Vault-13

FIRST TR EXCHANGE TRADED FD FXD

CONSUMR DISCRE · ETP · CUSIP 33734X101

145 institutional holders +16 vs Q1 2023
22,648,41022.6m shares reported held*
$1.2bnreported value*
23 new 49 added 37 reduced 10 sold out net bought ≈ $70.1m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $55.18. Options: 1 managers hold calls ($0 notional), 2 hold puts ($298.2k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 111Q4 22: 114Q1 23: 129Q2 23: 145145Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022111
Q4 2022114
Q1 2023129
Q2 2023145

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 27 bought or addedQ4 22: 67 cut or sold outQ4 22Q1 23: 73 bought or addedQ1 23: 43 cut or sold outQ1 23Q2 23: 72 bought or addedQ2 23: 47 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222767
Q1 20237343
Q2 20237247

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $298.2kQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$298.2k—

Biggest buyers

MORGAN STANLEY Added +249,797+249.8k
NewSquare Capital LLC Added +181,839+181.8k
Virtue Capital Management, LLC New +180,319+180.3k
TRUIST FINANCIAL CORP Added +137,322+137.3k
Cyndeo Wealth Partners, LLC New +124,553+124.6k
OSAIC HOLDINGS, INC. Added +89,700+89.7k
Coppell Advisory Solutions LLC New +82,140+82.1k
ENVESTNET ASSET MANAGEMENT INC Added +72,542+72.5k
STIFEL FINANCIAL CORP Added +62,073+62.1k
BENJAMIN F. EDWARDS & COMPANY, INC. Added +59,664+59.7k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -244,941-244.9k
BNP PARIBAS FINANCIAL MARKETS Reduced -200,000-200.0k
WELLS FARGO & COMPANY/MN Reduced -167,170-167.2k
Private Advisor Group, LLC Reduced -40,826-40.8k
AE Wealth Management LLC Reduced -40,467-40.5k
Fulcrum Equity Management Reduced -19,335-19.3k
WORLD EQUITY GROUP, INC. Sold out -14,448-14.4k
FIRST TRUST ADVISORS LP Reduced -7,970-8.0k
Janney Montgomery Scott LLC Reduced -7,506-7.5k
LINCOLN NATIONAL CORP Sold out -7,295-7.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $298.2k5.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.81% of their portfolio Wheaton, IL 12,979,13513.0m $716.6m $716.6m 0.81% Reduced -8.0k -7,970
2 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,633,9631.6m $90.2m $90.2m 0.03% Reduced -167.2k -167,170
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,585,1451.6m $87.5m $87.5m 0.01% Added +249.8k +249,797
4 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 543,005543.0k $30.0m $30.0m 0.05% Added +56.5k +56,547
5 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 364,652364.7k $20.1m $20.1m 0.01% Reduced -244.9k -244,941
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 333,945333.9k $18.4m $18.4m 0.01% Added +1.4k +1,351
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 299,130299.1k $16.5m $16.5m 0.00% Added +655 +655
8 NewEdge Advisors, LLC 0.18% of their portfolio NEW ORLEANS, LA 289,993290.0k $16.0m $16.0m 0.18% Added +42.3k +42,293
9 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 266,476266.5k $14.7m $14.7m 0.01% Added +33.3k +33,286
10 NewSquare Capital LLC 1.52% of their portfolio NEWTOWN SQUARE, PA 264,884264.9k $14.6m $14.6m 1.52% Added +181.8k +181,839
11 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 222,183222.2k $12.3m $12.3m 0.02% Added +137.3k +137,322
12 UBS Group AG 0.01% of their portfolio ZURICH, V8 219,599219.6k $12.1m $12.1m 0.01% Added +53.9k +53,917
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 218,350218.3k $12.1m $12.1m 0.00% Added +57.4k +57,398
14 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 201,083201.1k $11.1m $11.1m 0.04% Reduced -7.5k -7,506
15 BENJAMIN F. EDWARDS & COMPANY, INC. 0.40% of their portfolio ST. LOUIS, MO 191,943191.9k $10.6m $10.6m 0.40% Added +59.7k +59,664
16 Virtue Capital Management, LLC 1.70% of their portfolio BRENTWOOD, TN 180,319180.3k $10.0m $10.0m 1.70% New
17 WCG Wealth Advisors LLC 1.12% of their portfolio LAS VEGAS, NV 174,079174.1k $9.6m $9.6m 1.12% Added +27.3k +27,311
18 Advisory Services Network, LLC 0.25% of their portfolio ATLANTA, GA 172,059172.1k $9.5m $9.5m 0.25% Added +1.1k +1,103
19 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 150,329150.3k $8.3m $8.3m 0.05% Reduced -40.5k -40,467
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 133,216133.2k $7.4m $7.4m 0.00% Added +22.3k +22,319
21 Cyndeo Wealth Partners, LLC 0.72% of their portfolio ST. PETERSBURG, FL 124,553124.6k $6.9m $6.9m 0.72% New
22 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 124,217124.2k $6.9m $6.9m 0.01% Added +62.1k +62,073
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 123,839123.8k $6.8m $6.8m 0.00% Added +72.5k +72,542
24 CWM, LLC 0.04% of their portfolio OMAHA, NE 118,867118.9k $6.6m $6.6m 0.04% Added +46.0k +45,956
25 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 116,107116.1k $6.4m $6.4m 0.01% Added +89.7k +89,700
26 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 109,971110.0k $6.1m $6.1m 0.02% Reduced -440 -440
27 Coppell Advisory Solutions LLC 1.27% of their portfolio COPPELL, TX 82,14082.1k $4.5m $4.5m 1.27% New
28 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 80,99081.0k $4.5m $4.5m 0.01% Added +50.5k +50,470
29 MinichMacGregor Wealth Management, LLC 1.27% of their portfolio Saratoga Springs, NY 73,69973.7k $4.1m $4.1m 1.27% Reduced -1.1k -1,128
30 NAVELLIER & ASSOCIATES INC 0.76% of their portfolio Reno, NV 70,60870.6k $3.9m $3.9m 0.76% Reduced -2.9k -2,850
31 Nilsine Partners, LLC 0.49% of their portfolio GREENWOOD VILLAGE, CO 60,62860.6k $3.3m $3.3m 0.49% Added +18.0k +18,045
32 Paragon Private Wealth Management, LLC 2.55% of their portfolio LEXINGTON, KY 57,95158.0k $3.2m $3.2m 2.55% Reduced -472 -472
33 Gladstone Institutional Advisory LLC 0.19% of their portfolio Bedminster, NJ 56,32456.3k $3.1m $3.1m 0.19% New
34 Vestmark Advisory Solutions, Inc. 0.11% of their portfolio Wakefield, MA 53,05553.1k $2.9m $2.9m 0.11% New
35 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 50,00050.0k $2.8m $2.8m 0.01% Reduced -200.0k -200,000
36 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 42,08242.1k $2.3m $2.3m 0.01% First filing
37 Transamerica Financial Advisors, LLC 0.28% of their portfolio CEDAR RAPIDS, IA 39,63639.6k $2.2m $2.2m 0.28% Added +24.9k +24,921
38 TriaGen Wealth Management LLC 0.94% of their portfolio Calabasas, CA 37,38437.4k $2.1m $2.1m 0.94% Added +19.4k +19,412
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 34,21634.2k $1.9m $1.9m 0.00% Reduced -4.4k -4,375
40 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 33,02633.0k $1.8m $1.8m 0.02% New
41 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 30,60530.6k $1.7m $1.7m 0.00% Reduced -611 -611
42 Merit Financial Group, LLC 0.05% of their portfolio ALPHARETTA, GA 28,91828.9k $1.6m $1.6m 0.05% New
43 COTTONWOOD CAPITAL ADVISORS, LLC 1.37% of their portfolio SALT LAKE CITY, UT 27,12127.1k $1.5m $1.5m 1.37% Reduced -348 -348
44 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 26,94926.9k $1.5m $1.5m 0.01% Added +6.7k +6,654
45 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 24,96325.0k $1.4m $1.4m 0.01% Added +3.1k +3,112
46 Second Half Financial Partners, LLC 0.28% of their portfolio SEBRING, FL 22,43022.4k $1.2m $1.2m 0.28% New
47 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 21,80021.8k $1.2m $1.2m 0.00% New
48 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 20,03520.0k $1.1m $1.1m 0.02% Reduced -2 -2
49 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 19,69019.7k $1.1m $1.1m 0.00% Added +312 +312
50 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 19,30119.3k $1.1m $1.1m 0.01% Reduced -40.8k -40,826
51 StoneX Group Inc. 0.11% of their portfolio NEW YORK, NY 18,45318.5k $1.0m $1.0m 0.11% Added +1.5k +1,460
52 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 16,99517.0k $938.3k $938.3k 0.00% New
53 GSA CAPITAL PARTNERS LLP 0.09% of their portfolio LONDON, X0 16,16816.2k $893.0k $893.0k 0.09% New
54 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 16,14616.1k $891.4k $891.4k 0.04% Added +804 +804
55 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 15,62215.6k $862.5k $862.5k 0.01% Added +7.6k +7,611
56 Apeiron RIA LLC 0.29% of their portfolio Dallas, TX 15,58215.6k $860.3k $860.3k 0.29% Added +22 +22
57 KENNICOTT CAPITAL MANAGEMENT LLC 0.14% of their portfolio LARKSPUR, CA 14,68814.7k $270.3k $270.3k 0.14% Added +9.8k +9,792
58 Schrum Private Wealth Management LLC 0.87% of their portfolio ST. AUGUSTINE, FL 14,50514.5k $800.8k $800.8k 0.87% Unchanged
59 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 13,66713.7k $754.6k $754.6k 0.01% Reduced -1 -1
60 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 13,49213.5k $744.9k $744.9k 0.03% Reduced -22 -22
61 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 13,32213.3k $735.5k $735.5k 0.00% New
62 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 13,13813.1k $725.3k $725.3k 0.02% Added +4.0k +3,963
63 MTM Investment Management, LLC 0.35% of their portfolio SPARTANBURG, SC 12,82212.8k $707.9k $707.9k 0.35% Unchanged
64 Ashton Thomas Private Wealth, LLC 0.05% of their portfolio SCOTTSDALE, AZ 12,37712.4k $683.3k $683.3k 0.05% Reduced -121 -121
65 SignalPoint Asset Management, LLC 0.20% of their portfolio SPRINGFIELD, MO 11,81111.8k $652.1k $652.1k 0.20% Reduced -10 -10
66 O'Dell Group, LLC 0.18% of their portfolio CINCINNATI, OH 11,79611.8k $651.3k $651.3k 0.18% Unchanged
67 LEVEL FOUR ADVISORY SERVICES, LLC 0.04% of their portfolio DALLAS, TX 11,44411.4k $631.8k $631.8k 0.04% Unchanged
68 HFG Advisors, Inc. 0.66% of their portfolio CINCINATTI, OH 11,36211.4k $627.3k $627.3k 0.66% Added +1.9k +1,946
69 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,14911.1k $616.0k $616.0k 0.00% Added +287 +287
70 Leelyn Smith, LLC 0.14% of their portfolio GENEVA, IL 10,62710.6k $586.7k $586.7k 0.14% Added +631 +631
71 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 10,55410.6k $582.7k $582.7k 0.03% Reduced -1.1k -1,111
72 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 10,39210.4k $573.7k $573.7k 0.01% Reduced -3.3k -3,308
73 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 10,05010.1k $554.9k $554.9k 0.02% Reduced -75 -75
74 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 9,8649.9k $544.6k $544.6k 0.01% Added +2.2k +2,186
75 Private Advisory Group LLC 0.11% of their portfolio REDMOND, WA 9,7659.8k $539.1k $539.1k 0.11% Added +972 +972
76 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 9,7579.8k $538.7k $538.7k 0.03% New
77 Monument Capital Management 0.16% of their portfolio ALEXANDRIA, VA 8,9559.0k $494.4k $494.4k 0.16% New
78 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 8,7858.8k $485.0k $485.0k 0.02% Added +5.3k +5,289
79 Realta Investment Advisors 0.11% of their portfolio WILMINGTON, DE 8,7518.8k $483.1k $483.1k 0.11% New
80 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8,6348.6k $476.7k $476.7k 0.00% Reduced -331 -331
81 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 8,6098.6k $475.3k $475.3k 0.00% Reduced -5.9k -5,871
82 Ignite Planners, LLC 0.18% of their portfolio SAN CLEMENTE, CA 8,2848.3k $456.0k $456.0k 0.18% Reduced -1.4k -1,374
83 Fulcrum Equity Management 0.52% of their portfolio PLANO, TX 8,0438.0k $444.1k $444.1k 0.52% Reduced -19.3k -19,335
84 Family Asset Management, LLC 0.28% of their portfolio CHARLESTON, SC 7,4667.5k $412.2k $412.2k 0.28% New
85 Capital Wealth Alliance, LLC 0.31% of their portfolio Scottsdale, AZ 7,3567.4k $406.1k $406.1k 0.31% Added +367 +367
86 Arkadios Wealth Advisors 0.05% of their portfolio ATLANTA, GA 7,2927.3k $402.6k $402.6k 0.05% Reduced -1.1k -1,091
87 Kesler, Norman & Wride, LLC 0.09% of their portfolio OGDEN, UT 6,9647.0k $384.5k $384.5k 0.09% Added +1.2k +1,172
88 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 6,6556.7k $367.4k $367.4k 0.01% New
89 RPg Family Wealth Advisory, LLC 0.14% of their portfolio BURLINGTON, MA 6,4636.5k $356.8k $356.8k 0.14% Reduced -469 -469
90 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 6,4156.4k $354.2k $354.2k 0.03% First filing
91 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 6,1946.2k $298.4k $298.4k 0.01% Added +2.9k +2,902
92 PFG Advisors 0.03% of their portfolio Phoenix, AZ 6,1826.2k $341.3k $341.3k 0.03% Reduced -992 -992
93 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 6,1706.2k $340.6k $340.6k 0.01% Reduced -24 -24
94 Comprehensive Financial Consultants Institutional, Inc. 0.18% of their portfolio Bloomington, IN 6,0576.1k $346.2k $346.2k 0.18% Unchanged
95 Claro Advisors Inc. 0.08% of their portfolio BOSTON, MA 5,8525.9k $323.1k $323.1k 0.08% Reduced -500 -500
96 Aveo Capital Partners, LLC 0.04% of their portfolio ENGLEWOOD, CO 5,2685.3k $290.8k $290.8k 0.04% Unchanged
97 Kraft, Davis & Associates, LLC 0.10% of their portfolio St. Louis, MO 5,2235.2k $291.0k $291.0k 0.10% First filing
98 Kovack Advisors, Inc. 0.04% of their portfolio FT. LAUDERDALE, FL 5,0485.0k $278.7k $278.7k 0.04% Reduced -900 -900
99 AMJ Financial Wealth Management 0.11% of their portfolio LEESBURG, VA 4,5234.5k $249.7k $249.7k 0.11% New
100 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 4,3704.4k $241.3k $241.3k 0.00% Unchanged