Vault-13

FIRST TR NASDAQ 100 TECH IND QTEC

SHS · ETP · CUSIP 337345102

332 institutional holders -7 vs Q2 2024
16,631,74116.6m shares reported held*
$2.7bnreported value*
30 new 96 added 129 reduced 39 sold out net bought ≈ $106.7m (+3.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($151.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $159.94. Options: 4 managers hold calls ($1.9m notional), 5 hold puts ($9.4m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 237Q4 22: 229Q1 23: 231Q2 23: 249Q3 23: 269Q4 23: 319Q1 24: 324Q2 24: 339Q3 24: 332332Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022237
Q4 2022229
Q1 2023231
Q2 2023249
Q3 2023269
Q4 2023319
Q1 2024324
Q2 2024339
Q3 2024332

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 51 bought or addedQ4 22: 134 cut or sold outQ1 23: 83 bought or addedQ1 23: 103 cut or sold outQ1 23Q2 23: 96 bought or addedQ2 23: 98 cut or sold outQ3 23: 120 bought or addedQ3 23: 103 cut or sold outQ3 23Q4 23: 152 bought or addedQ4 23: 103 cut or sold outQ1 24: 148 bought or addedQ1 24: 151 cut or sold outQ1 24Q2 24: 146 bought or addedQ2 24: 147 cut or sold outQ3 24: 126 bought or addedQ3 24: 168 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202251134
Q1 202383103
Q2 20239698
Q3 2023120103
Q4 2023152103
Q1 2024148151
Q2 2024146147
Q3 2024126168

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ4 23 calls: $379.5kQ4 23 puts: $1.5mQ4 23P/C 3.93Q1 24 calls: $1.7mQ1 24 puts: $591.1kQ1 24P/C 0.35Q2 24 calls: $2.1mQ2 24 puts: $10.3mQ2 24P/C 4.82Q3 24 calls: $1.9mQ3 24 puts: $9.4mQ3 24P/C 4.96
Numbers
QuarterCallsPutsP/C
Q4 2023$379.5k$1.5m3.93
Q1 2024$1.7m$591.1k0.35
Q2 2024$2.1m$10.3m4.82
Q3 2024$1.9m$9.4m4.96

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +2,714,542+2.7m
BANK OF AMERICA CORP /DE/ Added +380,914+380.9k
BNP PARIBAS FINANCIAL MARKETS New +100,000+100.0k
Virtu Financial LLC New +80,277+80.3k
EP Wealth Advisors, LLC Added +77,635+77.6k
BENJAMIN EDWARDS INC Added +72,294+72.3k
CITIGROUP INC Added +63,339+63.3k
GTS SECURITIES LLC Added +57,097+57.1k
GOLDMAN SACHS GROUP INC Added +45,366+45.4k
Vestmark Advisory Solutions, Inc. New +32,409+32.4k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -84,410-84.4k
TCP Asset Management, LLC Reduced -80,324-80.3k
ODonnell Financial Services, LLC Reduced -58,072-58.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -46,360-46.4k
FIRST TRUST ADVISORS LP Reduced -45,487-45.5k
FWL INVESTMENT MANAGEMENT, LLC Reduced -23,354-23.4k
LPL Financial LLC Reduced -22,950-22.9k
Trivium Point Advisory, LLC Reduced -18,909-18.9k
HBW ADVISORY SERVICES LLC Reduced -16,045-16.0k
CITADEL ADVISORS LLC Sold out -15,074-15.1k

Biggest calls

Belvedere Trading LLC Reduced $1.3m6.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $497.4k2.6k shares
SIMPLEX TRADING, LLC Reduced $114.0k600 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

JANE STREET GROUP, LLC Unchanged $7.7m40.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $975.7k5.1k shares
Belvedere Trading LLC Reduced $669.6k3.5k shares
SIMPLEX TRADING, LLC Reduced $95.0k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.1%, 2026-10-07)

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.77% of their portfolio Wheaton, IL 4,205,9554.2m $804.6m $804.6m 0.77% Reduced -45.5k -45,487
2 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.05% of their portfolio ORLANDO, FL 2,726,3862.7m $18.2k $18.2k 0.05% Added +2.7m +2,714,542
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,007,1111.0m $192.7m $192.7m 0.02% Added +380.9k +380,914
4 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 860,432860.4k $164.6m $164.6m 0.04% Reduced -84.4k -84,410
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 839,960840.0k $160.7m $160.7m 0.01% Added +18.3k +18,283
6 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 554,826554.8k $106.1m $106.1m 0.05% Reduced -22.9k -22,950
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 333,082333.1k $63.7m $63.7m 0.00% Added +130 +130
8 UBS Group AG 0.02% of their portfolio ZURICH, V8 292,363292.4k $55.9m $55.9m 0.02% Added +9.7k +9,709
9 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 275,585275.6k $52.7m $52.7m 0.01% Reduced -2.1k -2,051
10 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 271,951272.0k $52.0m $52.0m 0.03% Reduced -2.4k -2,373
11 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 235,636235.6k $45.1m $45.1m 0.06% Added +6.9k +6,865
12 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 179,343179.3k $34.3m $34.3m 0.01% Added +10.1k +10,056
13 Kowal Investment Group, LLC 6.15% of their portfolio BROOKFIELD, WI 174,640174.6k $33.4m $33.4m 6.15% Reduced -2.9k -2,946
14 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 171,963172.0k $32.9m $32.9m 0.07% Added +4.5k +4,518
15 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 143,592143.6k $27.5m $27.5m 0.01% Reduced -9.2k -9,152
16 Syntegra Private Wealth Group, LLC 2.84% of their portfolio Chesterfield, MO 128,443128.4k $24.6m $24.6m 2.84% Added +1.3k +1,295
17 O'Dell Group, LLC 5.00% of their portfolio CINCINNATI, OH 117,911117.9k $22.6m $22.6m 5.00% Added +7.5k +7,490
18 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 113,094113.1k $21.6m $21.6m 0.03% Reduced -1.8k -1,817
19 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 111,935111.9k $21.4m $21.4m 0.02% Added +63.3k +63,339
20 NewEdge Advisors, LLC 0.14% of their portfolio NEW ORLEANS, LA 111,344111.3k $21.3m $21.3m 0.14% Added +2.5k +2,466
21 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 110,493110.5k $21.1m $21.1m 0.04% Reduced -311 -311
22 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 108,178108.2k $20.7m $20.7m 0.06% Reduced -2.5k -2,507
23 NewSquare Capital LLC 1.64% of their portfolio NEWTOWN SQUARE, PA 107,743107.7k $20.6m $20.6m 1.64% Added +2.2k +2,250
24 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 100,000100.0k $19.1m $19.1m 0.02% New
25 RVW Wealth, LLC 1.76% of their portfolio LOS ANGELES, CA 99,02499.0k $18.9m $18.9m 1.76% Reduced -2.1k -2,135
26 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 98,68598.7k $18.9m $18.9m 0.06% Added +7.5k +7,523
27 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 89,54989.5k $17.1m $17.1m 0.03% Reduced -5.4k -5,366
28 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 87,84287.8k $16.8m $16.8m 0.00% Added +45.4k +45,366
29 Nilsine Partners, LLC 2.13% of their portfolio GREENWOOD VILLAGE, CO 85,79785.8k $16.4m $16.4m 2.13% Added +1.1k +1,133
30 Advisory Services Network, LLC 0.34% of their portfolio ATLANTA, GA 83,55283.6k $16.5m $16.5m 0.34% Unchanged
31 Miller Investment Management, LP 1.66% of their portfolio WEST CONSHOHOCKEN, PA 83,25183.3k $15.9m $15.9m 1.66% Reduced -2.4k -2,359
32 Virtu Financial LLC 0.85% of their portfolio New York, NY 80,27780.3k $15.4m $15.4m 0.85% New
33 EP Wealth Advisors, LLC 0.13% of their portfolio TORRANCE, CA 79,73979.7k $15.3m $15.3m 0.13% Added +77.6k +77,635
34 Integrated Wealth Concepts LLC 0.18% of their portfolio WALTHAM, MA 78,31878.3k $15.0m $15.0m 0.18% Added +10.0k +10,047
35 BENJAMIN EDWARDS INC 0.20% of their portfolio Clayton, MO 73,27273.3k $14.0m $14.0m 0.20% Added +72.3k +72,294
36 GTS SECURITIES LLC 0.27% of their portfolio NEW YORK, NY 70,40670.4k $13.5m $13.5m 0.27% Added +57.1k +57,097
37 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 69,79569.8k $13.4m $13.4m 0.07% Reduced -5.1k -5,076
38 Southland Equity Partners LLC 3.07% of their portfolio WILDWOOD, MO 66,04666.0k $12.6m $12.6m 3.07% Added +1.4k +1,350
39 BRASS TAX WEALTH MANAGEMENT, INC 1.69% of their portfolio CINCINNATI, OH 64,12064.1k $12.3m $12.3m 1.69% Added +31.7k +31,674
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 63,72463.7k $12.2m $12.2m 0.01% Reduced -3.2k -3,169
41 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 61,01061.0k $11.7m $11.7m 0.03% Added +5.0k +5,040
42 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 55,81355.8k $10.7m $10.7m 0.01% Reduced -2.8k -2,842
43 Mariner, LLC 0.02% of their portfolio Overland Park, KS 50,77950.8k $9.7m $9.7m 0.02% Reduced -2.2k -2,198
44 OneDigital Investment Advisors LLC 0.11% of their portfolio OVERLAND PARK, KS 49,93549.9k $9.6m $9.6m 0.11% Reduced -1.4k -1,421
45 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 47,26047.3k $9.0m $9.0m 0.06% Reduced -11.9k -11,881
46 D.A. DAVIDSON & CO. 0.07% of their portfolio GREAT FALLS, MT 45,07545.1k $8.6m $8.6m 0.07% Added +109 +109
47 INDEPENDENT FINANCIAL GROUP, LLC 0.31% of their portfolio SAN DIEGO, CA 44,20244.2k $8.5m $8.5m 0.31% Reduced -1.2k -1,231
48 WCG Wealth Advisors LLC 0.52% of their portfolio LAS VEGAS, NV 40,21740.2k $7.7m $7.7m 0.52% Reduced -1.3k -1,276
49 Vestmark Advisory Solutions, Inc. 0.23% of their portfolio Wakefield, MA 32,40932.4k $6.2m $6.2m 0.23% New
50 Mainsail Financial Group, LLC 3.60% of their portfolio BELLEVUE, WA 31,06831.1k $6.1m $6.1m 3.60% Reduced -2.8k -2,750
51 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 30,98631.0k $5.9m $5.9m 0.01% New
52 HRT FINANCIAL LP 0.03% of their portfolio NEW YORK, NY 30,86530.9k $5.9m $5.9m 0.03% Added +14.2k +14,165
53 GREAT VALLEY ADVISOR GROUP, INC. 0.14% of their portfolio WILMINGTON, DE 30,63030.6k $5.9m $5.9m 0.14% Reduced -9.4k -9,380
54 Gateway Advisory, LLC 0.93% of their portfolio WESTFIELD, NJ 30,28330.3k $5.8m $5.8m 0.93% Reduced -229 -229
55 OPPENHEIMER & CO INC 0.08% of their portfolio NEW YORK, NY 28,97629.0k $5.5m $5.5m 0.08% Reduced -3.0k -2,983
56 SPC Financial, Inc. 0.46% of their portfolio ROCKVILLE, MD 27,25927.3k $5.2m $5.2m 0.46% Added +1.1k +1,109
57 HARBOUR INVESTMENTS, INC. 0.15% of their portfolio MADISON, WI 26,38126.4k $5.0m $5.0m 0.15% Reduced -162 -162
58 MinichMacGregor Wealth Management, LLC 1.06% of their portfolio Saratoga Springs, NY 25,89125.9k $5.0m $5.0m 1.06% Reduced -189 -189
59 Concentrum Wealth Management 1.80% of their portfolio SAN JOSE, CA 24,16924.2k $4.6m $4.6m 1.80% Added +892 +892
60 CWM, LLC 0.02% of their portfolio OMAHA, NE 24,12924.1k $4.6m $4.6m 0.02% Reduced -3.8k -3,808
61 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 23,52323.5k $4.5m $4.5m 0.02% Reduced -187 -187
62 SFMG, LLC 0.36% of their portfolio PLANO, TX 23,00823.0k $4.4m $4.4m 0.36% Reduced -50 -50
63 PCG Wealth Advisors, LLC 1.63% of their portfolio OVERLAND PARK, KS 22,11622.1k $4.2m $4.2m 1.63% Reduced -670 -670
64 Global Retirement Partners, LLC 0.12% of their portfolio San Rafael, CA 20,89320.9k $4.0m $4.0m 0.12% Reduced -5.9k -5,884
65 World Investment Advisors 0.13% of their portfolio LINCROFT, NJ 20,83420.8k $4.0m $4.0m 0.13% New
66 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 20,24620.2k $3.9m $3.9m 0.04% Added +229 +229
67 Kraft, Davis & Associates, LLC 1.11% of their portfolio St. Louis, MO 19,97620.0k $3.7m $3.7m 1.11% Added +889 +889
68 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 19,36119.4k $3.7m $3.7m 0.01% Added +8.5k +8,484
69 Texas Yale Capital Corp. 0.16% of their portfolio ST. PETERSBURG, FL 18,89818.9k $3.6m $3.6m 0.16% Unchanged
70 Sowell Financial Services LLC 0.16% of their portfolio NORTH LITTLE ROCK, AR 18,13918.1k $3.5m $3.5m 0.16% Reduced -4.4k -4,420
71 Belpointe Asset Management LLC 0.21% of their portfolio RENO, NV 17,96218.0k $3.4m $3.4m 0.21% Added +134 +134
72 Fifth Third Securities, Inc. 0.32% of their portfolio Cincinnati, OH 17,86317.9k $3.4m $3.4m 0.32% Added +606 +606
73 FLOW TRADERS U.S. LLC 0.17% of their portfolio NEW YORK, NY 17,83817.8k $3.4m $3.4m 0.17% New
74 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 16,78216.8k $3.2m $3.2m 0.04% Added +2.7k +2,727
75 ODonnell Financial Services, LLC 1.30% of their portfolio SAN RAFAEL, CA 16,67416.7k $3.2m $3.2m 1.30% Reduced -58.1k -58,072
76 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 16,52816.5k $3.2m $3.2m 0.01% Added +706 +706
77 MGB Wealth Management, LLC 1.15% of their portfolio ADDISON, TX 16,52616.5k $3.2m $3.2m 1.15% Reduced -2.9k -2,900
78 Coppell Advisory Solutions LLC 0.45% of their portfolio COPPELL, TX 16,06316.1k $3.1m $3.1m 0.45% Added +5.7k +5,655
79 Ausdal Financial Partners, Inc. 0.31% of their portfolio Davenport, IA 15,57715.6k $3.0m $3.0m 0.31% Reduced -607 -607
80 Balefire, LLC 1.00% of their portfolio DALLAS, TX 15,47215.5k $3.0m $3.0m 1.00% Reduced -6.8k -6,773
81 MTM Investment Management, LLC 1.14% of their portfolio SPARTANBURG, SC 15,25815.3k $2.9m $2.9m 1.14% Reduced -211 -211
82 Focus Financial Network, Inc. 0.11% of their portfolio MINNEAPOLIS, MN 14,22514.2k $2.7m $2.7m 0.11% Added +390 +390
83 Paragon Private Wealth Management, LLC 1.34% of their portfolio LEXINGTON, KY 14,16214.2k $2.7m $2.7m 1.34% Reduced -257 -257
84 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 13,99614.0k $2.7m $2.7m 0.00% Added +60 +60
85 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 13,83713.8k $2.6m $2.6m 0.02% Reduced -2.2k -2,156
86 Proactive Wealth Strategies LLC 1.47% of their portfolio MARIETTA, GA 13,82113.8k $2.6m $2.6m 1.47% First filing
87 Foundations Investment Advisors, LLC 0.06% of their portfolio PHOENIX, AZ 13,77813.8k $2.6m $2.6m 0.06% Reduced -2.0k -1,957
88 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 13,54913.5k $2.6m $2.6m 0.02% Added +5.1k +5,137
89 TriaGen Wealth Management LLC 0.87% of their portfolio Calabasas, CA 13,54113.5k $2.6m $2.6m 0.87% Added +117 +117
90 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 13,52313.5k $2.6m $2.6m 0.01% Added +7.6k +7,626
91 Transamerica Financial Advisors, LLC 0.24% of their portfolio CEDAR RAPIDS, IA 12,93612.9k $2.5m $2.5m 0.24% Reduced -1.4k -1,371
92 Ayalon Insurance Comp Ltd. 0.74% of their portfolio Ramat Gan, L3 12,35612.4k $2.4m $2.4m 0.74% Unchanged
93 Cyndeo Wealth Partners, LLC 0.16% of their portfolio ST. PETERSBURG, FL 12,20512.2k $2.3m $2.3m 0.16% Added +531 +531
94 Prospera Financial Services Inc 0.06% of their portfolio Dallas, TX 11,95912.0k $2.3m $2.3m 0.06% Added +2.5k +2,506
95 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 11,92111.9k $2.3m $2.3m 0.03% Added +1.2k +1,207
96 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 11,56211.6k $2.2m $2.2m 0.01% Added +1.4k +1,445
97 B&D White Capital Company, LLC 0.37% of their portfolio Lakeway, TX 11,14711.1k $2.1m $2.1m 0.37% Added +1 +1
98 Arkadios Wealth Advisors 0.12% of their portfolio ATLANTA, GA 11,13911.1k $2.1m $2.1m 0.12% Reduced -1.1k -1,149
99 Delos Wealth Advisors, LLC 1.85% of their portfolio DALLAS, TX 11,07911.1k $2.1m $2.1m 1.85% Added +594 +594
100 Novak & Powell Financial Services, Inc. 1.22% of their portfolio ST. PETERSBURG, FL 11,02211.0k $2.1m $2.1m 1.22% Reduced -701 -701