Vault-13

FIRST TR EXCHANGE TRADED FD FXH

HLTH CARE ALPH · ETP · CUSIP 33734X143

257 institutional holders -2 vs Q4 2022
8,316,9278.3m shares reported held*
$893.6mreported value*
18 new 90 added 73 reduced 17 sold out net bought ≈ $9.9m (+89.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $107.45. Options: 2 managers hold calls ($1.5m notional), 2 hold puts ($49.8k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 248Q4 22: 259Q1 23: 257257Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022248
Q4 2022259
Q1 2023257

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 103 bought or addedQ4 22: 87 cut or sold outQ4 22Q1 23: 108 bought or addedQ1 23: 90 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210387
Q1 202310890

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 22 calls: $3.0mQ3 22 puts: $857.0kQ3 22P/C 0.29Q4 22 calls: $3.1mQ4 22 puts: $40.9kQ4 22P/C 0.01Q1 23 calls: $1.5mQ1 23 puts: $49.8kQ1 23P/C 0.03
Numbers
QuarterCallsPutsP/C
Q3 2022$3.0m$857.0k0.29
Q4 2022$3.1m$40.9k0.01
Q1 2023$1.5m$49.8k0.03

Biggest buyers

GOLDMAN SACHS GROUP INC Added +101,131+101.1k
Cetera Advisor Networks LLC Added +43,042+43.0k
LPL Financial LLC Added +39,071+39.1k
Prosperity Financial Group, Inc. New +38,324+38.3k
Holistic Financial Partners New +36,490+36.5k
WELLS FARGO & COMPANY/MN Added +34,981+35.0k
Masso Torrence Wealth Management Inc. Added +33,655+33.7k
OSAIC HOLDINGS, INC. Added +29,826+29.8k
STIFEL FINANCIAL CORP Added +23,974+24.0k
Vestmark Advisory Solutions, Inc. Added +22,221+22.2k

Biggest sellers

Virtue Capital Management, LLC Reduced -145,411-145.4k
BANK OF AMERICA CORP /DE/ Reduced -96,010-96.0k
MORGAN STANLEY Reduced -70,555-70.6k
TRUIST FINANCIAL CORP Reduced -26,814-26.8k
AE Wealth Management LLC Reduced -25,468-25.5k
CITADEL ADVISORS LLC Reduced -25,343-25.3k
Kestra Advisory Services, LLC Reduced -20,949-20.9k
MinichMacGregor Wealth Management, LLC Sold out -19,145-19.1k
BANK OF MONTREAL /CAN/ Reduced -17,368-17.4k
Perigon Wealth Management, LLC Reduced -15,193-15.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.4m13.4k shares
CITADEL ADVISORS LLC Reduced $64.5k600 shares

Biggest puts

Cutler Group LLC / CA Reduced $39.0k7.2k shares
CITADEL ADVISORS LLC Unchanged $10.8k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 2,039,8432.0m $219.3m $219.3m 0.02% Reduced -70.6k -70,555
2 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 675,263675.3k $72.6m $72.6m 0.02% Added +35.0k +34,981
3 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 658,868658.9k $70.8m $70.8m 0.06% Added +39.1k +39,071
4 UBS Group AG 0.02% of their portfolio ZURICH, V8 366,675366.7k $39.4m $39.4m 0.02% Added +4.6k +4,644
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 355,431355.4k $38.2m $38.2m 0.00% Reduced -96.0k -96,010
6 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 315,995316.0k $34.0m $34.0m 0.02% Added +2.7k +2,685
7 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 251,575251.6k $27.1m $27.1m 0.05% Reduced -11.7k -11,658
8 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 229,619229.6k $24.7m $24.7m 0.02% Added +412 +412
9 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 193,155193.2k $20.8m $20.8m 0.04% Added +29.8k +29,826
10 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 162,892162.9k $17.5m $17.5m 0.01% Reduced -326 -326
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 137,396137.4k $14.8m $14.8m 0.00% Added +8.2k +8,163
12 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 131,714131.7k $14.2m $14.2m 0.02% Added +24.0k +23,974
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 130,262130.3k $14.0m $14.0m 0.00% Added +101.1k +101,131
14 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 100,192100.2k $10.8m $10.8m 0.02% Reduced -5.4k -5,359
15 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 97,94497.9k $10.5m $10.5m 0.04% Reduced -8.1k -8,065
16 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 94,13894.1k $10.1m $10.1m 0.05% Added +20.7k +20,667
17 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 82,37082.4k $8.9m $8.9m 0.08% Added +165 +165
18 Regal Investment Advisors LLC 0.71% of their portfolio KENTWOOD, MI 74,48474.5k $8.0m $8.0m 0.71% Added +10.0k +10,031
19 Vestmark Advisory Solutions, Inc. 0.34% of their portfolio Wakefield, MA 73,08673.1k $7.9m $7.9m 0.34% Added +22.2k +22,221
20 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 70,99971.0k $7.6m $7.6m 0.06% Added +43.0k +43,042
21 Financial Advocates Investment Management 0.56% of their portfolio OLYMPIA, WA 68,74568.7k $7.4m $7.4m 0.56% Added +1.4k +1,362
22 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 48,12748.1k $5.2m $5.2m 0.01% Reduced -7.2k -7,195
23 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 47,01747.0k $5.1m $5.1m 0.01% Added +187 +187
24 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 46,21646.2k $5.0m $5.0m 0.06% Added +99 +99
25 ERn Financial, LLC 1.07% of their portfolio MIDDLETON, WI 45,36145.4k $4.9m $4.9m 1.07% Added +112 +112
26 Wealth Quarterback LLC 4.04% of their portfolio TOMS RIVER, NJ 44,28344.3k $4.8m $4.8m 4.04% Added +707 +707
27 Sigma Planning Corp 0.15% of their portfolio ANN ARBOR, MI 43,16343.2k $4.6m $4.6m 0.15% Added +376 +376
28 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 42,46042.5k $4.6m $4.6m 0.05% Reduced -20.9k -20,949
29 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 39,99940.0k $4.3m $4.3m 0.04% Reduced -1.9k -1,935
30 LINCOLN NATIONAL CORP 0.09% of their portfolio RADNOR, PA 39,07839.1k $4.2m $4.2m 0.09% Added +551 +551
31 Prosperity Financial Group, Inc. 4.17% of their portfolio San Ramon, CA 38,32438.3k $4.1m $4.1m 4.17% New
32 Masso Torrence Wealth Management Inc. 3.22% of their portfolio MARLTON, NJ 37,78337.8k $4.1m $4.1m 3.22% Added +33.7k +33,655
33 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 37,53837.5k $4.0m $4.0m 0.01% Reduced -26.8k -26,814
34 Holistic Financial Partners 3.07% of their portfolio INDIANAPOLIS, IN 36,49036.5k $3.9m $3.9m 3.07% New
35 Snowden Capital Advisors LLC 0.15% of their portfolio New York, NY 36,46036.5k $3.9m $3.9m 0.15% Added +2.3k +2,335
36 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 35,40035.4k $3.8m $3.8m 0.00% Reduced -906 -906
37 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 33,64033.6k $3.6m $3.6m 0.06% Added +386 +386
38 Coppell Advisory Solutions LLC 1.16% of their portfolio COPPELL, TX 33,38733.4k $3.5m $3.5m 1.16% Added +10.1k +10,109
39 Coppell Advisory Solutions Corp. 1.16% of their portfolio COPPELL, TX 33,38733.4k $3.5m $3.5m 1.16% Added +10.1k +10,109
40 SFI Advisors, LLC 3.54% of their portfolio Montclair, NJ 32,78332.8k $3.5m $3.5m 3.54% Added +734 +734
41 Ashton Thomas Private Wealth, LLC 0.30% of their portfolio SCOTTSDALE, AZ 32,16232.2k $3.5m $3.5m 0.30% Reduced -154 -154
42 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 31,77331.8k $3.4m $3.4m 0.04% Added +11.3k +11,282
43 StrategIQ Financial Group, LLC 0.38% of their portfolio MERRILLVILLE, IN 30,73830.7k $3.3m $3.3m 0.38% Added +806 +806
44 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 30,73230.7k $3.3m $3.3m 0.01% Reduced -161 -161
45 PGIM Custom Harvest LLC 0.14% of their portfolio NEWARK, NJ 30,65930.7k $3.3m $3.3m 0.14% Added +17.3k +17,318
46 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 29,90329.9k $3.2m $3.2m 0.05% Reduced -1.7k -1,745
47 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 28,94628.9k $3.1m $3.1m 0.04% Added +11.4k +11,391
48 Secure Asset Management, LLC 0.94% of their portfolio Troy, MI 26,30626.3k $2.8m $2.8m 0.94% Added +468 +468
49 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 24,48524.5k $2.6m $2.6m 0.00% Reduced -25.3k -25,343
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 23,55023.6k $2.5m $2.5m 0.00% Added +8.3k +8,258
51 Fifth Third Securities, Inc. 0.28% of their portfolio Cincinnati, OH 22,73622.7k $2.4m $2.4m 0.28% Reduced -1.4k -1,352
52 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 22,01522.0k $2.4m $2.4m 0.02% Reduced -25.5k -25,468
53 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 21,86221.9k $1.6m $1.6m 0.07% Reduced -10.9k -10,903
54 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 21,19921.2k $2.3m $2.3m 0.01% Added +153 +153
55 Spire Wealth Management 0.08% of their portfolio MCLEAN, VA 20,09420.1k $2.2m $2.2m 0.08% Added +5.4k +5,385
56 EUDAIMONIA ADVISORS LLC 1.29% of their portfolio Winchester, TN 17,76817.8k $1.9m $1.9m 1.29% Added +4.6k +4,591
57 IAMS WEALTH MANAGEMENT, LLC 1.53% of their portfolio OMAHA, NE 17,32717.3k $1.8m $1.8m 1.53% Added +4.4k +4,436
58 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 17,24317.2k $1.9m $1.9m 0.00% Added +172 +172
59 Virtue Capital Management, LLC 0.30% of their portfolio BRENTWOOD, TN 17,17217.2k $1.8m $1.8m 0.30% Reduced -145.4k -145,411
60 KESTRA PRIVATE WEALTH SERVICES, LLC 0.07% of their portfolio AUSTIN, TX 16,63516.6k $1.8m $1.8m 0.07% Reduced -1.7k -1,687
61 Kingsview Wealth Management, LLC 0.07% of their portfolio GRANTS PASS, OR 15,87715.9k $1.7m $1.7m 0.07% Added +11.1k +11,148
62 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 15,76015.8k $1.7m $1.7m 0.01% Reduced -943 -943
63 Perigon Wealth Management, LLC 0.09% of their portfolio SAN FRANCISCO, CA 15,38515.4k $1.7m $1.7m 0.09% Reduced -15.2k -15,193
64 Wagner Wealth Management, LLC 0.75% of their portfolio GREENVILLE, SC 15,30015.3k $1.6m $1.6m 0.75% Unchanged
65 BENJAMIN F. EDWARDS & COMPANY, INC. 0.07% of their portfolio ST. LOUIS, MO 15,21315.2k $1.6m $1.6m 0.07% Reduced -5.7k -5,699
66 Schrum Private Wealth Management LLC 1.88% of their portfolio ST. AUGUSTINE, FL 15,13815.1k $1.6m $1.6m 1.88% Unchanged
67 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 15,13215.1k $1.6m $1.6m 0.03% Reduced -502 -502
68 Security Financial Services, INC. 0.49% of their portfolio Fort Wayne, IN 15,07915.1k $1.6m $1.6m 0.49% Unchanged
69 Mutual Advisors, LLC 0.07% of their portfolio OMAHA, NE 15,01315.0k $1.6m $1.6m 0.07% Reduced -544 -544
70 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 14,87914.9k $1.6m $1.6m 0.09% Added +604 +604
71 Catalyst Wealth Management, LLC 1.43% of their portfolio ATLANTA, GA 14,15914.2k $1.5m $1.5m 1.43% Reduced -2.4k -2,436
72 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 13,73713.7k $1.5m $1.5m 0.04% Added +875 +875
73 Smart Money Group LLC 0.74% of their portfolio EASTLAND, TX 13,54213.5k $1.5m $1.5m 0.74% Reduced -610 -610
74 Eudaimonia Partners, LLC 0.34% of their portfolio Winchester, TN 13,20313.2k $1.4m $1.4m 0.34% Added +109 +109
75 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 13,09813.1k $1.4m $1.4m 0.00% Added +497 +497
76 Integrated Advisors Network LLC 0.08% of their portfolio DALLAS, TX 13,06013.1k $1.4m $1.4m 0.08% Reduced -87 -87
77 StoneX Group Inc. 0.15% of their portfolio NEW YORK, NY 12,72812.7k $1.4m $1.4m 0.15% Added +8.3k +8,265
78 Financial Partners Group, Inc 0.30% of their portfolio Overland Park, KS 12,60512.6k $1.4m $1.4m 0.30% Reduced -55 -55
79 WINTRUST INVESTMENTS LLC 0.18% of their portfolio CHICAGO, IL 12,48112.5k $1.3m $1.3m 0.18% Added +835 +835
80 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 11,90011.9k $1.3m $1.3m 0.00% New
81 COMERICA SECURITIES,INC. 0.09% of their portfolio DETROIT, MI 11,69911.7k $1.3m $1.3m 0.09% Added +1.3k +1,268
82 LEVEL FOUR ADVISORY SERVICES, LLC 0.08% of their portfolio DALLAS, TX 11,64211.6k $1.3m $1.3m 0.08% Added +3.3k +3,304
83 DB Wealth Management Group, LLC 0.79% of their portfolio SAN DIEGO, CA 11,63511.6k $1.3m $1.3m 0.79% Reduced -175 -175
84 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,25811.3k $1.2m $1.2m 0.00% Added +8.2k +8,239
85 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 10,80810.8k $1.2m $1.2m 0.02% New
86 LAKE STREET PRIVATE WEALTH, LLC 0.21% of their portfolio CHICAGO, IL 10,70010.7k $1.2m $1.2m 0.21% Reduced -250 -250
87 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 10,01110.0k $1.1m $1.1m 0.01% Added +1.2k +1,185
88 WealthPLAN Partners, LLC 0.12% of their portfolio OMAHA, NE 9,5649.6k $1.0m $1.0m 0.12% Reduced -131 -131
89 Arkadios Wealth Advisors 0.12% of their portfolio ATLANTA, GA 9,5139.5k $1.0m $1.0m 0.12% Added +3 +3
90 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 9,4639.5k $1.0m $1.0m 0.04% Added +507 +507
91 SignalPoint Asset Management, LLC 0.32% of their portfolio SPRINGFIELD, MO 9,3269.3k $1.0m $1.0m 0.32% Reduced -38 -38
92 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 8,9889.0k $966.5k $966.5k 0.04% Added +6.1k +6,137
93 Visionary Wealth Advisors 0.08% of their portfolio O'FALLON, IL 8,8148.8k $947.8k $947.8k 0.08% Added +6.2k +6,154
94 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 8,6938.7k $934.8k $934.8k 0.01% Added +4.6k +4,645
95 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 8,4888.5k $912.7k $912.7k 0.01% New
96 Retirement Planning Group, LLC 0.10% of their portfolio LEAWOOD, KS 8,3718.4k $900.1k $900.1k 0.10% Unchanged
97 FLAGSHIP HARBOR ADVISORS, LLC 0.08% of their portfolio BOSTON, MA 8,3188.3k $894.5k $894.5k 0.08% Reduced -318 -318
98 Blackhawk Capital Partners, LLC 0.64% of their portfolio THIENSVILLE, WI 8,1628.2k $877.7k $877.7k 0.64% New
99 INDEPENDENT FINANCIAL GROUP, LLC 0.07% of their portfolio SAN DIEGO, CA 8,1358.1k $874.8k $874.8k 0.07% Added +697 +697
100 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 8,0678.1k $867.5k $867.5k 0.02% Added +1.8k +1,773