Vault-13

FIRST TR EXCHANGE TRADED FD FXD

CONSUMR DISCRE · ETP · CUSIP 33734X101

142 institutional holders -3 vs Q2 2023
23,933,84023.9m shares reported held*
$1.2bnreported value*
10 new 55 added 40 reduced 14 sold out net bought ≈ $68.0m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.05. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 111Q4 22: 114Q1 23: 129Q2 23: 145Q3 23: 142142Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022111
Q4 2022114
Q1 2023129
Q2 2023145
Q3 2023142

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 27 bought or addedQ4 22: 67 cut or sold outQ4 22Q1 23: 73 bought or addedQ1 23: 43 cut or sold outQ1 23Q2 23: 72 bought or addedQ2 23: 47 cut or sold outQ2 23Q3 23: 65 bought or addedQ3 23: 54 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222767
Q1 20237343
Q2 20237247
Q3 20236554

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $298.2kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$298.2k—
Q3 2023$0$0—

Biggest buyers

FIRST TRUST ADVISORS LP Added +482,248+482.2k
O'Dell Group, LLC Added +307,488+307.5k
MORGAN STANLEY Added +172,499+172.5k
Raymond James Financial Services Advisors, Inc. Added +87,664+87.7k
Cambridge Investment Research Advisors, Inc. Added +87,188+87.2k
NewSquare Capital LLC Added +86,094+86.1k
Nilsine Partners, LLC Added +84,068+84.1k
BANK OF AMERICA CORP /DE/ Added +54,777+54.8k
WELLS FARGO & COMPANY/MN Added +52,377+52.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +51,827+51.8k

Biggest sellers

UBS Group AG Reduced -115,113-115.1k
Coppell Advisory Solutions LLC Reduced -81,788-81.8k
NAVELLIER & ASSOCIATES INC Sold out -70,608-70.6k
AE Wealth Management LLC Reduced -52,657-52.7k
OSAIC HOLDINGS, INC. Reduced -43,805-43.8k
LPL Financial LLC Reduced -40,549-40.5k
NewEdge Advisors, LLC Reduced -23,914-23.9k
Second Half Financial Partners, LLC Sold out -22,430-22.4k
CITADEL ADVISORS LLC Reduced -17,426-17.4k
GSA CAPITAL PARTNERS LLP Sold out -16,168-16.2k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.81% of their portfolio Wheaton, IL 13,461,38313.5m $686.7m $686.7m 0.81% Added +482.2k +482,248
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,757,6441.8m $89.7m $89.7m 0.01% Added +172.5k +172,499
3 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,686,3401.7m $86.0m $86.0m 0.03% Added +52.4k +52,377
4 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 630,669630.7k $32.2m $32.2m 0.06% Added +87.7k +87,664
5 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 361,673361.7k $18.4m $18.4m 0.00% Reduced -3.0k -2,979
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 353,907353.9k $18.1m $18.1m 0.00% Added +54.8k +54,777
7 NewSquare Capital LLC 1.89% of their portfolio NEWTOWN SQUARE, PA 350,978351.0k $17.9m $17.9m 1.89% Added +86.1k +86,094
8 O'Dell Group, LLC 4.96% of their portfolio CINCINNATI, OH 319,284319.3k $16.3m $16.3m 4.96% Added +307.5k +307,488
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 293,396293.4k $15.0m $15.0m 0.01% Reduced -40.5k -40,549
10 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 278,031278.0k $14.2m $14.2m 0.01% Added +11.6k +11,555
11 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 266,079266.1k $13.6m $13.6m 0.15% Reduced -23.9k -23,914
12 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 261,757261.8k $13.4m $13.4m 0.02% Added +39.6k +39,574
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 228,105228.1k $11.6m $11.6m 0.00% Added +9.8k +9,755
14 BENJAMIN F. EDWARDS & COMPANY, INC. 0.39% of their portfolio ST. LOUIS, MO 200,090200.1k $10.2m $10.2m 0.39% Added +8.1k +8,147
15 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 196,535196.5k $10.0m $10.0m 0.04% Reduced -4.5k -4,548
16 WCG Wealth Advisors LLC 0.70% of their portfolio LAS VEGAS, NV 186,687186.7k $9.6m $9.6m 0.70% Added +12.6k +12,608
17 Advisory Services Network, LLC 0.26% of their portfolio ATLANTA, GA 186,630186.6k $9.5m $9.5m 0.26% Added +14.6k +14,571
18 Virtue Capital Management, LLC 1.70% of their portfolio BRENTWOOD, TN 180,319180.3k $10.0m $10.0m 1.70% Unchanged
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 174,798174.8k $8.9m $8.9m 0.00% Added +51.0k +50,959
20 CWM, LLC 0.05% of their portfolio OMAHA, NE 166,757166.8k $8.5m $8.5m 0.05% Added +47.9k +47,890
21 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 147,724147.7k $7.5m $7.5m 0.02% Added +37.8k +37,753
22 Nilsine Partners, LLC 1.12% of their portfolio GREENWOOD VILLAGE, CO 144,696144.7k $7.4m $7.4m 1.12% Added +84.1k +84,068
23 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 135,983136.0k $6.9m $6.9m 0.01% Added +11.8k +11,766
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 125,646125.6k $6.4m $6.4m 0.00% Reduced -7.6k -7,570
25 Cyndeo Wealth Partners, LLC 0.65% of their portfolio ST. PETERSBURG, FL 122,289122.3k $6.2m $6.2m 0.65% Reduced -2.3k -2,264
26 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 114,137114.1k $5.8m $5.8m 0.03% Added +87.2k +87,188
27 UBS Group AG 0.00% of their portfolio ZURICH, V8 104,486104.5k $5.3m $5.3m 0.00% Reduced -115.1k -115,113
28 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 97,67297.7k $5.0m $5.0m 0.03% Reduced -52.7k -52,657
29 Vestmark Advisory Solutions, Inc. 0.34% of their portfolio Wakefield, MA 91,66291.7k $4.7m $4.7m 0.34% Added +38.6k +38,607
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 86,04386.0k $4.4m $4.4m 0.01% Added +51.8k +51,827
31 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 85,02485.0k $4.3m $4.3m 0.01% Added +4.0k +4,034
32 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 72,30272.3k $3.7m $3.7m 0.01% Reduced -43.8k -43,805
33 MinichMacGregor Wealth Management, LLC 1.11% of their portfolio Saratoga Springs, NY 65,79865.8k $3.4m $3.4m 1.11% Reduced -7.9k -7,901
34 Paragon Private Wealth Management, LLC 2.51% of their portfolio LEXINGTON, KY 59,45459.5k $3.0m $3.0m 2.51% Added +1.5k +1,503
35 Gladstone Institutional Advisory LLC 0.18% of their portfolio Bedminster, NJ 55,18855.2k $2.8m $2.8m 0.18% Reduced -1.1k -1,136
36 Merit Financial Group, LLC 0.08% of their portfolio ALPHARETTA, GA 50,15450.2k $2.6m $2.6m 0.08% Added +21.2k +21,236
37 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 50,00050.0k $2.6m $2.6m 0.01% Unchanged
38 Transamerica Financial Advisors, LLC 0.33% of their portfolio CEDAR RAPIDS, IA 47,43847.4k $2.4m $2.4m 0.33% Added +7.8k +7,802
39 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 42,17942.2k $2.2m $2.2m 0.01% Added +97 +97
40 TriaGen Wealth Management LLC 1.01% of their portfolio Calabasas, CA 38,88738.9k $2.0m $2.0m 1.01% Added +1.5k +1,503
41 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 32,16332.2k $1.6m $1.6m 0.02% Reduced -863 -863
42 Tower Research Capital LLC (TRC) 0.05% of their portfolio NEW YORK, NY 30,76430.8k $1.6m $1.6m 0.05% Added +30.0k +30,030
43 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 30,60530.6k $1.6m $1.6m 0.00% Unchanged
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 29,39729.4k $1.5m $1.5m 0.00% Added +9.7k +9,707
45 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 27,20127.2k $1.4m $1.4m 0.01% Added +2.2k +2,238
46 COTTONWOOD CAPITAL ADVISORS, LLC 1.25% of their portfolio SALT LAKE CITY, UT 26,23426.2k $1.3m $1.3m 1.25% Reduced -887 -887
47 AMJ Financial Wealth Management 0.56% of their portfolio LEESBURG, VA 23,82623.8k $1.2m $1.2m 0.56% Added +19.3k +19,303
48 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 21,21321.2k $1.1m $1.1m 0.01% Added +5.6k +5,591
49 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 20,84220.8k $1.1m $1.1m 0.00% Added +3.8k +3,847
50 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 19,40919.4k $990.1k $990.1k 0.01% Added +9.0k +9,017
51 Ashton Thomas Private Wealth, LLC 0.07% of their portfolio SCOTTSDALE, AZ 19,40719.4k $990.0k $990.0k 0.07% Added +7.0k +7,030
52 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 18,68418.7k $953.1k $953.1k 0.01% Reduced -617 -617
53 StoneX Group Inc. 0.10% of their portfolio NEW YORK, NY 17,35817.4k $885.5k $885.5k 0.10% Reduced -1.1k -1,095
54 Private Advisory Group LLC 0.15% of their portfolio REDMOND, WA 14,77814.8k $753.8k $753.8k 0.15% Added +5.0k +5,013
55 Capital Wealth Alliance, LLC 0.56% of their portfolio Scottsdale, AZ 14,56714.6k $743.0k $743.0k 0.56% Added +7.2k +7,211
56 Schrum Private Wealth Management LLC 0.84% of their portfolio ST. AUGUSTINE, FL 14,50514.5k $739.9k $739.9k 0.84% Unchanged
57 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 13,66713.7k $697.2k $697.2k 0.01% Unchanged
58 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 13,29013.3k $678.0k $678.0k 0.00% Added +2.1k +2,141
59 Apeiron RIA LLC 0.23% of their portfolio Dallas, TX 13,08613.1k $667.5k $667.5k 0.23% Reduced -2.5k -2,496
60 MTM Investment Management, LLC 0.33% of their portfolio SPARTANBURG, SC 12,82212.8k $654.0k $654.0k 0.33% Unchanged
61 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 12,70512.7k $648.1k $648.1k 0.02% Reduced -787 -787
62 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 11,73611.7k $599.0k $599.0k 0.03% New
63 TRUST CO OF OKLAHOMA 0.24% of their portfolio TULSA, OK 11,58911.6k $591.2k $591.2k 0.24% Added +7.4k +7,432
64 HFG Advisors, Inc. 0.65% of their portfolio CINCINATTI, OH 11,58311.6k $590.8k $590.8k 0.65% Added +221 +221
65 SignalPoint Asset Management, LLC 0.18% of their portfolio SPRINGFIELD, MO 11,14511.1k $568.5k $568.5k 0.18% Reduced -666 -666
66 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 11,10611.1k $566.5k $566.5k 0.02% Reduced -2.0k -2,032
67 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 10,67010.7k $544.3k $544.3k 0.03% Added +116 +116
68 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 10,17110.2k $518.8k $518.8k 0.00% New
69 Leelyn Smith, LLC 0.13% of their portfolio GENEVA, IL 10,12710.1k $516.6k $516.6k 0.13% Reduced -500 -500
70 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 10,08910.1k $514.7k $514.7k 0.02% Added +39 +39
71 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 9,99110.0k $509.7k $509.7k 0.01% Reduced -10.0k -10,044
72 Monument Capital Management 0.17% of their portfolio ALEXANDRIA, VA 9,7799.8k $498.8k $498.8k 0.17% Added +824 +824
73 Realta Investment Advisors 0.11% of their portfolio WILMINGTON, DE 8,7518.8k $483.1k $483.1k 0.11% Unchanged
74 LEVEL FOUR ADVISORY SERVICES, LLC 0.03% of their portfolio DALLAS, TX 8,4898.5k $433.0k $433.0k 0.03% Reduced -3.0k -2,955
75 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8,4328.4k $430.1k $430.1k 0.00% Reduced -202 -202
76 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 8,3278.3k $424.8k $424.8k 0.00% Reduced -282 -282
77 Family Asset Management, LLC 0.28% of their portfolio CHARLESTON, SC 7,4667.5k $380.8k $380.8k 0.28% Unchanged
78 RPg Family Wealth Advisory, LLC 0.15% of their portfolio BURLINGTON, MA 7,2977.3k $372.2k $372.2k 0.15% Added +834 +834
79 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 7,1897.2k $366.7k $366.7k 0.01% Added +1.0k +1,019
80 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 7,0147.0k $357.8k $357.8k 0.02% Reduced -1.8k -1,771
81 Kesler, Norman & Wride, LLC 0.09% of their portfolio OGDEN, UT 6,9907.0k $356.6k $356.6k 0.09% Added +26 +26
82 Claro Advisors Inc. 0.09% of their portfolio BOSTON, MA 6,8086.8k $347.3k $347.3k 0.09% Added +956 +956
83 Ignite Planners, LLC 0.10% of their portfolio SAN CLEMENTE, CA 6,6306.6k $325.3k $325.3k 0.10% Reduced -1.7k -1,654
84 PFG Advisors 0.03% of their portfolio Phoenix, AZ 6,2106.2k $316.8k $316.8k 0.03% Added +28 +28
85 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 5,9806.0k $305.0k $305.0k 0.00% New
86 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 5,5585.6k $283.5k $283.5k 0.02% Reduced -857 -857
87 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio ORLANDO, FL 5,5175.5k $277.4k $277.4k 0.04% Added +1.2k +1,234
88 Kovack Advisors, Inc. 0.04% of their portfolio FT. LAUDERDALE, FL 5,4955.5k $280.3k $280.3k 0.04% Added +447 +447
89 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 5,3725.4k $274.0k $274.0k 0.03% Reduced -1.9k -1,920
90 Aveo Capital Partners, LLC 0.04% of their portfolio ENGLEWOOD, CO 5,2685.3k $268.7k $268.7k 0.04% Unchanged
91 Kraft, Davis & Associates, LLC 0.10% of their portfolio St. Louis, MO 5,2235.2k $257.1k $257.1k 0.10% Unchanged
92 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 5,1645.2k $263.4k $263.4k 0.01% Reduced -4.7k -4,700
93 KENNICOTT CAPITAL MANAGEMENT LLC 0.14% of their portfolio LARKSPUR, CA 4,8964.9k $249.7k $249.7k 0.14% Reduced -9.8k -9,792
94 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 4,6004.6k $235.0k $235.0k 0.00% New
95 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 4,3744.4k $223.1k $223.1k 0.00% Reduced -17.4k -17,426
96 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 4,2504.2k $216.8k $216.8k 0.00% Reduced -2.4k -2,405
97 Csenge Advisory Group 0.01% of their portfolio CLEARWATER, FL 4,2464.2k $216.6k $216.6k 0.01% New
98 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 4,1954.2k $214.0k $214.0k 0.00% Reduced -175 -175
99 L.M. KOHN & COMPANY 0.08% of their portfolio CINCINNATI, OH 4,1694.2k $212.7k $212.7k 0.08% Unchanged
100 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 4,1574.2k $212.0k $212.0k 0.01% Unchanged