Vault-13

FIRST TR NASDAQ 100 TECH IND QTEC

SHS · ETP · CUSIP 337345102

269 institutional holders +20 vs Q2 2023
13,514,93213.5m shares reported held*
$2.0bnreported value*
36 new 84 added 86 reduced 17 sold out net bought ≈ $844.5m (+5.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($931.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $145.32. Options: 3 managers hold calls ($539.5k notional), 2 hold puts ($755.4k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 237Q4 22: 229Q1 23: 231Q2 23: 249Q3 23: 269269Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022237
Q4 2022229
Q1 2023231
Q2 2023249
Q3 2023269

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 51 bought or addedQ4 22: 134 cut or sold outQ4 22Q1 23: 83 bought or addedQ1 23: 103 cut or sold outQ1 23Q2 23: 96 bought or addedQ2 23: 98 cut or sold outQ2 23Q3 23: 120 bought or addedQ3 23: 103 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202251134
Q1 202383103
Q2 20239698
Q3 2023120103

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ4 22 calls: $683.5kQ4 22 puts: $7.0kQ4 22P/C 0.01Q1 23 calls: $566.1kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $505.3kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $539.5kQ3 23 puts: $755.4kQ3 23P/C 1.40
Numbers
QuarterCallsPutsP/C
Q4 2022$683.5k$7.0k0.01
Q1 2023$566.1k$00.00
Q2 2023$505.3k$00.00
Q3 2023$539.5k$755.4k1.40

Biggest buyers

FIRST TRUST ADVISORS LP New +4,706,811+4.7m
WELLS FARGO & COMPANY/MN Added +226,115+226.1k
MORGAN STANLEY Added +177,830+177.8k
NewSquare Capital LLC Added +117,137+117.1k
BANK OF AMERICA CORP /DE/ Added +112,200+112.2k
O'Dell Group, LLC Added +107,020+107.0k
NewEdge Advisors, LLC Added +80,665+80.7k
AMERIPRISE FINANCIAL INC Added +76,804+76.8k
Advisory Services Network, LLC New +70,968+71.0k
RAYMOND JAMES & ASSOCIATES Added +56,652+56.7k

Biggest sellers

MEITAV INVESTMENT HOUSE LTD Reduced -454,297-454.3k
CreativeOne Wealth, LLC Reduced -37,811-37.8k
NAVELLIER & ASSOCIATES INC Sold out -32,689-32.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -19,310-19.3k
ROYAL BANK OF CANADA Reduced -13,211-13.2k
UBS Group AG Reduced -12,540-12.5k
RVW Wealth, LLC Reduced -10,675-10.7k
Cetera Advisor Networks LLC Reduced -9,891-9.9k
Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. Reduced -7,000-7.0k
EP Wealth Advisors, LLC Sold out -5,593-5.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $537.5k3.7k shares
Cutler Group LLC / CA Added $2.0k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $755.4k5.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.1%, 2026-10-07)

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.81% of their portfolio Wheaton, IL 4,706,8114.7m $683.8m $683.8m 0.81% New
2 MEITAV INVESTMENT HOUSE LTD 1.81% of their portfolio BENE-BERAQ, L3 767,653767.7k $111.8m $111.8m 1.81% Reduced -454.3k -454,297
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 756,089756.1k $109.8m $109.8m 0.01% Added +177.8k +177,830
4 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 720,709720.7k $104.7m $104.7m 0.03% Added +226.1k +226,115
5 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 535,739535.7k $77.8m $77.8m 0.05% Reduced -1.2k -1,216
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 345,946345.9k $50.3m $50.3m 0.01% Added +112.2k +112,200
7 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 262,889262.9k $38.2m $38.2m 0.03% Added +56.7k +56,652
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 245,760245.8k $35.7m $35.7m 0.01% Reduced -13.2k -13,211
9 UBS Group AG 0.02% of their portfolio ZURICH, V8 237,486237.5k $34.5m $34.5m 0.02% Reduced -12.5k -12,540
10 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 2.43% of their portfolio Tel Aviv, L3 226,404226.4k $33.0m $33.0m 2.43% Added +40.9k +40,940
11 Kowal Investment Group, LLC 8.58% of their portfolio BROOKFIELD, WI 218,823218.8k $31.8m $31.8m 8.58% Reduced -616 -616
12 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 218,248218.2k $31.7m $31.7m 0.06% Added +38.2k +38,217
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 203,956204.0k $29.7m $29.7m 0.00% Added +1.0k +1,008
14 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 169,061169.1k $24.5m $24.5m 0.01% Added +76.8k +76,804
15 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 154,931154.9k $22.5m $22.5m 0.01% Added +49.3k +49,297
16 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 145,459145.5k $21.1m $21.1m 0.03% Added +48.9k +48,869
17 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 134,563134.6k $19.5m $19.5m 0.03% Added +33.8k +33,814
18 Syntegra Private Wealth Group, LLC 2.77% of their portfolio Chesterfield, MO 121,539121.5k $17.7m $17.7m 2.77% Reduced -3.5k -3,470
19 RVW Wealth, LLC 2.08% of their portfolio LOS ANGELES, CA 118,780118.8k $17.3m $17.3m 2.08% Reduced -10.7k -10,675
20 NewSquare Capital LLC 1.80% of their portfolio NEWTOWN SQUARE, PA 117,240117.2k $17.0m $17.0m 1.80% Added +117.1k +117,137
21 O'Dell Group, LLC 4.95% of their portfolio CINCINNATI, OH 111,852111.9k $16.2m $16.2m 4.95% Added +107.0k +107,020
22 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 110,000110.0k $16.0m $16.0m 0.04% Added +51.1k +51,125
23 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 97,10197.1k $14.1m $14.1m 0.05% Added +2.8k +2,763
24 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 92,41592.4k $13.4m $13.4m 0.15% Added +80.7k +80,665
25 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 89,79489.8k $13.0m $13.0m 0.03% Added +19.4k +19,438
26 Miller Investment Management, LP 2.03% of their portfolio WEST CONSHOHOCKEN, PA 88,68688.7k $12.9m $12.9m 2.03% Reduced -449 -449
27 WCG Wealth Advisors LLC 0.92% of their portfolio LAS VEGAS, NV 85,85685.9k $12.6m $12.6m 0.92% Added +489 +489
28 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 2.52% of their portfolio Tel Aviv, L3 81,04281.0k $11.8m $11.8m 2.52% Added +14.2k +14,246
29 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 79,48879.5k $11.5m $11.5m 0.05% Added +6.3k +6,281
30 Advisory Services Network, LLC 0.28% of their portfolio ATLANTA, GA 70,96871.0k $10.3m $10.3m 0.28% New
31 BENJAMIN F. EDWARDS & COMPANY, INC. 0.37% of their portfolio ST. LOUIS, MO 65,51365.5k $9.5m $9.5m 0.37% Added +49.9k +49,860
32 Southland Equity Partners LLC 3.21% of their portfolio WILDWOOD, MO 64,34264.3k $9.3m $9.3m 3.21% Added +628 +628
33 FWL INVESTMENT MANAGEMENT, LLC 6.11% of their portfolio Dallas, TX 62,62962.6k $9.1m $9.1m 6.11% Reduced -1.2k -1,151
34 Mariner, LLC 0.02% of their portfolio Overland Park, KS 62,01362.0k $9.0m $9.0m 0.02% Added +9.5k +9,454
35 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 60,04360.0k $8.7m $8.7m 0.09% Reduced -1.9k -1,873
36 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 54,50554.5k $7.9m $7.9m 0.01% Added +5.4k +5,384
37 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 54,30254.3k $7.9m $7.9m 0.07% Added +366 +366
38 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 53,78453.8k $7.8m $7.8m 0.01% Added +5.6k +5,585
39 OneDigital Investment Advisors LLC 0.16% of their portfolio OVERLAND PARK, KS 50,70450.7k $7.4m $7.4m 0.16% Added +212 +212
40 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 50,00050.0k $7.3m $7.3m 0.02% New
41 Balefire, LLC 3.09% of their portfolio DALLAS, TX 49,57949.6k $7.2m $7.2m 3.09% Reduced -2.7k -2,718
42 Cyndeo Wealth Partners, LLC 0.70% of their portfolio ST. PETERSBURG, FL 46,47946.5k $6.8m $6.8m 0.70% Reduced -672 -672
43 INDEPENDENT FINANCIAL GROUP, LLC 0.40% of their portfolio SAN DIEGO, CA 42,56442.6k $6.2m $6.2m 0.40% Added +1.6k +1,647
44 Royal Fund Management, LLC 0.85% of their portfolio Lady Lake, FL 41,11941.1k $6.0m $6.0m 0.85% Reduced -2.2k -2,213
45 Integrated Wealth Concepts LLC 0.10% of their portfolio WALTHAM, MA 40,67440.7k $5.9m $5.9m 0.10% Added +5.2k +5,155
46 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 39,60939.6k $5.8m $5.8m 0.06% Reduced -329 -329
47 Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. 4.44% of their portfolio TEL-AVIV, L3 35,13535.1k $5.1m $5.1m 4.44% Reduced -7.0k -7,000
48 IHT Wealth Management, LLC 0.25% of their portfolio Chicago, IL 33,93733.9k $4.9m $4.9m 0.25% Added +2.4k +2,449
49 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 31,47331.5k $4.6m $4.6m 0.03% Added +9.8k +9,801
50 GREAT VALLEY ADVISOR GROUP, INC. 0.18% of their portfolio WILMINGTON, DE 30,56430.6k $4.4m $4.4m 0.18% Reduced -851 -851
51 Mainsail Financial Group, LLC 3.73% of their portfolio BELLEVUE, WA 28,08328.1k $4.1m $4.1m 3.73% Reduced -1.4k -1,391
52 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 26,09526.1k $3.8m $3.8m 0.01% New
53 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 24,15624.2k $3.5m $3.5m 0.05% Added +5.4k +5,375
54 GTS SECURITIES LLC 0.07% of their portfolio NEW YORK, NY 23,51123.5k $3.4m $3.4m 0.07% Added +14.8k +14,825
55 SFMG, LLC 0.35% of their portfolio PLANO, TX 23,47023.5k $3.4m $3.4m 0.35% Reduced -231 -231
56 SPC Financial, Inc. 0.38% of their portfolio ROCKVILLE, MD 23,40323.4k $3.4m $3.4m 0.38% Added +1.8k +1,754
57 Sowell Financial Services LLC 0.21% of their portfolio NORTH LITTLE ROCK, AR 22,86622.9k $3.3m $3.3m 0.21% Reduced -372 -372
58 HARBOUR INVESTMENTS, INC. 0.17% of their portfolio MADISON, WI 22,79422.8k $3.3m $3.3m 0.17% Added +1.5k +1,536
59 MinichMacGregor Wealth Management, LLC 1.04% of their portfolio Saratoga Springs, NY 21,61221.6k $3.1m $3.1m 1.04% New
60 Continuum Advisory, LLC 0.50% of their portfolio EAGLE, ID 21,58521.6k $3.1m $3.1m 0.50% Reduced -114 -114
61 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 21,07121.1k $3.1m $3.1m 0.02% Added +2.6k +2,588
62 Thrive Capital Management, LLC 1.67% of their portfolio FORT WASHINGTON, PA 20,77820.8k $3.0m $3.0m 1.67% Added +1.7k +1,742
63 Texas Yale Capital Corp. 0.13% of their portfolio ST. PETERSBURG, FL 19,41319.4k $2.8m $2.8m 0.13% Unchanged
64 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 18,84118.8k $2.7m $2.7m 0.01% Added +9.3k +9,295
65 HBW ADVISORY SERVICES LLC 0.57% of their portfolio SIMI VALLEY, CA 18,78218.8k $2.7m $2.7m 0.57% Added +1.0k +1,049
66 Foundations Investment Advisors, LLC 0.08% of their portfolio PHOENIX, AZ 18,55018.6k $2.7m $2.7m 0.08% New
67 Concentrum Wealth Management 1.61% of their portfolio SAN JOSE, CA 18,33218.3k $2.7m $2.7m 1.61% Added +847 +847
68 Merit Financial Group, LLC 0.08% of their portfolio ALPHARETTA, GA 17,60717.6k $2.6m $2.6m 0.08% New
69 Ashton Thomas Private Wealth, LLC 0.18% of their portfolio SCOTTSDALE, AZ 16,99117.0k $2.5m $2.5m 0.18% Added +6.4k +6,439
70 OPPENHEIMER & CO INC 0.05% of their portfolio NEW YORK, NY 16,76416.8k $2.4m $2.4m 0.05% Reduced -345 -345
71 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 16,59216.6k $2.4m $2.4m 0.02% Added +4.7k +4,683
72 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 16,57016.6k $2.4m $2.4m 0.03% Reduced -1.8k -1,829
73 Ausdal Financial Partners, Inc. 0.33% of their portfolio Davenport, IA 16,35116.4k $2.4m $2.4m 0.33% Added +4 +4
74 Transamerica Financial Advisors, LLC 0.31% of their portfolio CEDAR RAPIDS, IA 15,99316.0k $2.3m $2.3m 0.31% Added +15.9k +15,891
75 Arkadios Wealth Advisors 0.22% of their portfolio ATLANTA, GA 15,91815.9k $2.3m $2.3m 0.22% Added +76 +76
76 MTM Investment Management, LLC 1.16% of their portfolio SPARTANBURG, SC 15,74615.7k $2.3m $2.3m 1.16% Unchanged
77 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 14,64014.6k $2.1m $2.1m 0.01% New
78 IFG Advisory, LLC 0.17% of their portfolio ATLANTA, GA 13,65213.7k $2.0m $2.0m 0.17% Reduced -520 -520
79 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 13,65113.7k $2.0m $2.0m 0.04% New
80 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 13,62713.6k $2.0m $2.0m 0.01% First filing
81 PCG Wealth Advisors, LLC 1.26% of their portfolio OVERLAND PARK, KS 13,22713.2k $1.9m $1.9m 1.26% Reduced -340 -340
82 Paragon Private Wealth Management, LLC 1.53% of their portfolio LEXINGTON, KY 12,78812.8k $1.9m $1.9m 1.53% Added +11.0k +11,018
83 Kingsview Wealth Management, LLC 0.07% of their portfolio GRANTS PASS, OR 12,77512.8k $1.9m $1.9m 0.07% Added +7.1k +7,052
84 TriaGen Wealth Management LLC 0.94% of their portfolio Calabasas, CA 12,62712.6k $1.8m $1.8m 0.94% New
85 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 12,31412.3k $1.8m $1.8m 0.03% Reduced -1.7k -1,706
86 Santori & Peters, Inc. 0.94% of their portfolio CANONSBURG, PA 12,02012.0k $1.7m $1.7m 0.94% Reduced -133 -133
87 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 11,76711.8k $1.7m $1.7m 0.01% Reduced -9.9k -9,891
88 WORLD EQUITY GROUP, INC. 0.32% of their portfolio SCHAUMBURG, IL 10,60410.6k $1.5m $1.5m 0.32% New
89 Ayalon Insurance Comp Ltd. 0.63% of their portfolio Ramat Gan, L3 10,28010.3k $1.5m $1.5m 0.63% Added +1.6k +1,630
90 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 9,7819.8k $1.4m $1.4m 0.00% Added +16 +16
91 Snowden Capital Advisors LLC 0.06% of their portfolio New York, NY 9,5559.6k $1.4m $1.4m 0.06% Reduced -3.2k -3,246
92 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 9,4319.4k $1.4m $1.4m 0.03% Reduced -73 -73
93 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 9,1999.2k $1.3m $1.3m 0.00% Added +2.5k +2,524
94 CAPSTONE INVESTMENT ADVISORS, LLC 0.04% of their portfolio NEW YORK, NY 9,1689.2k $1.3m $1.3m 0.04% New
95 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,1119.1k $1.3m $1.3m 0.00% Reduced -19.3k -19,310
96 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 9,0589.1k $1.3m $1.3m 0.06% New
97 Nilsine Partners, LLC 0.20% of their portfolio GREENWOOD VILLAGE, CO 9,0489.0k $1.3m $1.3m 0.20% Added +382 +382
98 Financial Partners Group, Inc 0.27% of their portfolio Overland Park, KS 8,8218.8k $1.3m $1.3m 0.27% Unchanged
99 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 8,4788.5k $1.2m $1.2m 0.00% Added +6.5k +6,550
100 Delos Wealth Advisors, LLC 1.56% of their portfolio DALLAS, TX 8,4628.5k $1.3m $1.3m 1.56% Reduced -74 -74