Vault-13

FIRST TR NASDAQ 100 TECH IND QTEC

SHS · ETP · CUSIP 337345102

324 institutional holders +5 vs Q4 2023
15,290,23615.3m shares reported held*
$2.9bnreported value*
40 new 108 added 115 reduced 36 sold out net bought ≈ $87.6m (+470.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($362.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $190.47. Options: 5 managers hold calls ($1.7m notional), 3 hold puts ($591.1k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 237Q4 22: 229Q1 23: 231Q2 23: 249Q3 23: 269Q4 23: 319Q1 24: 324324Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022237
Q4 2022229
Q1 2023231
Q2 2023249
Q3 2023269
Q4 2023319
Q1 2024324

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 51 bought or addedQ4 22: 134 cut or sold outQ4 22Q1 23: 83 bought or addedQ1 23: 103 cut or sold outQ1 23Q2 23: 96 bought or addedQ2 23: 98 cut or sold outQ2 23Q3 23: 120 bought or addedQ3 23: 103 cut or sold outQ3 23Q4 23: 152 bought or addedQ4 23: 103 cut or sold outQ4 23Q1 24: 148 bought or addedQ1 24: 151 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202251134
Q1 202383103
Q2 20239698
Q3 2023120103
Q4 2023152103
Q1 2024148151

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ2 23 calls: $505.3kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $539.5kQ3 23 puts: $755.4kQ3 23P/C 1.40Q4 23 calls: $379.5kQ4 23 puts: $1.5mQ4 23P/C 3.93Q1 24 calls: $1.7mQ1 24 puts: $591.1kQ1 24P/C 0.35
Numbers
QuarterCallsPutsP/C
Q2 2023$505.3k$00.00
Q3 2023$539.5k$755.4k1.40
Q4 2023$379.5k$1.5m3.93
Q1 2024$1.7m$591.1k0.35

Biggest buyers

MORGAN STANLEY Added +994,504+994.5k
BANK OF AMERICA CORP /DE/ Added +147,670+147.7k
FIRST TRUST ADVISORS LP Added +83,288+83.3k
Nilsine Partners, LLC Added +72,199+72.2k
CITIGROUP INC Added +57,062+57.1k
WELLS FARGO & COMPANY/MN Added +48,584+48.6k
Cetera Investment Advisers Added +34,106+34.1k
Integrated Wealth Concepts LLC Added +30,803+30.8k
GOLDMAN SACHS GROUP INC Added +30,176+30.2k
NewSquare Capital LLC Added +25,253+25.3k

Biggest sellers

MEITAV INVESTMENT HOUSE LTD Sold out -519,422-519.4k
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD Sold out -189,899-189.9k
Raymond James Financial Services Advisors, Inc. Reduced -104,404-104.4k
MONEY CONCEPTS CAPITAL CORP Reduced -72,617-72.6k
Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD Sold out -68,447-68.4k
Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. Sold out -35,135-35.1k
AMERIPRISE FINANCIAL INC Reduced -30,671-30.7k
AE Wealth Management LLC Reduced -26,403-26.4k
TWO SIGMA ADVISERS, LP Reduced -24,700-24.7k
GTS SECURITIES LLC Sold out -24,324-24.3k

Biggest calls

Belvedere Trading LLC New $1.3m7.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $343.2k1.8k shares
SIMPLEX TRADING, LLC New $19.0k100 shares
Cutler Group LLC / CA Reduced $5.0k600 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $572.0k3.0k shares
Belvedere Trading LLC New $19.1k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.1%, 2026-10-07)

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.82% of their portfolio Wheaton, IL 4,262,5644.3m $812.8m $812.8m 0.82% Added +83.3k +83,288
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,599,4462.6m $495.7m $495.7m 0.01% Added +994.5k +994,504
3 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 885,671885.7k $168.9m $168.9m 0.04% Added +48.6k +48,584
4 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 607,161607.2k $115.8m $115.8m 0.06% Added +16.1k +16,120
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 531,281531.3k $101.3m $101.3m 0.01% Added +147.7k +147,670
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 399,198399.2k $76.1m $76.1m 0.00% Reduced -12.4k -12,426
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 276,687276.7k $52.8m $52.8m 0.01% Added +12.7k +12,661
8 UBS Group AG 0.02% of their portfolio ZURICH, V8 262,757262.8k $50.1m $50.1m 0.02% Added +13.8k +13,837
9 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 262,429262.4k $50.0m $50.0m 0.03% Added +17.7k +17,745
10 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 225,811225.8k $43.1m $43.1m 0.06% Reduced -104.4k -104,404
11 Kowal Investment Group, LLC 8.63% of their portfolio BROOKFIELD, WI 209,350209.3k $39.9m $39.9m 8.63% Reduced -6.3k -6,296
12 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 176,043176.0k $33.6m $33.6m 0.01% Reduced -30.7k -30,671
13 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 172,520172.5k $32.9m $32.9m 0.07% Reduced -17.5k -17,513
14 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 156,621156.6k $29.9m $29.9m 0.01% Reduced -1.1k -1,137
15 Syntegra Private Wealth Group, LLC 3.05% of their portfolio Chesterfield, MO 124,017124.0k $23.6m $23.6m 3.05% Added +1.1k +1,109
16 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 122,681122.7k $23.4m $23.4m 0.05% Reduced -894 -894
17 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 121,797121.8k $23.2m $23.2m 0.04% Reduced -3.8k -3,824
18 O'Dell Group, LLC 5.16% of their portfolio CINCINNATI, OH 110,421110.4k $21.1m $21.1m 5.16% Reduced -737 -737
19 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 107,249107.2k $20.4m $20.4m 0.06% Added +11.0k +11,013
20 NewSquare Capital LLC 1.81% of their portfolio NEWTOWN SQUARE, PA 107,183107.2k $20.4m $20.4m 1.81% Added +25.3k +25,253
21 RVW Wealth, LLC 2.09% of their portfolio LOS ANGELES, CA 106,437106.4k $20.3m $20.3m 2.09% Reduced -2.8k -2,765
22 NewEdge Advisors, LLC 0.17% of their portfolio NEW ORLEANS, LA 101,105101.1k $19.3m $19.3m 0.17% Added +6.3k +6,302
23 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 95,47695.5k $18.2m $18.2m 0.03% Added +4.1k +4,072
24 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 93,16593.2k $17.8m $17.8m 0.07% Added +18.8k +18,774
25 MONEY CONCEPTS CAPITAL CORP 1.63% of their portfolio PALM BEACH GARDENS, FL 92,89792.9k $17.7m $17.7m 1.63% Reduced -72.6k -72,617
26 Miller Investment Management, LP 2.13% of their portfolio WEST CONSHOHOCKEN, PA 87,44987.4k $16.7m $16.7m 2.13% Added +617 +617
27 Nilsine Partners, LLC 2.15% of their portfolio GREENWOOD VILLAGE, CO 82,66282.7k $15.8m $15.8m 2.15% Added +72.2k +72,199
28 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 82,17382.2k $15.7m $15.7m 0.00% Added +30.2k +30,176
29 TCP Asset Management, LLC 3.98% of their portfolio Upper Arlington, OH 78,94278.9k $15.1m $15.1m 3.98% Added +23.1k +23,146
30 Advisory Services Network, LLC 0.33% of their portfolio ATLANTA, GA 78,42278.4k $15.0m $15.0m 0.33% Added +3.9k +3,880
31 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 73,56573.6k $14.0m $14.0m 0.09% Added +2.2k +2,247
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 72,77772.8k $13.9m $13.9m 0.02% Reduced -2.7k -2,655
33 Integrated Wealth Concepts LLC 0.20% of their portfolio WALTHAM, MA 70,64270.6k $13.5m $13.5m 0.20% Added +30.8k +30,803
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 68,65068.7k $13.1m $13.1m 0.01% Added +7.4k +7,380
35 Southland Equity Partners LLC 3.46% of their portfolio WILDWOOD, MO 64,62864.6k $12.3m $12.3m 3.46% Added +502 +502
36 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 63,86463.9k $12.2m $12.2m 0.01% Reduced -7.5k -7,478
37 ODonnell Financial Services, LLC 5.53% of their portfolio SAN RAFAEL, CA 63,36763.4k $12.1m $12.1m 5.53% Added +10.0k +9,989
38 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 61,85761.9k $11.8m $11.8m 0.08% Added +3.8k +3,776
39 BENJAMIN F. EDWARDS & COMPANY, INC. 0.21% of their portfolio ST. LOUIS, MO 59,56059.6k $11.4m $11.4m 0.21% Reduced -1.8k -1,848
40 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 57,55257.6k $11.0m $11.0m 0.01% Added +57.1k +57,062
41 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 55,69955.7k $10.6m $10.6m 0.03% Added +34.1k +34,106
42 Mariner, LLC 0.02% of their portfolio Overland Park, KS 55,40355.4k $10.6m $10.6m 0.02% Reduced -2.9k -2,854
43 OneDigital Investment Advisors LLC 0.16% of their portfolio OVERLAND PARK, KS 53,11653.1k $10.1m $10.1m 0.16% Added +3.6k +3,558
44 WCG Wealth Advisors LLC 0.82% of their portfolio LAS VEGAS, NV 51,30051.3k $9.8m $9.8m 0.82% Reduced -20.3k -20,292
45 INDEPENDENT FINANCIAL GROUP, LLC 0.42% of their portfolio SAN DIEGO, CA 48,06148.1k $9.2m $9.2m 0.42% Added +11 +11
46 FWL INVESTMENT MANAGEMENT, LLC 4.78% of their portfolio Dallas, TX 45,47145.5k $8.7m $8.7m 4.78% Reduced -10.0k -10,029
47 D.A. DAVIDSON & CO. 0.07% of their portfolio GREAT FALLS, MT 43,33443.3k $8.3m $8.3m 0.07% Reduced -12.0k -11,955
48 GREAT VALLEY ADVISOR GROUP, INC. 0.23% of their portfolio WILMINGTON, DE 39,96540.0k $7.6m $7.6m 0.23% Added +1.0k +1,009
49 Royal Fund Management, LLC 0.78% of their portfolio Lady Lake, FL 35,47435.5k $6.8m $6.8m 0.78% Reduced -2.1k -2,136
50 BRASS TAX WEALTH MANAGEMENT, INC 3.25% of their portfolio CINCINNATI, OH 32,73132.7k $6.2m $6.2m 3.25% First filing
51 OPPENHEIMER & CO INC 0.10% of their portfolio NEW YORK, NY 31,52531.5k $6.0m $6.0m 0.10% Added +9.0k +8,955
52 CWM, LLC 0.03% of their portfolio OMAHA, NE 30,55230.6k $5.8m $5.8m 0.03% Reduced -12.4k -12,393
53 Gateway Advisory, LLC 1.00% of their portfolio WESTFIELD, NJ 29,98930.0k $5.7m $5.7m 1.00% Added +1.1k +1,139
54 Balefire, LLC 1.99% of their portfolio DALLAS, TX 28,90928.9k $5.5m $5.5m 1.99% Reduced -7.0k -6,950
55 Mainsail Financial Group, LLC 3.77% of their portfolio BELLEVUE, WA 28,65628.7k $5.5m $5.5m 3.77% Reduced -131 -131
56 HARBOUR INVESTMENTS, INC. 0.19% of their portfolio MADISON, WI 27,59227.6k $5.3m $5.3m 0.19% Added +757 +757
57 MinichMacGregor Wealth Management, LLC 1.27% of their portfolio Saratoga Springs, NY 26,04026.0k $5.0m $5.0m 1.27% Reduced -1.5k -1,500
58 PCG Wealth Advisors, LLC 2.29% of their portfolio OVERLAND PARK, KS 25,23725.2k $4.8m $4.8m 2.29% Added +4.5k +4,461
59 SPC Financial, Inc. 0.45% of their portfolio ROCKVILLE, MD 25,02425.0k $4.8m $4.8m 0.45% Added +262 +262
60 Global Retirement Partners, LLC 0.18% of their portfolio San Rafael, CA 24,63824.6k $4.7m $4.7m 0.18% Added +5.1k +5,103
61 SFMG, LLC 0.38% of their portfolio PLANO, TX 23,42823.4k $4.5m $4.5m 0.38% Reduced -42 -42
62 Sowell Financial Services LLC 0.21% of their portfolio NORTH LITTLE ROCK, AR 22,84022.8k $4.4m $4.4m 0.21% Reduced -665 -665
63 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 22,48322.5k $4.3m $4.3m 0.02% Added +1.2k +1,195
64 GeoWealth Management, LLC 0.16% of their portfolio CHICAGO, IL 21,40821.4k $4.1m $4.1m 0.16% Reduced -8.3k -8,309
65 Stratos Wealth Partners, LTD. 0.07% of their portfolio BEACHWOOD, OH 21,21721.2k $4.0m $4.0m 0.07% Added +11.8k +11,835
66 Concentrum Wealth Management 1.84% of their portfolio SAN JOSE, CA 20,91920.9k $4.0m $4.0m 1.84% Added +1.9k +1,920
67 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 20,48220.5k $3.9m $3.9m 0.04% Reduced -522 -522
68 HBW ADVISORY SERVICES LLC 0.65% of their portfolio SIMI VALLEY, CA 19,69219.7k $3.5m $3.5m 0.65% Unchanged
69 MGB Wealth Management, LLC 1.50% of their portfolio ADDISON, TX 19,42619.4k $3.7m $3.7m 1.50% Unchanged
70 Texas Yale Capital Corp. 0.16% of their portfolio ST. PETERSBURG, FL 19,39819.4k $3.7m $3.7m 0.16% Reduced -15 -15
71 NAVELLIER & ASSOCIATES INC 0.44% of their portfolio Reno, NV 18,85418.9k $3.6m $3.6m 0.44% Reduced -5.2k -5,207
72 Foundations Investment Advisors, LLC 0.09% of their portfolio PHOENIX, AZ 17,67417.7k $3.4m $3.4m 0.09% Added +9.3k +9,329
73 Ausdal Financial Partners, Inc. 0.36% of their portfolio Davenport, IA 16,40016.4k $3.1m $3.1m 0.36% Added +69 +69
74 Arkadios Wealth Advisors 0.23% of their portfolio ATLANTA, GA 15,66915.7k $3.0m $3.0m 0.23% Reduced -41 -41
75 MTM Investment Management, LLC 1.22% of their portfolio SPARTANBURG, SC 15,56915.6k $3.0m $3.0m 1.22% Reduced -142 -142
76 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 15,56415.6k $3.0m $3.0m 0.01% Added +394 +394
77 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 15,25215.3k $2.9m $2.9m 0.00% Reduced -4.4k -4,402
78 Belpointe Asset Management LLC 0.21% of their portfolio RENO, NV 14,68914.7k $2.8m $2.8m 0.21% Added +7.9k +7,919
79 Paragon Private Wealth Management, LLC 1.64% of their portfolio LEXINGTON, KY 14,48414.5k $2.8m $2.8m 1.64% Added +741 +741
80 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 14,34614.3k $2.7m $2.7m 0.02% Reduced -4.3k -4,294
81 Transamerica Financial Advisors, LLC 0.28% of their portfolio CEDAR RAPIDS, IA 14,30714.3k $2.7m $2.7m 0.28% Added +4.8k +4,850
82 Focus Financial Network, Inc. 0.12% of their portfolio MINNEAPOLIS, MN 14,01314.0k $2.5m $2.5m 0.12% First filing
83 Cyndeo Wealth Partners, LLC 0.22% of their portfolio ST. PETERSBURG, FL 13,88413.9k $2.6m $2.6m 0.22% Reduced -5.0k -5,048
84 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 13,62613.6k $2.6m $2.6m 0.04% Reduced -106 -106
85 TriaGen Wealth Management LLC 1.05% of their portfolio Calabasas, CA 13,30313.3k $2.5m $2.5m 1.05% Added +398 +398
86 KESTRA PRIVATE WEALTH SERVICES, LLC 0.05% of their portfolio AUSTIN, TX 12,70312.7k $2.4m $2.4m 0.05% Added +3.0k +3,044
87 Ayalon Insurance Comp Ltd. 0.78% of their portfolio Ramat Gan, L3 12,35612.4k $2.4m $2.4m 0.78% Unchanged
88 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 12,29912.3k $2.3m $2.3m 0.03% Reduced -26.4k -26,403
89 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.24% of their portfolio ORLANDO, FL 12,24312.2k $2.3m $2.3m 0.24% Added +288 +288
90 Novak & Powell Financial Services, Inc. 1.68% of their portfolio ST. PETERSBURG, FL 11,76311.8k $2.2m $2.2m 1.68% Unchanged
91 Plotkin Financial Advisors, LLC 1.44% of their portfolio CHEVY CHASE, MD 11,37511.4k $2.2m $2.2m 1.44% Added +7.5k +7,483
92 Santori & Peters, Inc. 0.93% of their portfolio CANONSBURG, PA 11,29211.3k $2.2m $2.2m 0.93% Reduced -392 -392
93 Thrive Capital Management, LLC 1.13% of their portfolio FORT WASHINGTON, PA 11,13411.1k $2.1m $2.1m 1.13% Reduced -8.4k -8,435
94 Global Assets Advisory, LLC 0.00% of their portfolio ORLANDO, FL 10,91110.9k $57 $57 0.00% New
95 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 10,42410.4k $2.0m $2.0m 0.01% Reduced -975 -975
96 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 10,37810.4k $2.0m $2.0m 0.01% Added +1.3k +1,296
97 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 10,27810.3k $2.0m $2.0m 0.00% Added +110 +110
98 Coppell Advisory Solutions Corp. 0.37% of their portfolio COPPELL, TX 10,25510.3k $2.0m $2.0m 0.37% First filing
99 Delos Wealth Advisors, LLC 2.11% of their portfolio DALLAS, TX 9,8509.8k $1.9m $1.9m 2.11% Added +1.6k +1,583
100 City Center Advisors, LLC 2.12% of their portfolio TROY, MI 9,4399.4k $1.8m $1.8m 2.12% First filing