Vault-13

FIRST TR EXCHANGE TRADED FD FXN

ENERGY ALPHADX · ETP · CUSIP 33734X127

127 institutional holders +3 vs Q3 2024
14,480,59014.5m shares reported held*
$236.7mreported value*
9 new 35 added 48 reduced 16 sold out net sold ≈ $22.7m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.35.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 167Q4 22: 189Q1 23: 166Q2 23: 150Q3 23: 156Q4 23: 154Q1 24: 145Q2 24: 135Q3 24: 124Q4 24: 127127Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022167
Q4 2022189
Q1 2023166
Q2 2023150
Q3 2023156
Q4 2023154
Q1 2024145
Q2 2024135
Q3 2024124
Q4 2024127

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 57 bought or addedQ1 23: 132 cut or sold outQ2 23: 54 bought or addedQ2 23: 107 cut or sold outQ2 23Q3 23: 69 bought or addedQ3 23: 79 cut or sold outQ4 23: 67 bought or addedQ4 23: 84 cut or sold outQ4 23Q1 24: 59 bought or addedQ1 24: 90 cut or sold outQ2 24: 53 bought or addedQ2 24: 85 cut or sold outQ2 24Q3 24: 37 bought or addedQ3 24: 85 cut or sold outQ4 24: 44 bought or addedQ4 24: 64 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202357132
Q2 202354107
Q3 20236979
Q4 20236784
Q1 20245990
Q2 20245385
Q3 20243785
Q4 20244464

Biggest buyers

Independent Advisor Alliance New +182,778+182.8k
JANE STREET GROUP, LLC New +101,318+101.3k
Kestra Advisory Services, LLC Added +51,674+51.7k
CITADEL ADVISORS LLC Added +43,117+43.1k
OneAscent Financial Services LLC New +42,434+42.4k
OSAIC HOLDINGS, INC. Added +35,372+35.4k
Cambridge Investment Research Advisors, Inc. Added +32,184+32.2k
PCG Wealth Advisors, LLC Added +30,500+30.5k
Stratos Wealth Partners, LTD. Added +28,529+28.5k
BANK OF AMERICA CORP /DE/ Added +27,737+27.7k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -544,842-544.8k
LPL Financial LLC Reduced -468,528-468.5k
MORGAN STANLEY Reduced -233,906-233.9k
TUDOR INVESTMENT CORP ET AL Sold out -97,197-97.2k
Janney Montgomery Scott LLC Reduced -92,960-93.0k
STIFEL FINANCIAL CORP Reduced -60,178-60.2k
GTS SECURITIES LLC Sold out -49,062-49.1k
WELLS FARGO & COMPANY/MN Reduced -48,007-48.0k
BNP PARIBAS FINANCIAL MARKETS Reduced -46,735-46.7k
HRT FINANCIAL LP Reduced -30,705-30.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +1.7 pts · filed 2026-10-27 5.2% +1.7 pts 841.3k≈ $17.0m 2026-10-27

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,667,8272.7m $43.6m $43.6m 0.00% Reduced -233.9k -233,906
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 2,055,7612.1m $33.6m $33.6m 0.01% Reduced -48.0k -48,007
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,790,7721.8m $29.3m $29.3m 0.01% Reduced -468.5k -468,528
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 976,636976.6k $16.0m $16.0m 0.00% Reduced -15.9k -15,908
5 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 711,683711.7k $11.6m $11.6m 0.00% First filing
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 590,174590.2k $9.6m $9.6m 0.00% Added +27.7k +27,737
7 Avestar Capital, LLC 0.54% of their portfolio New York, NY 362,115362.1k $5.9m $5.9m 0.54% Added +20.7k +20,722
8 PCG Wealth Advisors, LLC 1.94% of their portfolio OVERLAND PARK, KS 320,815320.8k $5.2m $5.2m 1.94% Added +30.5k +30,500
9 Vestmark Advisory Solutions, Inc. 0.18% of their portfolio Wakefield, MA 314,373314.4k $5.1m $5.1m 0.18% Added +2.6k +2,616
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 313,528313.5k $5.1m $5.1m 0.00% Reduced -4.8k -4,796
11 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 277,756277.8k $4.5m $4.5m 0.02% Added +32.2k +32,184
12 Crumly & Associates Inc. 1.02% of their portfolio SPRINGFIELD, IL 229,609229.6k $3.8m $3.8m 1.02% Reduced -28.0k -27,980
13 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 215,747215.7k $3.5m $3.5m 0.01% Added +1.5k +1,454
14 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 201,265201.3k $3.3m $3.3m 0.00% Reduced -46.7k -46,735
15 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 190,316190.3k $3.1m $3.1m 0.03% Reduced -9.9k -9,912
16 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 190,284190.3k $3.1m $3.1m 0.00% Added +43.1k +43,117
17 Independent Advisor Alliance 0.04% of their portfolio CHARLOTTE, NC 182,778182.8k $3.0m $3.0m 0.04% New
18 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 164,592164.6k $2.7m $2.7m 0.01% Added +35.4k +35,372
19 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 159,496159.5k $2.6m $2.6m 0.00% Reduced -3.0k -3,023
20 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 146,393146.4k $2.4m $2.4m 0.01% Reduced -11.1k -11,075
21 TAP Consulting, LLC 0.46% of their portfolio KIRKWOOD, MO 137,939137.9k $2.3m $2.3m 0.46% Added +2.3k +2,328
22 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 125,681125.7k $2.1m $2.1m 0.03% Added +28.5k +28,529
23 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 102,618102.6k $1.7m $1.7m 0.00% Added +2.1k +2,056
24 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 102,203102.2k $1.7m $1.7m 0.01% Reduced -24.2k -24,230
25 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 101,318101.3k $1.7m $1.7m 0.00% New
26 Marshall & Sterling Wealth Advisors Inc. 1.09% of their portfolio POUGHKEEPSIE, NY 96,51096.5k $1.6m $1.6m 1.09% First filing
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 95,95196.0k $1.6m $1.6m 0.00% Reduced -60.2k -60,178
28 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 89,29789.3k $1.5m $1.5m 0.00% Reduced -93.0k -92,960
29 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 86,46286.5k $1.4m $1.4m 0.00% Reduced -544.8k -544,842
30 Moment Partners, LLC 0.26% of their portfolio SAN FRANCISCO, CA 83,44583.4k $1.4m $1.4m 0.26% First filing
31 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 76,51876.5k $1.3m $1.3m 0.01% Added +51.7k +51,674
32 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 72,93872.9k $1.2m $1.2m 0.02% Added +19.5k +19,527
33 BENJAMIN EDWARDS INC 0.02% of their portfolio Clayton, MO 66,45666.5k $1.1m $1.1m 0.02% Added +1.8k +1,802
34 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 64,47764.5k $1.1m $1.1m 0.01% Reduced -705 -705
35 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 49,08749.1k $802.1k $802.1k 0.02% Added +1.1k +1,067
36 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 44,13444.1k $768.0k $768.0k 0.00% Added +725 +725
37 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 42,52542.5k $694.9k $694.9k 0.00% Reduced -3.5k -3,463
38 Gateway Wealth Partners, LLC 0.18% of their portfolio APPLETON, WI 42,49042.5k $694.3k $694.3k 0.18% Reduced -1.5k -1,505
39 OneAscent Financial Services LLC 0.06% of their portfolio BIRMINGHAM, AL 42,43442.4k $693.0k $693.0k 0.06% New
40 Kesler, Norman & Wride, LLC 0.15% of their portfolio OGDEN, UT 42,12142.1k $688.3k $688.3k 0.15% Unchanged
41 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 42,09742.1k $687.9k $687.9k 0.00% Added +1.5k +1,477
42 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 40,24240.2k $657.6k $657.6k 0.02% Reduced -580 -580
43 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 38,73338.7k $632.9k $632.9k 0.00% Added +7.4k +7,381
44 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 36,21036.2k $591.7k $591.7k 0.03% Added +9.0k +9,041
45 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 33,35433.4k $545.0k $545.0k 0.00% Reduced -1.2k -1,211
46 Midwest Financial Network, LLC 0.54% of their portfolio TINLEY PARK, IL 31,90931.9k $521.4k $521.4k 0.54% First filing
47 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 31,90631.9k $521.4k $521.4k 0.00% Added +5.3k +5,341
48 TWO SIGMA SECURITIES, LLC 0.09% of their portfolio NEW YORK, NY 30,47430.5k $497.9k $497.9k 0.09% Reduced -13.5k -13,493
49 JBR Co Financial Management Inc 0.29% of their portfolio ARDMORE, OK 29,60929.6k $483.8k $483.8k 0.29% Added +355 +355
50 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 28,11728.1k $459.4k $459.4k 0.00% Added +6.3k +6,345
51 Nova Wealth Management, Inc. 0.35% of their portfolio BONITA SPRINGS, FL 24,79124.8k $405.1k $405.1k 0.35% First filing
52 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 23,47223.5k $384.0k $384.0k 0.02% Added +1.4k +1,441
53 Global Assets Advisory, LLC 0.21% of their portfolio ORLANDO, FL 23,06523.1k $384.5k $384.5k 0.21% Reduced -584 -584
54 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 22,60222.6k $369.3k $369.3k 0.00% Reduced -1.3k -1,311
55 COTTONWOOD CAPITAL ADVISORS, LLC 0.25% of their portfolio SALT LAKE CITY, UT 21,32221.3k $348.4k $348.4k 0.25% Unchanged
56 SignalPoint Asset Management, LLC 0.08% of their portfolio SPRINGFIELD, MO 20,49320.5k $334.9k $334.9k 0.08% Reduced -956 -956
57 1776 Wealth LLC 0.15% of their portfolio ATLANTA, GA 20,10020.1k $328.4k $328.4k 0.15% Unchanged
58 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 17,37617.4k $283.9k $283.9k 0.00% Reduced -16.1k -16,089
59 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 16,79016.8k $274.3k $274.3k 0.01% Added +176 +176
60 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 16,09816.1k $263.0k $263.0k 0.00% Reduced -20.9k -20,860
61 Prosperity Financial Group, Inc. 0.13% of their portfolio San Ramon, CA 16,05716.1k $262.4k $262.4k 0.13% Added +83 +83
62 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 15,55515.6k $254.2k $254.2k 0.00% Added +156 +156
63 Bison Wealth, LLC 0.03% of their portfolio ATLANTA, GA 14,98415.0k $244.8k $244.8k 0.03% First filing
64 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 14,93614.9k $244.0k $244.0k 0.00% Reduced -30.7k -30,705
65 Waterfront Wealth Inc. 0.06% of their portfolio OVERLAND PARK, KS 14,63514.6k $239.1k $239.1k 0.06% Reduced -4.6k -4,570
66 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 14,44014.4k $235.9k $235.9k 0.00% Reduced -3.7k -3,696
67 HFG Advisors, Inc. 0.20% of their portfolio CINCINATTI, OH 14,24014.2k $232.7k $232.7k 0.20% Reduced -2.9k -2,939
68 REAP Financial Group, LLC 0.05% of their portfolio AUSTIN, TX 13,22713.2k $216.1k $216.1k 0.05% Added +34 +34
69 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 12,73212.7k $208.0k $208.0k 0.01% Reduced -3.9k -3,876
70 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 12,54012.5k $204.9k $204.9k 0.01% Reduced -391 -391
71 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 12,35312.4k $201.8k $201.8k 0.00% Reduced -4.1k -4,053
72 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 11,19511.2k $188.2k $188.2k 0.00% Added +690 +690
73 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,94810.9k $178.9k $178.9k 0.00% Reduced -9.4k -9,441
74 SILVER OAK SECURITIES, INCORPORATED 0.02% of their portfolio JACKSON, TN 10,91910.9k $176.4k $176.4k 0.02% Added +47 +47
75 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 10,76710.8k $175.9k $175.9k 0.00% New
76 WEALTH EFFECTS LLC 0.06% of their portfolio BOSTON, MA 10,50010.5k $171.6k $171.6k 0.06% Unchanged
77 PFG Advisors 0.01% of their portfolio Phoenix, AZ 10,42010.4k $170.3k $170.3k 0.01% Reduced -118 -118
78 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 9,4439.4k $154.3k $154.3k 0.00% Reduced -172 -172
79 COMERICA BANK 0.00% of their portfolio DALLAS, TX 7,5437.5k $123.3k $123.3k 0.00% Reduced -275 -275
80 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 7,3077.3k $119.4k $119.4k 0.00% Added +469 +469
81 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 5,4765.5k $89.5k $89.5k 0.00% Added +1.0k +1,040
82 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 5,2915.3k $86.5k $86.5k 0.00% Added +1.6k +1,604
83 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,8554.9k $79.0k $79.0k 0.00% Reduced -65 -65
84 Coppell Advisory Solutions LLC 0.01% of their portfolio COPPELL, TX 4,6494.6k $75.1k $75.1k 0.01% Reduced -632 -632
85 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 3,3993.4k $55.5k $55.5k 0.00% Reduced -122 -122
86 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 2,9272.9k $47.8k $47.8k 0.00% Reduced -171 -171
87 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 2,7592.8k $44.6k $44.6k 0.00% Unchanged
88 Topsail Wealth Management, LLC 0.01% of their portfolio CHARLOTTE, NC 2,6002.6k $42.5k $42.5k 0.01% First filing
89 MCF Advisors LLC 0.00% of their portfolio LEXINGTON, KY 2,5002.5k $40.9k $40.9k 0.00% Unchanged
90 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 2,1052.1k $34.4k $34.4k 0.00% Unchanged
91 MTM Investment Management, LLC 0.01% of their portfolio SPARTANBURG, SC 2,0442.0k $33.4k $33.4k 0.01% Unchanged
92 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 2,0002.0k $32.7k $32.7k 0.00% New
93 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,8851.9k $30.8k $30.8k 0.00% Reduced -4.5k -4,536
94 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 1,6181.6k $26.4k $26.4k 0.00% Added +3 +3
95 Golden State Wealth Management, LLC 0.00% of their portfolio SANTA ANA, CA 1,5031.5k $24.6k $24.6k 0.00% First filing
96 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 1,3921.4k $22.7k $22.7k 0.00% Added +1.4k +1,362
97 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,2001.2k $19.6k $19.6k 0.00% Added +1.2k +1,200
98 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 1,1001.1k $18.0k $18.0k 0.01% Unchanged
99 Transce3nd, LLC 0.01% of their portfolio BUDA, TX 1,0551.1k $17.2k $17.2k 0.01% First filing
100 Mechanics Financial Corp 0.01% of their portfolio Mansfield, OH 1,0041.0k $16.4k $16.4k 0.01% Unchanged