Vault-13

FIRST TR LRGE CP CORE ALPHA FEX

COM SHS · ETP · CUSIP 33734K109

184 institutional holders +4 vs Q2 2023
7,549,2067.5m shares reported held*
$612.1mreported value*
11 new 67 added 54 reduced 11 sold out net bought ≈ $9.4m (+114.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $81.07. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 165Q4 22: 179Q1 23: 178Q2 23: 180Q3 23: 184184Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022165
Q4 2022179
Q1 2023178
Q2 2023180
Q3 2023184

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 84 bought or addedQ4 22: 60 cut or sold outQ4 22Q1 23: 72 bought or addedQ1 23: 78 cut or sold outQ1 23Q2 23: 63 bought or addedQ2 23: 69 cut or sold outQ2 23Q3 23: 78 bought or addedQ3 23: 65 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228460
Q1 20237278
Q2 20236369
Q3 20237865

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $310.2kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$310.2k—
Q3 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +61,420+61.4k
Coppell Advisory Solutions LLC Added +28,719+28.7k
OSAIC HOLDINGS, INC. Added +24,866+24.9k
RAYMOND JAMES & ASSOCIATES Added +22,592+22.6k
IAMS WEALTH MANAGEMENT, LLC New +21,232+21.2k
CITADEL ADVISORS LLC Added +20,005+20.0k
Cambridge Investment Research Advisors, Inc. Added +17,072+17.1k
Strategic Blueprint, LLC Added +13,714+13.7k
COMERICA BANK New +13,466+13.5k
Ameritas Advisory Services, LLC Added +12,972+13.0k

Biggest sellers

LPL Financial LLC Reduced -49,339-49.3k
Rockefeller Capital Management L.P. Reduced -48,384-48.4k
SILVER OAK SECURITIES, INCORPORATED Reduced -30,638-30.6k
D.A. DAVIDSON & CO. Reduced -28,796-28.8k
Quantum Private Wealth, LLC Sold out -15,530-15.5k
GOLDMAN SACHS GROUP INC Sold out -11,977-12.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -10,309-10.3k
Apollon Wealth Management, LLC Sold out -8,836-8.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -6,839-6.8k
Sigma Planning Corp Reduced -6,057-6.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,509,5841.5m $122.4m $122.4m 0.01% Added +61.4k +61,420
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 787,705787.7k $63.9m $63.9m 0.04% Reduced -49.3k -49,339
3 Janney Montgomery Scott LLC 0.14% of their portfolio PHILADELPHIA, PA 454,976455.0k $36.9m $36.9m 0.14% Added +11.0k +10,956
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 414,892414.9k $33.6m $33.6m 0.01% Added +12.6k +12,625
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 241,816241.8k $19.6m $19.6m 0.01% Reduced -427 -427
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 195,165195.2k $15.8m $15.8m 0.00% Reduced -3.4k -3,440
7 SILVER OAK SECURITIES, INCORPORATED 3.43% of their portfolio JACKSON, TN 194,604194.6k $15.8m $15.8m 3.43% Reduced -30.6k -30,638
8 Drake & Associates, LLC 7.00% of their portfolio WAUKESHA, WI 190,572190.6k $15.5m $15.5m 7.00% Added +3.9k +3,874
9 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 185,161185.2k $15.0m $15.0m 0.03% Reduced -6.8k -6,839
10 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 183,934183.9k $14.9m $14.9m 0.02% Added +24.9k +24,866
11 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 179,119179.1k $14.5m $14.5m 0.03% Reduced -2.8k -2,793
12 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 176,979177.0k $14.4m $14.4m 0.02% Added +663 +663
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 158,037158.0k $12.8m $12.8m 0.00% Added +8.8k +8,797
14 HBK Sorce Advisory LLC 0.56% of their portfolio ERIE, PA 157,836157.8k $12.8m $12.8m 0.56% Reduced -3.2k -3,207
15 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 150,986151.0k $12.2m $12.2m 0.01% Added +22.6k +22,592
16 WEALTHSOURCE PARTNERS, LLC 0.83% of their portfolio SAN LUIS OBISPO, CA 149,058149.1k $12.1m $12.1m 0.83% Reduced -88 -88
17 CENTAURUS FINANCIAL, INC. 0.97% of their portfolio ANAHEIM, CA 138,033138.0k $11.2m $11.2m 0.97% Added +7.7k +7,672
18 Kestra Advisory Services, LLC 0.11% of their portfolio AUSTIN, TX 132,058132.1k $10.7m $10.7m 0.11% Added +3.0k +2,996
19 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 112,132112.1k $9.1m $9.1m 0.04% Added +17.1k +17,072
20 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 94,12494.1k $7.6m $7.6m 0.07% Added +6.3k +6,290
21 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 79,25279.3k $6.4m $6.4m 0.06% Added +4.5k +4,514
22 GREAT VALLEY ADVISOR GROUP, INC. 0.24% of their portfolio WILMINGTON, DE 70,73670.7k $5.7m $5.7m 0.24% Reduced -2.6k -2,641
23 Triumph Capital Management 2.52% of their portfolio DENVER, CO 68,45768.5k $5.6m $5.6m 2.52% Added +9.1k +9,132
24 USAdvisors Wealth Management, LLC 2.43% of their portfolio EDEN PRAIRIE, MN 67,06467.1k $5.4m $5.4m 2.43% Added +7.9k +7,940
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 65,08065.1k $5.3m $5.3m 0.00% Reduced -10.3k -10,309
26 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 59,95360.0k $4.9m $4.9m 0.01% Added +4.9k +4,896
27 Chicago Partners Investment Group LLC 0.23% of their portfolio CHICAGO, IL 54,80054.8k $4.3m $4.3m 0.23% Added +2.7k +2,655
28 Strategic Blueprint, LLC 0.39% of their portfolio ATLANTA, GA 52,09952.1k $4.2m $4.2m 0.39% Added +13.7k +13,714
29 Secure Asset Management, LLC 1.09% of their portfolio Troy, MI 44,83144.8k $3.6m $3.6m 1.09% Reduced -759 -759
30 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 43,15743.2k $3.5m $3.5m 0.01% Reduced -48.4k -48,384
31 RDA Financial Network 1.20% of their portfolio AKRON, IA 34,19134.2k $2.8m $2.8m 1.20% Reduced -783 -783
32 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 32,56732.6k $2.6m $2.6m 0.03% Reduced -28.8k -28,796
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 31,96932.0k $2.6m $2.6m 0.00% Added +4.1k +4,070
34 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 31,34631.3k $2.5m $2.5m 0.05% Added +11.5k +11,476
35 Coppell Advisory Solutions LLC 0.83% of their portfolio COPPELL, TX 30,08230.1k $2.4m $2.4m 0.83% Added +28.7k +28,719
36 KPP Advisory Services LLC 0.76% of their portfolio Louisville, KY 28,54128.5k $2.3m $2.3m 0.76% First filing
37 Keystone Wealth Services, LLC 0.88% of their portfolio PALM DESERT, CA 28,44128.4k $2.3m $2.3m 0.88% Reduced -105 -105
38 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 27,72427.7k $2.2m $2.2m 0.01% Reduced -1.7k -1,724
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,68025.7k $2.1m $2.1m 0.00% Added +20.0k +20,005
40 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 25,36725.4k $2.1m $2.1m 0.01% Reduced -58 -58
41 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 24,75024.8k $2.0m $2.0m 0.04% Added +61 +61
42 Focus Financial Network, Inc. 0.10% of their portfolio MINNEAPOLIS, MN 21,54321.5k $1.7m $1.7m 0.10% Reduced -55 -55
43 IAMS WEALTH MANAGEMENT, LLC 1.19% of their portfolio OMAHA, NE 21,23221.2k $1.7m $1.7m 1.19% New
44 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 21,07921.1k $1.7m $1.7m 0.00% Reduced -25 -25
45 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 17,87417.9k $1.4m $1.4m 0.01% Added +1.9k +1,904
46 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 17,64717.6k $1.4m $1.4m 0.00% Added +181 +181
47 Ameritas Advisory Services, LLC 0.07% of their portfolio Lincoln, NE 16,49316.5k $1.3m $1.3m 0.07% Added +13.0k +12,972
48 IHT Wealth Management, LLC 0.07% of their portfolio Chicago, IL 16,12816.1k $1.3m $1.3m 0.07% Added +3.6k +3,620
49 PARK NATIONAL CORP /OH/ 0.06% of their portfolio NEWARK, OH 16,03116.0k $1.3m $1.3m 0.06% Reduced -625 -625
50 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 15,57615.6k $1.3m $1.3m 0.00% Reduced -2.5k -2,494
51 EPG Wealth Management LLC 0.37% of their portfolio ATLANTA, GA 15,07815.1k $1.2m $1.2m 0.37% Added +108 +108
52 Clearwater Capital Advisors, LLC 0.15% of their portfolio HOFFMAN ESTATES, IL 14,70214.7k $1.2m $1.2m 0.15% Reduced -379 -379
53 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 14,16814.2k $1.1m $1.1m 0.00% Reduced -629 -629
54 COMERICA BANK 0.01% of their portfolio DALLAS, TX 13,46613.5k $1.1m $1.1m 0.01% New
55 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 13,06713.1k $1.1m $1.1m 0.01% Reduced -82 -82
56 Kaydan Wealth Management, Inc. 0.42% of their portfolio FENTON, MI 12,97713.0k $1.1m $1.1m 0.42% Reduced -417 -417
57 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 12,73012.7k $1.0m $1.0m 0.05% Added +5.4k +5,408
58 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 12,49512.5k $1.0m $1.0m 0.02% Reduced -255 -255
59 LVZ, Inc. 0.16% of their portfolio Holland, MI 12,02712.0k $975.4k $975.4k 0.16% Added +52 +52
60 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 11,59011.6k $940.0k $940.0k 0.02% Added +28 +28
61 Ancora Advisors LLC 0.02% of their portfolio Cleveland, OH 11,28411.3k $915.1k $915.1k 0.02% Unchanged
62 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 11,17511.2k $906.3k $906.3k 0.01% Reduced -205 -205
63 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 10,81210.8k $876.9k $876.9k 0.03% Reduced -6.1k -6,057
64 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 10,73310.7k $870.0k $870.0k 0.03% Added +838 +838
65 Financial Advocates Investment Management 0.06% of their portfolio OLYMPIA, WA 10,38310.4k $842.1k $842.1k 0.06% Added +144 +144
66 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 10,24610.2k $831.0k $831.0k 0.01% Unchanged
67 Kowal Investment Group, LLC 0.22% of their portfolio BROOKFIELD, WI 10,21510.2k $828.5k $828.5k 0.22% Reduced -404 -404
68 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 10,15510.2k $823.5k $823.5k 0.01% Reduced -2.9k -2,937
69 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 9,96810.0k $808.4k $808.4k 0.01% Added +4 +4
70 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 9,6089.6k $779.2k $779.2k 0.05% Reduced -120 -120
71 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 9,3319.3k $756.7k $756.7k 0.02% Added +170 +170
72 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 8,9739.0k $727.7k $727.7k 0.01% Unchanged
73 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 8,9739.0k $727.7k $727.7k 0.01% Unchanged
74 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 8,6598.7k $702.0k $702.0k 0.00% Added +7 +7
75 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 8,2938.3k $672.6k $672.6k 0.01% Reduced -1 -1
76 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,2328.2k $667.6k $667.6k 0.00% Added +5 +5
77 COZAD ASSET MANAGEMENT INC 0.09% of their portfolio CHAMPAIGN, IL 8,1918.2k $664.3k $664.3k 0.09% Added +1.4k +1,421
78 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 7,8607.9k $637.4k $637.4k 0.00% Unchanged
79 Walkner Condon Financial Advisors LLC 0.17% of their portfolio MADISON, WI 7,8447.8k $636.1k $636.1k 0.17% Added +16 +16
80 WealthPLAN Partners, LLC 0.07% of their portfolio OMAHA, NE 7,7757.8k $630.6k $630.6k 0.07% Added +785 +785
81 Belpointe Asset Management LLC 0.06% of their portfolio RENO, NV 7,6677.7k $621.8k $621.8k 0.06% Added +3.7k +3,667
82 Cedar Brook Financial Partners, LLC 0.16% of their portfolio CLEVELAND, OH 7,4977.5k $608.0k $608.0k 0.16% Added +13 +13
83 Sterling Investment Advisors, Ltd. 0.21% of their portfolio BERWYN, PA 7,3197.3k $593.6k $593.6k 0.21% Unchanged
84 ForthRight Wealth Management, LLC 0.25% of their portfolio ALPHARETTA, GA 7,1667.2k $581.2k $581.2k 0.25% Reduced -400 -400
85 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 6,8466.8k $555.2k $555.2k 0.03% Added +14 +14
86 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 6,8016.8k $552.0k $552.0k 0.01% Unchanged
87 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 6,7356.7k $546.2k $546.2k 0.02% Added +4.9k +4,896
88 RPg Family Wealth Advisory, LLC 0.22% of their portfolio BURLINGTON, MA 6,4556.5k $523.5k $523.5k 0.22% New
89 Arkos Global Advisors 0.11% of their portfolio HOUSTON, TX 6,4186.4k $520.0k $520.0k 0.11% Reduced -298 -298
90 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 6,3816.4k $517.5k $517.5k 0.01% Reduced -49 -49
91 Summit Financial, LLC 0.04% of their portfolio PARSIPPANY, NJ 6,1696.2k $500.3k $500.3k 0.04% Unchanged
92 Sebold Capital Management, Inc. 0.41% of their portfolio LISLE, IL 6,1496.1k $498.7k $498.7k 0.41% Unchanged
93 1776 Wealth LLC 0.26% of their portfolio ATLANTA, GA 6,1476.1k $498.5k $498.5k 0.26% Unchanged
94 HFG Advisors, Inc. 0.54% of their portfolio CINCINATTI, OH 6,0696.1k $492.2k $492.2k 0.54% Reduced -2.2k -2,230
95 Eukles Asset Management 0.24% of their portfolio CINCINNATI, OH 5,5745.6k $452.1k $452.1k 0.24% Unchanged
96 Regal Investment Advisors LLC 0.04% of their portfolio KENTWOOD, MI 5,2885.3k $428.8k $428.8k 0.04% Reduced -2.1k -2,083
97 COMERICA SECURITIES,INC. 0.04% of their portfolio DETROIT, MI 5,2465.2k $425.5k $425.5k 0.04% Added +166 +166
98 Cyndeo Wealth Partners, LLC 0.04% of their portfolio ST. PETERSBURG, FL 5,1545.2k $418.0k $418.0k 0.04% Unchanged
99 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,1455.1k $417.3k $417.3k 0.00% Reduced -5.6k -5,625
100 Independent Wealth Network Inc. 0.25% of their portfolio URBANDALE, IA 4,9975.0k $405.3k $405.3k 0.25% Added +131 +131