Vault-13

FIRST TR NASDAQ 100 TECH IND QTEC

SHS · ETP · CUSIP 337345102

349 institutional holders +17 vs Q3 2024
13,661,88313.7m shares reported held*
$2.6bnreported value*
25 new 111 added 118 reduced 27 sold out net sold ≈ $24.7m (-2.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($104.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $188.48. Options: 3 managers hold calls ($507.9k notional), 5 hold puts ($8.8m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 237Q4 22: 229Q1 23: 231Q2 23: 249Q3 23: 269Q4 23: 319Q1 24: 324Q2 24: 339Q3 24: 332Q4 24: 349349Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022237
Q4 2022229
Q1 2023231
Q2 2023249
Q3 2023269
Q4 2023319
Q1 2024324
Q2 2024339
Q3 2024332
Q4 2024349

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 83 bought or addedQ1 23: 103 cut or sold outQ2 23: 96 bought or addedQ2 23: 98 cut or sold outQ2 23Q3 23: 120 bought or addedQ3 23: 103 cut or sold outQ4 23: 152 bought or addedQ4 23: 103 cut or sold outQ4 23Q1 24: 148 bought or addedQ1 24: 151 cut or sold outQ2 24: 146 bought or addedQ2 24: 147 cut or sold outQ2 24Q3 24: 126 bought or addedQ3 24: 168 cut or sold outQ4 24: 136 bought or addedQ4 24: 145 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202383103
Q2 20239698
Q3 2023120103
Q4 2023152103
Q1 2024148151
Q2 2024146147
Q3 2024126168
Q4 2024136145

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ1 24 calls: $1.7mQ1 24 puts: $591.1kQ1 24P/C 0.35Q2 24 calls: $2.1mQ2 24 puts: $10.3mQ2 24P/C 4.82Q3 24 calls: $1.9mQ3 24 puts: $9.4mQ3 24P/C 4.96Q4 24 calls: $507.9kQ4 24 puts: $8.8mQ4 24P/C 17.31
Numbers
QuarterCallsPutsP/C
Q1 2024$1.7m$591.1k0.35
Q2 2024$2.1m$10.3m4.82
Q3 2024$1.9m$9.4m4.96
Q4 2024$507.9k$8.8m17.31

Biggest buyers

Allworth Financial LP Added +130,205+130.2k
MARSHALL WACE, LLP Added +99,037+99.0k
FIRST TRUST ADVISORS LP Added +90,302+90.3k
Independent Advisor Alliance New +27,885+27.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +19,596+19.6k
OSAIC HOLDINGS, INC. Added +17,395+17.4k
CAPSTONE INVESTMENT ADVISORS, LLC Added +17,152+17.2k
NAVELLIER & ASSOCIATES INC New +16,342+16.3k
Kraft, Davis & Associates, LLC Added +13,689+13.7k
BBR PARTNERS, LLC New +11,888+11.9k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -2,719,644-2.7m
JPMORGAN CHASE & CO Reduced -159,619-159.6k
BANK OF AMERICA CORP /DE/ Reduced -107,624-107.6k
Virtu Financial LLC Sold out -80,277-80.3k
GTS SECURITIES LLC Reduced -67,911-67.9k
MORGAN STANLEY Reduced -48,142-48.1k
BRASS TAX WEALTH MANAGEMENT, INC Reduced -32,145-32.1k
HRT FINANCIAL LP Sold out -30,865-30.9k
SPC Financial, Inc. Sold out -27,259-27.3k
ROYAL BANK OF CANADA Reduced -26,664-26.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $451.9k2.4k shares
SIMPLEX TRADING, LLC Reduced $56.0k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

JANE STREET GROUP, LLC Unchanged $7.5m40.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $884.9k4.7k shares
Belvedere Trading LLC Reduced $282.4k1.5k shares
WELLS FARGO & COMPANY/MN New $94.1k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.1%, 2026-10-07)

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.71% of their portfolio Wheaton, IL 4,296,2574.3m $808.9m $808.9m 0.71% Added +90.3k +90,302
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 899,487899.5k $169.4m $169.4m 0.02% Reduced -107.6k -107,624
3 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 857,252857.3k $161.4m $161.4m 0.04% Reduced -3.2k -3,180
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 791,818791.8k $149.1m $149.1m 0.01% Reduced -48.1k -48,142
5 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 548,473548.5k $103.3m $103.3m 0.04% Reduced -6.4k -6,353
6 RAYMOND JAMES FINANCIAL INC 0.03% of their portfolio ST. PETERSBURG, FL 494,042494.0k $93.0m $93.0m 0.03% First filing
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 294,891294.9k $55.5m $55.5m 0.01% Added +2.5k +2,528
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 248,921248.9k $46.9m $46.9m 0.01% Reduced -26.7k -26,664
9 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 189,358189.4k $35.7m $35.7m 0.08% Added +17.4k +17,395
10 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 187,171187.2k $35.2m $35.2m 0.01% Added +7.8k +7,828
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 173,463173.5k $32.7m $32.7m 0.00% Reduced -159.6k -159,619
12 Allworth Financial LP 0.15% of their portfolio FOLSOM, CA 131,401131.4k $26.6m $26.6m 0.15% Added +130.2k +130,205
13 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 131,383131.4k $24.7m $24.7m 0.01% Reduced -12.2k -12,209
14 MARSHALL WACE, LLP 0.03% of their portfolio LONDON, X0 130,023130.0k $24.5m $24.5m 0.03% Added +99.0k +99,037
15 Syntegra Private Wealth Group, LLC 2.76% of their portfolio Chesterfield, MO 129,772129.8k $24.4m $24.4m 2.76% Added +1.3k +1,329
16 NewEdge Advisors, LLC 0.14% of their portfolio NEW ORLEANS, LA 121,590121.6k $22.9m $22.9m 0.14% Added +10.2k +10,246
17 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 119,300119.3k $22.5m $22.5m 0.04% Added +6.2k +6,206
18 O'Dell Group, LLC 5.01% of their portfolio CINCINNATI, OH 117,727117.7k $22.2m $22.2m 5.01% Reduced -184 -184
19 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 115,401115.4k $21.7m $21.7m 0.06% Added +7.2k +7,223
20 NewSquare Capital LLC 1.63% of their portfolio NEWTOWN SQUARE, PA 108,236108.2k $20.4m $20.4m 1.63% Added +493 +493
21 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 106,067106.1k $20.0m $20.0m 0.04% Reduced -4.4k -4,426
22 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 100,713100.7k $19.0m $19.0m 0.02% Reduced -11.2k -11,222
23 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 100,100100.1k $18.8m $18.8m 0.01% Added +100 +100
24 RVW Wealth, LLC 1.68% of their portfolio LOS ANGELES, CA 95,78795.8k $18.0m $18.0m 1.68% Reduced -3.2k -3,237
25 Nilsine Partners, LLC 1.88% of their portfolio GREENWOOD VILLAGE, CO 93,20993.2k $17.5m $17.5m 1.88% Added +7.4k +7,412
26 Advisory Services Network, LLC 0.32% of their portfolio ATLANTA, GA 92,33192.3k $17.4m $17.4m 0.32% Added +8.8k +8,779
27 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 90,64390.6k $17.1m $17.1m 0.06% Reduced -8.0k -8,042
28 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 83,90683.9k $15.8m $15.8m 0.02% Reduced -5.6k -5,643
29 Miller Investment Management, LP 1.71% of their portfolio WEST CONSHOHOCKEN, PA 83,20083.2k $15.7m $15.7m 1.71% Reduced -51 -51
30 Integrated Wealth Concepts LLC 0.18% of their portfolio WALTHAM, MA 82,98483.0k $15.6m $15.6m 0.18% Added +4.7k +4,666
31 EP Wealth Advisors, LLC 0.12% of their portfolio TORRANCE, CA 79,60279.6k $15.0m $15.0m 0.12% Reduced -137 -137
32 BENJAMIN EDWARDS INC 0.20% of their portfolio Clayton, MO 74,45974.5k $14.0m $14.0m 0.20% Added +1.2k +1,187
33 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 73,76873.8k $13.9m $13.9m 0.08% Added +4.0k +3,973
34 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 73,29573.3k $13.8m $13.8m 0.00% Reduced -14.5k -14,547
35 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 71,94671.9k $13.5m $13.5m 0.03% Added +10.9k +10,936
36 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 67,74967.7k $12.8m $12.8m 0.01% Added +4.0k +4,025
37 Southland Equity Partners LLC 2.86% of their portfolio WILDWOOD, MO 65,33765.3k $12.3m $12.3m 2.86% Reduced -709 -709
38 Mariner, LLC 0.02% of their portfolio Overland Park, KS 51,30451.3k $9.7m $9.7m 0.02% Added +525 +525
39 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 48,43848.4k $9.1m $9.1m 0.01% Reduced -7.4k -7,375
40 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 42,21442.2k $7.9m $7.9m 0.06% Reduced -2.9k -2,861
41 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 40,25740.3k $7.6m $7.6m 0.04% Reduced -7.0k -7,003
42 WCG Wealth Advisors LLC 0.50% of their portfolio LAS VEGAS, NV 40,08740.1k $7.5m $7.5m 0.50% Reduced -130 -130
43 INDEPENDENT FINANCIAL GROUP, LLC 0.23% of their portfolio SAN DIEGO, CA 36,48536.5k $6.9m $6.9m 0.23% Reduced -7.7k -7,717
44 Kraft, Davis & Associates, LLC 1.94% of their portfolio St. Louis, MO 33,66533.7k $6.8m $6.8m 1.94% Added +13.7k +13,689
45 Vestmark Advisory Solutions, Inc. 0.21% of their portfolio Wakefield, MA 33,06233.1k $6.2m $6.2m 0.21% Added +653 +653
46 OneDigital Investment Advisors LLC 0.07% of their portfolio OVERLAND PARK, KS 32,74132.7k $6.2m $6.2m 0.07% Reduced -17.2k -17,194
47 Mainsail Financial Group, LLC 3.56% of their portfolio BELLEVUE, WA 32,65232.7k $6.1m $6.1m 3.56% Added +1.6k +1,584
48 BRASS TAX WEALTH MANAGEMENT, INC 1.27% of their portfolio CINCINNATI, OH 31,97532.0k $6.0m $6.0m 1.27% Reduced -32.1k -32,145
49 Maxele Advisors, LLC 5.58% of their portfolio WEBSTER GROVES, MO 31,05231.1k $5.8m $5.8m 5.58% First filing
50 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 30,59230.6k $5.8m $5.8m 0.02% Added +11.2k +11,231
51 GREAT VALLEY ADVISOR GROUP, INC. 0.13% of their portfolio WILMINGTON, DE 30,44030.4k $5.7m $5.7m 0.13% Reduced -190 -190
52 OPPENHEIMER & CO INC 0.08% of their portfolio NEW YORK, NY 28,90028.9k $5.4m $5.4m 0.08% Reduced -76 -76
53 World Investment Advisors 0.15% of their portfolio LINCROFT, NJ 28,43528.4k $5.4m $5.4m 0.15% Added +7.6k +7,601
54 Independent Advisor Alliance 0.07% of their portfolio CHARLOTTE, NC 27,88527.9k $5.3m $5.3m 0.07% New
55 MinichMacGregor Wealth Management, LLC 1.05% of their portfolio Saratoga Springs, NY 26,75826.8k $5.0m $5.0m 1.05% Added +867 +867
56 HARBOUR INVESTMENTS, INC. 0.14% of their portfolio MADISON, WI 26,06726.1k $4.9m $4.9m 0.14% Reduced -314 -314
57 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 24,51124.5k $4.6m $4.6m 0.02% Added +988 +988
58 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 24,38024.4k $4.6m $4.6m 0.06% Added +7.6k +7,598
59 Concentrum Wealth Management 1.61% of their portfolio SAN JOSE, CA 24,28624.3k $4.6m $4.6m 1.61% Added +117 +117
60 Coppell Advisory Solutions LLC 0.64% of their portfolio COPPELL, TX 24,14424.1k $4.6m $4.6m 0.64% Added +8.1k +8,081
61 Guided Capital Wealth Management, LLC 4.05% of their portfolio HOUSTON, TX 23,45223.5k $4.4m $4.4m 4.05% First filing
62 CWM, LLC 0.02% of their portfolio OMAHA, NE 23,44923.4k $4.4m $4.4m 0.02% Reduced -680 -680
63 Global Retirement Partners, LLC 0.12% of their portfolio San Rafael, CA 23,09923.1k $4.3m $4.3m 0.12% Added +2.2k +2,206
64 SFMG, LLC 0.33% of their portfolio PLANO, TX 22,43822.4k $4.2m $4.2m 0.33% Reduced -570 -570
65 PCG Wealth Advisors, LLC 1.55% of their portfolio OVERLAND PARK, KS 22,30022.3k $4.2m $4.2m 1.55% Added +184 +184
66 CAPSTONE INVESTMENT ADVISORS, LLC 0.04% of their portfolio NEW YORK, NY 22,12622.1k $4.2m $4.2m 0.04% Added +17.2k +17,152
67 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 21,54621.5k $4.1m $4.1m 0.04% Added +1.3k +1,300
68 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 19,59619.6k $3.7m $3.7m 0.01% New
69 Texas Yale Capital Corp. 0.14% of their portfolio ST. PETERSBURG, FL 18,84818.8k $3.5m $3.5m 0.14% Reduced -50 -50
70 Journey Beyond Wealth, LLC 3.33% of their portfolio ROSWELL, GA 18,81418.8k $3.5m $3.5m 3.33% First filing
71 Fifth Third Securities, Inc. 0.29% of their portfolio Cincinnati, OH 18,41218.4k $3.5m $3.5m 0.29% Added +549 +549
72 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 18,26318.3k $3.4m $3.4m 0.03% Added +4.7k +4,714
73 Belpointe Asset Management LLC 0.21% of their portfolio RENO, NV 17,95118.0k $3.4m $3.4m 0.21% Reduced -11 -11
74 Sowell Financial Services LLC 0.17% of their portfolio NORTH LITTLE ROCK, AR 17,66517.7k $3.3m $3.3m 0.17% Reduced -474 -474
75 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 16,67216.7k $3.1m $3.1m 0.01% Added +144 +144
76 Prospera Financial Services Inc 0.07% of their portfolio Dallas, TX 16,65716.7k $3.1m $3.1m 0.07% Added +4.7k +4,698
77 NAVELLIER & ASSOCIATES INC 0.37% of their portfolio Reno, NV 16,34216.3k $3.1m $3.1m 0.37% New
78 MGB Wealth Management, LLC 0.95% of their portfolio ADDISON, TX 16,17616.2k $3.0m $3.0m 0.95% Reduced -350 -350
79 Ausdal Financial Partners, Inc. 0.25% of their portfolio Davenport, IA 15,42915.4k $2.9m $2.9m 0.25% Reduced -148 -148
80 MTM Investment Management, LLC 1.11% of their portfolio SPARTANBURG, SC 15,25815.3k $2.9m $2.9m 1.11% Unchanged
81 Focus Financial Network, Inc. 0.11% of their portfolio MINNEAPOLIS, MN 14,55914.6k $2.7m $2.7m 0.11% Added +334 +334
82 Paragon Private Wealth Management, LLC 1.25% of their portfolio LEXINGTON, KY 14,37014.4k $2.7m $2.7m 1.25% Added +208 +208
83 Foundations Investment Advisors, LLC 0.05% of their portfolio PHOENIX, AZ 14,32714.3k $2.7m $2.7m 0.05% Added +549 +549
84 Proactive Wealth Strategies LLC 1.37% of their portfolio MARIETTA, GA 13,91613.9k $2.6m $2.6m 1.37% Added +95 +95
85 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 13,87313.9k $2.6m $2.6m 0.02% Added +36 +36
86 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 13,81113.8k $2.6m $2.6m 0.00% Reduced -185 -185
87 Balefire, LLC 0.87% of their portfolio DALLAS, TX 13,45713.5k $2.5m $2.5m 0.87% Reduced -2.0k -2,015
88 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 13,22613.2k $2.5m $2.5m 0.01% Reduced -297 -297
89 TriaGen Wealth Management LLC 0.83% of their portfolio Calabasas, CA 13,01713.0k $2.5m $2.5m 0.83% Reduced -524 -524
90 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 12,70012.7k $2.4m $2.4m 0.01% Added +1.1k +1,138
91 Transamerica Financial Advisors, LLC 0.23% of their portfolio CEDAR RAPIDS, IA 12,49912.5k $2.4m $2.4m 0.23% Reduced -437 -437
92 Ayalon Insurance Comp Ltd. 0.72% of their portfolio Ramat Gan, L3 12,35612.4k $2.3m $2.3m 0.72% Unchanged
93 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 12,21112.2k $2.3m $2.3m 0.03% Added +290 +290
94 BBR PARTNERS, LLC 0.16% of their portfolio NEW YORK, NY 11,88811.9k $2.2m $2.2m 0.16% New
95 Delos Wealth Advisors, LLC 1.77% of their portfolio DALLAS, TX 11,82311.8k $2.2m $2.2m 1.77% Added +744 +744
96 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 11,77811.8k $2.2m $2.2m 0.01% Added +2.3k +2,301
97 Regal Investment Advisors LLC 0.16% of their portfolio KENTWOOD, MI 11,42611.4k $2.2m $2.2m 0.16% Added +467 +467
98 ODonnell Financial Services, LLC 0.87% of their portfolio SAN RAFAEL, CA 11,19811.2k $2.1m $2.1m 0.87% Reduced -5.5k -5,476
99 Novak & Powell Financial Services, Inc. 1.25% of their portfolio ST. PETERSBURG, FL 11,18711.2k $2.1m $2.1m 1.25% Added +165 +165
100 B&D White Capital Company, LLC 0.35% of their portfolio Lakeway, TX 11,14611.1k $2.1m $2.1m 0.35% Reduced -1 -1