Vault-13

FIRST TR LRGE CP CORE ALPHA FEX

COM SHS · ETP · CUSIP 33734K109

180 institutional holders +2 vs Q1 2023
7,396,7997.4m shares reported held*
$621.5mreported value*
10 new 53 added 64 reduced 5 sold out net sold ≈ $79.1m (-951.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $84.02. Options: 1 managers hold calls ($0 notional), 2 hold puts ($310.2k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 165Q4 22: 179Q1 23: 178Q2 23: 180180Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022165
Q4 2022179
Q1 2023178
Q2 2023180

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 84 bought or addedQ4 22: 60 cut or sold outQ4 22Q1 23: 72 bought or addedQ1 23: 78 cut or sold outQ1 23Q2 23: 63 bought or addedQ2 23: 69 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228460
Q1 20237278
Q2 20236369

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $310.2kQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$310.2k—

Biggest buyers

MORGAN STANLEY Added +247,010+247.0k
Triumph Capital Management New +59,325+59.3k
Strategic Blueprint, LLC Added +17,728+17.7k
Apollon Wealth Management, LLC New +8,836+8.8k
Secure Asset Management, LLC Added +7,742+7.7k
FLOW TRADERS U.S. LLC New +7,322+7.3k
Drake & Associates, LLC Added +6,129+6.1k
CITADEL ADVISORS LLC New +5,675+5.7k
WIN ADVISORS, INC New +5,447+5.4k
ROYAL BANK OF CANADA Added +5,193+5.2k

Biggest sellers

GREAT VALLEY ADVISOR GROUP, INC. Reduced -365,239-365.2k
Cambridge Investment Research Advisors, Inc. Reduced -189,377-189.4k
RAYMOND JAMES & ASSOCIATES Reduced -170,128-170.1k
Raymond James Financial Services Advisors, Inc. Reduced -107,091-107.1k
LPL Financial LLC Reduced -85,283-85.3k
WELLS FARGO & COMPANY/MN Reduced -64,344-64.3k
BANK OF AMERICA CORP /DE/ Reduced -49,198-49.2k
Janney Montgomery Scott LLC Reduced -38,950-39.0k
Coppell Advisory Solutions LLC Reduced -36,664-36.7k
Baird Financial Group, Inc. Reduced -24,802-24.8k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $310.2k3.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,448,1641.4m $121.7m $121.7m 0.01% Added +247.0k +247,010
2 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 837,044837.0k $70.3m $70.3m 0.05% Reduced -85.3k -85,283
3 Janney Montgomery Scott LLC 0.13% of their portfolio PHILADELPHIA, PA 444,020444.0k $37.3m $37.3m 0.13% Reduced -39.0k -38,950
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 402,267402.3k $33.8m $33.8m 0.01% Reduced -64.3k -64,344
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 242,243242.2k $20.4m $20.4m 0.01% Reduced -8.3k -8,294
6 SILVER OAK SECURITIES, INCORPORATED 3.04% of their portfolio JACKSON, TN 225,242225.2k $18.9m $18.9m 3.04% Added +2.4k +2,436
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 198,605198.6k $16.7m $16.7m 0.00% Reduced -49.2k -49,198
8 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 192,000192.0k $16.1m $16.1m 0.03% Reduced -74 -74
9 Drake & Associates, LLC 7.01% of their portfolio WAUKESHA, WI 186,698186.7k $15.7m $15.7m 7.01% Added +6.1k +6,129
10 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 181,912181.9k $15.3m $15.3m 0.03% Reduced -107.1k -107,091
11 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 176,316176.3k $14.8m $14.8m 0.02% Reduced -11.4k -11,369
12 HBK Sorce Advisory LLC 0.57% of their portfolio ERIE, PA 161,043161.0k $13.5m $13.5m 0.57% Reduced -5.9k -5,863
13 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 159,068159.1k $13.4m $13.4m 0.02% Reduced -4.2k -4,222
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 149,240149.2k $12.5m $12.5m 0.00% Added +5.2k +5,193
15 WEALTHSOURCE PARTNERS, LLC 0.83% of their portfolio SAN LUIS OBISPO, CA 149,146149.1k $12.5m $12.5m 0.83% Reduced -11.4k -11,400
16 CENTAURUS FINANCIAL, INC. 0.96% of their portfolio ANAHEIM, CA 130,361130.4k $11.0m $11.0m 0.96% Added +4.2k +4,213
17 Kestra Advisory Services, LLC 0.11% of their portfolio AUSTIN, TX 129,062129.1k $10.8m $10.8m 0.11% Reduced -14.8k -14,773
18 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 128,394128.4k $10.8m $10.8m 0.01% Reduced -170.1k -170,128
19 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 95,06095.1k $8.0m $8.0m 0.04% Reduced -189.4k -189,377
20 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 91,54191.5k $7.7m $7.7m 0.03% First filing
21 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 87,83487.8k $7.4m $7.4m 0.06% Added +68 +68
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 75,38975.4k $6.3m $6.3m 0.00% Added +4.0k +3,953
23 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 74,73874.7k $6.3m $6.3m 0.05% Added +4.4k +4,383
24 GREAT VALLEY ADVISOR GROUP, INC. 0.26% of their portfolio WILMINGTON, DE 73,37773.4k $6.2m $6.2m 0.26% Reduced -365.2k -365,239
25 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 61,36361.4k $5.2m $5.2m 0.05% Reduced -374 -374
26 Triumph Capital Management 2.26% of their portfolio DENVER, CO 59,32559.3k $5.0m $5.0m 2.26% New
27 USAdvisors Wealth Management, LLC 2.36% of their portfolio EDEN PRAIRIE, MN 59,12459.1k $5.0m $5.0m 2.36% Reduced -10.5k -10,537
28 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 55,05755.1k $4.6m $4.6m 0.01% Reduced -3.1k -3,071
29 Chicago Partners Investment Group LLC 0.23% of their portfolio CHICAGO, IL 52,14552.1k $4.5m $4.5m 0.23% Added +1.6k +1,612
30 Secure Asset Management, LLC 1.16% of their portfolio Troy, MI 45,59045.6k $3.8m $3.8m 1.16% Added +7.7k +7,742
31 Strategic Blueprint, LLC 0.31% of their portfolio ATLANTA, GA 38,38538.4k $3.2m $3.2m 0.31% Added +17.7k +17,728
32 RDA Financial Network 1.24% of their portfolio AKRON, IA 34,97435.0k $2.9m $2.9m 1.24% Added +405 +405
33 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 29,44829.4k $2.5m $2.5m 0.01% Reduced -2.7k -2,723
34 Keystone Wealth Services, LLC 0.90% of their portfolio PALM DESERT, CA 28,54628.5k $2.4m $2.4m 0.90% Reduced -740 -740
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,89927.9k $2.3m $2.3m 0.00% Reduced -12.7k -12,687
36 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 25,42525.4k $2.1m $2.1m 0.01% Reduced -24.8k -24,802
37 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 24,68924.7k $2.1m $2.1m 0.04% Added +1.6k +1,619
38 Focus Financial Network, Inc. 0.10% of their portfolio MINNEAPOLIS, MN 21,59821.6k $1.8m $1.8m 0.10% Added +40 +40
39 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 21,10421.1k $1.8m $1.8m 0.00% Added +142 +142
40 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 19,87019.9k $1.7m $1.7m 0.03% Added +2.5k +2,478
41 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 18,07018.1k $1.5m $1.5m 0.01% Added +4 +4
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 17,46617.5k $1.5m $1.5m 0.00% Added +675 +675
43 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 16,86916.9k $1.4m $1.4m 0.05% Reduced -6.7k -6,749
44 PARK NATIONAL CORP /OH/ 0.06% of their portfolio NEWARK, OH 16,65616.7k $1.4m $1.4m 0.06% Reduced -1.9k -1,901
45 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 15,97016.0k $1.3m $1.3m 0.01% Reduced -291 -291
46 Quantum Private Wealth, LLC 0.60% of their portfolio TAMPA, FL 15,53015.5k $1.3m $1.3m 0.60% Unchanged
47 Clearwater Capital Advisors, LLC 0.15% of their portfolio HOFFMAN ESTATES, IL 15,08115.1k $1.3m $1.3m 0.15% Unchanged
48 EPG Wealth Management LLC 0.37% of their portfolio ATLANTA, GA 14,97015.0k $1.3m $1.3m 0.37% Reduced -342 -342
49 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 14,79714.8k $1.2m $1.2m 0.00% Reduced -2.1k -2,099
50 Kaydan Wealth Management, Inc. 0.47% of their portfolio FENTON, MI 13,39413.4k $1.1m $1.1m 0.47% Reduced -1.4k -1,436
51 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 13,14913.1k $1.1m $1.1m 0.01% Reduced -22.2k -22,227
52 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 13,09213.1k $1.1m $1.1m 0.02% Added +41 +41
53 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 12,75012.8k $1.1m $1.1m 0.02% Reduced -90 -90
54 IHT Wealth Management, LLC 0.05% of their portfolio Chicago, IL 12,50812.5k $1.1m $1.1m 0.05% Reduced -1.6k -1,638
55 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 11,97712.0k $1.0m $1.0m 0.00% Reduced -1.8k -1,816
56 LVZ, Inc. 0.14% of their portfolio Holland, MI 11,97512.0k $1.0m $1.0m 0.14% Reduced -9.4k -9,373
57 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 11,56211.6k $971.4k $971.4k 0.02% Reduced -53 -53
58 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 11,38011.4k $956.0k $956.0k 0.01% Added +117 +117
59 Ancora Advisors LLC 0.03% of their portfolio Cleveland, OH 11,28411.3k $948.0k $948.0k 0.03% Reduced -684 -684
60 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 10,77010.8k $904.8k $904.8k 0.00% Added +372 +372
61 Kowal Investment Group, LLC 0.24% of their portfolio BROOKFIELD, WI 10,61910.6k $892.1k $892.1k 0.24% Added +5 +5
62 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 10,24610.2k $860.8k $860.8k 0.01% Unchanged
63 Financial Advocates Investment Management 0.06% of their portfolio OLYMPIA, WA 10,23910.2k $860.2k $860.2k 0.06% Added +1.8k +1,810
64 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 9,96410.0k $837.1k $837.1k 0.01% Reduced -177 -177
65 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 9,8959.9k $831.0k $831.0k 0.03% Added +737 +737
66 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 9,7289.7k $817.3k $817.3k 0.05% Reduced -307 -307
67 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 9,1619.2k $769.6k $769.6k 0.03% Reduced -340 -340
68 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 8,9739.0k $753.8k $753.8k 0.01% Added +783 +783
69 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 8,9739.0k $753.8k $753.8k 0.01% Added +783 +783
70 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 8,8368.8k $742.3k $742.3k 0.04% New
71 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 8,6528.7k $727.0k $727.0k 0.00% Reduced -5.2k -5,217
72 HFG Advisors, Inc. 0.74% of their portfolio CINCINATTI, OH 8,2998.3k $697.2k $697.2k 0.74% Reduced -318 -318
73 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 8,2948.3k $696.8k $696.8k 0.01% Unchanged
74 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,2278.2k $691.1k $691.1k 0.00% Added +6 +6
75 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 7,8607.9k $660.3k $660.3k 0.00% Unchanged
76 Walkner Condon Financial Advisors LLC 0.17% of their portfolio MADISON, WI 7,8287.8k $657.6k $657.6k 0.17% Added +111 +111
77 ForthRight Wealth Management, LLC 0.27% of their portfolio ALPHARETTA, GA 7,5667.6k $635.6k $635.6k 0.27% Unchanged
78 Cedar Brook Financial Partners, LLC 0.15% of their portfolio CLEVELAND, OH 7,4847.5k $628.8k $628.8k 0.15% Reduced -344 -344
79 Regal Investment Advisors LLC 0.05% of their portfolio KENTWOOD, MI 7,3717.4k $619.2k $619.2k 0.05% Added +2 +2
80 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 7,3227.3k $615.0k $615.0k 0.03% New
81 Sterling Investment Advisors, Ltd. 0.20% of their portfolio BERWYN, PA 7,3197.3k $614.9k $614.9k 0.20% Reduced -4.7k -4,650
82 WealthPLAN Partners, LLC 0.08% of their portfolio OMAHA, NE 6,9907.0k $587.2k $587.2k 0.08% Reduced -513 -513
83 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 6,8326.8k $573.9k $573.9k 0.03% Reduced -216 -216
84 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 6,8016.8k $571.0k $571.0k 0.01% Unchanged
85 COZAD ASSET MANAGEMENT INC 0.07% of their portfolio CHAMPAIGN, IL 6,7706.8k $568.7k $568.7k 0.07% Unchanged
86 Arkos Global Advisors 0.11% of their portfolio HOUSTON, TX 6,7166.7k $564.0k $564.0k 0.11% Reduced -229 -229
87 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 6,4306.4k $540.2k $540.2k 0.01% Reduced -160 -160
88 Summit Financial, LLC 0.04% of their portfolio PARSIPPANY, NJ 6,1696.2k $518.2k $518.2k 0.04% Added +478 +478
89 Sebold Capital Management, Inc. 0.41% of their portfolio LISLE, IL 6,1496.1k $516.6k $516.6k 0.41% Added +1.0k +1,005
90 1776 Wealth LLC 0.27% of their portfolio ATLANTA, GA 6,1476.1k $516.4k $516.4k 0.27% Reduced -300 -300
91 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,6755.7k $476.8k $476.8k 0.00% New
92 Eukles Asset Management 0.24% of their portfolio CINCINNATI, OH 5,5745.6k $468.3k $468.3k 0.24% Reduced -217 -217
93 WIN ADVISORS, INC 0.53% of their portfolio PALM BEACH GARDENS, FL 5,4475.4k $397.1k $397.1k 0.53% New
94 INSIGNEO ADVISORY SERVICES, LLC 0.08% of their portfolio MIAMI, FL 5,1895.2k $435.9k $435.9k 0.08% Reduced -8.2k -8,250
95 Cyndeo Wealth Partners, LLC 0.05% of their portfolio ST. PETERSBURG, FL 5,1545.2k $433.0k $433.0k 0.05% New
96 COMERICA SECURITIES,INC. 0.03% of their portfolio DETROIT, MI 5,0805.1k $426.8k $426.8k 0.03% Unchanged
97 DAYMARK WEALTH PARTNERS, LLC 0.03% of their portfolio CINCINNATI, OH 5,0105.0k $420.9k $420.9k 0.03% Reduced -51 -51
98 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,9905.0k $419.0k $419.0k 0.00% Unchanged
99 Independent Wealth Network Inc. 0.25% of their portfolio URBANDALE, IA 4,8664.9k $408.8k $408.8k 0.25% Added +100 +100
100 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 4,6884.7k $394.3k $394.3k 0.02% Added +218 +218