Vault-13

FIRST TR EXCHANGE TRADED FD FXH

HLTH CARE ALPH · ETP · CUSIP 33734X143

256 institutional holders +1 vs Q2 2024
6,046,7356.0m shares reported held*
$676.2mreported value*
18 new 48 added 108 reduced 16 sold out net sold ≈ $43.8m (-391.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $111.83. Options: 1 managers hold calls ($78.3k notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 248Q4 22: 259Q1 23: 257Q2 23: 258Q3 23: 251Q4 23: 264Q1 24: 264Q2 24: 255Q3 24: 256256Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022248
Q4 2022259
Q1 2023257
Q2 2023258
Q3 2023251
Q4 2023264
Q1 2024264
Q2 2024255
Q3 2024256

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 103 bought or addedQ4 22: 87 cut or sold outQ1 23: 108 bought or addedQ1 23: 90 cut or sold outQ1 23Q2 23: 91 bought or addedQ2 23: 113 cut or sold outQ3 23: 81 bought or addedQ3 23: 125 cut or sold outQ3 23Q4 23: 71 bought or addedQ4 23: 143 cut or sold outQ1 24: 108 bought or addedQ1 24: 113 cut or sold outQ1 24Q2 24: 74 bought or addedQ2 24: 114 cut or sold outQ3 24: 66 bought or addedQ3 24: 124 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202210387
Q1 202310890
Q2 202391113
Q3 202381125
Q4 202371143
Q1 2024108113
Q2 202474114
Q3 202466124

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ4 23 calls: $62.1kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $21.9kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $10.5kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $78.3kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$62.1k$00.00
Q1 2024$21.9k$00.00
Q2 2024$10.5k$00.00
Q3 2024$78.3k$00.00

Biggest buyers

KINGSWOOD WEALTH ADVISORS, LLC New +35,989+36.0k
UBS Group AG Added +34,758+34.8k
BANK OF MONTREAL /CAN/ Added +16,880+16.9k
Prosperity Consulting Group, LLC New +11,670+11.7k
World Investment Advisors New +11,077+11.1k
BENJAMIN EDWARDS INC Added +10,726+10.7k
Schrum Private Wealth Management LLC Added +10,298+10.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +10,260+10.3k
JANE STREET GROUP, LLC Added +9,470+9.5k
GOLDMAN SACHS GROUP INC Added +8,436+8.4k

Biggest sellers

Janney Montgomery Scott LLC Sold out -86,647-86.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -71,410-71.4k
AMERIPRISE FINANCIAL INC Reduced -37,953-38.0k
WELLS FARGO & COMPANY/MN Reduced -37,157-37.2k
MORGAN STANLEY Reduced -32,678-32.7k
Cetera Investment Advisers Reduced -22,271-22.3k
Virtue Capital Management, LLC Sold out -18,551-18.6k
WINTRUST INVESTMENTS LLC Reduced -18,171-18.2k
LPL Financial LLC Reduced -15,854-15.9k
ASSETMARK, INC Reduced -13,502-13.5k

Biggest calls

CITADEL ADVISORS LLC Added $78.3k700 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,716,0881.7m $192.0m $192.0m 0.01% Reduced -32.7k -32,678
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 491,089491.1k $54.9m $54.9m 0.01% Reduced -37.2k -37,157
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 442,580442.6k $49.5m $49.5m 0.02% Reduced -15.9k -15,854
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 286,951287.0k $32.1m $32.1m 0.00% Added +1.3k +1,303
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 263,907263.9k $29.5m $29.5m 0.01% Added +34.8k +34,758
6 PGIM Custom Harvest LLC 0.40% of their portfolio NEWARK, NJ 178,253178.3k $19.9m $19.9m 0.40% Reduced -1.9k -1,909
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 162,796162.8k $18.2m $18.2m 0.01% Reduced -71.4k -71,410
8 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 160,638160.6k $18.0m $18.0m 0.02% Reduced -12.4k -12,397
9 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 156,913156.9k $17.6m $17.6m 0.01% Reduced -7.1k -7,060
10 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 112,734112.7k $12.6m $12.6m 0.00% Added +8.4k +8,436
11 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 101,587101.6k $11.4m $11.4m 0.02% Reduced -2.6k -2,558
12 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 91,61591.6k $10.2m $10.2m 0.02% Reduced -22.3k -22,271
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 73,80973.8k $8.3m $8.3m 0.00% Reduced -38.0k -37,953
14 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 72,97073.0k $8.2m $8.2m 0.03% Reduced -5.7k -5,728
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 65,38065.4k $7.3m $7.3m 0.00% Reduced -11.2k -11,192
16 Vestmark Advisory Solutions, Inc. 0.27% of their portfolio Wakefield, MA 64,15864.2k $7.2m $7.2m 0.27% Reduced -1.0k -1,017
17 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 56,54756.5k $6.3m $6.3m 0.01% Reduced -8.8k -8,840
18 Holistic Financial Partners 2.63% of their portfolio INDIANAPOLIS, IN 48,83048.8k $5.5m $5.5m 2.63% Added +1.5k +1,504
19 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 39,96440.0k $4.5m $4.5m 0.00% Reduced -270 -270
20 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 38,12238.1k $4.3m $4.3m 0.01% Reduced -1.8k -1,766
21 KINGSWOOD WEALTH ADVISORS, LLC 0.29% of their portfolio SAN DIEGO, CA 35,98936.0k $4.0m $4.0m 0.29% New
22 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 35,44835.4k $4.0m $4.0m 0.01% Reduced -1.0k -1,047
23 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 34,79634.8k $3.9m $3.9m 0.01% Reduced -4.3k -4,286
24 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 33,26133.3k $3.7m $3.7m 0.02% Reduced -4.1k -4,107
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 32,22432.2k $3.6m $3.6m 0.01% Added +10.3k +10,260
26 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 31,59631.6k $3.5m $3.5m 0.01% Reduced -374 -374
27 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 31,24631.2k $3.5m $3.5m 0.01% Reduced -13.5k -13,502
28 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 31,23231.2k $3.5m $3.5m 0.01% Added +9.5k +9,470
29 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 30,88030.9k $3.5m $3.5m 0.03% Reduced -145 -145
30 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 30,37630.4k $3.4m $3.4m 0.02% Reduced -10.7k -10,666
31 Coppell Advisory Solutions LLC 0.46% of their portfolio COPPELL, TX 28,02128.0k $3.1m $3.1m 0.46% Reduced -4.4k -4,378
32 Waverly Advisors, LLC 0.06% of their portfolio BIRMINGHAM, AL 27,25127.3k $3.0m $3.0m 0.06% Reduced -702 -702
33 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 25,53625.5k $2.9m $2.9m 0.03% Reduced -4.8k -4,774
34 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,48825.5k $2.9m $2.9m 0.00% Reduced -2.2k -2,154
35 Schrum Private Wealth Management LLC 1.47% of their portfolio ST. AUGUSTINE, FL 25,43625.4k $2.8m $2.8m 1.47% Added +10.3k +10,298
36 NAVELLIER & ASSOCIATES INC 0.37% of their portfolio Reno, NV 24,43224.4k $2.7m $2.7m 0.37% Reduced -6.9k -6,872
37 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 24,18824.2k $2.7m $2.7m 0.00% Reduced -1.7k -1,710
38 IFP Advisors, Inc 0.10% of their portfolio TAMPA, FL 23,94323.9k $2.7m $2.7m 0.10% Reduced -60 -60
39 Spire Wealth Management 0.07% of their portfolio MCLEAN, VA 18,73018.7k $2.1m $2.1m 0.07% Reduced -14 -14
40 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 18,68218.7k $2.1m $2.1m 0.05% Reduced -5.4k -5,379
41 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 18,12618.1k $1.9m $1.9m 0.00% Added +16.9k +16,880
42 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 18,12218.1k $2.0m $2.0m 0.01% Reduced -229 -229
43 Snowden Capital Advisors LLC 0.06% of their portfolio New York, NY 17,95418.0k $2.0m $2.0m 0.06% Added +336 +336
44 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 15,53415.5k $1.7m $1.7m 0.00% Reduced -12.5k -12,534
45 Security Financial Services, INC. 0.34% of their portfolio Fort Wayne, IN 15,07915.1k $1.7m $1.7m 0.34% Unchanged
46 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 15,06715.1k $1.7m $1.7m 0.02% Reduced -4.3k -4,256
47 Gateway Wealth Partners, LLC 0.44% of their portfolio APPLETON, WI 14,23214.2k $1.6m $1.6m 0.44% Reduced -263 -263
48 Apollon Financial, LLC 0.43% of their portfolio MOUNT PLEASANT, SC 13,07013.1k $1.5m $1.5m 0.43% Reduced -630 -630
49 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 12,74312.7k $1.4m $1.4m 0.00% Reduced -1.8k -1,804
50 Integrated Advisors Network LLC 0.06% of their portfolio DALLAS, TX 12,05312.1k $1.3m $1.3m 0.06% Reduced -1.7k -1,668
51 IAMS WEALTH MANAGEMENT, LLC 0.66% of their portfolio OMAHA, NE 11,99312.0k $1.3m $1.3m 0.66% Reduced -2.6k -2,631
52 BENJAMIN EDWARDS INC 0.02% of their portfolio Clayton, MO 11,86011.9k $1.3m $1.3m 0.02% Added +10.7k +10,726
53 SignalPoint Asset Management, LLC 0.31% of their portfolio SPRINGFIELD, MO 11,80911.8k $1.3m $1.3m 0.31% Reduced -1.9k -1,867
54 Strategic Blueprint, LLC 0.08% of their portfolio ATLANTA, GA 11,78711.8k $1.3m $1.3m 0.08% Added +1.7k +1,739
55 Prosperity Consulting Group, LLC 0.10% of their portfolio OWINGS MILLS, MD 11,67011.7k $1.3m $1.3m 0.10% New
56 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 11,43611.4k $1.3m $1.3m 0.02% Reduced -2.8k -2,755
57 Wagner Wealth Management, LLC 0.34% of their portfolio GREENVILLE, SC 11,28611.3k $1.3m $1.3m 0.34% Reduced -1.6k -1,615
58 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 11,19311.2k $1.3m $1.3m 0.01% Reduced -3.8k -3,842
59 World Investment Advisors 0.04% of their portfolio LINCROFT, NJ 11,07711.1k $1.2m $1.2m 0.04% New
60 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 10,62810.6k $1.2m $1.2m 0.00% Reduced -201 -201
61 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 10,62110.6k $1.2m $1.2m 0.01% Reduced -253 -253
62 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 10,47510.5k $1.1m $1.1m 0.03% Reduced -438 -438
63 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 10,37710.4k $1.2m $1.2m 0.00% Reduced -3.0k -2,965
64 LAKE STREET PRIVATE WEALTH, LLC 0.18% of their portfolio CHICAGO, IL 10,19510.2k $1.1m $1.1m 0.18% Reduced -30 -30
65 Smart Money Group LLC 0.38% of their portfolio EASTLAND, TX 9,96310.0k $1.1m $1.1m 0.38% Reduced -81 -81
66 Quantinno Capital Management LP 0.01% of their portfolio NEW YORK, NY 9,9279.9k $1.1m $1.1m 0.01% Added +1.4k +1,375
67 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 9,9009.9k $1.1m $1.1m 0.00% Added +7.2k +7,200
68 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 9,5269.5k $1.1m $1.1m 0.00% Reduced -5.9k -5,866
69 NewEdge Wealth, LLC 0.02% of their portfolio STAMFORD, CT 9,4319.4k $1.1m $1.1m 0.02% Reduced -236 -236
70 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 9,0859.1k $1.0m $1.0m 0.00% Reduced -883 -883
71 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 8,5278.5k $933.2k $933.2k 0.01% Added +480 +480
72 LEVEL FOUR ADVISORY SERVICES, LLC 0.04% of their portfolio DALLAS, TX 8,3418.3k $893.0k $893.0k 0.04% Reduced -1 -1
73 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 8,3408.3k $933.0k $933.0k 0.01% Reduced -270 -270
74 Regal Investment Advisors LLC 0.06% of their portfolio KENTWOOD, MI 7,6837.7k $859.5k $859.5k 0.06% Reduced -4.1k -4,084
75 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 7,3297.3k $819.9k $819.9k 0.01% Unchanged
76 Financial Partners Group, Inc 0.12% of their portfolio Overland Park, KS 7,1407.1k $798.7k $798.7k 0.12% Reduced -284 -284
77 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 7,1057.1k $794.8k $794.8k 0.01% Reduced -5.0k -5,035
78 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 7,1057.1k $794.8k $794.8k 0.01% Reduced -5.0k -5,035
79 HANCOCK WHITNEY CORP 0.03% of their portfolio GULFPORT, MS 7,0007.0k $783.0k $783.0k 0.03% Unchanged
80 Jacobi Capital Management LLC 0.06% of their portfolio PITTSTON, PA 6,9717.0k $779.8k $779.8k 0.06% Added +6 +6
81 Arkadios Wealth Advisors 0.04% of their portfolio ATLANTA, GA 6,8606.9k $767.3k $767.3k 0.04% Reduced -780 -780
82 Ashton Thomas Private Wealth, LLC 0.04% of their portfolio SCOTTSDALE, AZ 6,8316.8k $764.1k $764.1k 0.04% Reduced -9.7k -9,659
83 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 6,7406.7k $754.0k $754.0k 0.01% Unchanged
84 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 6,5646.6k $734.2k $734.2k 0.01% Reduced -199 -199
85 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 6,4086.4k $716.8k $716.8k 0.02% Reduced -3.1k -3,091
86 WealthPLAN Partners, LLC 0.10% of their portfolio OMAHA, NE 6,3516.4k $710.5k $710.5k 0.10% Reduced -131 -131
87 Blackhawk Capital Partners, LLC 0.38% of their portfolio THIENSVILLE, WI 6,3476.3k $710.0k $710.0k 0.38% Added +224 +224
88 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 6,3436.3k $709.6k $709.6k 0.02% Reduced -1.3k -1,283
89 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 6,3096.3k $705.8k $705.8k 0.05% Reduced -1.7k -1,694
90 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 6,0566.1k $677.0k $677.0k 0.01% Reduced -4.4k -4,418
91 Alliance Wealth Advisors, LLC 0.39% of their portfolio SCRANTON, PA 6,0406.0k $675.6k $675.6k 0.39% Unchanged
92 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 5,9926.0k $670.3k $670.3k 0.01% Added +218 +218
93 Brendel Financial Advisors LLC 0.38% of their portfolio HANOVER, NH 5,9385.9k $664.0k $664.0k 0.38% New
94 Spectrum Wealth Advisory Group, LLC 0.37% of their portfolio GRANITE BAY, CA 5,9245.9k $662.7k $662.7k 0.37% Reduced -177 -177
95 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 5,9055.9k $660.6k $660.6k 0.01% Reduced -344 -344
96 Global Retirement Partners, LLC 0.02% of their portfolio San Rafael, CA 5,8735.9k $657.0k $657.0k 0.02% Added +476 +476
97 One Charles Private Wealth Services, LLC 0.25% of their portfolio HINGHAM, MA 5,7995.8k $648.7k $648.7k 0.25% Reduced -152 -152
98 OLD NATIONAL BANCORP /IN/ 0.01% of their portfolio EVANSVILLE, IN 5,7375.7k $641.8k $641.8k 0.01% Unchanged
99 Tradition Wealth Management, LLC 0.06% of their portfolio EDINA, MN 5,6665.7k $633.8k $633.8k 0.06% Reduced -91 -91
100 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 5,6095.6k $627.0k $627.0k 0.00% Added +34 +34