Vault-13

FIRST TR EXCHANGE TRADED FD FXD

CONSUMR DISCRE · ETP · CUSIP 33734X101

137 institutional holders -10 vs Q4 2023
25,099,45625.1m shares reported held*
$1.6bnreported value*
8 new 45 added 47 reduced 17 sold out net bought ≈ $149.7m (+2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $64.53. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 111Q4 22: 114Q1 23: 129Q2 23: 145Q3 23: 142Q4 23: 147Q1 24: 137137Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022111
Q4 2022114
Q1 2023129
Q2 2023145
Q3 2023142
Q4 2023147
Q1 2024137

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 27 bought or addedQ4 22: 67 cut or sold outQ4 22Q1 23: 73 bought or addedQ1 23: 43 cut or sold outQ1 23Q2 23: 72 bought or addedQ2 23: 47 cut or sold outQ2 23Q3 23: 65 bought or addedQ3 23: 54 cut or sold outQ3 23Q4 23: 44 bought or addedQ4 23: 76 cut or sold outQ4 23Q1 24: 53 bought or addedQ1 24: 64 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222767
Q1 20237343
Q2 20237247
Q3 20236554
Q4 20234476
Q1 20245364

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ2 23 calls: $0Q2 23 puts: $298.2kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$298.2k—
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +1,893,362+1.9m
FIRST TRUST ADVISORS LP Added +238,009+238.0k
WELLS FARGO & COMPANY/MN Added +146,892+146.9k
Nilsine Partners, LLC Added +110,840+110.8k
GOLDMAN SACHS GROUP INC Added +76,448+76.4k
NewSquare Capital LLC Added +69,709+69.7k
D.A. DAVIDSON & CO. Added +60,924+60.9k
BANK OF AMERICA CORP /DE/ Added +54,819+54.8k
Monument Capital Management Added +48,923+48.9k
RAYMOND JAMES & ASSOCIATES Added +23,333+23.3k

Biggest sellers

Virtue Capital Management, LLC Sold out -106,981-107.0k
UBS Group AG Reduced -77,578-77.6k
Raymond James Financial Services Advisors, Inc. Reduced -60,468-60.5k
WCG Wealth Advisors LLC Reduced -41,656-41.7k
CWM, LLC Reduced -38,362-38.4k
Merit Financial Group, LLC Sold out -35,049-35.0k
JANE STREET GROUP, LLC Reduced -24,817-24.8k
AMERIPRISE FINANCIAL INC Reduced -22,656-22.7k
AE Wealth Management LLC Sold out -16,846-16.8k
Tower Research Capital LLC (TRC) Reduced -16,507-16.5k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.80% of their portfolio Wheaton, IL 12,191,86012.2m $786.8m $786.8m 0.80% Added +238.0k +238,009
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,986,9905.0m $321.8m $321.8m 0.01% Added +1.9m +1,893,362
3 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,735,6741.7m $112.0m $112.0m 0.03% Added +146.9k +146,892
4 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 509,695509.7k $32.9m $32.9m 0.05% Reduced -60.5k -60,468
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 392,352392.4k $25.3m $25.3m 0.01% Added +4.2k +4,186
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 359,962360.0k $23.2m $23.2m 0.00% Added +54.8k +54,819
7 O'Dell Group, LLC 5.03% of their portfolio CINCINNATI, OH 318,282318.3k $20.5m $20.5m 5.03% Added +1.1k +1,086
8 NewSquare Capital LLC 1.80% of their portfolio NEWTOWN SQUARE, PA 315,123315.1k $20.3m $20.3m 1.80% Added +69.7k +69,709
9 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 310,441310.4k $20.0m $20.0m 0.00% Added +76.4k +76,448
10 NewEdge Advisors, LLC 0.16% of their portfolio NEW ORLEANS, LA 275,689275.7k $17.8m $17.8m 0.16% Added +13.7k +13,721
11 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 255,071255.1k $16.5m $16.5m 0.01% Added +23.3k +23,333
12 Nilsine Partners, LLC 2.10% of their portfolio GREENWOOD VILLAGE, CO 238,235238.2k $15.4m $15.4m 2.10% Added +110.8k +110,840
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 217,273217.3k $14.0m $14.0m 0.00% Reduced -22.7k -22,656
14 Advisory Services Network, LLC 0.31% of their portfolio ATLANTA, GA 216,042216.0k $13.9m $13.9m 0.31% Added +16.0k +15,955
15 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 201,155201.2k $13.0m $13.0m 0.04% Added +9.6k +9,643
16 BENJAMIN F. EDWARDS & COMPANY, INC. 0.22% of their portfolio ST. LOUIS, MO 191,224191.2k $12.3m $12.3m 0.22% Added +1.4k +1,447
17 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 155,553155.6k $10.0m $10.0m 0.02% Reduced -9.0k -8,974
18 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 144,284144.3k $9.3m $9.3m 0.01% Added +18.8k +18,764
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 137,370137.4k $8.9m $8.9m 0.00% Reduced -77.6k -77,578
20 WCG Wealth Advisors LLC 0.64% of their portfolio LAS VEGAS, NV 119,094119.1k $7.7m $7.7m 0.64% Reduced -41.7k -41,656
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 114,173114.2k $7.4m $7.4m 0.00% Reduced -320 -320
22 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 112,383112.4k $7.3m $7.3m 0.02% Added +12.6k +12,633
23 Vestmark Advisory Solutions, Inc. 0.27% of their portfolio Wakefield, MA 98,92798.9k $6.4m $6.4m 0.27% Added +3.3k +3,304
24 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 97,67797.7k $6.3m $6.3m 0.01% Added +14.6k +14,649
25 Gateway Advisory, LLC 1.10% of their portfolio WESTFIELD, NJ 96,92296.9k $6.3m $6.3m 1.10% Added +3.2k +3,205
26 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 93,56193.6k $6.0m $6.0m 0.05% Added +60.9k +60,924
27 CWM, LLC 0.03% of their portfolio OMAHA, NE 84,92884.9k $5.5m $5.5m 0.03% Reduced -38.4k -38,362
28 Paragon Private Wealth Management, LLC 2.41% of their portfolio LEXINGTON, KY 62,83362.8k $4.1m $4.1m 2.41% Added +2.5k +2,472
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 60,40460.4k $3.9m $3.9m 0.00% Reduced -1.0k -1,024
30 Monument Capital Management 1.12% of their portfolio ALEXANDRIA, VA 60,06260.1k $3.9m $3.9m 1.12% Added +48.9k +48,923
31 NAVELLIER & ASSOCIATES INC 0.46% of their portfolio Reno, NV 57,82257.8k $3.7m $3.7m 0.46% Reduced -5.7k -5,655
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 56,31156.3k $3.6m $3.6m 0.00% Reduced -12.6k -12,561
33 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 50,00050.0k $3.2m $3.2m 0.00% Unchanged
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 43,88743.9k $2.8m $2.8m 0.00% Added +4.8k +4,781
35 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 43,15943.2k $2.8m $2.8m 0.01% Reduced -803 -803
36 Transamerica Financial Advisors, LLC 0.28% of their portfolio CEDAR RAPIDS, IA 42,12142.1k $2.7m $2.7m 0.28% Added +14.9k +14,926
37 Coppell Advisory Solutions Corp. 0.49% of their portfolio COPPELL, TX 40,59940.6k $2.6m $2.6m 0.49% First filing
38 Cyndeo Wealth Partners, LLC 0.22% of their portfolio ST. PETERSBURG, FL 40,54840.5k $2.6m $2.6m 0.22% Reduced -11.6k -11,584
39 TriaGen Wealth Management LLC 1.06% of their portfolio Calabasas, CA 39,44539.4k $2.5m $2.5m 1.06% Added +1.2k +1,186
40 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 38,47538.5k $2.5m $2.5m 0.01% Reduced -2.0k -1,951
41 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 30,96031.0k $2.0m $2.0m 0.00% Added +1.3k +1,290
42 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 30,46030.5k $2.0m $2.0m 0.01% Added +2.2k +2,221
43 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 29,69129.7k $1.9m $1.9m 0.01% Added +333 +333
44 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 29,42929.4k $1.9m $1.9m 0.00% Added +11.7k +11,674
45 COTTONWOOD CAPITAL ADVISORS, LLC 1.17% of their portfolio SALT LAKE CITY, UT 25,03225.0k $1.5m $1.5m 1.17% Reduced -689 -689
46 StoneX Group Inc. 0.12% of their portfolio NEW YORK, NY 20,74920.7k $1.3m $1.3m 0.12% Added +1.6k +1,609
47 Capital Wealth Alliance, LLC 0.66% of their portfolio Scottsdale, AZ 17,21417.2k $1.1m $1.1m 0.66% Added +129 +129
48 TRUST CO OF OKLAHOMA 0.38% of their portfolio TULSA, OK 16,80816.8k $1.1m $1.1m 0.38% Added +7.9k +7,897
49 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 15,72215.7k $1.0m $1.0m 0.01% Reduced -2.0k -1,978
50 HFG Advisors, Inc. 0.86% of their portfolio CINCINATTI, OH 15,04915.0k $971.2k $971.2k 0.86% Added +41 +41
51 Schrum Private Wealth Management LLC 0.85% of their portfolio ST. AUGUSTINE, FL 14,50614.5k $936.1k $936.1k 0.85% Added +501 +501
52 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 13,66713.7k $882.0k $882.0k 0.01% Unchanged
53 HARMONY ASSET MANAGEMENT LLC 0.36% of their portfolio SCOTTSDALE, AZ 13,36013.4k $862.2k $862.2k 0.36% Reduced -64 -64
54 Apeiron RIA LLC 0.24% of their portfolio Dallas, TX 12,86512.9k $830.3k $830.3k 0.24% Reduced -527 -527
55 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,58212.6k $812.0k $812.0k 0.00% Reduced -266 -266
56 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 12,33012.3k $795.7k $795.7k 0.01% Unchanged
57 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 11,78711.8k $760.7k $760.7k 0.02% Unchanged
58 SignalPoint Asset Management, LLC 0.20% of their portfolio SPRINGFIELD, MO 11,12511.1k $718.0k $718.0k 0.20% Reduced -20 -20
59 MinichMacGregor Wealth Management, LLC 0.18% of their portfolio Saratoga Springs, NY 11,02311.0k $706.5k $706.5k 0.18% Reduced -1.1k -1,109
60 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 10,69110.7k $690.0k $690.0k 0.03% Added +21 +21
61 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 10,32510.3k $666.3k $666.3k 0.00% Added +5.5k +5,454
62 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 10,17110.2k $656.4k $656.4k 0.00% Reduced -519 -519
63 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 9,7599.8k $629.8k $629.8k 0.01% Reduced -739 -739
64 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 9,7569.8k $629.6k $629.6k 0.02% Reduced -319 -319
65 Realta Investment Advisors 0.13% of their portfolio WILMINGTON, DE 9,6299.6k $621.4k $621.4k 0.13% Added +302 +302
66 MTM Investment Management, LLC 0.25% of their portfolio SPARTANBURG, SC 9,3229.3k $601.6k $601.6k 0.25% Unchanged
67 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 8,7868.8k $567.0k $567.0k 0.01% Added +121 +121
68 LEVEL FOUR ADVISORY SERVICES, LLC 0.03% of their portfolio DALLAS, TX 8,4898.5k $500.7k $500.7k 0.03% Unchanged
69 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 7,7687.8k $501.3k $501.3k 0.00% Reduced -690 -690
70 Family Asset Management, LLC 0.30% of their portfolio CHARLESTON, SC 7,4667.5k $481.8k $481.8k 0.30% Unchanged
71 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 7,1657.2k $462.4k $462.4k 0.00% Reduced -24.8k -24,817
72 Kesler, Norman & Wride, LLC 0.10% of their portfolio OGDEN, UT 7,1507.2k $461.4k $461.4k 0.10% Added +366 +366
73 Claro Advisors Inc. 0.08% of their portfolio BOSTON, MA 6,7306.7k $434.4k $434.4k 0.08% Reduced -78 -78
74 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,5526.6k $422.8k $422.8k 0.00% Added +675 +675
75 RPg Family Wealth Advisory, LLC 0.13% of their portfolio BURLINGTON, MA 6,2736.3k $404.8k $404.8k 0.13% Reduced -1.8k -1,779
76 PFG Advisors 0.03% of their portfolio Phoenix, AZ 5,6475.6k $364.5k $364.5k 0.03% Reduced -346 -346
77 GREAT LAKES ADVISORS, LLC 0.00% of their portfolio CHICAGO, IL 5,1075.1k $329.6k $329.6k 0.00% Unchanged
78 Ignite Planners, LLC 0.09% of their portfolio SAN CLEMENTE, CA 5,0535.1k $323.9k $323.9k 0.09% Reduced -1.3k -1,305
79 REAP Financial Group, LLC 0.08% of their portfolio AUSTIN, TX 4,7144.7k $304.2k $304.2k 0.08% Added +151 +151
80 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 4,6864.7k $302.4k $302.4k 0.01% Reduced -37 -37
81 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 4,6464.6k $299.8k $299.8k 0.00% Reduced -10.8k -10,802
82 KENNICOTT CAPITAL MANAGEMENT LLC 0.13% of their portfolio LARKSPUR, CA 4,4584.5k $287.7k $287.7k 0.13% Reduced -438 -438
83 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 4,3424.3k $278.3k $278.3k 0.03% Reduced -284 -284
84 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 4,2844.3k $276.5k $276.5k 0.01% Reduced -884 -884
85 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 4,2124.2k $271.9k $271.9k 0.00% Reduced -3.7k -3,746
86 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 4,1954.2k $270.7k $270.7k 0.00% Unchanged
87 L.M. KOHN & COMPANY 0.08% of their portfolio CINCINNATI, OH 4,1694.2k $269.1k $269.1k 0.08% Unchanged
88 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 4,1574.2k $268.3k $268.3k 0.01% Unchanged
89 Arkadios Wealth Advisors 0.02% of their portfolio ATLANTA, GA 4,0814.1k $263.4k $263.4k 0.02% Reduced -1.3k -1,303
90 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 3,9303.9k $253.6k $253.6k 0.00% New
91 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 3,6473.6k $235.0k $235.0k 0.00% New
92 Ballew Advisors, Inc 0.15% of their portfolio Jackson, MS 3,6323.6k $220.5k $220.5k 0.15% Unchanged
93 Maxwell Wealth Strategies Inc. 0.11% of their portfolio PLEASANTON, CA 3,6323.6k $217.7k $217.7k 0.11% Unchanged
94 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 3,3223.3k $214.4k $214.4k 0.00% New
95 TruWealth Advisors, LLC 0.01% of their portfolio Metairie, LA 3,2653.3k $210.7k $210.7k 0.01% New
96 Founders Financial Alliance, LLC 0.06% of their portfolio RALEIGH, NC 3,2113.2k $207.2k $207.2k 0.06% Reduced -107 -107
97 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 3,2043.2k $206.8k $206.8k 0.00% Reduced -16.5k -16,507
98 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 3,1493.1k $203.2k $203.2k 0.01% Added +2.2k +2,193
99 ATWOOD & PALMER INC 0.01% of their portfolio KANSAS CITY, MO 2,8502.9k $183.9k $183.9k 0.01% Reduced -470 -470
100 BENJAMIN EDWARDS INC 0.03% of their portfolio Clayton, MO 2,5612.6k $165.0k $165.0k 0.03% Added +992 +992