $23.1m 0.02% Added +3.2k +3,174
8 NewEdge Advisors, LLC 0.22% of their portfolio NEW ORLEANS, LA 360,898360.9k $8.3m $8.3m 0.22% Added +77.3k +77,257
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 309,366309.4k $15.9m $15.9m 0.00% Reduced -171 -171
10 O'Dell Group, LLC 5.33% of their portfolio CINCINNATI, OH 292,791292.8k $15.1m $15.1m 5.33% Added +3.4k +3,445
11 BENJAMIN F. EDWARDS & COMPANY, INC. 0.54% of their portfolio ST. LOUIS, MO 232,207232.2k $12.0m $12.0m 0.54% Added +23.7k +23,679
12 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 227,624227.6k $11.7m $11.7m 0.03% Reduced -7.8k -7,759
13 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 207,829207.8k $10.7m $10.7m 0.01% Reduced -9.4k -9,411
14 Advisory Services Network, LLC 0.31% of their portfolio ATLANTA, GA 196,533196.5k $10.1m $10.1m 0.31% Added +8.0k +8,008
15 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 191,093191.1k $9.8m $9.8m 0.01% Reduced -134.1k -134,094
16 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 189,459189.5k $9.8m $9.8m 0.02% Reduced -11.6k -11,613
17 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 178,593178.6k $9.2m $9.2m 0.04% Reduced -52.8k -52,833
18 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 168,196168.2k $8.7m $8.7m 0.02% Added +5.8k +5,821
19 WCG Wealth Advisors LLC 1.12% of their portfolio LAS VEGAS, NV 158,502158.5k $8.2m $8.2m 1.12% Added +13.4k +13,365
20 B. Riley Wealth Advisors, Inc. 0.21% of their portfolio MEMPHIS, TN 146,108146.1k $7.5m $7.5m 0.21% Added +17.7k +17,672
21 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 121,648121.6k $6.3m $6.3m 0.01% Reduced -591 -591
22 Cyndeo Wealth Partners, LLC 0.70% of their portfolio ST. PETERSBURG, FL 116,105116.1k $6.0m $6.0m 0.70% First filing
23 NewSquare Capital LLC 0.73% of their portfolio NEWTOWN SQUARE, PA 113,360113.4k $5.8m $5.8m 0.73% Reduced -201.4k -201,420
24 Crumly & Associates Inc. 1.78% of their portfolio SPRINGFIELD, IL 91,73591.7k $4.7m $4.7m 1.78% Reduced -43.0k -42,979
25 MinichMacGregor Wealth Management, LLC 1.62% of their portfolio Saratoga Springs, NY 87,09587.1k $4.5m $4.5m 1.62% Reduced -2.4k -2,420
26 CWM, LLC 0.03% of their portfolio OMAHA, NE 77,46077.5k $4.0m $4.0m 0.03% Reduced -177.5k -177,532
27 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 75,98476.0k $3.9m $3.9m 0.01% Reduced -56.8k -56,849
28 CX Institutional 0.21% of their portfolio AUBURN, IN 68,32068.3k $3.5m $3.5m 0.21% Added +7.2k +7,241
29 Gateway Advisory, LLC 0.89% of their portfolio WESTFIELD, NJ 67,39367.4k $3.5m $3.5m 0.89% Reduced -1.4k -1,449
30 Tower Research Capital LLC (TRC) 0.13% of their portfolio NEW YORK, NY 62,60162.6k $3.2m $3.2m 0.13% Added +21.4k +21,432
31 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 61,56961.6k $3.2m $3.2m 0.04% Added +4.6k +4,591
32 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 58,40758.4k $3.0m $3.0m 0.04% Added +4.4k +4,419
33 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 58,31358.3k $3.0m $3.0m 0.03% Added +5.9k +5,888
34 Sigma Planning Corp 0.10% of their portfolio ANN ARBOR, MI 52,60152.6k $2.7m $2.7m 0.10% Added +10.6k +10,637
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 52,18352.2k $2.7m $2.7m 0.01% Reduced -18.6k -18,639
36 RFG Advisory, LLC 0.15% of their portfolio BIRMINGHAM, AL 50,20150.2k $2.9m $2.9m 0.15% Reduced -19.1k -19,128
37 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 47,29047.3k $2.4m $2.4m 0.01% Reduced -36.5k -36,543
38 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 47,05047.0k $2.4m $2.4m 0.00% Added +19.9k +19,915
39 Secure Asset Management, LLC 0.73% of their portfolio Troy, MI 39,38239.4k $2.0m $2.0m 0.73% New
40 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 37,12137.1k $1.9m $1.9m 0.01% Added +6.2k +6,188
41 Snowden Capital Advisors LLC 0.08% of their portfolio New York, NY 35,98836.0k $1.9m $1.9m 0.08% Reduced -844 -844
42 Transamerica Financial Advisors, LLC 0.24% of their portfolio CEDAR RAPIDS, IA 32,34132.3k $1.7m $1.7m 0.24% Reduced -19.3k -19,322
43 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 31,38631.4k $1.6m $1.6m 0.04% Added +2.1k +2,109
44 StoneX Group Inc. 0.19% of their portfolio NEW YORK, NY 31,32131.3k $1.6m $1.6m 0.19% Added +2.3k +2,336
45 HARBOUR INVESTMENTS, INC. 0.10% of their portfolio MADISON, WI 30,58230.6k $1.6m $1.6m 0.10% Reduced -16.0k -15,968
46 Paragon Private Wealth Management, LLC 1.34% of their portfolio LEXINGTON, KY 28,85328.9k $1.5m $1.5m 1.34% Added +2.6k +2,605
47 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 28,62328.6k $1.5m $1.5m 0.01% Added +476 +476
48 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 27,78827.8k $1.2m $1.2m 0.03% Reduced -16.7k -16,718
49 Schrum Private Wealth Management LLC 1.62% of their portfolio ST. AUGUSTINE, FL 26,57426.6k $1.4m $1.4m 1.62% Reduced -288 -288
50 MTM Investment Management, LLC 0.70% of their portfolio SPARTANBURG, SC 26,03526.0k $1.3m $1.3m 0.70% Unchanged
51 MGO ONE SEVEN LLC 0.13% of their portfolio Beachwood, OH 25,18225.2k $1.3m $1.3m 0.13% Reduced -3.7k -3,672
52 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 24,84024.8k $1.3m $1.3m 0.00% Reduced -5.7k -5,721
53 Apeiron RIA LLC 0.48% of their portfolio Dallas, TX 24,17924.2k $1.2m $1.2m 0.48% Added +824 +824
54 CoreCap Advisors, LLC 0.09% of their portfolio SOUTHFIELD, MI 23,60023.6k $1.2m $1.2m 0.09% Reduced -3.6k -3,606
55 Ashton Thomas Private Wealth, LLC 0.12% of their portfolio SCOTTSDALE, AZ 22,79122.8k $1.2m $1.2m 0.12% Added +10.7k +10,744
56 WMG Financial Advisors, LLC 0.99% of their portfolio Knoxville, TN 22,68222.7k $1.2m $1.2m 0.99% Added +321 +321
57 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 22,32822.3k $1.2m $1.2m 0.00% Added +11.8k +11,849
58 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 22,18822.2k $1.1m $1.1m 0.01% Added +3.3k +3,315
59 Coppell Advisory Solutions LLC 0.39% of their portfolio COPPELL, TX 22,12422.1k $1.1m $1.1m 0.39% First filing
60 Coppell Advisory Solutions Corp. 0.39% of their portfolio COPPELL, TX 22,12422.1k $1.1m $1.1m 0.39% First filing
61 Regal Investment Advisors LLC 0.11% of their portfolio KENTWOOD, MI 22,10222.1k $1.1m $1.1m 0.11% Added +829 +829
62 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 21,93621.9k $1.1m $1.1m 0.03% Reduced -1.2k -1,195
63 KESTRA PRIVATE WEALTH SERVICES, LLC 0.06% of their portfolio AUSTIN, TX 21,78021.8k $1.1m $1.1m 0.06% Reduced -3.4k -3,416
64 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 20,94220.9k $1.1m $1.1m 0.01% Added +8.4k +8,394
65 Kesler, Norman & Wride, LLC 0.27% of their portfolio OGDEN, UT 20,55920.6k $1.1m $1.1m 0.27% Added +5.3k +5,316
66 Spire Wealth Management 0.06% of their portfolio MCLEAN, VA 20,39220.4k $1.1m $1.1m 0.06% Added +11.5k +11,470
67 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 19,61219.6k $1.0m $1.0m 0.05% Added +3.9k +3,853
68 ATWOOD & PALMER INC 0.09% of their portfolio KANSAS CITY, MO 19,19019.2k $988.5k $988.5k 0.09% Reduced -18.7k -18,725
69 TriaGen Wealth Management LLC 0.55% of their portfolio Calabasas, CA 19,14519.1k $986.2k $986.2k 0.55% Added +73 +73
70 Purus Wealth Management, LLC 0.76% of their portfolio Newport Beach, CA 16,28116.3k $838.6k $838.6k 0.76% Reduced -1.8k -1,779
71 True Link Financial Advisors, LLC 0.11% of their portfolio SAN FRANCISCO, CA 16,22516.2k $835.8k $835.8k 0.11% Unchanged
72 HFG Advisors, Inc. 0.92% of their portfolio CINCINATTI, OH 15,17115.2k $781.4k $781.4k 0.92% Added +29 +29
73 PGIM Custom Harvest LLC 0.04% of their portfolio NEWARK, NJ 15,08915.1k $777.2k $777.2k 0.04% First filing
74 Financial Advocates Investment Management 0.06% of their portfolio OLYMPIA, WA 14,87814.9k $766.4k $766.4k 0.06% New
75 SPC Financial, Inc. 0.09% of their portfolio ROCKVILLE, MD 14,28914.3k $736.0k $736.0k 0.09% Reduced -144 -144
76 DB Wealth Management Group, LLC 0.46% of their portfolio SAN DIEGO, CA 13,77113.8k $709.3k $709.3k 0.46% Reduced -1.8k -1,843
77 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 13,54113.5k $697.5k $697.5k 0.01% Reduced -9.6k -9,551
78 SignalPoint Asset Management, LLC 0.23% of their portfolio SPRINGFIELD, MO 12,78112.8k $658.0k $658.0k 0.23% Reduced -1.6k -1,605
79 Well Done, LLC 0.14% of their portfolio HOLLAND, MI 12,73012.7k $655.0k $655.0k 0.14% Unchanged
80 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 12,50612.5k $644.2k $644.2k 0.02% Reduced -3.3k -3,340
81 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 12,42212.4k $639.9k $639.9k 0.03% New
82 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 11,76011.8k $605.8k $605.8k 0.00% Added +1.4k +1,377
83 Farther Finance Advisors, LLC 0.22% of their portfolio SAN FRANCISCO, CA 10,82310.8k $557.5k $557.5k 0.22% First filing
84 Realta Investment Advisors 0.14% of their portfolio WILMINGTON, DE 10,80510.8k $556.5k $556.5k 0.14% Added +402 +402
85 Pinnacle Family Advisors, LLC 0.39% of their portfolio Springfield, MO 10,66710.7k $549.5k $549.5k 0.39% Reduced -358 -358
86 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 9,6239.6k $495.7k $495.7k 0.03% Added +921 +921
87 IAMS WEALTH MANAGEMENT, LLC 0.49% of their portfolio OMAHA, NE 9,4299.4k $485.7k $485.7k 0.49% First filing
88 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 9,3729.4k $483.0k $483.0k 0.00% Reduced -497 -497
89 Retirement Planning Group, LLC 0.05% of their portfolio LEAWOOD, KS 9,2719.3k $477.5k $477.5k 0.05% Unchanged
90 Quad-Cities Investment Group, LLC 0.34% of their portfolio DAVENPORT, IA 8,9058.9k $458.7k $458.7k 0.34% Reduced -1.8k -1,811
91 RPg Family Wealth Advisory, LLC 0.31% of their portfolio BURLINGTON, MA 8,8118.8k $453.8k $453.8k 0.31% New
92 Pacific Sun Financial Corp 0.32% of their portfolio LOS ANGELES, CA 8,7208.7k $449.2k $449.2k 0.32% Reduced -400 -400
93 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 8,6668.7k $446.4k $446.4k 0.01% Unchanged
94 IFG Advisory, LLC 0.04% of their portfolio ATLANTA, GA 8,4408.4k $434.0k $434.0k 0.04% Reduced -64 -64
95 LEVEL FOUR ADVISORY SERVICES, LLC 0.03% of their portfolio DALLAS, TX 8,1918.2k $421.9k $421.9k 0.03% Reduced -921 -921
96 Arkadios Wealth Advisors 0.05% of their portfolio ATLANTA, GA 8,0218.0k $413.2k $413.2k 0.05% Reduced -2.5k -2,494
97 Southland Equity Partners LLC 0.16% of their portfolio WILDWOOD, MO 7,9397.9k $408.9k $408.9k 0.16% Reduced -220 -220
98 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 7,5437.5k $388.5k $388.5k 0.00% New
99 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 7,5287.5k $387.8k $387.8k 0.01% New
100 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 7,3017.3k $376.1k $376.1k 0.00% Reduced -222 -222