Vault-13

FIRST TR MTG INCOME FD FMY

COM SHS · Closed-End Fund · CUSIP 33734E103

16 institutional holders +4 vs Q4 2025
2,522,9682.5m shares reported held*
$29.7mreported value*
4 new 4 added 5 reduced 0 sold out net bought ≈ $208.2k (+17.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.77.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 19Q4 22: 16Q1 23: 16Q2 23: 16Q3 23: 19Q4 23: 15Q1 24: 16Q2 24: 12Q3 24: 12Q4 24: 14Q1 25: 15Q2 25: 15Q3 25: 14Q4 25: 12Q1 26: 1616Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202219
Q4 202216
Q1 202316
Q2 202316
Q3 202319
Q4 202315
Q1 202416
Q2 202412
Q3 202412
Q4 202414
Q1 202515
Q2 202515
Q3 202514
Q4 202512
Q1 202616

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q2 24: 3 bought or addedQ2 24: 10 cut or sold outQ3 24: 3 bought or addedQ3 24: 7 cut or sold outQ3 24Q4 24: 7 bought or addedQ4 24: 4 cut or sold outQ1 25: 6 bought or addedQ1 25: 4 cut or sold outQ1 25Q2 25: 7 bought or addedQ2 25: 3 cut or sold outQ3 25: 5 bought or addedQ3 25: 6 cut or sold outQ3 25Q4 25: 5 bought or addedQ4 25: 5 cut or sold outQ1 26: 8 bought or addedQ1 26: 5 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 2024310
Q3 202437
Q4 202474
Q1 202564
Q2 202573
Q3 202556
Q4 202555
Q1 202685

Biggest buyers

Narwhal Capital Management New +13,354+13.4k
Logan Stone Capital, LLC New +11,983+12.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +11,386+11.4k
Noble Wealth Management PBC Added +9,250+9.2k
CWM, LLC Added +823+823
UBS Group AG Added +581+581
GHP Investment Advisors, Inc. New +400+400
UHLMANN PRICE SECURITIES, LLC Added +387+387

Biggest sellers

SIT INVESTMENT ASSOCIATES INC Reduced -13,971-14.0k
1607 Capital Partners, LLC Reduced -9,407-9.4k
MORGAN STANLEY Reduced -3,217-3.2k
OSAIC HOLDINGS, INC. Reduced -2,118-2.1k
JONES FINANCIAL COMPANIES LLLP Reduced -1,762-1.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
SIT INVESTMENT ASSOCIATES INC 13G · institution +1.0 pts · filed 2026-10-01 55.1% +1.0 pts 2.3m≈ $27.3m 2026-10-01

Insider purchases and sales in Q1 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 1 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20251$9.0k0——
Q1 20260—0——

None reported in Q1 2026.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.55% of their portfolio Minneapolis, MN 2,283,1352.3m $26.9m $26.9m 0.55% Reduced -14.0k -13,971
2 1607 Capital Partners, LLC 0.05% of their portfolio Richmond, VA 61,58261.6k $724.8k $724.8k 0.05% Reduced -9.4k -9,407
3 Noble Wealth Management PBC 0.34% of their portfolio GREENWOOD VILLAGE, CO 55,93155.9k $658.3k $658.3k 0.34% Added +9.2k +9,250
4 UHLMANN PRICE SECURITIES, LLC 0.02% of their portfolio SKOKIE, IL 24,06124.1k $283.2k $283.2k 0.02% Added +387 +387
5 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 16,75516.8k $194.3k $194.3k 0.00% Reduced -1.8k -1,762
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 16,05216.1k $188.9k $188.9k 0.00% Reduced -3.2k -3,217
7 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 14,10014.1k $166.0k $166.0k 0.00% Unchanged
8 Narwhal Capital Management 0.01% of their portfolio MARIETTA, GA 13,35413.4k $157.2k $157.2k 0.01% New
9 Logan Stone Capital, LLC 0.04% of their portfolio CHICAGO, IL 11,98312.0k $141.0k $141.0k 0.04% New
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,38611.4k $134.0k $134.0k 0.00% New
11 CWM, LLC 0.00% of their portfolio OMAHA, NE 10,60310.6k $124.8k $124.8k 0.00% Added +823 +823
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,7432.7k $32.3k $32.3k 0.00% Reduced -2.1k -2,118
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 582582 $6.8k $6.8k 0.00% Added +581 +581
14 GHP Investment Advisors, Inc. 0.00% of their portfolio Denver, CO 400400 $4.7k $4.7k 0.00% New
15 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 300300 $3.5k $3.5k 0.00% Unchanged
16 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $10 $10 0.00% Unchanged