Vault-13

FIRST TR NASDAQ 100 TECH IND QTEC

SHS · ETP · CUSIP 337345102

373 institutional holders +17 vs Q3 2025
7,400,4367.4m shares reported held*
$1.7bnreported value*
26 new 93 added 136 reduced 22 sold out net bought ≈ $73.9m (+321.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($286.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $230.17. Options: 4 managers hold calls ($1.1m notional), 0 hold puts (—).

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 237Q4 22: 229Q1 23: 231Q2 23: 249Q3 23: 269Q4 23: 319Q1 24: 324Q2 24: 339Q3 24: 332Q4 24: 349Q1 25: 342Q2 25: 354Q3 25: 356Q4 25: 373373Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 2022237
Q4 2022229
Q1 2023231
Q2 2023249
Q3 2023269
Q4 2023319
Q1 2024324
Q2 2024339
Q3 2024332
Q4 2024349
Q1 2025342
Q2 2025354
Q3 2025356
Q4 2025373

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 24: 148 bought or addedQ1 24: 151 cut or sold outQ2 24: 146 bought or addedQ2 24: 147 cut or sold outQ2 24Q3 24: 126 bought or addedQ3 24: 168 cut or sold outQ4 24: 136 bought or addedQ4 24: 145 cut or sold outQ4 24Q1 25: 126 bought or addedQ1 25: 155 cut or sold outQ2 25: 125 bought or addedQ2 25: 184 cut or sold outQ2 25Q3 25: 109 bought or addedQ3 25: 162 cut or sold outQ4 25: 119 bought or addedQ4 25: 158 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 2024148151
Q2 2024146147
Q3 2024126168
Q4 2024136145
Q1 2025126155
Q2 2025125184
Q3 2025109162
Q4 2025119158

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 25 calls: $555.4kQ1 25 puts: $798.0kQ1 25P/C 1.44Q2 25 calls: $1.3mQ2 25 puts: $787.5kQ2 25P/C 0.60Q3 25 calls: $551.1kQ3 25 puts: $367.4kQ3 25P/C 0.67Q4 25 calls: $1.1mQ4 25 puts: $0Q4 25P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2025$555.4k$798.0k1.44
Q2 2025$1.3m$787.5k0.60
Q3 2025$551.1k$367.4k0.67
Q4 2025$1.1m$00.00

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +399,981+400.0k
MARSHALL WACE, LLP Added +59,795+59.8k
Jump Financial, LLC New +50,686+50.7k
CITIGROUP INC Added +44,862+44.9k
HSBC HOLDINGS PLC Added +34,231+34.2k
Waverly Advisors, LLC New +29,399+29.4k
LPL Financial LLC Added +26,878+26.9k
Kraft, Davis & Associates, LLC Added +18,874+18.9k
UBS Group AG Added +13,285+13.3k
ROYAL BANK OF CANADA Added +12,751+12.8k

Biggest sellers

Syntegra Private Wealth Group, LLC Reduced -82,438-82.4k
TWO SIGMA INVESTMENTS, LP Sold out -63,114-63.1k
Miller Investment Management, LP Sold out -58,036-58.0k
OSAIC HOLDINGS, INC. Reduced -45,520-45.5k
NewSquare Capital LLC Reduced -33,575-33.6k
FLOW TRADERS U.S. LLC Sold out -15,623-15.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -14,138-14.1k
Guided Capital Wealth Management, LLC Sold out -12,639-12.6k
Creative Planning Reduced -12,316-12.3k
JPMORGAN CHASE & CO Reduced -11,134-11.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $460.4k2.0k shares
CITADEL ADVISORS LLC Added $414.4k1.8k shares
JANE STREET GROUP, LLC New $230.2k1.0k shares
SIMPLEX TRADING, LLC New $23.0k100 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.1%, 2026-10-07)

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,171,4811.2m $269.7m $269.7m 0.02% Added +400.0k +399,981
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 632,066632.1k $145.5m $145.5m 0.04% Added +26.9k +26,878
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 621,138621.1k $143.0m $143.0m 0.01% Added +4.7k +4,735
4 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 476,678476.7k $109.7m $109.7m 0.02% Reduced -807 -807
5 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 328,434328.4k $75.6m $75.6m 0.02% Added +6.7k +6,717
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 272,008272.0k $62.6m $62.6m 0.01% Added +13.3k +13,285
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 184,306184.3k $42.4m $42.4m 0.01% Added +12.8k +12,751
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 174,416174.4k $40.2m $40.2m 0.01% Reduced -14.1k -14,138
9 MARSHALL WACE, LLP 0.04% of their portfolio LONDON, X0 158,656158.7k $36.5m $36.5m 0.04% Added +59.8k +59,795
10 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 134,494134.5k $31.0m $31.0m 0.05% Reduced -45.5k -45,520
11 Allworth Financial LP 0.11% of their portfolio FOLSOM, CA 120,004120.0k $27.6m $27.6m 0.11% Reduced -6.1k -6,110
12 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 95,80295.8k $22.1m $22.1m 0.06% Reduced -448 -448
13 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 94,97195.0k $21.9m $21.9m 0.05% Added +763 +763
14 RVW Wealth, LLC 1.51% of their portfolio LOS ANGELES, CA 85,69085.7k $19.7m $19.7m 1.51% Reduced -2.5k -2,541
15 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 84,39084.4k $19.4m $19.4m 0.02% Reduced -830 -830
16 EP Wealth Advisors, LLC 0.09% of their portfolio TORRANCE, CA 78,79978.8k $18.1m $18.1m 0.09% First filing
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 78,79078.8k $18.1m $18.1m 0.00% Added +882 +882
18 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 70,79170.8k $16.3m $16.3m 0.02% Reduced -1.6k -1,639
19 NewSquare Capital LLC 1.34% of their portfolio NEWTOWN SQUARE, PA 66,16466.2k $15.2m $15.2m 1.34% Reduced -33.6k -33,575
20 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 65,06365.1k $15.0m $15.0m 0.06% Reduced -1.2k -1,151
21 Kraft, Davis & Associates, LLC 3.31% of their portfolio St. Louis, MO 61,70761.7k $14.8m $14.8m 3.31% Added +18.9k +18,874
22 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 61,41361.4k $14.1m $14.1m 0.01% Added +44.9k +44,862
23 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 61,17161.2k $14.1m $14.1m 0.02% Reduced -8.0k -7,991
24 Southland Equity Partners LLC 2.75% of their portfolio WILDWOOD, MO 60,58160.6k $13.9m $13.9m 2.75% Reduced -447 -447
25 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 59,27859.3k $13.6m $13.6m 0.01% Reduced -799 -799
26 Jump Financial, LLC 0.15% of their portfolio Chicago, IL 50,68650.7k $11.7m $11.7m 0.15% New
27 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 48,57748.6k $11.2m $11.2m 0.02% Reduced -2.4k -2,393
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 48,53448.5k $11.2m $11.2m 0.01% Added +471 +471
29 Mariner, LLC 0.01% of their portfolio Overland Park, KS 45,64545.6k $10.5m $10.5m 0.01% Reduced -905 -905
30 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 45,33245.3k $10.4m $10.4m 0.01% Reduced -12.3k -12,316
31 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 40,49840.5k $9.3m $9.3m 0.02% Added +2.4k +2,365
32 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 39,70839.7k $9.2m $9.2m 0.00% Added +34.2k +34,231
33 Syntegra Private Wealth Group, LLC 0.82% of their portfolio Chesterfield, MO 38,76938.8k $8.9m $8.9m 0.82% Reduced -82.4k -82,438
34 HARBOUR INVESTMENTS, INC. 0.18% of their portfolio MADISON, WI 38,66538.7k $8.9m $8.9m 0.18% Added +1.2k +1,196
35 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 35,53335.5k $8.2m $8.2m 0.04% Reduced -5.2k -5,178
36 Mainsail Financial Group, LLC 3.36% of their portfolio BELLEVUE, WA 35,13635.1k $8.1m $8.1m 3.36% Added +711 +711
37 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 32,87732.9k $7.6m $7.6m 0.03% Added +4.3k +4,340
38 GREAT VALLEY ADVISOR GROUP, INC. 0.14% of their portfolio WILMINGTON, DE 31,02831.0k $7.1m $7.1m 0.14% Reduced -188 -188
39 DAYMARK WEALTH PARTNERS, LLC 0.22% of their portfolio CINCINNATI, OH 30,61430.6k $7.0m $7.0m 0.22% Added +283 +283
40 Integrated Wealth Concepts LLC 0.08% of their portfolio WALTHAM, MA 29,78729.8k $6.9m $6.9m 0.08% Reduced -9.7k -9,667
41 Maxele Advisors, LLC 5.54% of their portfolio WEBSTER GROVES, MO 29,63729.6k $6.8m $6.8m 5.54% Reduced -268 -268
42 Waverly Advisors, LLC 0.05% of their portfolio BIRMINGHAM, AL 29,39929.4k $6.8m $6.8m 0.05% New
43 Vestmark Advisory Solutions, Inc. 0.08% of their portfolio Wakefield, MA 26,01526.0k $6.0m $6.0m 0.08% Reduced -537 -537
44 Virtu Financial LLC 0.23% of their portfolio New York, NY 26,01226.0k $6.0m $6.0m 0.23% Added +6.0k +6,046
45 Maridea Wealth Management LLC 0.83% of their portfolio BROOKLYN, NY 24,03824.0k $5.5m $5.5m 0.83% Reduced -1.2k -1,216
46 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 22,82822.8k $5.3m $5.3m 0.00% Added +1.7k +1,653
47 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 21,99022.0k $5.1m $5.1m 0.06% Reduced -2.1k -2,065
48 BENJAMIN EDWARDS INC 0.06% of their portfolio Clayton, MO 21,83321.8k $5.0m $5.0m 0.06% Added +184 +184
49 Texas Yale Capital Corp. 0.15% of their portfolio ST. PETERSBURG, FL 21,41821.4k $4.9m $4.9m 0.15% Unchanged
50 SFMG, LLC 0.33% of their portfolio PLANO, TX 21,28721.3k $4.9m $4.9m 0.33% Reduced -671 -671
51 Concentrum Wealth Management 1.36% of their portfolio SAN JOSE, CA 21,09221.1k $4.9m $4.9m 1.36% Added +897 +897
52 NWM ADVISORS, LLC 4.10% of their portfolio SAN LUIS OBISPO, CA 20,48120.5k $4.7m $4.7m 4.10% First filing
53 Global Retirement Partners, LLC 0.08% of their portfolio San Rafael, CA 19,87719.9k $4.6m $4.6m 0.08% Reduced -1.4k -1,449
54 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 19,25019.2k $4.4m $4.4m 0.01% Reduced -47 -47
55 Holistic Financial Partners 1.58% of their portfolio INDIANAPOLIS, IN 18,87218.9k $4.3m $4.3m 1.58% Added +891 +891
56 Prospera Financial Services Inc 0.07% of their portfolio Dallas, TX 18,51618.5k $4.3m $4.3m 0.07% Added +477 +477
57 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 17,33617.3k $4.0m $4.0m 0.04% Reduced -515 -515
58 INDEPENDENT FINANCIAL GROUP, LLC 0.08% of their portfolio SAN DIEGO, CA 16,15016.1k $3.7m $3.7m 0.08% Added +2.2k +2,164
59 Focus Financial Network, Inc. 0.13% of their portfolio MINNEAPOLIS, MN 16,09516.1k $3.7m $3.7m 0.13% Added +1.9k +1,880
60 Sowell Financial Services LLC 0.13% of their portfolio NORTH LITTLE ROCK, AR 15,61515.6k $3.6m $3.6m 0.13% Reduced -72 -72
61 MGB Wealth Management, LLC 1.02% of their portfolio ADDISON, TX 15,41715.4k $3.6m $3.6m 1.02% Reduced -759 -759
62 Belpointe Asset Management LLC 0.13% of their portfolio RENO, NV 15,39815.4k $3.5m $3.5m 0.13% Reduced -1.9k -1,871
63 Snowden Capital Advisors LLC 0.09% of their portfolio New York, NY 14,78514.8k $3.4m $3.4m 0.09% Reduced -310 -310
64 Journey Beyond Wealth, LLC 2.70% of their portfolio ROSWELL, GA 14,76714.8k $3.4m $3.4m 2.70% Reduced -3.4k -3,384
65 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 14,75114.8k $3.4m $3.4m 0.02% Reduced -199 -199
66 MTM Investment Management, LLC 1.06% of their portfolio SPARTANBURG, SC 14,40514.4k $3.3m $3.3m 1.06% Unchanged
67 PCG Wealth Advisors, LLC 0.91% of their portfolio OVERLAND PARK, KS 13,92913.9k $3.2m $3.2m 0.91% Added +100 +100
68 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 13,75513.8k $3.2m $3.2m 0.02% Reduced -794 -794
69 Ausdal Financial Partners, Inc. 0.15% of their portfolio Davenport, IA 13,62013.6k $3.1m $3.1m 0.15% Reduced -1.8k -1,760
70 Concurrent Investment Advisors, LLC 0.04% of their portfolio Tampa, FL 13,58013.6k $3.1m $3.1m 0.04% Added +5.5k +5,548
71 Geneos Wealth Management Inc. 0.07% of their portfolio ENGLEWOOD, CO 13,14513.1k $3.0m $3.0m 0.07% Added +1.0k +1,007
72 Sun Financial Inc 1.68% of their portfolio MIDVALE, UT 13,12713.1k $3.0m $3.0m 1.68% First filing
73 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 13,10013.1k $3.0m $3.0m 0.00% Unchanged
74 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 12,65212.7k $2.9m $2.9m 0.03% Added +201 +201
75 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 12,53012.5k $2.9m $2.9m 0.01% Added +1.2k +1,189
76 Ayalon Insurance Comp Ltd. 0.69% of their portfolio Ramat Gan, L3 12,35612.4k $2.8m $2.8m 0.69% Unchanged
77 IFP Advisors, Inc 0.06% of their portfolio TAMPA, FL 12,25712.3k $2.8m $2.8m 0.06% Added +692 +692
78 World Investment Advisors 0.05% of their portfolio LINCROFT, NJ 12,17412.2k $2.8m $2.8m 0.05% Reduced -1.5k -1,537
79 Delos Wealth Advisors, LLC 1.84% of their portfolio DALLAS, TX 12,09912.1k $2.8m $2.8m 1.84% Added +188 +188
80 BBR PARTNERS, LLC 0.15% of their portfolio NEW YORK, NY 11,88811.9k $2.7m $2.7m 0.15% Unchanged
81 Gateway Wealth Partners, LLC 0.29% of their portfolio APPLETON, WI 11,48511.5k $2.6m $2.6m 0.29% Added +1.6k +1,556
82 B&D White Capital Company, LLC 0.30% of their portfolio Lakeway, TX 11,14711.1k $2.6m $2.6m 0.30% Unchanged
83 Novak & Powell Financial Services, Inc. 1.30% of their portfolio ST. PETERSBURG, FL 10,86710.9k $2.5m $2.5m 1.30% Unchanged
84 RFG Advisory, LLC 0.05% of their portfolio BIRMINGHAM, AL 10,84310.8k $2.5m $2.5m 0.05% Added +2.8k +2,792
85 Z3 Capital Partners, LLC 0.60% of their portfolio RICHMOND, VA 10,80110.8k $2.5m $2.5m 0.60% First filing
86 Arkadios Wealth Advisors 0.05% of their portfolio ATLANTA, GA 10,72610.7k $2.5m $2.5m 0.05% Reduced -84 -84
87 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 10,72210.7k $2.5m $2.5m 0.00% Added +2.8k +2,843
88 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 10,35610.4k $2.4m $2.4m 0.00% Added +9 +9
89 Regal Investment Advisors LLC 0.14% of their portfolio KENTWOOD, MI 10,28410.3k $2.4m $2.4m 0.14% Reduced -1.1k -1,147
90 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 10,25210.3k $2.4m $2.4m 0.00% Added +39 +39
91 Santori & Peters, Inc. 0.79% of their portfolio CANONSBURG, PA 10,03310.0k $2.3m $2.3m 0.79% Added +75 +75
92 IAMS WEALTH MANAGEMENT, LLC 0.83% of their portfolio OMAHA, NE 10,00510.0k $2.3m $2.3m 0.83% Reduced -509 -509
93 Plotkin Financial Advisors, LLC 1.12% of their portfolio CHEVY CHASE, MD 9,97210.0k $2.3m $2.3m 1.12% Reduced -48 -48
94 Cyndeo Wealth Partners, LLC 0.12% of their portfolio ST. PETERSBURG, FL 9,6979.7k $2.2m $2.2m 0.12% Reduced -238 -238
95 TradeWell Securities, LLC. 0.86% of their portfolio Fort Wayne, IN 9,5579.6k $2.2m $2.2m 0.86% Added +198 +198
96 PRINCIPAL SECURITIES, INC. 0.03% of their portfolio DES MOINES, IA 9,5519.6k $2.2m $2.2m 0.03% Reduced -31 -31
97 Aurora Private Wealth, Inc. 1.43% of their portfolio ROCKAWAY, NJ 9,4669.5k $2.2m $2.2m 1.43% First filing
98 MIDLAND WEALTH ADVISORS, LLC 0.11% of their portfolio EFFINGHAM, IL 9,4059.4k $2.2m $2.2m 0.11% Added +139 +139
99 Summit Financial, LLC 0.03% of their portfolio PARSIPPANY, NJ 9,1239.1k $2.1m $2.1m 0.03% Reduced -384 -384
100 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 8,5748.6k $2.0m $2.0m 0.00% Added +1 +1