Vault-13

FIRST TR EXCHANGE TRADED FD FXH

HLTH CARE ALPH · ETP · CUSIP 33734X143

259 institutional holders +11 vs Q3 2022
8,269,3888.3m shares reported held*
$896.7mreported value*
17 new 86 added 71 reduced 16 sold out net bought ≈ $26.1m (+242.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $108.44. Options: 2 managers hold calls ($3.1m notional), 2 hold puts ($40.9k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 248Q4 22: 259259Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022248
Q4 2022259

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 22 calls: $3.0mQ3 22 puts: $857.0kQ3 22P/C 0.29Q4 22 calls: $3.1mQ4 22 puts: $40.9kQ4 22P/C 0.01
Numbers
QuarterCallsPutsP/C
Q3 2022$3.0m$857.0k0.29
Q4 2022$3.1m$40.9k0.01

Biggest buyers

MORGAN STANLEY Added +183,691+183.7k
LPL Financial LLC Added +130,048+130.0k
Cetera Investment Advisers Added +46,040+46.0k
Wealth Quarterback LLC New +43,576+43.6k
RAYMOND JAMES & ASSOCIATES Added +37,253+37.3k
Vestmark Advisory Solutions, Inc. Added +36,499+36.5k
Perigon Wealth Management, LLC New +30,578+30.6k
ENVESTNET ASSET MANAGEMENT INC Added +29,388+29.4k
AE Wealth Management LLC Added +26,116+26.1k
Secure Asset Management, LLC New +25,838+25.8k

Biggest sellers

JANE STREET GROUP, LLC Sold out -139,637-139.6k
J Arnold Wealth Management Co Reduced -88,264-88.3k
CITADEL ADVISORS LLC Reduced -52,890-52.9k
GOLDMAN SACHS GROUP INC Reduced -51,678-51.7k
Financial Enhancement Group LLC Sold out -43,888-43.9k
Gateway Advisory, LLC Sold out -38,527-38.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -25,426-25.4k
STIFEL FINANCIAL CORP Reduced -18,265-18.3k
PRUDENTIAL FINANCIAL INC Reduced -15,802-15.8k
TRUIST FINANCIAL CORP Reduced -14,197-14.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.6m24.0k shares
CITADEL ADVISORS LLC New $500.2k4.6k shares

Biggest puts

Cutler Group LLC / CA Reduced $30.0k12.5k shares
CITADEL ADVISORS LLC Reduced $10.9k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 2,110,3982.1m $229.5m $229.5m 0.03% Added +183.7k +183,691
2 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 640,282640.3k $69.6m $69.6m 0.02% Added +5.8k +5,780
3 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 619,797619.8k $67.4m $67.4m 0.06% Added +130.0k +130,048
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 451,441451.4k $49.1m $49.1m 0.01% Reduced -9.0k -9,048
5 UBS Group AG 0.02% of their portfolio ZURICH, V8 362,031362.0k $39.4m $39.4m 0.02% Added +6.7k +6,678
6 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 313,310313.3k $34.1m $34.1m 0.02% Added +29.4k +29,388
7 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 263,233263.2k $28.6m $28.6m 0.06% Added +19.6k +19,622
8 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 229,207229.2k $24.9m $24.9m 0.02% Added +37.3k +37,253
9 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 163,329163.3k $17.8m $17.8m 0.04% Added +16.8k +16,787
10 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 163,218163.2k $17.7m $17.7m 0.01% Added +12.1k +12,109
11 Virtue Capital Management, LLC 2.70% of their portfolio BRENTWOOD, TN 162,583162.6k $17.7m $17.7m 2.70% Added +13.1k +13,057
12 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 129,233129.2k $14.1m $14.1m 0.00% Added +2.0k +2,021
13 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 107,740107.7k $11.7m $11.7m 0.02% Reduced -18.3k -18,265
14 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 106,009106.0k $11.5m $11.5m 0.04% Reduced -4.0k -3,984
15 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 105,551105.6k $11.5m $11.5m 0.03% Added +766 +766
16 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 82,20582.2k $8.9m $8.9m 0.08% Added +46.0k +46,040
17 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 73,47173.5k $8.0m $8.0m 0.04% Added +3.7k +3,672
18 Financial Advocates Investment Management 0.55% of their portfolio OLYMPIA, WA 67,38367.4k $7.3m $7.3m 0.55% Added +2.6k +2,637
19 Regal Investment Advisors LLC 0.68% of their portfolio KENTWOOD, MI 64,45364.5k $7.0m $7.0m 0.68% Added +12.7k +12,745
20 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 64,35264.4k $7.0m $7.0m 0.01% Reduced -14.2k -14,197
21 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 63,40963.4k $6.9m $6.9m 0.06% Reduced -5.6k -5,607
22 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 55,32255.3k $6.0m $6.0m 0.02% Reduced -1.1k -1,113
23 Vestmark Advisory Solutions, Inc. 0.27% of their portfolio Wakefield, MA 50,86550.9k $5.5m $5.5m 0.27% Added +36.5k +36,499
24 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 49,82849.8k $5.4m $5.4m 0.01% Reduced -52.9k -52,890
25 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 47,48347.5k $5.2m $5.2m 0.04% Added +26.1k +26,116
26 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 46,83046.8k $5.1m $5.1m 0.02% First filing
27 AVANTAX ADVISORY SERVICES, INC. 0.07% of their portfolio DALLAS, TX 46,11746.1k $5.0m $5.0m 0.07% Added +5.7k +5,696
28 ERn Financial, LLC 1.12% of their portfolio MIDDLETON, WI 45,24945.2k $4.9m $4.9m 1.12% Added +961 +961
29 Wealth Quarterback LLC 3.93% of their portfolio TOMS RIVER, NJ 43,57643.6k $4.7m $4.7m 3.93% New
30 Sigma Planning Corp 0.17% of their portfolio ANN ARBOR, MI 42,78742.8k $4.7m $4.7m 0.17% Added +14.0k +13,989
31 Private Advisor Group, LLC 0.14% of their portfolio MORRISTOWN, NJ 41,93441.9k $4.6m $4.6m 0.14% Added +1.6k +1,584
32 LINCOLN NATIONAL CORP 0.09% of their portfolio RADNOR, PA 38,52738.5k $4.2m $4.2m 0.09% Reduced -466 -466
33 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 36,30636.3k $3.9m $3.9m 0.00% Added +10.2k +10,213
34 Snowden Capital Advisors LLC 0.16% of their portfolio New York, NY 34,12534.1k $3.7m $3.7m 0.16% Added +8.7k +8,748
35 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 33,25433.3k $3.6m $3.6m 0.06% Added +229 +229
36 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 32,76532.8k $2.5m $2.5m 0.07% Reduced -1 -1
37 Ashton Thomas Private Wealth, LLC 0.35% of their portfolio SCOTTSDALE, AZ 32,31632.3k $3.5m $3.5m 0.35% Added +99 +99
38 SFI Advisors, LLC 3.78% of their portfolio Montclair, NJ 32,04932.0k $3.5m $3.5m 3.78% Added +14.5k +14,453
39 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 31,64831.6k $3.4m $3.4m 0.06% Added +303 +303
40 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 30,89330.9k $3.4m $3.4m 0.01% Reduced -5.5k -5,507
41 Perigon Wealth Management, LLC 0.10% of their portfolio SAN FRANCISCO, CA 30,57830.6k $3.3m $3.3m 0.10% New
42 StrategIQ Financial Group, LLC 0.38% of their portfolio MERRILLVILLE, IN 29,93229.9k $3.3m $3.3m 0.38% Added +46 +46
43 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 29,13129.1k $3.2m $3.2m 0.00% Reduced -51.7k -51,678
44 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 27,95728.0k $3.0m $3.0m 0.02% Added +10.0k +10,044
45 Secure Asset Management, LLC 1.01% of their portfolio Troy, MI 25,83825.8k $2.8m $2.8m 1.01% New
46 Fifth Third Securities, Inc. 0.34% of their portfolio Cincinnati, OH 24,08824.1k $2.6m $2.6m 0.34% Reduced -1.6k -1,630
47 Coppell Advisory Solutions LLC 0.86% of their portfolio COPPELL, TX 23,27823.3k $2.5m $2.5m 0.86% First filing
48 Coppell Advisory Solutions Corp. 0.86% of their portfolio COPPELL, TX 23,27823.3k $2.5m $2.5m 0.86% First filing
49 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 21,04621.0k $2.3m $2.3m 0.01% Reduced -53 -53
50 BENJAMIN F. EDWARDS & COMPANY, INC. 0.10% of their portfolio ST. LOUIS, MO 20,91220.9k $2.3m $2.3m 0.10% Added +2.2k +2,222
51 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 20,49120.5k $2.2m $2.2m 0.03% Added +5.5k +5,471
52 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 19,38519.4k $2.1m $2.1m 0.00% Added +12.3k +12,260
53 MinichMacGregor Wealth Management, LLC 0.75% of their portfolio Saratoga Springs, NY 19,14519.1k $2.1m $2.1m 0.75% Reduced -606 -606
54 KESTRA PRIVATE WEALTH SERVICES, LLC 0.10% of their portfolio AUSTIN, TX 18,32218.3k $2.0m $2.0m 0.10% Reduced -795 -795
55 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 17,55517.6k $311.2k $311.2k 0.01% Added +1.6k +1,562
56 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 17,07117.1k $1.9m $1.9m 0.00% Reduced -415 -415
57 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 16,70316.7k $1.8m $1.8m 0.01% Added +1.6k +1,636
58 Catalyst Wealth Management, LLC 1.70% of their portfolio ATLANTA, GA 16,59516.6k $1.8m $1.8m 1.70% First filing
59 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 15,63415.6k $1.7m $1.7m 0.03% Added +3.4k +3,406
60 Mutual Advisors, LLC 0.08% of their portfolio OMAHA, NE 15,55715.6k $1.7m $1.7m 0.08% Reduced -1.9k -1,945
61 Wagner Wealth Management, LLC 1.03% of their portfolio GREENVILLE, SC 15,30015.3k $1.7m $1.7m 1.03% Reduced -1.1k -1,065
62 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 15,29215.3k $1.7m $1.7m 0.00% Added +11.1k +11,102
63 CoreCap Advisors, LLC 0.12% of their portfolio SOUTHFIELD, MI 15,16815.2k $1.6m $1.6m 0.12% Added +2.1k +2,095
64 Schrum Private Wealth Management LLC 1.95% of their portfolio ST. AUGUSTINE, FL 15,13815.1k $1.6m $1.6m 1.95% Unchanged
65 Security Financial Services, INC. 0.51% of their portfolio Fort Wayne, IN 15,07915.1k $1.6m $1.6m 0.51% Unchanged
66 Spire Wealth Management 0.09% of their portfolio MCLEAN, VA 14,70914.7k $1.6m $1.6m 0.09% Added +5.8k +5,757
67 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 14,27514.3k $1.6m $1.6m 0.09% Added +1.7k +1,652
68 Smart Money Group LLC 0.80% of their portfolio EASTLAND, TX 14,15214.2k $1.5m $1.5m 0.80% Reduced -1 -1
69 PGIM Custom Harvest LLC 0.07% of their portfolio NEWARK, NJ 13,34113.3k $1.5m $1.5m 0.07% First filing
70 EUDAIMONIA ADVISORS LLC 0.97% of their portfolio Winchester, TN 13,17713.2k $1.4m $1.4m 0.97% Added +62 +62
71 Integrated Advisors Network LLC 0.09% of their portfolio DALLAS, TX 13,14713.1k $1.4m $1.4m 0.09% Reduced -791 -791
72 Eudaimonia Partners, LLC 0.35% of their portfolio Winchester, TN 13,09413.1k $1.4m $1.4m 0.35% Added +12 +12
73 IAMS WEALTH MANAGEMENT, LLC 1.43% of their portfolio OMAHA, NE 12,89112.9k $1.4m $1.4m 1.43% First filing
74 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 12,86212.9k $1.4m $1.4m 0.04% Added +808 +808
75 Financial Partners Group, Inc 0.31% of their portfolio Overland Park, KS 12,66012.7k $1.4m $1.4m 0.31% Reduced -307 -307
76 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 12,60112.6k $1.4m $1.4m 0.00% Added +732 +732
77 DB Wealth Management Group, LLC 0.83% of their portfolio SAN DIEGO, CA 11,81011.8k $1.3m $1.3m 0.83% Reduced -10 -10
78 WINTRUST INVESTMENTS LLC 0.18% of their portfolio CHICAGO, IL 11,64611.6k $1.3m $1.3m 0.18% Added +172 +172
79 LAKE STREET PRIVATE WEALTH, LLC 0.25% of their portfolio CHICAGO, IL 10,95010.9k $1.2m $1.2m 0.25% Added +320 +320
80 IFG Advisory, LLC 0.12% of their portfolio ATLANTA, GA 10,94710.9k $1.2m $1.2m 0.12% Added +268 +268
81 COMERICA SECURITIES,INC. 0.08% of their portfolio DETROIT, MI 10,43110.4k $1.1m $1.1m 0.08% Reduced -1.6k -1,621
82 WealthPLAN Partners, LLC 0.08% of their portfolio OMAHA, NE 9,6959.7k $1.1m $1.1m 0.08% First filing
83 WealthPlan Investment Management, LLC 0.08% of their portfolio OMAHA, NE 9,6959.7k $1.1m $1.1m 0.08% Added +65 +65
84 CREATIVE FINANCIAL DESIGNS INC /ADV 0.15% of their portfolio KOKOMO, IN 9,5599.6k $1.0m $1.0m 0.15% Reduced -668 -668
85 Arkadios Wealth Advisors 0.14% of their portfolio ATLANTA, GA 9,5109.5k $1.0m $1.0m 0.14% Added +656 +656
86 SignalPoint Asset Management, LLC 0.36% of their portfolio SPRINGFIELD, MO 9,3649.4k $1.0m $1.0m 0.36% Reduced -60 -60
87 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 8,9569.0k $973.8k $973.8k 0.05% Added +459 +459
88 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 8,8268.8k $959.8k $959.8k 0.01% Reduced -151 -151
89 FLAGSHIP HARBOR ADVISORS, LLC 0.10% of their portfolio BOSTON, MA 8,6368.6k $939.0k $939.0k 0.10% Added +755 +755
90 Retirement Planning Group, LLC 0.10% of their portfolio LEAWOOD, KS 8,3718.4k $910.2k $910.2k 0.10% Unchanged
91 LEVEL FOUR ADVISORY SERVICES, LLC 0.07% of their portfolio DALLAS, TX 8,3388.3k $906.6k $906.6k 0.07% Reduced -1.5k -1,525
92 Apollon Wealth Management, LLC 0.06% of their portfolio MOUNT PLEASANT, SC 8,1418.1k $885.1k $885.1k 0.06% Added +314 +314
93 Foundations Investment Advisors, LLC 0.03% of their portfolio PHOENIX, AZ 7,7997.8k $848.0k $848.0k 0.03% Reduced -408 -408
94 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 7,7407.7k $841.6k $841.6k 0.01% Added +224 +224
95 OLD NATIONAL BANCORP /IN/ 0.03% of their portfolio EVANSVILLE, IN 7,4827.5k $814.0k $814.0k 0.03% Reduced -7.6k -7,582
96 INDEPENDENT FINANCIAL GROUP, LLC 0.07% of their portfolio SAN DIEGO, CA 7,4387.4k $808.7k $808.7k 0.07% Reduced -8.6k -8,618
97 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 7,3747.4k $801.9k $801.9k 0.02% Reduced -25 -25
98 Jacobi Capital Management LLC 0.10% of their portfolio PITTSTON, PA 7,2977.3k $793.4k $793.4k 0.10% Added +28 +28
99 Capital Wealth Alliance, LLC 0.65% of their portfolio Scottsdale, AZ 7,0847.1k $770.5k $770.5k 0.65% Added +2.6k +2,616
100 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 7,0217.0k $763.4k $763.4k 0.02% Reduced -416 -416