Vault-13

FIRST TR EXCHANGE TRADED FD FXH

HLTH CARE ALPH · ETP · CUSIP 33734X143

264 institutional holders +13 vs Q3 2023
8,702,6198.7m shares reported held*
$901.7mreported value*
24 new 47 added 122 reduced 21 sold out net bought ≈ $120.7m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $103.61. Options: 1 managers hold calls ($62.1k notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 248Q4 22: 259Q1 23: 257Q2 23: 258Q3 23: 251Q4 23: 264264Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022248
Q4 2022259
Q1 2023257
Q2 2023258
Q3 2023251
Q4 2023264

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 103 bought or addedQ4 22: 87 cut or sold outQ4 22Q1 23: 108 bought or addedQ1 23: 90 cut or sold outQ1 23Q2 23: 91 bought or addedQ2 23: 113 cut or sold outQ2 23Q3 23: 81 bought or addedQ3 23: 125 cut or sold outQ3 23Q4 23: 71 bought or addedQ4 23: 143 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210387
Q1 202310890
Q2 202391113
Q3 202381125
Q4 202371143

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ1 23 calls: $1.5mQ1 23 puts: $49.8kQ1 23P/C 0.03Q2 23 calls: $2.0mQ2 23 puts: $4.5mQ2 23P/C 2.28Q3 23 calls: $699.6kQ3 23 puts: $9.7kQ3 23P/C 0.01Q4 23 calls: $62.1kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$1.5m$49.8k0.03
Q2 2023$2.0m$4.5m2.28
Q3 2023$699.6k$9.7k0.01
Q4 2023$62.1k$00.00

Biggest buyers

MORGAN STANLEY Added +1,863,277+1.9m
PGIM Custom Harvest LLC Added +90,231+90.2k
JPMORGAN CHASE & CO Added +22,641+22.6k
GOLDMAN SACHS GROUP INC Added +17,906+17.9k
Mariner, LLC New +9,136+9.1k
ASSETMARK, INC Added +8,377+8.4k
Coppell Advisory Solutions LLC Added +8,087+8.1k
Private Advisor Group, LLC Added +7,101+7.1k
HANCOCK WHITNEY CORP New +7,000+7.0k
One Charles Private Wealth Services, LLC New +5,898+5.9k

Biggest sellers

UBS Group AG Reduced -101,597-101.6k
LPL Financial LLC Reduced -71,220-71.2k
OSAIC HOLDINGS, INC. Reduced -49,733-49.7k
Raymond James Financial Services Advisors, Inc. Reduced -49,378-49.4k
ERn Financial, LLC Sold out -43,026-43.0k
AMERIPRISE FINANCIAL INC Reduced -42,164-42.2k
Regal Investment Advisors LLC Reduced -41,749-41.7k
ROYAL BANK OF CANADA Reduced -41,564-41.6k
LINCOLN NATIONAL CORP Reduced -37,219-37.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -34,251-34.3k

Biggest calls

CITADEL ADVISORS LLC Reduced $62.1k600 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 3,744,4383.7m $387.7m $387.7m 0.02% Added +1.9m +1,863,277
2 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 558,229558.2k $57.8m $57.8m 0.02% Reduced -19.6k -19,639
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 531,789531.8k $55.1m $55.1m 0.03% Reduced -71.2k -71,220
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 305,276305.3k $31.6m $31.6m 0.00% Reduced -22.6k -22,639
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 253,805253.8k $26.3m $26.3m 0.01% Reduced -101.6k -101,597
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 246,764246.8k $25.6m $25.6m 0.01% Reduced -34.3k -34,251
7 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 187,586187.6k $19.4m $19.4m 0.03% Reduced -49.4k -49,378
8 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 174,668174.7k $18.1m $18.1m 0.01% Reduced -31.6k -31,625
9 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 134,983135.0k $14.0m $14.0m 0.02% Reduced -49.7k -49,733
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 106,143106.1k $11.4m $11.4m 0.00% Reduced -42.2k -42,164
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 105,608105.6k $10.9m $10.9m 0.00% Reduced -41.6k -41,564
12 PGIM Custom Harvest LLC 0.32% of their portfolio NEWARK, NJ 103,022103.0k $10.7m $10.7m 0.32% Added +90.2k +90,231
13 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 101,686101.7k $10.5m $10.5m 0.02% Reduced -6.3k -6,257
14 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 101,049101.0k $10.5m $10.5m 0.00% Added +17.9k +17,906
15 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 86,04886.0k $8.9m $8.9m 0.03% Reduced -6.5k -6,484
16 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 77,19677.2k $8.0m $8.0m 0.03% Reduced -2.9k -2,937
17 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 71,39571.4k $7.4m $7.4m 0.04% Reduced -25.5k -25,505
18 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 70,43170.4k $7.3m $7.3m 0.06% Added +384 +384
19 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 66,79966.8k $6.9m $6.9m 0.01% Reduced -448 -448
20 Vestmark Advisory Solutions, Inc. 0.32% of their portfolio Wakefield, MA 61,69361.7k $6.4m $6.4m 0.32% Reduced -545 -545
21 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 58,74258.7k $6.1m $6.1m 0.01% Added +965 +965
22 Holistic Financial Partners 2.86% of their portfolio INDIANAPOLIS, IN 45,98046.0k $4.8m $4.8m 2.86% Reduced -3.5k -3,511
23 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 44,33344.3k $4.6m $4.6m 0.04% Added +7.1k +7,101
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 41,40841.4k $4.3m $4.3m 0.00% Added +22.6k +22,641
25 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 41,08041.1k $4.3m $4.3m 0.04% Reduced -6.2k -6,204
26 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 39,76939.8k $4.1m $4.1m 0.01% Reduced -3.2k -3,167
27 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 36,19436.2k $3.7m $3.7m 0.01% Reduced -2.0k -2,022
28 Masso Torrence Wealth Management Inc. 2.40% of their portfolio MARLTON, NJ 33,92033.9k $3.5m $3.5m 2.40% Reduced -2.6k -2,635
29 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 32,73632.7k $3.4m $3.4m 0.05% Reduced -1.2k -1,228
30 Coppell Advisory Solutions LLC 0.65% of their portfolio COPPELL, TX 31,36531.4k $3.2m $3.2m 0.65% Added +8.1k +8,087
31 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 31,08731.1k $3.2m $3.2m 0.00% Added +164 +164
32 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 30,24730.2k $3.1m $3.1m 0.04% Reduced -1.4k -1,354
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 29,66629.7k $3.1m $3.1m 0.00% Added +310 +310
34 StrategIQ Financial Group, LLC 0.34% of their portfolio MERRILLVILLE, IN 28,78828.8k $3.0m $3.0m 0.34% Reduced -2.2k -2,204
35 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 26,31426.3k $2.7m $2.7m 0.00% Reduced -4.0k -4,007
36 Snowden Capital Advisors LLC 0.10% of their portfolio New York, NY 25,17225.2k $2.6m $2.6m 0.10% Reduced -6.0k -5,990
37 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 24,96725.0k $2.6m $2.6m 0.01% Added +8.4k +8,377
38 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 24,57024.6k $2.5m $2.5m 0.01% Added +436 +436
39 Ashton Thomas Private Wealth, LLC 0.15% of their portfolio SCOTTSDALE, AZ 23,37023.4k $2.4m $2.4m 0.15% Reduced -6.1k -6,108
40 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 22,85422.9k $2.4m $2.4m 0.02% Added +896 +896
41 IFP Advisors, Inc 0.11% of their portfolio TAMPA, FL 22,00422.0k $2.3m $2.3m 0.11% Reduced -258 -258
42 Spire Wealth Management 0.07% of their portfolio MCLEAN, VA 19,11519.1k $2.0m $2.0m 0.07% Reduced -23 -23
43 WINTRUST INVESTMENTS LLC 0.19% of their portfolio CHICAGO, IL 18,70018.7k $1.9m $1.9m 0.19% Added +132 +132
44 Virtue Capital Management, LLC 0.39% of their portfolio BRENTWOOD, TN 18,34118.3k $1.9m $1.9m 0.39% Added +952 +952
45 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 18,12918.1k $1.9m $1.9m 0.02% Reduced -11.6k -11,600
46 IAMS WEALTH MANAGEMENT, LLC 1.07% of their portfolio OMAHA, NE 16,01716.0k $1.7m $1.7m 1.07% Reduced -3.2k -3,223
47 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 15,55715.6k $1.6m $1.6m 0.01% Added +4.5k +4,533
48 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 15,10315.1k $1.6m $1.6m 0.00% Reduced -84 -84
49 Security Financial Services, INC. 0.38% of their portfolio Fort Wayne, IN 15,07915.1k $1.6m $1.6m 0.38% Unchanged
50 Merit Financial Group, LLC 0.05% of their portfolio ALPHARETTA, GA 15,02515.0k $1.6m $1.6m 0.05% Reduced -31.9k -31,870
51 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 14,91014.9k $1.5m $1.5m 0.02% Added +441 +441
52 Integrated Advisors Network LLC 0.09% of their portfolio DALLAS, TX 14,67914.7k $1.5m $1.5m 0.09% Reduced -1.3k -1,270
53 Apollon Financial, LLC 0.59% of their portfolio MOUNT PLEASANT, SC 14,45514.5k $1.5m $1.5m 0.59% First filing
54 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 14,26114.3k $1.5m $1.5m 0.03% Added +351 +351
55 Regal Investment Advisors LLC 0.11% of their portfolio KENTWOOD, MI 13,84113.8k $1.4m $1.4m 0.11% Reduced -41.7k -41,749
56 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 13,79713.8k $1.4m $1.4m 0.01% Added +337 +337
57 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 13,48613.5k $1.4m $1.4m 0.01% Reduced -1.8k -1,827
58 Wagner Wealth Management, LLC 0.47% of their portfolio GREENVILLE, SC 13,37913.4k $1.4m $1.4m 0.47% Reduced -1.4k -1,404
59 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 13,29913.3k $1.4m $1.4m 0.05% Reduced -1.1k -1,102
60 Schrum Private Wealth Management LLC 1.87% of their portfolio ST. AUGUSTINE, FL 12,71812.7k $1.3m $1.3m 1.87% Reduced -2.4k -2,420
61 Gateway Wealth Partners, LLC 0.52% of their portfolio APPLETON, WI 12,39912.4k $1.3m $1.3m 0.52% Reduced -505 -505
62 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 12,16112.2k $1.3m $1.3m 0.02% Added +1.0k +1,022
63 StoneX Group Inc. 0.12% of their portfolio NEW YORK, NY 11,94611.9k $1.2m $1.2m 0.12% Reduced -905 -905
64 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 11,87211.9k $1.2m $1.2m 0.03% Reduced -1.8k -1,785
65 Visionary Wealth Advisors 0.09% of their portfolio O'FALLON, IL 11,79711.8k $1.2m $1.2m 0.09% Added +1.2k +1,213
66 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 10,77010.8k $1.1m $1.1m 0.04% Added +567 +567
67 Smart Money Group LLC 0.48% of their portfolio EASTLAND, TX 10,75110.8k $1.1m $1.1m 0.48% Reduced -13 -13
68 Triumph Capital Management 0.44% of their portfolio DENVER, CO 10,07210.1k $1.0m $1.0m 0.44% Reduced -1.4k -1,448
69 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 10,03610.0k $1.0m $1.0m 0.01% Added +722 +722
70 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 9,8919.9k $1.0m $1.0m 0.02% Added +811 +811
71 NewEdge Wealth, LLC 0.03% of their portfolio STAMFORD, CT 9,7899.8k $1.0m $1.0m 0.03% Reduced -723 -723
72 LAKE STREET PRIVATE WEALTH, LLC 0.16% of their portfolio CHICAGO, IL 9,7009.7k $1.0m $1.0m 0.16% Reduced -125 -125
73 Strategic Blueprint, LLC 0.08% of their portfolio ATLANTA, GA 9,4219.4k $975.5k $975.5k 0.08% Added +95 +95
74 Financial Partners Group, Inc 0.17% of their portfolio Overland Park, KS 9,3289.3k $965.9k $965.9k 0.17% Reduced -785 -785
75 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,1369.1k $946.0k $946.0k 0.00% New
76 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 9,1319.1k $945.5k $945.5k 0.03% Reduced -522 -522
77 SignalPoint Asset Management, LLC 0.28% of their portfolio SPRINGFIELD, MO 9,1249.1k $944.0k $944.0k 0.28% Unchanged
78 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 9,0009.0k $948.8k $948.8k 0.01% Added +530 +530
79 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 9,0009.0k $948.8k $948.8k 0.01% Added +530 +530
80 WealthPLAN Partners, LLC 0.09% of their portfolio OMAHA, NE 8,5598.6k $886.4k $886.4k 0.09% Reduced -889 -889
81 Retirement Planning Group, LLC 0.08% of their portfolio LEAWOOD, KS 8,3008.3k $859.5k $859.5k 0.08% Unchanged
82 EUDAIMONIA ADVISORS LLC 0.56% of their portfolio Winchester, TN 8,2978.3k $859.2k $859.2k 0.56% Reduced -932 -932
83 LEVEL FOUR ADVISORY SERVICES, LLC 0.05% of their portfolio DALLAS, TX 8,2678.3k $856.1k $856.1k 0.05% Reduced -192 -192
84 Arkadios Wealth Advisors 0.07% of their portfolio ATLANTA, GA 7,7357.7k $801.0k $801.0k 0.07% Reduced -225 -225
85 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 7,7007.7k $797.0k $797.0k 0.00% Added +2.8k +2,800
86 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 7,3517.4k $761.2k $761.2k 0.01% Unchanged
87 Perigon Wealth Management, LLC 0.02% of their portfolio SAN FRANCISCO, CA 7,2387.2k $749.5k $749.5k 0.02% Reduced -9.0k -8,954
88 FLAGSHIP HARBOR ADVISORS, LLC 0.05% of their portfolio BOSTON, MA 7,2157.2k $747.2k $747.2k 0.05% Reduced -435 -435
89 Jacobi Capital Management LLC 0.07% of their portfolio PITTSTON, PA 7,0557.1k $730.5k $730.5k 0.07% Reduced -124 -124
90 J Arnold Wealth Management Co 0.25% of their portfolio Youngstown, OH 7,0437.0k $729.3k $729.3k 0.25% Unchanged
91 OneAscent Financial Services LLC 0.09% of their portfolio BIRMINGHAM, AL 7,0177.0k $727.0k $727.0k 0.09% Added +848 +848
92 HANCOCK WHITNEY CORP 0.03% of their portfolio GULFPORT, MS 7,0007.0k $724.9k $724.9k 0.03% New
93 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 6,8646.9k $710.9k $710.9k 0.01% Reduced -711 -711
94 Eudaimonia Partners, LLC 0.19% of their portfolio Winchester, TN 6,8516.9k $709.4k $709.4k 0.19% Reduced -1.0k -1,033
95 Blackhawk Capital Partners, LLC 0.48% of their portfolio THIENSVILLE, WI 6,8286.8k $707.1k $707.1k 0.48% Reduced -896 -896
96 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 6,7156.7k $695.3k $695.3k 0.01% Reduced -227 -227
97 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 6,6186.6k $685.3k $685.3k 0.00% Added +4.8k +4,783
98 Spectrum Wealth Advisory Group, LLC 0.82% of their portfolio GRANITE BAY, CA 6,4476.4k $667.6k $667.6k 0.82% Reduced -101 -101
99 Koshinski Asset Management, Inc. 0.10% of their portfolio DECATUR, IL 6,0816.1k $629.7k $629.7k 0.10% Added +2.2k +2,207
100 Alliance Wealth Advisors, LLC 0.41% of their portfolio SCRANTON, PA 6,0406.0k $625.5k $625.5k 0.41% Unchanged