Vault-13

FIRST TR LRGE CP CORE ALPHA FEX

COM SHS · ETP · CUSIP 33734K109

197 institutional holders +9 vs Q4 2023
8,978,6089.0m shares reported held*
$890.5mreported value*
17 new 62 added 65 reduced 8 sold out net bought ≈ $118.7m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $99.18. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 165Q4 22: 179Q1 23: 178Q2 23: 180Q3 23: 184Q4 23: 188Q1 24: 197197Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022165
Q4 2022179
Q1 2023178
Q2 2023180
Q3 2023184
Q4 2023188
Q1 2024197

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 84 bought or addedQ4 22: 60 cut or sold outQ4 22Q1 23: 72 bought or addedQ1 23: 78 cut or sold outQ1 23Q2 23: 63 bought or addedQ2 23: 69 cut or sold outQ2 23Q3 23: 78 bought or addedQ3 23: 65 cut or sold outQ3 23Q4 23: 64 bought or addedQ4 23: 80 cut or sold outQ4 23Q1 24: 79 bought or addedQ1 24: 73 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20228460
Q1 20237278
Q2 20236369
Q3 20237865
Q4 20236480
Q1 20247973

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ2 23 calls: $0Q2 23 puts: $310.2kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$310.2k—
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +916,236+916.2k
OSAIC HOLDINGS, INC. Added +49,867+49.9k
Kestra Advisory Services, LLC Added +44,329+44.3k
GOLDMAN SACHS GROUP INC New +36,182+36.2k
LPL Financial LLC Added +32,915+32.9k
RAYMOND JAMES & ASSOCIATES Added +32,176+32.2k
BANK OF AMERICA CORP /DE/ Added +29,568+29.6k
KPP Advisory Services LLC New +28,811+28.8k
Cetera Investment Advisers Added +25,357+25.4k
HBK Sorce Advisory LLC Added +17,097+17.1k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -30,095-30.1k
SILVER OAK SECURITIES, INCORPORATED Reduced -29,052-29.1k
Cetera Advisor Networks LLC Sold out -17,903-17.9k
Cetera Advisors LLC Sold out -9,912-9.9k
FLOW TRADERS U.S. LLC Sold out -9,846-9.8k
TRUIST FINANCIAL CORP Reduced -9,035-9.0k
AE Wealth Management LLC Reduced -7,892-7.9k
Foundry Financial Group, Inc. Sold out -6,800-6.8k
Raymond James Financial Services Advisors, Inc. Reduced -6,773-6.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -5,347-5.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,153,6843.2m $313.0m $313.0m 0.01% Added +916.2k +916,236
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 813,098813.1k $80.7m $80.7m 0.04% Added +32.9k +32,915
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 479,610479.6k $47.6m $47.6m 0.01% Reduced -30.1k -30,095
4 Janney Montgomery Scott LLC 0.14% of their portfolio PHILADELPHIA, PA 471,075471.1k $46.8m $46.8m 0.14% Added +3.2k +3,213
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 260,107260.1k $25.8m $25.8m 0.01% Added +844 +844
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 222,658222.7k $22.1m $22.1m 0.00% Added +29.6k +29,568
7 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 206,713206.7k $20.5m $20.5m 0.03% Added +1.4k +1,365
8 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 200,762200.8k $19.9m $19.9m 0.04% Added +49.9k +49,867
9 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 185,484185.5k $18.4m $18.4m 0.03% Reduced -6.8k -6,773
10 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 185,278185.3k $18.4m $18.4m 0.12% Added +44.3k +44,329
11 HBK Sorce Advisory LLC 0.64% of their portfolio ERIE, PA 182,102182.1k $18.1m $18.1m 0.64% Added +17.1k +17,097
12 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 164,528164.5k $16.3m $16.3m 0.02% Reduced -9.0k -9,035
13 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 155,237155.2k $15.4m $15.4m 0.01% Added +32.2k +32,176
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 150,631150.6k $14.9m $14.9m 0.00% Added +8.7k +8,706
15 SILVER OAK SECURITIES, INCORPORATED 2.20% of their portfolio JACKSON, TN 144,715144.7k $14.4m $14.4m 2.20% Reduced -29.1k -29,052
16 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 99,36999.4k $9.9m $9.9m 0.07% Reduced -704 -704
17 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 98,28498.3k $9.8m $9.8m 0.04% Reduced -2.7k -2,710
18 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 92,95493.0k $9.2m $9.2m 0.02% Added +25.4k +25,357
19 Triumph Capital Management 3.18% of their portfolio DENVER, CO 78,94078.9k $7.8m $7.8m 3.18% Added +8.4k +8,353
20 Strategic Blueprint, LLC 0.53% of their portfolio ATLANTA, GA 74,81574.8k $7.4m $7.4m 0.53% Added +11.3k +11,279
21 Coppell Advisory Solutions Corp. 1.34% of their portfolio COPPELL, TX 71,39971.4k $7.1m $7.1m 1.34% First filing
22 GREAT VALLEY ADVISOR GROUP, INC. 0.20% of their portfolio WILMINGTON, DE 66,97267.0k $6.6m $6.6m 0.20% Reduced -1.4k -1,354
23 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 59,44259.4k $5.9m $5.9m 0.01% Reduced -576 -576
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 57,96258.0k $5.8m $5.8m 0.00% Reduced -5.3k -5,347
25 Chicago Partners Investment Group LLC 0.23% of their portfolio CHICAGO, IL 57,16557.2k $5.5m $5.5m 0.23% Added +591 +591
26 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 54,38154.4k $5.4m $5.4m 0.01% Added +13.9k +13,893
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 46,11446.1k $4.6m $4.6m 0.01% Added +5.8k +5,809
28 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 41,88441.9k $4.2m $4.2m 0.01% Reduced -131 -131
29 Secure Asset Management, LLC 0.97% of their portfolio Troy, MI 41,40541.4k $4.1m $4.1m 0.97% Reduced -2.1k -2,091
30 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 36,59736.6k $3.6m $3.6m 0.00% Added +4.5k +4,519
31 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 36,18236.2k $3.6m $3.6m 0.00% New
32 KPP Advisory Services LLC 0.78% of their portfolio Louisville, KY 28,81128.8k $2.9m $2.9m 0.78% New
33 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 27,57127.6k $2.7m $2.7m 0.02% Reduced -2.8k -2,785
34 Keystone Wealth Services, LLC 0.79% of their portfolio PALM DESERT, CA 24,62124.6k $2.4m $2.4m 0.79% Reduced -622 -622
35 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 24,06124.1k $2.4m $2.4m 0.01% Reduced -1.3k -1,260
36 LVZ, Inc. 0.29% of their portfolio Holland, MI 21,76221.8k $2.2m $2.2m 0.29% Added +9.8k +9,843
37 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 21,28021.3k $2.1m $2.1m 0.00% Added +3.7k +3,742
38 Focus Financial Network, Inc. 0.09% of their portfolio MINNEAPOLIS, MN 20,60520.6k $1.9m $1.9m 0.09% First filing
39 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 19,58019.6k $1.9m $1.9m 0.00% Added +300 +300
40 Belpointe Asset Management LLC 0.12% of their portfolio RENO, NV 15,89915.9k $1.6m $1.6m 0.12% Added +8.0k +8,027
41 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 15,84415.8k $1.6m $1.6m 0.00% Reduced -135 -135
42 Financial Advocates Investment Management 0.09% of their portfolio OLYMPIA, WA 15,48615.5k $1.5m $1.5m 0.09% Reduced -358 -358
43 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 15,23015.2k $1.5m $1.5m 0.02% Reduced -7.9k -7,892
44 EPG Wealth Management LLC 0.37% of their portfolio ATLANTA, GA 15,19915.2k $1.5m $1.5m 0.37% Added +27 +27
45 Atlanta Consulting Group Advisors, LLC 0.52% of their portfolio ATLANTA, GA 15,04915.0k $1.5m $1.5m 0.52% First filing
46 Clearwater Capital Advisors, LLC 0.16% of their portfolio HOFFMAN ESTATES, IL 15,02615.0k $1.5m $1.5m 0.16% Reduced -40 -40
47 PARK NATIONAL CORP /OH/ 0.06% of their portfolio NEWARK, OH 14,93614.9k $1.5m $1.5m 0.06% Reduced -445 -445
48 Transamerica Financial Advisors, LLC 0.15% of their portfolio CEDAR RAPIDS, IA 14,81014.8k $1.5m $1.5m 0.15% Added +5.2k +5,237
49 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 14,52914.5k $1.4m $1.4m 0.00% Added +106 +106
50 WETZEL INVESTMENT ADVISORS, INC. 0.79% of their portfolio INDIANAPOLIS, IN 14,33514.3k $1.3m $1.3m 0.79% Reduced -586 -586
51 CENTAURUS FINANCIAL, INC. 0.10% of their portfolio ANAHEIM, CA 13,78313.8k $1.4m $1.4m 0.10% Reduced -59 -59
52 IAMS WEALTH MANAGEMENT, LLC 0.76% of their portfolio OMAHA, NE 13,19713.2k $1.3m $1.3m 0.76% Added +4.4k +4,377
53 COMERICA BANK 0.01% of their portfolio DALLAS, TX 13,08513.1k $1.3m $1.3m 0.01% Reduced -395 -395
54 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 13,02213.0k $1.3m $1.3m 0.05% Added +7.8k +7,815
55 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 12,80712.8k $1.3m $1.3m 0.02% Added +305 +305
56 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 12,62012.6k $1.3m $1.3m 0.01% Added +1.6k +1,605
57 Kaydan Wealth Management, Inc. 0.41% of their portfolio FENTON, MI 12,25212.3k $1.2m $1.2m 0.41% Reduced -228 -228
58 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 11,37411.4k $1.1m $1.1m 0.02% Reduced -230 -230
59 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 11,25811.3k $1.1m $1.1m 0.04% Added +4.0k +4,006
60 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 11,17411.2k $1.1m $1.1m 0.02% Reduced -137 -137
61 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,01711.0k $1.1m $1.1m 0.00% Reduced -990 -990
62 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 10,54610.5k $1.0m $1.0m 0.02% Reduced -634 -634
63 Ancora Advisors LLC 0.02% of their portfolio Cleveland, OH 10,36910.4k $1.0m $1.0m 0.02% Unchanged
64 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 10,25010.2k $1.0m $1.0m 0.01% Added +90 +90
65 Kowal Investment Group, LLC 0.22% of their portfolio BROOKFIELD, WI 10,22410.2k $1.0m $1.0m 0.22% Added +3 +3
66 RDA Financial Network 0.35% of their portfolio AKRON, IA 10,14910.1k $1.0m $1.0m 0.35% Reduced -3.5k -3,486
67 Farrell Financial LLC 0.81% of their portfolio ORCHARD PARK, NY 9,99310.0k $991.7k $991.7k 0.81% Added +101 +101
68 Summit Financial, LLC 0.06% of their portfolio PARSIPPANY, NJ 9,8219.8k $974.6k $974.6k 0.06% Added +4.0k +4,044
69 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 9,4399.4k $936.7k $936.7k 0.05% Reduced -166 -166
70 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 9,2269.2k $915.6k $915.6k 0.02% Reduced -238 -238
71 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 8,5488.5k $848.4k $848.4k 0.03% Added +4.7k +4,708
72 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,3188.3k $825.5k $825.5k 0.00% Added +11 +11
73 COZAD ASSET MANAGEMENT INC 0.08% of their portfolio CHAMPAIGN, IL 8,1968.2k $813.4k $813.4k 0.08% Added +2 +2
74 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 8,1688.2k $810.6k $810.6k 0.01% Reduced -45 -45
75 USAdvisors Wealth Management, LLC 0.30% of their portfolio EDEN PRAIRIE, MN 8,0878.1k $800.0k $800.0k 0.30% Added +4 +4
76 Sterling Investment Advisors, Ltd. 0.20% of their portfolio BERWYN, PA 7,3347.3k $727.8k $727.8k 0.20% Added +25 +25
77 WealthPLAN Partners, LLC 0.07% of their portfolio OMAHA, NE 7,2847.3k $722.9k $722.9k 0.07% Reduced -435 -435
78 ForthRight Wealth Management, LLC 0.26% of their portfolio ALPHARETTA, GA 7,1667.2k $711.2k $711.2k 0.26% Unchanged
79 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 7,1587.2k $710.4k $710.4k 0.01% New
80 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 6,9587.0k $690.5k $690.5k 0.01% Unchanged
81 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 6,8016.8k $675.0k $675.0k 0.01% Unchanged
82 Tidemark, LLC 0.37% of their portfolio SAN DIEGO, CA 6,6856.7k $663.4k $663.4k 0.37% Reduced -2.5k -2,455
83 Arkos Global Advisors 0.11% of their portfolio HOUSTON, TX 6,4186.4k $637.0k $637.0k 0.11% Unchanged
84 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 6,3266.3k $627.8k $627.8k 0.02% New
85 1776 Wealth LLC 0.29% of their portfolio ATLANTA, GA 6,1476.1k $610.0k $610.0k 0.29% Unchanged
86 Sebold Capital Management, Inc. 0.41% of their portfolio LISLE, IL 6,0976.1k $605.1k $605.1k 0.41% Reduced -52 -52
87 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 5,9886.0k $594.2k $594.2k 0.01% Reduced -1.3k -1,339
88 Walkner Condon Financial Advisors LLC 0.13% of their portfolio MADISON, WI 5,9636.0k $591.8k $591.8k 0.13% Unchanged
89 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 5,9516.0k $590.6k $590.6k 0.02% Reduced -1.5k -1,516
90 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 5,7645.8k $572.4k $572.4k 0.02% Reduced -1.8k -1,819
91 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 5,7595.8k $572.0k $572.0k 0.00% Reduced -224 -224
92 HFG Advisors, Inc. 0.50% of their portfolio CINCINATTI, OH 5,7135.7k $567.0k $567.0k 0.50% Reduced -356 -356
93 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 5,4915.5k $544.9k $544.9k 0.01% Reduced -551 -551
94 Regal Investment Advisors LLC 0.04% of their portfolio KENTWOOD, MI 5,2915.3k $525.1k $525.1k 0.04% Added +1 +1
95 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 5,2225.2k $518.3k $518.3k 0.00% Reduced -557 -557
96 Cyndeo Wealth Partners, LLC 0.04% of their portfolio ST. PETERSBURG, FL 5,1545.2k $511.5k $511.5k 0.04% Unchanged
97 CWM, LLC 0.00% of their portfolio OMAHA, NE 5,0905.1k $505.0k $505.0k 0.00% Added +100 +100
98 DAYMARK WEALTH PARTNERS, LLC 0.03% of their portfolio CINCINNATI, OH 5,0415.0k $500.3k $500.3k 0.03% Unchanged
99 Buck Wealth Strategies, LLC 0.16% of their portfolio DENVER, CO 4,8334.8k $479.6k $479.6k 0.16% New
100 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,7954.8k $475.9k $475.9k 0.00% Added +268 +268