Vault-13

FIRST TR EXCHANGE TRADED FD FXN

ENERGY ALPHADX · ETP · CUSIP 33734X127

189 institutional holders +22 vs Q3 2022
95,305,10795.3m shares reported held*
$1.6bnreported value*
26 new 83 added 57 reduced 14 sold out net bought ≈ $111.8m (+6.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $16.97. Options: 2 managers hold calls ($179.4k notional), 1 hold puts ($0).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 167Q4 22: 189189Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022167
Q4 2022189

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ3 22 calls: $3.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $179.4kQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$3.0k$00.00
Q4 2022$179.4k$00.00

Biggest buyers

FIRST TRUST ADVISORS LP Added +2,064,574+2.1m
LPL Financial LLC Added +1,200,191+1.2m
AE Wealth Management LLC Added +755,929+755.9k
WELLS FARGO & COMPANY/MN Added +656,729+656.7k
MORGAN STANLEY Added +594,581+594.6k
ROYAL BANK OF CANADA Added +349,126+349.1k
RAYMOND JAMES & ASSOCIATES Added +218,019+218.0k
OSAIC HOLDINGS, INC. Added +205,533+205.5k
Private Advisor Group, LLC Added +199,207+199.2k
STIFEL FINANCIAL CORP Added +199,025+199.0k

Biggest sellers

NewSquare Capital LLC Reduced -655,123-655.1k
CWM, LLC Reduced -526,639-526.6k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -174,643-174.6k
Andesa Financial Management Inc. Reduced -166,010-166.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -124,523-124.5k
Qube Research & Technologies Ltd Reduced -95,978-96.0k
Kestra Advisory Services, LLC Reduced -93,406-93.4k
Brookstone Capital Management Sold out -71,104-71.1k
JANE STREET GROUP, LLC Sold out -70,725-70.7k
Csenge Advisory Group Reduced -66,547-66.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $179.4k10.5k shares
Cutler Group LLC / CA Reduced $01.6k shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +1.7 pts · filed 2026-10-27 5.2% +1.7 pts 841.3k≈ $17.0m 2026-10-27

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.84% of their portfolio Wheaton, IL 41,561,57841.6m $710.3m $710.3m 0.84% Added +2.1m +2,064,574
2 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 7,904,7147.9m $135.1m $135.1m 0.04% Added +656.7k +656,729
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 7,332,9637.3m $125.3m $125.3m 0.01% Added +594.6k +594,581
4 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 3,518,6013.5m $60.1m $60.1m 0.05% Added +1.2m +1,200,191
5 Raymond James Financial Services Advisors, Inc. 0.10% of their portfolio ST. PETERSBURG, FL 2,803,4542.8m $47.9m $47.9m 0.10% Added +108.8k +108,835
6 UBS Group AG 0.02% of their portfolio ZURICH, V8 2,392,0702.4m $40.9m $40.9m 0.02% Added +159.2k +159,229
7 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 2,065,6662.1m $35.3m $35.3m 0.03% Added +218.0k +218,019
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,631,4511.6m $27.9m $27.9m 0.00% Reduced -46.9k -46,920
9 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,360,3411.4m $23.2m $23.2m 0.01% Added +349.1k +349,126
10 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,338,6481.3m $22.9m $22.9m 0.01% Added +136.5k +136,466
11 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 1,150,8441.2m $19.7m $19.7m 0.05% Reduced -7.2k -7,200
12 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 1,077,6851.1m $18.4m $18.4m 0.04% Added +133.2k +133,151
13 O'Dell Group, LLC 6.04% of their portfolio CINCINNATI, OH 999,113999.1k $17.1m $17.1m 6.04% Added +20.7k +20,667
14 Virtue Capital Management, LLC 2.41% of their portfolio BRENTWOOD, TN 924,537924.5k $15.8m $15.8m 2.41% Added +17.5k +17,477
15 NewEdge Advisors, LLC 0.09% of their portfolio NEW ORLEANS, LA 878,137878.1k $3.6m $3.6m 0.09% Added +141.6k +141,610
16 AE Wealth Management LLC 0.11% of their portfolio TOPEKA, KS 860,498860.5k $14.7m $14.7m 0.11% Added +755.9k +755,929
17 Private Advisor Group, LLC 0.42% of their portfolio MORRISTOWN, NJ 818,498818.5k $14.0m $14.0m 0.42% Added +199.2k +199,207
18 D.A. DAVIDSON & CO. 0.16% of their portfolio GREAT FALLS, MT 805,942805.9k $13.8m $13.8m 0.16% Reduced -9.4k -9,352
19 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 766,172766.2k $13.1m $13.1m 0.03% Added +205.5k +205,533
20 BENJAMIN F. EDWARDS & COMPANY, INC. 0.53% of their portfolio ST. LOUIS, MO 691,700691.7k $11.8m $11.8m 0.53% Reduced -174.6k -174,643
21 Good Life Advisors, LLC 1.58% of their portfolio READING, PA 670,278670.3k $11.5m $11.5m 1.58% Added +7.8k +7,804
22 Advisory Services Network, LLC 0.28% of their portfolio ATLANTA, GA 542,203542.2k $9.3m $9.3m 0.28% Added +13.8k +13,777
23 WCG Wealth Advisors LLC 1.27% of their portfolio LAS VEGAS, NV 540,842540.8k $9.2m $9.2m 1.27% Added +38.4k +38,409
24 StoneX Group Inc. 1.06% of their portfolio NEW YORK, NY 521,401521.4k $8.9m $8.9m 1.06% Added +20.8k +20,840
25 Prosperity Financial Group, Inc. 9.33% of their portfolio San Ramon, CA 505,931505.9k $8.6m $8.6m 9.33% First filing
26 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 427,114427.1k $7.3m $7.3m 0.01% Added +199.0k +199,025
27 Cyndeo Wealth Partners, LLC 0.85% of their portfolio ST. PETERSBURG, FL 424,104424.1k $7.2m $7.2m 0.85% First filing
28 Crumly & Associates Inc. 2.68% of their portfolio SPRINGFIELD, IL 415,880415.9k $7.1m $7.1m 2.68% Added +30.1k +30,115
29 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 405,354405.4k $6.9m $6.9m 0.04% Added +95.8k +95,794
30 Csenge Advisory Group 0.53% of their portfolio CLEARWATER, FL 400,161400.2k $6.8m $6.8m 0.53% Reduced -66.5k -66,547
31 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 398,221398.2k $6.8m $6.8m 0.01% Reduced -24.7k -24,679
32 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 366,941366.9k $6.3m $6.3m 0.02% Added +78.2k +78,157
33 NewSquare Capital LLC 0.71% of their portfolio NEWTOWN SQUARE, PA 333,625333.6k $5.7m $5.7m 0.71% Reduced -655.1k -655,123
34 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 314,962315.0k $5.4m $5.4m 0.05% Added +181.2k +181,248
35 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 292,643292.6k $5.0m $5.0m 0.01% Reduced -31.1k -31,107
36 FOCUS Wealth Advisors, LLC 3.42% of their portfolio HOUSTON, TX 289,386289.4k $4.9m $4.9m 3.42% Reduced -8.9k -8,873
37 Integrated Wealth Concepts LLC 0.13% of their portfolio WALTHAM, MA 272,913272.9k $4.7m $4.7m 0.13% Reduced -8.7k -8,651
38 Financial Enhancement Group LLC 0.86% of their portfolio ANDERSON, IN 268,297268.3k $4.5m $4.5m 0.86% Added +30.9k +30,889
39 Sigma Planning Corp 0.16% of their portfolio ANN ARBOR, MI 263,632263.6k $4.5m $4.5m 0.16% Added +73.3k +73,307
40 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 255,169255.2k $4.4m $4.4m 0.04% Reduced -93.4k -93,406
41 CWM, LLC 0.03% of their portfolio OMAHA, NE 233,068233.1k $4.0m $4.0m 0.03% Reduced -526.6k -526,639
42 Paragon Private Wealth Management, LLC 3.28% of their portfolio LEXINGTON, KY 212,962213.0k $3.6m $3.6m 3.28% Added +15.1k +15,133
43 STEPHENS INC /AR/ 0.07% of their portfolio LITTLE ROCK, AR 206,077206.1k $3.5m $3.5m 0.07% Reduced -26.6k -26,612
44 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 186,376186.4k $3.2m $3.2m 0.03% Added +48.4k +48,390
45 IFP Advisors, Inc 0.10% of their portfolio TAMPA, FL 184,629184.6k $3.6m $3.6m 0.10% Added +17.5k +17,461
46 Prospera Financial Services Inc 0.16% of their portfolio Dallas, TX 183,738183.7k $3.1m $3.1m 0.16% Reduced -572 -572
47 Tower Research Capital LLC (TRC) 0.12% of their portfolio NEW YORK, NY 169,241169.2k $2.9m $2.9m 0.12% Added +112.9k +112,900
48 Mariner, LLC 0.01% of their portfolio Overland Park, KS 147,488147.5k $2.5m $2.5m 0.01% New
49 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 144,297144.3k $2.5m $2.5m 0.03% Added +39.0k +39,031
50 PCG Wealth Advisors, LLC 1.55% of their portfolio OVERLAND PARK, KS 142,998143.0k $2.4m $2.4m 1.55% New
51 Savior LLC 2.13% of their portfolio WELLESLEY HILLS, MA 139,658139.7k $2.4m $2.4m 2.13% Reduced -1.7k -1,724
52 Trinity Wealth Management, LLC 1.66% of their portfolio BERWYN, PA 136,430136.4k $2.3m $2.3m 1.66% Added +834 +834
53 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 131,769131.8k $2.3m $2.3m 0.00% Added +46.0k +46,047
54 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 122,320122.3k $2.1m $2.1m 0.00% Reduced -16.7k -16,656
55 Visionary Wealth Advisors 0.19% of their portfolio O'FALLON, IL 122,248122.2k $2.1m $2.1m 0.19% New
56 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 121,717121.7k $2.1m $2.1m 0.03% Reduced -24.3k -24,297
57 Geneos Wealth Management Inc. 0.12% of their portfolio ENGLEWOOD, CO 115,480115.5k $2.0m $2.0m 0.12% Reduced -1.1k -1,107
58 RiverTree Advisors, LLC 1.55% of their portfolio WINTER PARK, FL 110,323110.3k $1.9m $1.9m 1.55% Reduced -21.6k -21,599
59 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 102,111102.1k $1.7m $1.7m 0.01% Reduced -96.0k -95,978
60 Gladstone Institutional Advisory LLC 0.12% of their portfolio Bedminster, NJ 98,13298.1k $1.7m $1.7m 0.12% Added +85.6k +85,596
61 Snowden Capital Advisors LLC 0.07% of their portfolio New York, NY 95,92995.9k $1.6m $1.6m 0.07% Added +37.4k +37,406
62 KESTRA PRIVATE WEALTH SERVICES, LLC 0.08% of their portfolio AUSTIN, TX 94,29194.3k $1.6m $1.6m 0.08% Added +17.9k +17,875
63 Vestmark Advisory Solutions, Inc. 0.08% of their portfolio Wakefield, MA 93,59993.6k $1.6m $1.6m 0.08% Added +37.2k +37,182
64 Transamerica Financial Advisors, LLC 0.23% of their portfolio CEDAR RAPIDS, IA 93,15493.2k $1.6m $1.6m 0.23% Reduced -56.9k -56,939
65 CoreCap Advisors, LLC 0.11% of their portfolio SOUTHFIELD, MI 93,00993.0k $1.6m $1.6m 0.11% Added +24.1k +24,124
66 WORLD EQUITY GROUP, INC. 0.36% of their portfolio SCHAUMBURG, IL 89,80089.8k $1.5m $1.5m 0.36% New
67 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 89,23289.2k $1.5m $1.5m 0.03% Added +10.7k +10,692
68 Gateway Advisory, LLC 0.38% of their portfolio WESTFIELD, NJ 86,67686.7k $1.5m $1.5m 0.38% New
69 INDEPENDENT FINANCIAL GROUP, LLC 0.12% of their portfolio SAN DIEGO, CA 80,28480.3k $1.4m $1.4m 0.12% Reduced -8.7k -8,724
70 Merit Financial Group, LLC 0.05% of their portfolio ALPHARETTA, GA 79,35079.3k $1.4m $1.4m 0.05% Reduced -3.0k -3,037
71 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 71,80971.8k $1.2m $1.2m 0.07% Added +14.4k +14,416
72 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 67,53867.5k $1.2m $1.2m 0.02% Added +12.7k +12,749
73 Claraphi Advisory Network, LLC 0.46% of their portfolio ALISO VIEJO, X1 67,40467.4k $1.2m $1.2m 0.46% Added +32.6k +32,601
74 Concentrum Wealth Management 1.01% of their portfolio SAN JOSE, CA 66,38866.4k $1.1m $1.1m 1.01% Added +448 +448
75 Ashton Thomas Private Wealth, LLC 0.10% of their portfolio SCOTTSDALE, AZ 59,91859.9k $1.0m $1.0m 0.10% Added +29.4k +29,410
76 Andesa Financial Management Inc. 0.56% of their portfolio ALLENTOWN, PA 59,70059.7k $1.0m $1.0m 0.56% Reduced -166.0k -166,010
77 Kesler, Norman & Wride, LLC 0.26% of their portfolio OGDEN, UT 58,36958.4k $997.5k $997.5k 0.26% Added +13.9k +13,865
78 IAMS WEALTH MANAGEMENT, LLC 1.00% of their portfolio OMAHA, NE 57,74757.7k $986.9k $986.9k 1.00% First filing
79 TriaGen Wealth Management LLC 0.55% of their portfolio Calabasas, CA 57,52757.5k $983.1k $983.1k 0.55% Reduced -490 -490
80 WMG Financial Advisors, LLC 0.77% of their portfolio Knoxville, TN 53,18053.2k $908.8k $908.8k 0.77% Added +12.5k +12,454
81 Coppell Advisory Solutions LLC 0.31% of their portfolio COPPELL, TX 53,16053.2k $908.5k $908.5k 0.31% First filing
82 Coppell Advisory Solutions Corp. 0.31% of their portfolio COPPELL, TX 53,16053.2k $908.5k $908.5k 0.31% First filing
83 Financial Advocates Investment Management 0.06% of their portfolio OLYMPIA, WA 50,30450.3k $859.7k $859.7k 0.06% Added +20.9k +20,950
84 SPC Financial, Inc. 0.10% of their portfolio ROCKVILLE, MD 49,30249.3k $842.6k $842.6k 0.10% Reduced -631 -631
85 Gateway Wealth Partners, LLC 0.14% of their portfolio APPLETON, WI 48,82748.8k $834.5k $834.5k 0.14% First filing
86 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 48,76348.8k $833.4k $833.4k 0.02% Reduced -195 -195
87 HFG Advisors, Inc. 0.98% of their portfolio CINCINATTI, OH 48,70548.7k $832.4k $832.4k 0.98% Reduced -2.4k -2,413
88 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 47,20047.2k $806.7k $806.7k 0.02% Reduced -81 -81
89 CENTAURUS FINANCIAL, INC. 0.08% of their portfolio ANAHEIM, CA 47,08047.1k $805.0k $805.0k 0.08% Reduced -15.6k -15,614
90 Apollon Wealth Management, LLC 0.05% of their portfolio MOUNT PLEASANT, SC 44,90544.9k $767.4k $767.4k 0.05% Reduced -794 -794
91 MinichMacGregor Wealth Management, LLC 0.27% of their portfolio Saratoga Springs, NY 43,58243.6k $744.8k $744.8k 0.27% Reduced -346 -346
92 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 42,85242.9k $729.0k $729.0k 0.00% Added +3.6k +3,647
93 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 42,44842.4k $725.4k $725.4k 0.03% Added +13.6k +13,591
94 Sterling Manor Financial, LLC 0.74% of their portfolio Saratoga Springs, NY 39,01039.0k $666.7k $666.7k 0.74% New
95 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 38,99439.0k $666.0k $666.0k 0.00% Added +10.9k +10,941
96 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 38,85138.9k $664.0k $664.0k 0.00% New
97 Private Advisory Group LLC 0.14% of their portfolio REDMOND, WA 38,35538.4k $655.5k $655.5k 0.14% New
98 IHT Wealth Management, LLC 0.04% of their portfolio Chicago, IL 36,76036.8k $628.2k $628.2k 0.04% Added +11.1k +11,060
99 Leelyn Smith, LLC 0.16% of their portfolio GENEVA, IL 34,93434.9k $597.0k $597.0k 0.16% Added +4.4k +4,361
100 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 34,15734.2k $583.7k $583.7k 0.00% Added +561 +561