Vault-13

FIRST TR NASDAQ 100 TECH IND QTEC

SHS · ETP · CUSIP 337345102

339 institutional holders +15 vs Q1 2024
13,404,87913.4m shares reported held*
$2.6bnreported value*
39 new 107 added 120 reduced 27 sold out net sold ≈ $371.9m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($349.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $197.33. Options: 4 managers hold calls ($2.1m notional), 5 hold puts ($10.3m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 237Q4 22: 229Q1 23: 231Q2 23: 249Q3 23: 269Q4 23: 319Q1 24: 324Q2 24: 339339Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022237
Q4 2022229
Q1 2023231
Q2 2023249
Q3 2023269
Q4 2023319
Q1 2024324
Q2 2024339

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 51 bought or addedQ4 22: 134 cut or sold outQ4 22Q1 23: 83 bought or addedQ1 23: 103 cut or sold outQ2 23: 96 bought or addedQ2 23: 98 cut or sold outQ2 23Q3 23: 120 bought or addedQ3 23: 103 cut or sold outQ4 23: 152 bought or addedQ4 23: 103 cut or sold outQ4 23Q1 24: 148 bought or addedQ1 24: 151 cut or sold outQ2 24: 146 bought or addedQ2 24: 147 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202251134
Q1 202383103
Q2 20239698
Q3 2023120103
Q4 2023152103
Q1 2024148151
Q2 2024146147

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 23 calls: $539.5kQ3 23 puts: $755.4kQ3 23P/C 1.40Q4 23 calls: $379.5kQ4 23 puts: $1.5mQ4 23P/C 3.93Q1 24 calls: $1.7mQ1 24 puts: $591.1kQ1 24P/C 0.35Q2 24 calls: $2.1mQ2 24 puts: $10.3mQ2 24P/C 4.82
Numbers
QuarterCallsPutsP/C
Q3 2023$539.5k$755.4k1.40
Q4 2023$379.5k$1.5m3.93
Q1 2024$1.7m$591.1k0.35
Q2 2024$2.1m$10.3m4.82

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +94,916+94.9k
WELLS FARGO & COMPANY/MN Added +59,171+59.2k
UBS Group AG Added +19,897+19.9k
Kraft, Davis & Associates, LLC New +19,087+19.1k
Fifth Third Securities, Inc. New +17,257+17.3k
Trivium Point Advisory, LLC Added +17,026+17.0k
BENJAMIN F. EDWARDS & COMPANY, INC. Added +14,248+14.2k
CITADEL ADVISORS LLC Added +13,823+13.8k
GTS SECURITIES LLC New +13,309+13.3k
ENVESTNET ASSET MANAGEMENT INC Added +12,666+12.7k

Biggest sellers

MORGAN STANLEY Reduced -1,777,769-1.8m
MONEY CONCEPTS CAPITAL CORP Sold out -92,897-92.9k
JPMORGAN CHASE & CO Reduced -66,246-66.2k
GOLDMAN SACHS GROUP INC Reduced -39,697-39.7k
Royal Fund Management, LLC Sold out -35,474-35.5k
Kowal Investment Group, LLC Reduced -31,764-31.8k
LPL Financial LLC Reduced -29,385-29.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -26,417-26.4k
AMERIPRISE FINANCIAL INC Reduced -23,299-23.3k
GeoWealth Management, LLC Sold out -21,408-21.4k

Biggest calls

Belvedere Trading LLC Reduced $1.4m6.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $414.7k2.1k shares
SIMPLEX TRADING, LLC Added $355.0k1.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

JANE STREET GROUP, LLC New $7.9m40.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $888.6k4.5k shares
SIMPLEX TRADING, LLC New $770.0k3.9k shares
Belvedere Trading LLC Added $710.9k3.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.1%, 2026-10-07)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.86% of their portfolio Wheaton, IL 4,251,4424.3m $839.5m $839.5m 0.86% Reduced -11.1k -11,122
2 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 944,842944.8k $186.6m $186.6m 0.05% Added +59.2k +59,171
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 821,677821.7k $162.2m $162.2m 0.01% Reduced -1.8m -1,777,769
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 626,197626.2k $123.6m $123.6m 0.01% Added +94.9k +94,916
5 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 577,776577.8k $114.1m $114.1m 0.06% Reduced -29.4k -29,385
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 332,952333.0k $65.7m $65.7m 0.00% Reduced -66.2k -66,246
7 UBS Group AG 0.02% of their portfolio ZURICH, V8 282,654282.7k $55.8m $55.8m 0.02% Added +19.9k +19,897
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 277,636277.6k $54.8m $54.8m 0.01% Added +949 +949
9 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 274,324274.3k $54.2m $54.2m 0.04% Added +11.9k +11,895
10 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 228,771228.8k $45.2m $45.2m 0.06% Added +3.0k +2,960
11 Kowal Investment Group, LLC 7.00% of their portfolio BROOKFIELD, WI 177,586177.6k $35.1m $35.1m 7.00% Reduced -31.8k -31,764
12 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 169,287169.3k $33.4m $33.4m 0.01% Added +12.7k +12,666
13 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 167,445167.4k $33.1m $33.1m 0.08% Reduced -5.1k -5,075
14 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 152,744152.7k $30.2m $30.2m 0.01% Reduced -23.3k -23,299
15 Syntegra Private Wealth Group, LLC 3.19% of their portfolio Chesterfield, MO 127,148127.1k $25.1m $25.1m 3.19% Added +3.1k +3,131
16 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 114,911114.9k $22.7m $22.7m 0.03% Reduced -6.9k -6,886
17 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 110,804110.8k $21.9m $21.9m 0.05% Reduced -11.9k -11,877
18 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 110,685110.7k $21.9m $21.9m 0.07% Added +3.4k +3,436
19 O'Dell Group, LLC 5.16% of their portfolio CINCINNATI, OH 110,421110.4k $21.1m $21.1m 5.16% Unchanged
20 NewEdge Advisors, LLC 0.16% of their portfolio NEW ORLEANS, LA 108,878108.9k $21.5m $21.5m 0.16% Added +7.8k +7,773
21 NewSquare Capital LLC 1.79% of their portfolio NEWTOWN SQUARE, PA 105,493105.5k $20.8m $20.8m 1.79% Reduced -1.7k -1,690
22 RVW Wealth, LLC 1.99% of their portfolio LOS ANGELES, CA 101,159101.2k $20.0m $20.0m 1.99% Reduced -5.3k -5,278
23 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 94,91594.9k $18.7m $18.7m 0.03% Reduced -561 -561
24 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 91,16291.2k $18.0m $18.0m 0.07% Reduced -2.0k -2,003
25 Miller Investment Management, LP 2.02% of their portfolio WEST CONSHOHOCKEN, PA 85,61085.6k $16.9m $16.9m 2.02% Reduced -1.8k -1,839
26 Nilsine Partners, LLC 2.24% of their portfolio GREENWOOD VILLAGE, CO 84,66484.7k $16.7m $16.7m 2.24% Added +2.0k +2,002
27 Advisory Services Network, LLC 0.34% of their portfolio ATLANTA, GA 83,55283.6k $16.5m $16.5m 0.34% Added +5.1k +5,130
28 TCP Asset Management, LLC 4.14% of their portfolio Upper Arlington, OH 82,98283.0k $16.4m $16.4m 4.14% Added +4.0k +4,040
29 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 74,87174.9k $14.1m $14.1m 0.08% Added +1.3k +1,306
30 ODonnell Financial Services, LLC 6.56% of their portfolio SAN RAFAEL, CA 74,74674.7k $14.8m $14.8m 6.56% Added +11.4k +11,379
31 BENJAMIN F. EDWARDS & COMPANY, INC. 0.26% of their portfolio ST. LOUIS, MO 73,80873.8k $14.6m $14.6m 0.26% Added +14.2k +14,248
32 Integrated Wealth Concepts LLC 0.18% of their portfolio WALTHAM, MA 68,27168.3k $13.5m $13.5m 0.18% Reduced -2.4k -2,371
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 66,89366.9k $13.2m $13.2m 0.01% Reduced -1.8k -1,757
34 Southland Equity Partners LLC 3.65% of their portfolio WILDWOOD, MO 64,69664.7k $12.8m $12.8m 3.65% Added +68 +68
35 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 59,14159.1k $11.7m $11.7m 0.08% Reduced -2.7k -2,716
36 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 58,65558.7k $11.6m $11.6m 0.01% Reduced -5.2k -5,209
37 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 55,97056.0k $11.1m $11.1m 0.03% Added +271 +271
38 Mariner, LLC 0.02% of their portfolio Overland Park, KS 52,97753.0k $10.5m $10.5m 0.02% Reduced -2.4k -2,426
39 OneDigital Investment Advisors LLC 0.13% of their portfolio OVERLAND PARK, KS 51,35651.4k $10.1m $10.1m 0.13% Reduced -1.8k -1,760
40 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 48,59648.6k $9.6m $9.6m 0.01% Reduced -9.0k -8,956
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 46,36046.4k $9.2m $9.2m 0.02% Reduced -26.4k -26,417
42 INDEPENDENT FINANCIAL GROUP, LLC 0.36% of their portfolio SAN DIEGO, CA 45,43345.4k $9.0m $9.0m 0.36% Reduced -2.6k -2,628
43 D.A. DAVIDSON & CO. 0.08% of their portfolio GREAT FALLS, MT 44,96645.0k $8.9m $8.9m 0.08% Added +1.6k +1,632
44 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 42,47642.5k $8.4m $8.4m 0.00% Reduced -39.7k -39,697
45 WCG Wealth Advisors LLC 0.61% of their portfolio LAS VEGAS, NV 41,49341.5k $8.2m $8.2m 0.61% Reduced -9.8k -9,807
46 GREAT VALLEY ADVISOR GROUP, INC. 0.22% of their portfolio WILMINGTON, DE 40,01040.0k $7.9m $7.9m 0.22% Added +45 +45
47 Mainsail Financial Group, LLC 3.93% of their portfolio BELLEVUE, WA 33,81833.8k $6.7m $6.7m 3.93% Added +5.2k +5,162
48 BRASS TAX WEALTH MANAGEMENT, INC 1.25% of their portfolio CINCINNATI, OH 32,44632.4k $6.4m $6.4m 1.25% Reduced -285 -285
49 OPPENHEIMER & CO INC 0.10% of their portfolio NEW YORK, NY 31,95932.0k $6.3m $6.3m 0.10% Added +434 +434
50 FWL INVESTMENT MANAGEMENT, LLC 3.07% of their portfolio Dallas, TX 30,82730.8k $6.1m $6.1m 3.07% Reduced -14.6k -14,644
51 Gateway Advisory, LLC 1.02% of their portfolio WESTFIELD, NJ 30,51230.5k $6.0m $6.0m 1.02% Added +523 +523
52 CWM, LLC 0.03% of their portfolio OMAHA, NE 27,93727.9k $5.5m $5.5m 0.03% Reduced -2.6k -2,615
53 Global Retirement Partners, LLC 0.17% of their portfolio San Rafael, CA 26,77726.8k $5.3m $5.3m 0.17% Added +2.1k +2,139
54 HARBOUR INVESTMENTS, INC. 0.18% of their portfolio MADISON, WI 26,54326.5k $5.2m $5.2m 0.18% Reduced -1.0k -1,049
55 SPC Financial, Inc. 0.48% of their portfolio ROCKVILLE, MD 26,15026.1k $5.2m $5.2m 0.48% Added +1.1k +1,126
56 MinichMacGregor Wealth Management, LLC 1.26% of their portfolio Saratoga Springs, NY 26,08026.1k $5.1m $5.1m 1.26% Added +40 +40
57 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 23,71023.7k $4.7m $4.7m 0.02% Added +1.2k +1,227
58 Concentrum Wealth Management 1.93% of their portfolio SAN JOSE, CA 23,27723.3k $4.6m $4.6m 1.93% Added +2.4k +2,358
59 SFMG, LLC 0.40% of their portfolio PLANO, TX 23,05823.1k $4.6m $4.6m 0.40% Reduced -370 -370
60 PCG Wealth Advisors, LLC 1.96% of their portfolio OVERLAND PARK, KS 22,78622.8k $4.5m $4.5m 1.96% Reduced -2.5k -2,451
61 Sowell Financial Services LLC 0.21% of their portfolio NORTH LITTLE ROCK, AR 22,55922.6k $4.5m $4.5m 0.21% Reduced -281 -281
62 Balefire, LLC 1.56% of their portfolio DALLAS, TX 22,24522.2k $4.4m $4.4m 1.56% Reduced -6.7k -6,664
63 Trivium Point Advisory, LLC 0.62% of their portfolio WILTON, CT 21,00621.0k $4.1m $4.1m 0.62% Added +17.0k +17,026
64 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 20,01720.0k $4.0m $4.0m 0.04% Reduced -465 -465
65 MGB Wealth Management, LLC 1.48% of their portfolio ADDISON, TX 19,42619.4k $4.0m $4.0m 1.48% Unchanged
66 Kraft, Davis & Associates, LLC 1.08% of their portfolio St. Louis, MO 19,08719.1k $3.6m $3.6m 1.08% New
67 Texas Yale Capital Corp. 0.18% of their portfolio ST. PETERSBURG, FL 18,89818.9k $3.7m $3.7m 0.18% Reduced -500 -500
68 Belpointe Asset Management LLC 0.25% of their portfolio RENO, NV 17,82817.8k $3.5m $3.5m 0.25% Added +3.1k +3,139
69 HBW ADVISORY SERVICES LLC 0.58% of their portfolio SIMI VALLEY, CA 17,79617.8k $3.5m $3.5m 0.58% Reduced -1.9k -1,896
70 Fifth Third Securities, Inc. 0.31% of their portfolio Cincinnati, OH 17,25717.3k $3.4m $3.4m 0.31% New
71 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 16,70016.7k $3.3m $3.3m 0.02% Added +9.4k +9,433
72 Ausdal Financial Partners, Inc. 0.34% of their portfolio Davenport, IA 16,18416.2k $3.2m $3.2m 0.34% Reduced -216 -216
73 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 15,99316.0k $3.2m $3.2m 0.02% Added +1.6k +1,647
74 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 15,82215.8k $3.1m $3.1m 0.01% Added +258 +258
75 Foundations Investment Advisors, LLC 0.08% of their portfolio PHOENIX, AZ 15,73515.7k $3.1m $3.1m 0.08% Reduced -1.9k -1,939
76 MTM Investment Management, LLC 1.25% of their portfolio SPARTANBURG, SC 15,46915.5k $3.1m $3.1m 1.25% Reduced -100 -100
77 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,07415.1k $3.0m $3.0m 0.00% Added +13.8k +13,823
78 Paragon Private Wealth Management, LLC 1.61% of their portfolio LEXINGTON, KY 14,41914.4k $2.8m $2.8m 1.61% Reduced -65 -65
79 Transamerica Financial Advisors, LLC 0.30% of their portfolio CEDAR RAPIDS, IA 14,30714.3k $2.8m $2.8m 0.30% Unchanged
80 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 14,05514.1k $2.8m $2.8m 0.04% Added +429 +429
81 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 13,93613.9k $2.8m $2.8m 0.00% Reduced -1.3k -1,316
82 Focus Financial Network, Inc. 0.12% of their portfolio MINNEAPOLIS, MN 13,83513.8k $2.7m $2.7m 0.12% Reduced -178 -178
83 TriaGen Wealth Management LLC 1.02% of their portfolio Calabasas, CA 13,42413.4k $2.7m $2.7m 1.02% Added +121 +121
84 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 13,40013.4k $2.6m $2.6m 0.01% Added +11.8k +11,800
85 GTS SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 13,30913.3k $2.6m $2.6m 0.05% New
86 Ayalon Insurance Comp Ltd. 0.80% of their portfolio Ramat Gan, L3 12,35612.4k $2.4m $2.4m 0.80% Unchanged
87 Arkadios Wealth Advisors 0.16% of their portfolio ATLANTA, GA 12,28812.3k $2.4m $2.4m 0.16% Reduced -3.4k -3,381
88 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.22% of their portfolio ORLANDO, FL 11,84411.8k $2.3m $2.3m 0.22% Reduced -399 -399
89 Novak & Powell Financial Services, Inc. 1.44% of their portfolio ST. PETERSBURG, FL 11,72311.7k $2.3m $2.3m 1.44% Reduced -40 -40
90 Cyndeo Wealth Partners, LLC 0.18% of their portfolio ST. PETERSBURG, FL 11,67411.7k $2.3m $2.3m 0.18% Reduced -2.2k -2,210
91 Plotkin Financial Advisors, LLC 1.44% of their portfolio CHEVY CHASE, MD 11,32211.3k $2.2m $2.2m 1.44% Reduced -53 -53
92 Santori & Peters, Inc. 0.94% of their portfolio CANONSBURG, PA 11,16811.2k $2.2m $2.2m 0.94% Reduced -124 -124
93 MIDLAND WEALTH ADVISORS, LLC 0.13% of their portfolio EFFINGHAM, IL 11,15611.2k $2.2m $2.2m 0.13% Added +3.8k +3,769
94 B&D White Capital Company, LLC 0.46% of their portfolio Lakeway, TX 11,14611.1k $2.2m $2.2m 0.46% Added +4.6k +4,582
95 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 11,04411.0k $2.2m $2.2m 0.04% Reduced -1.7k -1,659
96 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 10,87710.9k $2.1m $2.1m 0.01% Added +2.2k +2,249
97 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 10,71410.7k $2.1m $2.1m 0.03% Reduced -10.5k -10,503
98 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 10,64310.6k $2.1m $2.1m 0.00% Added +265 +265
99 Delos Wealth Advisors, LLC 2.00% of their portfolio DALLAS, TX 10,48510.5k $2.1m $2.1m 2.00% Added +635 +635
100 Coppell Advisory Solutions LLC 0.34% of their portfolio COPPELL, TX 10,40810.4k $2.1m $2.1m 0.34% First filing