Vault-13

FIRST TR EXCHANGE TRADED FD FXO

FINLS ALPHADEX · ETP · CUSIP 33734X135

221 institutional holders -9 vs Q2 2025
29,752,92529.8m shares reported held*
$1.8bnreported value*
12 new 76 added 88 reduced 17 sold out net sold ≈ $69.5m (-1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $59.39.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 188Q4 22: 215Q1 23: 210Q2 23: 179Q3 23: 179Q4 23: 191Q1 24: 184Q2 24: 187Q3 24: 192Q4 24: 234Q1 25: 233Q2 25: 230Q3 25: 221221Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 2022188
Q4 2022215
Q1 2023210
Q2 2023179
Q3 2023179
Q4 2023191
Q1 2024184
Q2 2024187
Q3 2024192
Q4 2024234
Q1 2025233
Q2 2025230
Q3 2025221

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 23: 59 bought or addedQ4 23: 106 cut or sold outQ1 24: 64 bought or addedQ1 24: 98 cut or sold outQ1 24Q2 24: 68 bought or addedQ2 24: 87 cut or sold outQ3 24: 72 bought or addedQ3 24: 89 cut or sold outQ3 24Q4 24: 124 bought or addedQ4 24: 63 cut or sold outQ1 25: 113 bought or addedQ1 25: 88 cut or sold outQ1 25Q2 25: 90 bought or addedQ2 25: 112 cut or sold outQ3 25: 88 bought or addedQ3 25: 105 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 202359106
Q1 20246498
Q2 20246887
Q3 20247289
Q4 202412463
Q1 202511388
Q2 202590112
Q3 202588105

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ4 24 calls: $406.0kQ4 24 puts: $0Q4 24P/C 0.00Q1 25 calls: $0Q1 25 puts: $0Q1 25P/C —Q2 25 calls: $0Q2 25 puts: $0Q2 25P/C —Q3 25 calls: $0Q3 25 puts: $0Q3 25P/C —
Numbers
QuarterCallsPutsP/C
Q4 2024$406.0k$00.00
Q1 2025$0$0—
Q2 2025$0$0—
Q3 2025$0$0—

Biggest buyers

WELLS FARGO & COMPANY/MN Added +133,829+133.8k
Nilsine Partners, LLC Added +93,338+93.3k
RAYMOND JAMES FINANCIAL INC Added +93,231+93.2k
DAYMARK WEALTH PARTNERS, LLC Added +78,915+78.9k
Sigma Planning Corp Added +31,734+31.7k
NAVELLIER & ASSOCIATES INC New +28,565+28.6k
STIFEL FINANCIAL CORP Added +24,076+24.1k
Sanctuary Advisors, LLC Added +23,848+23.8k
JANE STREET GROUP, LLC New +23,315+23.3k
TWO SIGMA INVESTMENTS, LP Added +21,100+21.1k

Biggest sellers

ROYAL BANK OF CANADA Reduced -466,684-466.7k
FIRST TRUST ADVISORS LP Reduced -392,312-392.3k
Vestmark Advisory Solutions, Inc. Reduced -192,024-192.0k
Cambridge Investment Research Advisors, Inc. Reduced -169,234-169.2k
Virtue Capital Management, LLC Reduced -129,294-129.3k
Rockefeller Capital Management L.P. Reduced -94,378-94.4k
GOLDMAN SACHS GROUP INC Reduced -58,730-58.7k
MORGAN STANLEY Reduced -35,028-35.0k
HARBOUR INVESTMENTS, INC. Reduced -28,749-28.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -23,660-23.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.1%, 2026-03-06)

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.58% of their portfolio Wheaton, IL 13,229,82013.2m $785.7m $785.7m 0.58% Reduced -392.3k -392,312
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,528,5872.5m $150.2m $150.2m 0.01% Reduced -35.0k -35,028
3 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,455,9982.5m $145.9m $145.9m 0.03% Added +133.8k +133,829
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,291,4971.3m $76.7m $76.7m 0.02% Reduced -9.7k -9,749
5 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 1,137,3661.1m $67.5m $67.5m 0.02% Added +93.2k +93,231
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 494,806494.8k $29.4m $29.4m 0.01% Reduced -11.7k -11,671
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 477,775477.8k $28.4m $28.4m 0.00% Reduced -16.6k -16,550
8 NewEdge Advisors, LLC 0.10% of their portfolio NEW ORLEANS, LA 375,845375.8k $22.3m $22.3m 0.10% Reduced -12.1k -12,105
9 NewSquare Capital LLC 1.46% of their portfolio NEWTOWN SQUARE, PA 362,617362.6k $21.5m $21.5m 1.46% Reduced -5.2k -5,217
10 Nilsine Partners, LLC 1.86% of their portfolio GREENWOOD VILLAGE, CO 348,722348.7k $20.7m $20.7m 1.86% Added +93.3k +93,338
11 Advisory Services Network, LLC 0.30% of their portfolio ATLANTA, GA 348,077348.1k $20.7m $20.7m 0.30% Reduced -3.0k -2,985
12 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 323,795323.8k $19.2m $19.2m 0.00% Reduced -5.2k -5,188
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 317,222317.2k $18.8m $18.8m 0.00% Reduced -466.7k -466,684
14 O'Dell Group, LLC 3.87% of their portfolio CINCINNATI, OH 303,770303.8k $18.0m $18.0m 3.87% Added +7.3k +7,320
15 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 287,635287.6k $17.1m $17.1m 0.02% Added +24.1k +24,076
16 D.A. DAVIDSON & CO. 0.10% of their portfolio GREAT FALLS, MT 256,472256.5k $15.2m $15.2m 0.10% Added +4.6k +4,591
17 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 218,857218.9k $13.0m $13.0m 0.02% Reduced -23.7k -23,660
18 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 199,216199.2k $11.9m $11.9m 0.02% Added +1.9k +1,865
19 BENJAMIN EDWARDS INC 0.13% of their portfolio Clayton, MO 190,358190.4k $11.3m $11.3m 0.13% Reduced -20.7k -20,693
20 Vestmark Advisory Solutions, Inc. 0.20% of their portfolio Wakefield, MA 180,388180.4k $10.7m $10.7m 0.20% Reduced -192.0k -192,024
21 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 179,498179.5k $10.7m $10.7m 0.03% Added +2.1k +2,098
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 166,962167.0k $9.9m $9.9m 0.00% Reduced -21.0k -21,005
23 Summit Financial, LLC 0.15% of their portfolio PARSIPPANY, NJ 164,551164.6k $9.8m $9.8m 0.15% Added +1.7k +1,738
24 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 133,991134.0k $8.0m $8.0m 0.01% Reduced -2.6k -2,636
25 DAYMARK WEALTH PARTNERS, LLC 0.27% of their portfolio CINCINNATI, OH 132,760132.8k $7.9m $7.9m 0.27% Added +78.9k +78,915
26 HARBOUR INVESTMENTS, INC. 0.18% of their portfolio MADISON, WI 131,624131.6k $7.8m $7.8m 0.18% Reduced -28.7k -28,749
27 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 127,103127.1k $7.5m $7.5m 0.02% Reduced -169.2k -169,234
28 TradeWell Securities, LLC. 2.94% of their portfolio Fort Wayne, IN 119,085119.1k $7.0m $7.0m 2.94% Added +12.3k +12,254
29 SFI Advisors, LLC 4.39% of their portfolio Montclair, NJ 116,140116.1k $6.9m $6.9m 4.39% Reduced -1.9k -1,857
30 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 113,905113.9k $6.8m $6.8m 0.01% Reduced -3.2k -3,157
31 WCG Wealth Advisors LLC 0.39% of their portfolio LAS VEGAS, NV 105,030105.0k $6.2m $6.2m 0.39% Reduced -11.2k -11,230
32 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 104,500104.5k $6.2m $6.2m 0.01% Added +21.1k +21,100
33 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 97,51897.5k $5.8m $5.8m 0.01% Reduced -4.8k -4,756
34 World Investment Advisors 0.12% of their portfolio LINCROFT, NJ 96,57496.6k $5.7m $5.7m 0.12% Added +6.9k +6,910
35 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 93,99894.0k $5.6m $5.6m 0.01% Reduced -94.4k -94,378
36 Monument Capital Management 1.32% of their portfolio ALEXANDRIA, VA 88,63988.6k $5.3m $5.3m 1.32% Reduced -6.9k -6,939
37 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 75,95676.0k $4.5m $4.5m 0.01% Reduced -15.5k -15,533
38 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 70,02070.0k $4.2m $4.2m 0.00% Added +1.7k +1,731
39 OPPENHEIMER & CO INC 0.05% of their portfolio NEW YORK, NY 66,61766.6k $4.0m $4.0m 0.05% Reduced -392 -392
40 CWM, LLC 0.01% of their portfolio OMAHA, NE 65,91565.9k $3.9m $3.9m 0.01% Added +1.7k +1,707
41 GREENUP STREET WEALTH MANAGEMENT LLC 0.57% of their portfolio OVERLAND PARK, KS 62,68962.7k $3.7m $3.7m 0.57% Added +1.1k +1,150
42 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 57,17057.2k $3.4m $3.4m 0.02% Reduced -7.4k -7,429
43 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 51,07151.1k $3.0m $3.0m 0.01% Added +3.8k +3,821
44 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,00050.0k $3.0m $3.0m 0.00% Reduced -58.7k -58,730
45 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 47,51447.5k $2.7m $2.7m 0.01% Added +23.8k +23,848
46 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 44,49244.5k $2.6m $2.6m 0.05% Added +4.4k +4,404
47 B. Riley Wealth Advisors, Inc. 0.12% of their portfolio MEMPHIS, TN 41,55041.5k $2.5m $2.5m 0.12% Reduced -1.8k -1,837
48 Proactive Wealth Strategies LLC 1.04% of their portfolio MARIETTA, GA 40,58940.6k $2.4m $2.4m 1.04% Reduced -184 -184
49 BRASS TAX WEALTH MANAGEMENT, INC 0.40% of their portfolio CINCINNATI, OH 40,47840.5k $2.4m $2.4m 0.40% Reduced -1.2k -1,196
50 Sigma Planning Corp 0.07% of their portfolio ANN ARBOR, MI 40,18740.2k $2.4m $2.4m 0.07% Added +31.7k +31,734
51 Choice Wealth Advisors LLC 1.02% of their portfolio WATERVILLE, ME 40,14140.1k $2.4m $2.4m 1.02% Reduced -460 -460
52 TriaGen Wealth Management LLC 0.61% of their portfolio Calabasas, CA 39,38339.4k $2.3m $2.3m 0.61% Reduced -878 -878
53 Transamerica Financial Advisors, LLC 0.19% of their portfolio CEDAR RAPIDS, IA 38,79238.8k $2.3m $2.3m 0.19% Reduced -2.4k -2,375
54 Western Wealth Management, LLC 0.12% of their portfolio GOLDEN, CO 37,86037.9k $2.2m $2.2m 0.12% Reduced -131 -131
55 Plotkin Financial Advisors, LLC 0.99% of their portfolio CHEVY CHASE, MD 33,73333.7k $2.0m $2.0m 0.99% Reduced -83 -83
56 Genesee Capital Advisors, LLC 0.86% of their portfolio AUBURN, NY 33,34433.3k $2.0m $2.0m 0.86% Added +130 +130
57 Garden State Investment Advisory Services LLC 0.50% of their portfolio Red Bank, NJ 33,30833.3k $2.0m $2.0m 0.50% Reduced -2.0k -2,009
58 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 32,29332.3k $1.9m $1.9m 0.00% Added +3.5k +3,548
59 Pacific Sun Financial Corp 0.90% of their portfolio LOS ANGELES, CA 31,42531.4k $1.9m $1.9m 0.90% Reduced -1.2k -1,205
60 StoneX Group Inc. 0.08% of their portfolio NEW YORK, NY 31,32731.3k $1.9m $1.9m 0.08% Reduced -1.0k -1,044
61 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 31,31331.3k $1.9m $1.9m 0.03% Added +1 +1
62 1858 WEALTH MANAGEMENT, LLC 1.29% of their portfolio AKRON, OH 30,86330.9k $1.8m $1.8m 1.29% Added +11.6k +11,580
63 HARMONY ASSET MANAGEMENT LLC 0.62% of their portfolio SCOTTSDALE, AZ 30,41530.4k $1.8m $1.8m 0.62% Reduced -11.5k -11,539
64 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 30,36230.4k $1.8m $1.8m 0.04% Added +1.3k +1,349
65 Cyndeo Wealth Partners, LLC 0.10% of their portfolio ST. PETERSBURG, FL 29,33729.3k $1.7m $1.7m 0.10% Reduced -971 -971
66 NAVELLIER & ASSOCIATES INC 0.17% of their portfolio Reno, NV 28,56528.6k $1.7m $1.7m 0.17% New
67 Crumly & Associates Inc. 0.35% of their portfolio SPRINGFIELD, IL 27,29427.3k $1.6m $1.6m 0.35% Reduced -1.0k -1,030
68 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.12% of their portfolio ORLANDO, FL 26,00126.0k $1.5m $1.5m 0.12% Unchanged
69 Schrum Private Wealth Management LLC 1.12% of their portfolio ST. AUGUSTINE, FL 25,71825.7k $1.5m $1.5m 1.12% Unchanged
70 Quantum Portfolio Management LLC 0.45% of their portfolio NEW YORK, NY 25,65625.7k $1.5m $1.5m 0.45% Added +11.7k +11,704
71 Wagner Wealth Management, LLC 0.35% of their portfolio GREENVILLE, SC 25,16725.2k $1.5m $1.5m 0.35% Reduced -170 -170
72 Certified Advisory Corp 0.14% of their portfolio ALTAMONTE SPRINGS, FL 24,31724.3k $1.4m $1.4m 0.14% Reduced -285 -285
73 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 24,10724.1k $1.4m $1.4m 0.04% Reduced -905 -905
74 Jacobi Capital Management LLC 0.09% of their portfolio PITTSTON, PA 23,56723.6k $1.4m $1.4m 0.09% Reduced -811 -811
75 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 23,31523.3k $1.4m $1.4m 0.00% New
76 Davis Investment Partners, LLC 0.47% of their portfolio CHARLOTTE, NC 23,23523.2k $1.4m $1.4m 0.47% Added +612 +612
77 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 23,06923.1k $1.4m $1.4m 0.02% Reduced -24 -24
78 Ballew Advisors, Inc 0.71% of their portfolio Jackson, MS 21,72721.7k $1.3m $1.3m 0.71% Added +901 +901
79 HFG Advisors, Inc. 0.93% of their portfolio CINCINATTI, OH 21,33221.3k $1.3m $1.3m 0.93% Added +66 +66
80 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,54720.5k $1.2m $1.2m 0.00% Added +6.4k +6,392
81 Regal Investment Advisors LLC 0.07% of their portfolio KENTWOOD, MI 19,15519.2k $1.1m $1.1m 0.07% Unchanged
82 TRUST CO OF OKLAHOMA 0.33% of their portfolio TULSA, OK 18,94218.9k $1.1m $1.1m 0.33% Added +13.7k +13,659
83 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 18,68418.7k $1.1m $1.1m 0.01% Reduced -10 -10
84 Montis Financial, LLC 0.25% of their portfolio WALTHAM, MA 18,59018.6k $1.1m $1.1m 0.25% Reduced -3.6k -3,598
85 Koshinski Asset Management, Inc. 0.07% of their portfolio DECATUR, IL 18,46418.5k $1.1m $1.1m 0.07% Reduced -1.3k -1,269
86 Apeiron RIA LLC 0.24% of their portfolio Dallas, TX 18,23618.2k $1.1m $1.1m 0.24% Reduced -975 -975
87 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 18,06218.1k $1.1m $1.1m 0.02% Added +72 +72
88 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 17,50417.5k $1.0m $1.0m 0.01% Added +2.8k +2,769
89 COMERICA BANK 0.00% of their portfolio DALLAS, TX 15,57815.6k $925.2k $925.2k 0.00% Reduced -312 -312
90 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 15,37615.4k $913.2k $913.2k 0.01% Reduced -351 -351
91 GPS Wealth Strategies Group, LLC 0.09% of their portfolio CENTENNIAL, CO 15,09715.1k $896.6k $896.6k 0.09% Added +2.6k +2,568
92 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 14,82014.8k $879.6k $879.6k 0.00% Added +5.9k +5,895
93 Vishria Bird Financial Group, LLC 0.17% of their portfolio MEMPHIS, TN 14,47514.5k $859.7k $859.7k 0.17% Unchanged
94 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 14,35614.4k $852.6k $852.6k 0.06% Reduced -1.4k -1,449
95 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 14,03914.0k $833.8k $833.8k 0.01% Unchanged
96 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 13,91313.9k $826.3k $826.3k 0.02% Added +3.2k +3,163
97 Tudor Financial Inc. 0.43% of their portfolio DAYTON, OH 13,49413.5k $801.4k $801.4k 0.43% Added +62 +62
98 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 13,31513.3k $790.8k $790.8k 0.01% Reduced -11.5k -11,499
99 CX Institutional 0.02% of their portfolio AUBURN, IN 13,13913.1k $780.0k $780.0k 0.02% Added +8.6k +8,554
100 KKM Financial LLC 0.24% of their portfolio CHICAGO, IL 13,10113.1k $778.1k $778.1k 0.24% Added +192 +192