FIRST TR EXCHANGE TRADED FD FXN
ENERGY ALPHADX · ETP · CUSIP 33734X127
167
institutional holders
87.6m
shares reported held*
$1.4bnreported value*
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($991.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $15.63. Options: 1 managers hold calls ($3.0k notional), 2 hold puts ($0).
Biggest calls
| Cutler Group LLC / CA | — | $3.0k2.8k shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | — | $00 shares |
| Cutler Group LLC / CA | — | $0100 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| FIRST TRUST PORTFOLIOS LP 13G · institution +1.7 pts · filed 2026-10-27 | 5.2% |
Holders, Q3 2022
| Manager | Shares | Change |
|---|---|---|
| FIRST TRUST ADVISORS LP 0.80% of their portfolio | 39.5m $616.5m | — |
| WELLS FARGO & COMPANY/MN 0.04% of their portfolio | 7.2m $113.1m | — |
| MORGAN STANLEY 0.01% of their portfolio | 6.7m $105.2m | — |
| Raymond James Financial Services Advisors, Inc. 0.09% of their portfolio | 2.7m $42.1m | — |
| LPL Financial LLC 0.03% of their portfolio | 2.3m $36.2m | — |
| UBS Group AG 0.02% of their portfolio | 2.2m $34.9m | — |
| RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio | 1.8m $28.8m | — |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 1.7m $26.2m | — |
| ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio | 1.2m $18.8m | — |
| Baird Financial Group, Inc. 0.05% of their portfolio | 1.2m $18.1m | — |
| ROYAL BANK OF CANADA 0.01% of their portfolio | 1.0m $15.8m | — |
| NewSquare Capital LLC 1.93% of their portfolio | 988.7k $15.4m | — |
| O'Dell Group, LLC 5.53% of their portfolio | 978.4k $15.3m | — |
| COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio | 944.5k $14.7m | — |
| Virtue Capital Management, LLC 2.22% of their portfolio | 907.1k $14.2m | — |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.68% of their portfolio | 866.3k $13.5m | — |
| D.A. DAVIDSON & CO. 0.17% of their portfolio | 815.3k $12.7m | — |
| CWM, LLC 0.09% of their portfolio | 759.7k $11.9m | — |
| NewEdge Advisors, LLC 0.19% of their portfolio | 736.5k $11.5m | — |
| Good Life Advisors, LLC 1.52% of their portfolio | 662.5k $10.3m | — |
| Private Advisor Group, LLC 0.11% of their portfolio | 619.3k $9.7m | — |
| OSAIC HOLDINGS, INC. 0.02% of their portfolio | 560.6k $8.8m | — |
| Advisory Services Network, LLC 0.29% of their portfolio | 528.4k $8.2m | — |
| WCG Wealth Advisors LLC 1.04% of their portfolio | 502.4k $7.8m | — |
| StoneX Group Inc. 1.07% of their portfolio | 500.6k $7.8m | — |
| Csenge Advisory Group 0.60% of their portfolio | 466.7k $7.3m | — |
| TRUIST FINANCIAL CORP 0.01% of their portfolio | 422.9k $6.6m | — |
| Crumly & Associates Inc. 2.48% of their portfolio | 385.8k $6.0m | — |
| Kestra Advisory Services, LLC 0.06% of their portfolio | 348.6k $5.4m | — |
| HighTower Advisors, LLC 0.01% of their portfolio | 323.8k $5.1m | — |
| Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio | 309.6k $4.8m | — |
| FOCUS Wealth Advisors, LLC 3.30% of their portfolio | 298.3k $4.7m | — |
| Janney Montgomery Scott LLC 0.02% of their portfolio | 288.8k $4.5m | — |
| Integrated Wealth Concepts LLC 0.14% of their portfolio | 281.6k $4.4m | — |
| Financial Enhancement Group LLC 0.86% of their portfolio | 237.4k $3.7m | — |
| STEPHENS INC /AR/ 0.08% of their portfolio | 232.7k $3.6m | — |
| STIFEL FINANCIAL CORP 0.01% of their portfolio | 228.1k $3.6m | — |
| Andesa Financial Management Inc. 1.23% of their portfolio | 225.7k $3.5m | — |
| Qube Research & Technologies Ltd 0.02% of their portfolio | 198.1k $3.1m | — |
| Paragon Private Wealth Management, LLC 3.49% of their portfolio | 197.8k $3.6m | — |
| Sigma Planning Corp 0.11% of their portfolio | 190.3k $3.0m | — |
| Prospera Financial Services Inc 0.15% of their portfolio | 184.3k $2.9m | — |
| IFP Advisors, Inc 0.09% of their portfolio | 167.2k $3.3m | — |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 155.0k $2.4m | — |
| MARINER INDEPENDENT ADVISOR NETWORK, LLC 0.10% of their portfolio | 150.3k $2.3m | — |
| Transamerica Financial Advisors, LLC 0.35% of their portfolio | 150.1k $2.3m | — |
| Atria Wealth Solutions, Inc. 0.04% of their portfolio | 146.0k $2.3m | — |
| Savior LLC 2.05% of their portfolio | 141.4k $2.2m | — |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 139.0k $2.2m | — |
| Cetera Advisor Networks LLC 0.03% of their portfolio | 138.0k $2.2m | — |
| Trinity Wealth Management, LLC 1.70% of their portfolio | 135.6k $2.1m | — |
| Cetera Investment Advisers 0.03% of their portfolio | 133.7k $2.1m | — |
| RiverTree Advisors, LLC 1.69% of their portfolio | 131.9k $2.1m | — |
| Geneos Wealth Management Inc. 0.13% of their portfolio | 116.6k $1.8m | — |
| AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio | 105.3k $1.6m | — |
| AE Wealth Management LLC 0.01% of their portfolio | 104.6k $1.6m | — |
| INDEPENDENT FINANCIAL GROUP, LLC 0.13% of their portfolio | 89.0k $1.4m | — |
| Bank of New York Mellon Corp 0.00% of their portfolio | 85.7k $1.3m | — |
| Merit Financial Group, LLC 0.06% of their portfolio | 82.4k $1.3m | — |
| Rockefeller Capital Management L.P. 0.01% of their portfolio | 81.9k $1.3m | — |
| OPPENHEIMER & CO INC 0.03% of their portfolio | 78.5k $1.2m | — |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.07% of their portfolio | 76.4k $1.2m | — |
| Brookstone Capital Management 0.03% of their portfolio | 71.1k $1.2m | — |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 70.7k $1.1m | — |
| CoreCap Advisors, LLC 0.09% of their portfolio | 68.9k $1.1m | — |
| Concentrum Wealth Management 0.90% of their portfolio | 65.9k $1.0m | — |
| CENTAURUS FINANCIAL, INC. 0.10% of their portfolio | 62.7k $979.0k | — |
| Onyx Bridge Wealth Group LLC 0.47% of their portfolio | 60.7k $1.0m | — |
| BAROMETER CAPITAL MANAGEMENT INC. 0.39% of their portfolio | 60.3k $941.3k | — |
| Snowden Capital Advisors LLC 0.04% of their portfolio | 58.5k $913.0k | — |
| TriaGen Wealth Management LLC 0.50% of their portfolio | 58.0k $906.0k | — |
| HARBOUR INVESTMENTS, INC. 0.06% of their portfolio | 57.4k $847.0k | — |
| Vestmark Advisory Solutions, Inc. 0.05% of their portfolio | 56.4k $881.0k | — |
| Tower Research Capital LLC (TRC) 0.01% of their portfolio | 56.3k $880.0k | — |
| Cetera Advisors LLC 0.02% of their portfolio | 54.8k $855.0k | — |
| Advisor Resource Council 0.57% of their portfolio | 52.5k $819.0k | — |
| HFG Advisors, Inc. 1.11% of their portfolio | 51.1k $798.0k | — |
| SPC Financial, Inc. 0.10% of their portfolio | 49.9k $779.0k | — |
| OneDigital Investment Advisors LLC 0.03% of their portfolio | 49.0k $764.0k | — |
| B. Riley Wealth Advisors, Inc. 0.02% of their portfolio | 47.3k $739.0k | — |
| Apollon Wealth Management, LLC 0.06% of their portfolio | 45.7k $713.0k | — |
| Kesler, Norman & Wride, LLC 0.19% of their portfolio | 44.5k $695.0k | — |
| MinichMacGregor Wealth Management, LLC 0.27% of their portfolio | 43.9k $685.0k | — |
| WMG Financial Advisors, LLC 0.57% of their portfolio | 40.7k $632.0k | — |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 39.2k $613.0k | — |
| Epic Trust Investment Advisors, LLC 0.76% of their portfolio | 35.4k $552.0k | — |
| Claraphi Advisory Network, LLC 0.29% of their portfolio | 34.8k $543.0k | — |
| WCG Wealth Advisors LLC 0.07% of their portfolio | 34.6k $541.0k | — |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 33.6k $524.0k | — |
| RPg Family Wealth Advisory, LLC 0.31% of their portfolio | 33.2k $586.0k | — |
| Secure Asset Management, LLC 0.28% of their portfolio | 32.5k $507.0k | — |
| MGO ONE SEVEN LLC 0.02% of their portfolio | 30.9k $481.0k | — |
| Leelyn Smith, LLC 0.16% of their portfolio | 30.6k $477.0k | — |
| Ashton Thomas Private Wealth, LLC 0.05% of their portfolio | 30.5k $476.2k | — |
| FLAGSHIP HARBOR ADVISORS, LLC 0.05% of their portfolio | 29.7k $464.0k | — |
| Financial Advocates Investment Management 0.04% of their portfolio | 29.4k $458.0k | — |
| LEVEL FOUR ADVISORY SERVICES, LLC 0.04% of their portfolio | 29.1k $455.0k | — |
| Wealthcare Advisory Partners LLC 0.03% of their portfolio | 28.9k $450.0k | — |
| Realta Investment Advisors 0.12% of their portfolio | 28.8k $449.0k | — |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 28.1k $438.0k | — |