Vault-13

FIRST TR LRGE CP CORE ALPHA FEX

COM SHS · ETP · CUSIP 33734K109

188 institutional holders +4 vs Q3 2023
7,885,5357.9m shares reported held*
$710.9mreported value*
9 new 55 added 67 reduced 13 sold out net bought ≈ $27.0m (+299.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $90.15. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 165Q4 22: 179Q1 23: 178Q2 23: 180Q3 23: 184Q4 23: 188188Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022165
Q4 2022179
Q1 2023178
Q2 2023180
Q3 2023184
Q4 2023188

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 84 bought or addedQ4 22: 60 cut or sold outQ4 22Q1 23: 72 bought or addedQ1 23: 78 cut or sold outQ1 23Q2 23: 63 bought or addedQ2 23: 69 cut or sold outQ2 23Q3 23: 78 bought or addedQ3 23: 65 cut or sold outQ3 23Q4 23: 64 bought or addedQ4 23: 80 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228460
Q1 20237278
Q2 20236369
Q3 20237865
Q4 20236480

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $310.2kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$310.2k—
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +727,864+727.9k
WELLS FARGO & COMPANY/MN Added +94,813+94.8k
FIRST TRUST ADVISORS LP New +40,488+40.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +20,187+20.2k
UBS Group AG Added +17,447+17.4k
JPMORGAN CHASE & CO Added +16,732+16.7k
Raymond James Financial Services Advisors, Inc. Added +13,138+13.1k
Janney Montgomery Scott LLC Added +12,886+12.9k
Strategic Blueprint, LLC Added +11,437+11.4k
Coppell Advisory Solutions LLC Added +10,672+10.7k

Biggest sellers

Drake & Associates, LLC Reduced -187,471-187.5k
CENTAURUS FINANCIAL, INC. Reduced -124,191-124.2k
USAdvisors Wealth Management, LLC Reduced -58,981-59.0k
OSAIC HOLDINGS, INC. Reduced -33,039-33.0k
Atria Investments, Inc Sold out -31,346-31.3k
KPP Advisory Services LLC Sold out -28,541-28.5k
RAYMOND JAMES & ASSOCIATES Reduced -27,925-27.9k
SILVER OAK SECURITIES, INCORPORATED Reduced -20,837-20.8k
RDA Financial Network Reduced -20,556-20.6k
ROYAL BANK OF CANADA Reduced -16,112-16.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,237,4482.2m $201.7m $201.7m 0.01% Added +727.9k +727,864
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 780,183780.2k $70.3m $70.3m 0.04% Reduced -7.5k -7,522
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 509,705509.7k $46.0m $46.0m 0.01% Added +94.8k +94,813
4 Janney Montgomery Scott LLC 0.14% of their portfolio PHILADELPHIA, PA 467,862467.9k $42.2m $42.2m 0.14% Added +12.9k +12,886
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 259,263259.3k $23.4m $23.4m 0.01% Added +17.4k +17,447
6 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 205,348205.3k $18.5m $18.5m 0.03% Added +20.2k +20,187
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 193,090193.1k $17.4m $17.4m 0.00% Reduced -2.1k -2,075
8 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 192,257192.3k $17.3m $17.3m 0.03% Added +13.1k +13,138
9 SILVER OAK SECURITIES, INCORPORATED 2.10% of their portfolio JACKSON, TN 173,767173.8k $15.7m $15.7m 2.10% Reduced -20.8k -20,837
10 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 173,563173.6k $15.6m $15.6m 0.02% Reduced -3.4k -3,416
11 HBK Sorce Advisory LLC 0.57% of their portfolio ERIE, PA 165,005165.0k $14.9m $14.9m 0.57% Added +7.2k +7,169
12 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 150,895150.9k $13.6m $13.6m 0.02% Reduced -33.0k -33,039
13 WEALTHSOURCE PARTNERS, LLC 0.87% of their portfolio SAN LUIS OBISPO, CA 147,935147.9k $13.3m $13.3m 0.87% Reduced -1.1k -1,123
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 141,925141.9k $12.8m $12.8m 0.00% Reduced -16.1k -16,112
15 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 140,949140.9k $12.7m $12.7m 0.10% Added +8.9k +8,891
16 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 123,061123.1k $11.1m $11.1m 0.01% Reduced -27.9k -27,925
17 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 100,994101.0k $9.1m $9.1m 0.04% Reduced -11.1k -11,138
18 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 100,073100.1k $9.0m $9.0m 0.07% Added +5.9k +5,949
19 Triumph Capital Management 2.70% of their portfolio DENVER, CO 70,58770.6k $6.4m $6.4m 2.70% Added +2.1k +2,130
20 GREAT VALLEY ADVISOR GROUP, INC. 0.22% of their portfolio WILMINGTON, DE 68,32668.3k $6.2m $6.2m 0.22% Reduced -2.4k -2,410
21 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 67,59767.6k $6.1m $6.1m 0.05% Reduced -11.7k -11,655
22 Strategic Blueprint, LLC 0.47% of their portfolio ATLANTA, GA 63,53663.5k $5.7m $5.7m 0.47% Added +11.4k +11,437
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 63,30963.3k $5.7m $5.7m 0.00% Reduced -1.8k -1,771
24 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 60,01860.0k $5.4m $5.4m 0.01% Added +65 +65
25 Chicago Partners Investment Group LLC 0.24% of their portfolio CHICAGO, IL 56,57456.6k $5.1m $5.1m 0.24% Added +1.8k +1,774
26 Secure Asset Management, LLC 1.05% of their portfolio Troy, MI 43,49643.5k $3.9m $3.9m 1.05% Reduced -1.3k -1,335
27 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 42,01542.0k $3.8m $3.8m 0.01% Reduced -1.1k -1,142
28 Coppell Advisory Solutions LLC 0.73% of their portfolio COPPELL, TX 40,75440.8k $3.7m $3.7m 0.73% Added +10.7k +10,672
29 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 40,48840.5k $3.7m $3.7m 0.00% New
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 40,30540.3k $3.6m $3.6m 0.01% Added +8.3k +8,336
31 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 32,07832.1k $2.9m $2.9m 0.00% Added +6.4k +6,398
32 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 30,35630.4k $2.7m $2.7m 0.03% Reduced -2.2k -2,211
33 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 25,32125.3k $2.3m $2.3m 0.01% Reduced -46 -46
34 Keystone Wealth Services, LLC 0.78% of their portfolio PALM DESERT, CA 25,24325.2k $2.3m $2.3m 0.78% Reduced -3.2k -3,198
35 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 23,12223.1k $2.1m $2.1m 0.01% Reduced -4.6k -4,602
36 FOCUS FINANCIAL NETWORK INC /ADV 0.07% of their portfolio Minneapolis, MN 21,75821.8k $2.0m $2.0m 0.07% First filing
37 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 19,28019.3k $1.7m $1.7m 0.00% Added +16.7k +16,732
38 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 17,90317.9k $1.6m $1.6m 0.01% Added +29 +29
39 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 17,53817.5k $1.6m $1.6m 0.00% Reduced -109 -109
40 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 15,97916.0k $1.4m $1.4m 0.00% Reduced -5.1k -5,100
41 Financial Advocates Investment Management 0.09% of their portfolio OLYMPIA, WA 15,84415.8k $1.4m $1.4m 0.09% Added +5.5k +5,461
42 PARK NATIONAL CORP /OH/ 0.06% of their portfolio NEWARK, OH 15,38115.4k $1.4m $1.4m 0.06% Reduced -650 -650
43 EPG Wealth Management LLC 0.37% of their portfolio ATLANTA, GA 15,17215.2k $1.4m $1.4m 0.37% Added +94 +94
44 Clearwater Capital Advisors, LLC 0.15% of their portfolio HOFFMAN ESTATES, IL 15,06615.1k $1.4m $1.4m 0.15% Added +364 +364
45 WETZEL INVESTMENT ADVISORS, INC. 0.83% of their portfolio INDIANAPOLIS, IN 14,92114.9k $1.3m $1.3m 0.83% First filing
46 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 14,42314.4k $1.3m $1.3m 0.00% Added +255 +255
47 CENTAURUS FINANCIAL, INC. 0.09% of their portfolio ANAHEIM, CA 13,84213.8k $1.2m $1.2m 0.09% Reduced -124.2k -124,191
48 RDA Financial Network 0.47% of their portfolio AKRON, IA 13,63513.6k $1.2m $1.2m 0.47% Reduced -20.6k -20,556
49 COMERICA BANK 0.01% of their portfolio DALLAS, TX 13,48013.5k $1.2m $1.2m 0.01% Added +14 +14
50 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 12,50212.5k $1.1m $1.1m 0.02% Added +7 +7
51 Kaydan Wealth Management, Inc. 0.46% of their portfolio FENTON, MI 12,48012.5k $1.1m $1.1m 0.46% Reduced -497 -497
52 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,00712.0k $1.1m $1.1m 0.00% Reduced -1.1k -1,060
53 LVZ, Inc. 0.15% of their portfolio Holland, MI 11,91911.9k $1.1m $1.1m 0.15% Reduced -108 -108
54 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 11,60411.6k $1.0m $1.0m 0.02% Added +14 +14
55 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 11,31111.3k $1.0m $1.0m 0.02% Added +578 +578
56 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 11,18011.2k $1.0m $1.0m 0.02% Reduced -13.6k -13,570
57 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 11,01511.0k $993.2k $993.2k 0.01% Reduced -160 -160
58 Ancora Advisors LLC 0.02% of their portfolio Cleveland, OH 10,36910.4k $934.9k $934.9k 0.02% Reduced -915 -915
59 Kowal Investment Group, LLC 0.22% of their portfolio BROOKFIELD, WI 10,22110.2k $921.6k $921.6k 0.22% Added +6 +6
60 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 10,16010.2k $916.1k $916.1k 0.01% Added +5 +5
61 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 9,9129.9k $893.7k $893.7k 0.01% Reduced -56 -56
62 Farrell Financial LLC 0.80% of their portfolio ORCHARD PARK, NY 9,8929.9k $804.6k $804.6k 0.80% First filing
63 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 9,8469.8k $888.0k $888.0k 0.03% Reduced -2.9k -2,884
64 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 9,6059.6k $866.1k $866.1k 0.05% Reduced -3 -3
65 Transamerica Financial Advisors, LLC 0.12% of their portfolio CEDAR RAPIDS, IA 9,5739.6k $864.0k $864.0k 0.12% Added +9.1k +9,089
66 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 9,4649.5k $853.3k $853.3k 0.02% Added +133 +133
67 Tidemark, LLC 0.52% of their portfolio SAN DIEGO, CA 9,1409.1k $824.1k $824.1k 0.52% First filing
68 IAMS WEALTH MANAGEMENT, LLC 0.51% of their portfolio OMAHA, NE 8,8208.8k $795.2k $795.2k 0.51% Reduced -12.4k -12,412
69 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,3078.3k $749.0k $749.0k 0.00% Added +75 +75
70 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 8,2138.2k $742.5k $742.5k 0.01% Reduced -80 -80
71 COZAD ASSET MANAGEMENT INC 0.09% of their portfolio CHAMPAIGN, IL 8,1948.2k $738.8k $738.8k 0.09% Added +3 +3
72 USAdvisors Wealth Management, LLC 0.30% of their portfolio EDEN PRAIRIE, MN 8,0838.1k $728.0k $728.0k 0.30% Reduced -59.0k -58,981
73 Belpointe Asset Management LLC 0.06% of their portfolio RENO, NV 7,8727.9k $709.8k $709.8k 0.06% Added +205 +205
74 WealthPLAN Partners, LLC 0.07% of their portfolio OMAHA, NE 7,7197.7k $696.0k $696.0k 0.07% Reduced -56 -56
75 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 7,5837.6k $683.7k $683.7k 0.02% Added +2.9k +2,884
76 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 7,4677.5k $673.3k $673.3k 0.03% Reduced -8.7k -8,661
77 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 7,3277.3k $660.6k $660.6k 0.01% Added +946 +946
78 Sterling Investment Advisors, Ltd. 0.21% of their portfolio BERWYN, PA 7,3097.3k $659.0k $659.0k 0.21% Reduced -10 -10
79 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 7,2527.3k $653.9k $653.9k 0.03% Added +406 +406
80 ForthRight Wealth Management, LLC 0.25% of their portfolio ALPHARETTA, GA 7,1667.2k $646.1k $646.1k 0.25% Unchanged
81 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 6,9587.0k $627.4k $627.4k 0.01% Reduced -3.3k -3,288
82 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 6,8016.8k $613.0k $613.0k 0.01% Unchanged
83 Foundry Financial Group, Inc. 0.52% of their portfolio LACONIA, NH 6,8006.8k $613.1k $613.1k 0.52% First filing
84 Arkos Global Advisors 0.11% of their portfolio HOUSTON, TX 6,4186.4k $579.0k $579.0k 0.11% Unchanged
85 Sebold Capital Management, Inc. 0.41% of their portfolio LISLE, IL 6,1496.1k $554.4k $554.4k 0.41% Unchanged
86 1776 Wealth LLC 0.27% of their portfolio ATLANTA, GA 6,1476.1k $554.2k $554.2k 0.27% Unchanged
87 HFG Advisors, Inc. 0.53% of their portfolio CINCINATTI, OH 6,0696.1k $547.2k $547.2k 0.53% Unchanged
88 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 6,0426.0k $544.7k $544.7k 0.01% Added +1.7k +1,655
89 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 5,9836.0k $539.0k $539.0k 0.00% Reduced -2.7k -2,676
90 Walkner Condon Financial Advisors LLC 0.12% of their portfolio MADISON, WI 5,9636.0k $537.6k $537.6k 0.12% Reduced -1.9k -1,881
91 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 5,7795.8k $521.1k $521.1k 0.00% Reduced -9.8k -9,797
92 Summit Financial, LLC 0.03% of their portfolio PARSIPPANY, NJ 5,7775.8k $520.8k $520.8k 0.03% Reduced -392 -392
93 Regal Investment Advisors LLC 0.04% of their portfolio KENTWOOD, MI 5,2905.3k $477.0k $477.0k 0.04% Added +2 +2
94 Ameritas Advisory Services, LLC 0.03% of their portfolio Lincoln, NE 5,2075.2k $481.1k $481.1k 0.03% Reduced -11.3k -11,286
95 Cyndeo Wealth Partners, LLC 0.04% of their portfolio ST. PETERSBURG, FL 5,1545.2k $464.7k $464.7k 0.04% Unchanged
96 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,1535.2k $464.6k $464.6k 0.00% Added +8 +8
97 DAYMARK WEALTH PARTNERS, LLC 0.03% of their portfolio CINCINNATI, OH 5,0415.0k $454.5k $454.5k 0.03% Added +81 +81
98 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,9905.0k $450.0k $450.0k 0.00% Unchanged
99 Eukles Asset Management 0.21% of their portfolio CINCINNATI, OH 4,9154.9k $443.2k $443.2k 0.21% Reduced -659 -659
100 Venture Visionary Partners LLC 0.02% of their portfolio Sylvania, OH 4,5744.6k $412.4k $412.4k 0.02% Unchanged