Vault-13

FIRST TR EXCHANGE TRADED FD FXD

CONSUMR DISCRE · ETP · CUSIP 33734X101

139 institutional holders +6 vs Q2 2024
21,312,54121.3m shares reported held*
$1.3bnreported value*
18 new 34 added 50 reduced 14 sold out net sold ≈ $17.8m (+15.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $62.36. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 111Q4 22: 114Q1 23: 129Q2 23: 145Q3 23: 142Q4 23: 147Q1 24: 137Q2 24: 133Q3 24: 139139Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022111
Q4 2022114
Q1 2023129
Q2 2023145
Q3 2023142
Q4 2023147
Q1 2024137
Q2 2024133
Q3 2024139

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 27 bought or addedQ4 22: 67 cut or sold outQ1 23: 73 bought or addedQ1 23: 43 cut or sold outQ1 23Q2 23: 72 bought or addedQ2 23: 47 cut or sold outQ3 23: 65 bought or addedQ3 23: 54 cut or sold outQ3 23Q4 23: 44 bought or addedQ4 23: 76 cut or sold outQ1 24: 53 bought or addedQ1 24: 64 cut or sold outQ1 24Q2 24: 47 bought or addedQ2 24: 59 cut or sold outQ3 24: 52 bought or addedQ3 24: 64 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222767
Q1 20237343
Q2 20237247
Q3 20236554
Q4 20234476
Q1 20245364
Q2 20244759
Q3 20245264

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +296,975+297.0k
BENJAMIN EDWARDS INC Added +187,387+187.4k
World Investment Advisors New +48,339+48.3k
NAVELLIER & ASSOCIATES INC New +43,128+43.1k
CITADEL ADVISORS LLC Added +40,949+40.9k
O'Dell Group, LLC Added +25,383+25.4k
D. E. Shaw & Co., Inc. Added +14,459+14.5k
Davis Investment Partners, LLC New +14,019+14.0k
Schrum Private Wealth Management LLC Added +13,506+13.5k
JANE STREET GROUP, LLC Added +9,238+9.2k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -166,300-166.3k
MORGAN STANLEY Reduced -133,827-133.8k
FIRST TRUST ADVISORS LP Reduced -130,105-130.1k
D.A. DAVIDSON & CO. Reduced -61,037-61.0k
AMERIPRISE FINANCIAL INC Reduced -52,247-52.2k
BANK OF AMERICA CORP /DE/ Reduced -34,911-34.9k
Coppell Advisory Solutions LLC Reduced -16,027-16.0k
STIFEL FINANCIAL CORP Reduced -14,465-14.5k
CWM, LLC Reduced -11,374-11.4k
RAYMOND JAMES & ASSOCIATES Reduced -11,056-11.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.73% of their portfolio Wheaton, IL 12,029,84512.0m $761.4m $761.4m 0.73% Reduced -130.1k -130,105
2 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,768,6241.8m $111.9m $111.9m 0.03% Reduced -10.1k -10,097
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,525,6181.5m $96.6m $96.6m 0.01% Reduced -133.8k -133,827
4 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 396,333396.3k $25.1m $25.1m 0.03% Added +2.5k +2,532
5 O'Dell Group, LLC 4.83% of their portfolio CINCINNATI, OH 343,665343.7k $21.8m $21.8m 4.83% Added +25.4k +25,383
6 NewSquare Capital LLC 1.62% of their portfolio NEWTOWN SQUARE, PA 322,502322.5k $20.4m $20.4m 1.62% Added +7.6k +7,569
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 320,532320.5k $20.3m $20.3m 0.00% Reduced -34.9k -34,911
8 NewEdge Advisors, LLC 0.12% of their portfolio NEW ORLEANS, LA 302,501302.5k $19.1m $19.1m 0.12% Added +6.2k +6,207
9 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 301,743301.7k $4.8k $4.8k 0.01% Added +297.0k +296,975
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 287,766287.8k $18.2m $18.2m 0.01% Added +4.6k +4,638
11 Nilsine Partners, LLC 2.03% of their portfolio GREENWOOD VILLAGE, CO 247,903247.9k $15.7m $15.7m 2.03% Added +4.0k +4,017
12 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 244,658244.7k $15.5m $15.5m 0.01% Reduced -11.1k -11,056
13 Advisory Services Network, LLC 0.29% of their portfolio ATLANTA, GA 232,942232.9k $14.0m $14.0m 0.29% Unchanged
14 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 192,872192.9k $12.2m $12.2m 0.03% Reduced -8.9k -8,873
15 BENJAMIN EDWARDS INC 0.18% of their portfolio Clayton, MO 190,270190.3k $12.0m $12.0m 0.18% Added +187.4k +187,387
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 161,231161.2k $10.2m $10.2m 0.00% Reduced -52.2k -52,247
17 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 160,254160.3k $10.1m $10.1m 0.02% Added +1.6k +1,650
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 148,721148.7k $9.4m $9.4m 0.00% Reduced -685 -685
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 131,411131.4k $8.3m $8.3m 0.00% Added +4.3k +4,327
20 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 123,977124.0k $7.8m $7.8m 0.01% Reduced -14.5k -14,465
21 WCG Wealth Advisors LLC 0.50% of their portfolio LAS VEGAS, NV 117,097117.1k $7.4m $7.4m 0.50% Reduced -3.2k -3,161
22 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 100,098100.1k $6.3m $6.3m 0.01% Reduced -338 -338
23 Vestmark Advisory Solutions, Inc. 0.23% of their portfolio Wakefield, MA 99,21399.2k $6.3m $6.3m 0.23% Reduced -1.5k -1,544
24 Gateway Advisory, LLC 1.00% of their portfolio WESTFIELD, NJ 98,35798.4k $6.2m $6.2m 1.00% Added +108 +108
25 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 94,66094.7k $6.0m $6.0m 0.01% Reduced -8.0k -7,982
26 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 74,89474.9k $4.7m $4.7m 0.00% Added +2.2k +2,178
27 CWM, LLC 0.02% of their portfolio OMAHA, NE 66,27066.3k $4.2m $4.2m 0.02% Reduced -11.4k -11,374
28 Paragon Private Wealth Management, LLC 2.00% of their portfolio LEXINGTON, KY 63,69263.7k $4.0m $4.0m 2.00% Added +386 +386
29 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 59,90359.9k $3.8m $3.8m 0.00% Added +1.2k +1,164
30 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,87750.9k $3.2m $3.2m 0.00% Reduced -166.3k -166,300
31 World Investment Advisors 0.10% of their portfolio LINCROFT, NJ 48,33948.3k $3.1m $3.1m 0.10% New
32 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 44,34344.3k $2.8m $2.8m 0.00% Added +40.9k +40,949
33 NAVELLIER & ASSOCIATES INC 0.37% of their portfolio Reno, NV 43,12843.1k $2.7m $2.7m 0.37% New
34 TriaGen Wealth Management LLC 0.85% of their portfolio Calabasas, CA 40,13240.1k $2.5m $2.5m 0.85% Added +284 +284
35 Transamerica Financial Advisors, LLC 0.23% of their portfolio CEDAR RAPIDS, IA 37,92737.9k $2.4m $2.4m 0.23% Reduced -4.2k -4,194
36 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 37,77437.8k $2.4m $2.4m 0.01% Reduced -482 -482
37 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 37,07537.1k $2.3m $2.3m 0.01% Reduced -2.3k -2,254
38 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 33,81033.8k $2.1m $2.1m 0.02% Reduced -61.0k -61,037
39 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 33,46233.5k $2.1m $2.1m 0.01% Added +2.4k +2,381
40 Cyndeo Wealth Partners, LLC 0.15% of their portfolio ST. PETERSBURG, FL 33,41133.4k $2.1m $2.1m 0.15% Reduced -1 -1
41 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 29,23029.2k $1.8m $1.8m 0.00% Added +9.2k +9,238
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 28,92128.9k $1.8m $1.8m 0.00% Added +1 +1
43 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 28,59328.6k $1.8m $1.8m 0.00% Reduced -520 -520
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 28,08428.1k $1.8m $1.8m 0.00% Reduced -5.4k -5,376
45 Schrum Private Wealth Management LLC 0.92% of their portfolio ST. AUGUSTINE, FL 28,01228.0k $1.8m $1.8m 0.92% Added +13.5k +13,506
46 Proactive Wealth Strategies LLC 0.84% of their portfolio MARIETTA, GA 24,02924.0k $1.5m $1.5m 0.84% First filing
47 COTTONWOOD CAPITAL ADVISORS, LLC 1.04% of their portfolio SALT LAKE CITY, UT 22,40422.4k $1.4m $1.4m 1.04% Reduced -2.6k -2,561
48 StoneX Group Inc. 0.10% of their portfolio NEW YORK, NY 22,09622.1k $1.4m $1.4m 0.10% Added +773 +773
49 Secure Asset Management, LLC 0.20% of their portfolio Troy, MI 18,81618.8k $1.2m $1.2m 0.20% Added +5.1k +5,067
50 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 18,56218.6k $1.2m $1.2m 0.00% Added +14.5k +14,459
51 Coppell Advisory Solutions LLC 0.16% of their portfolio COPPELL, TX 16,81216.8k $1.1m $1.1m 0.16% Reduced -16.0k -16,027
52 TRUST CO OF OKLAHOMA 0.35% of their portfolio TULSA, OK 16,80816.8k $1.1m $1.1m 0.35% Unchanged
53 Apeiron RIA LLC 0.27% of their portfolio Dallas, TX 14,67214.7k $928.6k $928.6k 0.27% Added +120 +120
54 HFG Advisors, Inc. 0.82% of their portfolio CINCINATTI, OH 14,56314.6k $921.7k $921.7k 0.82% Reduced -57 -57
55 Capital Wealth Alliance, LLC 0.52% of their portfolio Scottsdale, AZ 14,22014.2k $900.0k $900.0k 0.52% Reduced -3.1k -3,102
56 Davis Investment Partners, LLC 0.37% of their portfolio CHARLOTTE, NC 14,01914.0k $876.2k $876.2k 0.37% New
57 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 13,99514.0k $885.7k $885.7k 0.01% Added +328 +328
58 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 13,87913.9k $878.4k $878.4k 0.01% Reduced -1.2k -1,192
59 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 13,78113.8k $872.2k $872.2k 0.01% Reduced -7.1k -7,131
60 HARMONY ASSET MANAGEMENT LLC 0.31% of their portfolio SCOTTSDALE, AZ 13,34213.3k $844.4k $844.4k 0.31% Added +64 +64
61 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,47912.5k $790.0k $790.0k 0.00% Reduced -126 -126
62 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 12,33012.3k $780.4k $780.4k 0.03% Unchanged
63 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 11,79611.8k $746.6k $746.6k 0.02% Added +9 +9
64 SignalPoint Asset Management, LLC 0.17% of their portfolio SPRINGFIELD, MO 11,11511.1k $708.2k $708.2k 0.17% Reduced -10 -10
65 Tudor Financial Inc. 0.41% of their portfolio DAYTON, OH 10,63710.6k $673.2k $673.2k 0.41% First filing
66 MinichMacGregor Wealth Management, LLC 0.14% of their portfolio Saratoga Springs, NY 10,56410.6k $668.6k $668.6k 0.14% Reduced -350 -350
67 MTM Investment Management, LLC 0.23% of their portfolio SPARTANBURG, SC 9,3229.3k $585.0k $585.0k 0.23% Unchanged
68 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,1359.1k $578.2k $578.2k 0.00% Added +5.2k +5,205
69 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 8,8408.8k $559.5k $559.5k 0.01% Added +77 +77
70 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 8,6598.7k $539.5k $539.5k 0.02% Unchanged
71 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 8,5808.6k $543.0k $543.0k 0.02% Reduced -1.1k -1,119
72 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 8,4938.5k $537.5k $537.5k 0.01% Added +1 +1
73 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8,4508.4k $534.8k $534.8k 0.00% Added +425 +425
74 Realta Investment Advisors 0.23% of their portfolio WILMINGTON, DE 7,7477.7k $490.2k $490.2k 0.23% Reduced -747 -747
75 Family Asset Management, LLC 0.28% of their portfolio CHARLESTON, SC 7,4667.5k $472.5k $472.5k 0.28% Unchanged
76 Leelyn Smith, LLC 0.08% of their portfolio GENEVA, IL 7,4197.4k $469.5k $469.5k 0.08% New
77 PGIM Custom Harvest LLC 0.01% of their portfolio NEWARK, NJ 7,1997.2k $455.6k $455.6k 0.01% New
78 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 6,0986.1k $386.0k $386.0k 0.00% Reduced -3.4k -3,419
79 Claro Advisors Inc. 0.05% of their portfolio BOSTON, MA 5,8015.8k $367.1k $367.1k 0.05% Reduced -634 -634
80 Kovack Advisors, Inc. 0.04% of their portfolio FT. LAUDERDALE, FL 5,6665.7k $358.6k $358.6k 0.04% Reduced -411 -411
81 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 5,0445.0k $319.3k $319.3k 0.01% Reduced -6.9k -6,869
82 PFG Advisors 0.02% of their portfolio Phoenix, AZ 4,6894.7k $296.8k $296.8k 0.02% Reduced -1.0k -1,017
83 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 4,5274.5k $286.5k $286.5k 0.00% Reduced -36 -36
84 Keystone Financial Group 0.04% of their portfolio LEXINGTON, KY 4,4994.5k $284.7k $284.7k 0.04% New
85 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 4,4914.5k $284.2k $284.2k 0.00% Added +277 +277
86 KENNICOTT CAPITAL MANAGEMENT LLC 0.11% of their portfolio LARKSPUR, CA 4,4584.5k $282.1k $282.1k 0.11% Unchanged
87 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 4,3534.4k $275.5k $275.5k 0.01% New
88 Ignite Planners, LLC 0.06% of their portfolio SAN CLEMENTE, CA 4,2224.2k $267.2k $267.2k 0.06% Added +5 +5
89 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 4,1574.2k $263.1k $263.1k 0.01% Unchanged
90 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 3,8413.8k $243.1k $243.1k 0.01% Reduced -416 -416
91 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 3,7793.8k $239.2k $239.2k 0.00% Unchanged
92 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 3,6403.6k $230.4k $230.4k 0.01% Reduced -1.2k -1,185
93 Ballew Advisors, Inc 0.15% of their portfolio Jackson, MS 3,6323.6k $227.4k $227.4k 0.15% Unchanged
94 WealthBridge Capital Management, LLC 0.06% of their portfolio WESTERVILLE, OH 3,3833.4k $214.1k $214.1k 0.06% New
95 TruWealth Advisors, LLC 0.01% of their portfolio Metairie, LA 3,2653.3k $206.6k $206.6k 0.01% New
96 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 3,2273.2k $204.2k $204.2k 0.00% New
97 REAP Financial Group, LLC 0.05% of their portfolio AUSTIN, TX 3,1203.1k $197.4k $197.4k 0.05% Reduced -877 -877
98 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,0143.0k $190.8k $190.8k 0.00% Reduced -3.3k -3,317
99 Founders Financial Alliance, LLC 0.05% of their portfolio RALEIGH, NC 2,8662.9k $181.4k $181.4k 0.05% Reduced -58 -58
100 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,3912.4k $151.3k $151.3k 0.00% Reduced -5.0k -5,037