Vault-13

FIRST TR NASDAQ 100 TECH IND QTEC

SHS · ETP · CUSIP 337345102

231 institutional holders +2 vs Q4 2022
6,431,5536.4m shares reported held*
$834.3mreported value*
27 new 56 added 82 reduced 21 sold out net sold ≈ $23.7m (-183.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $129.73. Options: 4 managers hold calls ($566.1k notional), 2 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 237Q4 22: 229Q1 23: 231231Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022237
Q4 2022229
Q1 2023231

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 51 bought or addedQ4 22: 134 cut or sold outQ4 22Q1 23: 83 bought or addedQ1 23: 103 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202251134
Q1 202383103

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 22 calls: $388.0kQ3 22 puts: $53.0kQ3 22P/C 0.14Q4 22 calls: $683.5kQ4 22 puts: $7.0kQ4 22P/C 0.01Q1 23 calls: $566.1kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$388.0k$53.0k0.14
Q4 2022$683.5k$7.0k0.01
Q1 2023$566.1k$00.00

Biggest buyers

JPMORGAN CHASE & CO Added +132,774+132.8k
Kowal Investment Group, LLC Added +58,141+58.1k
Cyndeo Wealth Partners, LLC New +45,558+45.6k
NAVELLIER & ASSOCIATES INC New +33,355+33.4k
ROYAL BANK OF CANADA Added +30,170+30.2k
STEPHENS INC /AR/ New +20,783+20.8k
RAYMOND JAMES & ASSOCIATES Added +13,839+13.8k
Fulcrum Equity Management New +12,090+12.1k
JANE STREET GROUP, LLC Added +10,336+10.3k
UBS Group AG Added +8,896+8.9k

Biggest sellers

MEITAV INVESTMENT HOUSE LTD Reduced -95,683-95.7k
RVW Wealth, LLC Reduced -58,517-58.5k
HRT FINANCIAL LP Sold out -50,384-50.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -47,801-47.8k
WELLS FARGO & COMPANY/MN Reduced -32,213-32.2k
Tower Research Capital LLC (TRC) Reduced -30,886-30.9k
MORGAN STANLEY Reduced -30,848-30.8k
LPL Financial LLC Reduced -27,040-27.0k
Janney Montgomery Scott LLC Reduced -25,159-25.2k
Raymond James Financial Services Advisors, Inc. Reduced -23,601-23.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $548.1k4.2k shares
SIMPLEX TRADING, LLC Reduced $13.0k100 shares
Cutler Group LLC / CA Added $5.0k900 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $0200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.1%, 2026-10-07)

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MEITAV INVESTMENT HOUSE LTD 1.05% of their portfolio BENE-BERAQ, L3 493,120493.1k $61.0m $61.0m 1.05% Reduced -95.7k -95,683
2 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 480,765480.8k $62.7m $62.7m 0.05% Reduced -27.0k -27,040
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 471,999472.0k $61.6m $61.6m 0.01% Reduced -30.8k -30,848
4 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 453,231453.2k $59.2m $59.2m 0.02% Reduced -32.2k -32,213
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 230,394230.4k $30.1m $30.1m 0.00% Reduced -1.3k -1,303
6 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 2.35% of their portfolio Tel Aviv, L3 227,262227.3k $29.2m $29.2m 2.35% Unchanged
7 Kowal Investment Group, LLC 8.21% of their portfolio BROOKFIELD, WI 221,913221.9k $29.0m $29.0m 8.21% Added +58.1k +58,141
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 216,185216.2k $28.2m $28.2m 0.01% Added +8.9k +8,896
9 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 212,895212.9k $27.8m $27.8m 0.02% Added +13.8k +13,839
10 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 192,041192.0k $25.1m $25.1m 0.05% Reduced -23.6k -23,601
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 190,935190.9k $24.9m $24.9m 0.00% Added +132.8k +132,774
12 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 177,177177.2k $23.1m $23.1m 0.01% Added +30.2k +30,170
13 RVW Wealth, LLC 2.85% of their portfolio LOS ANGELES, CA 176,421176.4k $23.0m $23.0m 2.85% Reduced -58.5k -58,517
14 Syntegra Private Wealth Group, LLC 3.15% of their portfolio Chesterfield, MO 135,497135.5k $17.7m $17.7m 3.15% Reduced -2.5k -2,509
15 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 116,994117.0k $15.3m $15.3m 0.03% Reduced -8.2k -8,182
16 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 112,383112.4k $14.7m $14.7m 0.03% Reduced -2.6k -2,650
17 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 101,979102.0k $13.3m $13.3m 0.01% Added +4.2k +4,249
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 98,76098.8k $12.9m $12.9m 0.00% Reduced -18.5k -18,500
19 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 93,40593.4k $12.2m $12.2m 0.05% Reduced -25.2k -25,159
20 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 2.39% of their portfolio Tel Aviv, L3 81,49881.5k $10.5m $10.5m 2.39% Unchanged
21 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 77,57277.6k $10.1m $10.1m 0.02% Reduced -14.8k -14,783
22 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 72,30372.3k $9.4m $9.4m 0.10% Added +8.7k +8,696
23 FWL INVESTMENT MANAGEMENT, LLC 6.27% of their portfolio Dallas, TX 65,20665.2k $8.5m $8.5m 6.27% Added +3.5k +3,450
24 Southland Equity Partners LLC 3.22% of their portfolio WILDWOOD, MO 62,87162.9k $8.2m $8.2m 3.22% Added +807 +807
25 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 60,43160.4k $7.9m $7.9m 0.04% Reduced -8.3k -8,307
26 Balefire, LLC 2.95% of their portfolio DALLAS, TX 55,17655.2k $6.7m $6.7m 2.95% Reduced -12.9k -12,923
27 OneDigital Investment Advisors LLC 0.16% of their portfolio OVERLAND PARK, KS 52,48352.5k $6.8m $6.8m 0.16% Added +468 +468
28 Mariner, LLC 0.02% of their portfolio Overland Park, KS 52,18652.2k $6.8m $6.8m 0.02% Reduced -393 -393
29 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 50,15750.2k $6.5m $6.5m 0.06% Added +2.5k +2,514
30 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 48,92848.9k $6.4m $6.4m 0.02% Added +1.5k +1,501
31 Royal Fund Management, LLC 0.92% of their portfolio Lady Lake, FL 46,71446.7k $6.1m $6.1m 0.92% Reduced -4.4k -4,390
32 Cyndeo Wealth Partners, LLC 0.64% of their portfolio ST. PETERSBURG, FL 45,55845.6k $5.9m $5.9m 0.64% New
33 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 33,70933.7k $4.4m $4.4m 0.05% Reduced -1.1k -1,116
34 NAVELLIER & ASSOCIATES INC 0.92% of their portfolio Reno, NV 33,35533.4k $4.4m $4.4m 0.92% New
35 GREAT VALLEY ADVISOR GROUP, INC. 0.19% of their portfolio WILMINGTON, DE 31,48731.5k $4.1m $4.1m 0.19% Added +413 +413
36 IHT Wealth Management, LLC 0.23% of their portfolio Chicago, IL 30,84430.8k $4.0m $4.0m 0.23% Added +329 +329
37 Mainsail Financial Group, LLC 3.62% of their portfolio BELLEVUE, WA 29,67429.7k $3.7m $3.7m 3.62% Reduced -365 -365
38 INDEPENDENT FINANCIAL GROUP, LLC 0.30% of their portfolio SAN DIEGO, CA 28,95529.0k $3.8m $3.8m 0.30% Added +6.0k +6,032
39 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 28,21928.2k $3.7m $3.7m 0.01% Reduced -8.4k -8,401
40 Continuum Advisory, LLC 0.54% of their portfolio EAGLE, ID 24,50724.5k $3.2m $3.2m 0.54% Added +299 +299
41 Concentrum Wealth Management 2.31% of their portfolio SAN JOSE, CA 23,89123.9k $3.1m $3.1m 2.31% Added +285 +285
42 SFMG, LLC 0.33% of their portfolio PLANO, TX 23,46923.5k $3.1m $3.1m 0.33% Reduced -100 -100
43 Belpointe Asset Management LLC 0.16% of their portfolio RENO, NV 23,04223.0k $3.0m $3.0m 0.16% Reduced -2.6k -2,639
44 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 21,89821.9k $2.9m $2.9m 0.02% Added +1.6k +1,615
45 CreativeOne Wealth, LLC 0.14% of their portfolio OVERLAND PARK, KS 21,57221.6k $2.8m $2.8m 0.14% Added +810 +810
46 STEPHENS INC /AR/ 0.05% of their portfolio LITTLE ROCK, AR 20,78320.8k $2.7m $2.7m 0.05% New
47 Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. 2.59% of their portfolio TEL-AVIV, L3 20,53520.5k $2.6m $2.6m 2.59% Unchanged
48 HARBOUR INVESTMENTS, INC. 0.15% of their portfolio MADISON, WI 20,52720.5k $2.7m $2.7m 0.15% Added +67 +67
49 BENJAMIN F. EDWARDS & COMPANY, INC. 0.11% of their portfolio ST. LOUIS, MO 20,03820.0k $2.6m $2.6m 0.11% Added +4.2k +4,160
50 Thrive Capital Management, LLC 1.59% of their portfolio FORT WASHINGTON, PA 19,65819.7k $2.5m $2.5m 1.59% Added +1.6k +1,574
51 Texas Yale Capital Corp. 0.13% of their portfolio ST. PETERSBURG, FL 19,42719.4k $2.5m $2.5m 0.13% Reduced -5 -5
52 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 19,01319.0k $2.5m $2.5m 0.04% Added +39 +39
53 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 18,54418.5k $2.4m $2.4m 0.03% Reduced -1.6k -1,599
54 Sowell Financial Services LLC 0.18% of their portfolio NORTH LITTLE ROCK, AR 18,12918.1k $2.4m $2.4m 0.18% Reduced -1.3k -1,315
55 HBW ADVISORY SERVICES LLC 0.55% of their portfolio SIMI VALLEY, CA 16,86716.9k $2.2m $2.2m 0.55% Added +769 +769
56 Ausdal Financial Partners, Inc. 0.30% of their portfolio Davenport, IA 16,37616.4k $2.1m $2.1m 0.30% Reduced -288 -288
57 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 16,22816.2k $2.1m $2.1m 0.00% Added +10.3k +10,336
58 Arkadios Wealth Advisors 0.25% of their portfolio ATLANTA, GA 15,95416.0k $2.1m $2.1m 0.25% Reduced -54 -54
59 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 15,75015.8k $2.1m $2.1m 0.01% Reduced -180 -180
60 MTM Investment Management, LLC 1.06% of their portfolio SPARTANBURG, SC 15,74615.7k $2.1m $2.1m 1.06% Reduced -264 -264
61 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 14,89914.9k $1.9m $1.9m 0.01% Reduced -160 -160
62 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 14,70314.7k $1.9m $1.9m 0.03% Added +3.7k +3,687
63 IFG Advisory, LLC 0.17% of their portfolio ATLANTA, GA 14,10314.1k $1.8m $1.8m 0.17% Added +4.2k +4,240
64 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 13,94713.9k $1.8m $1.8m 0.04% Added +884 +884
65 PCG Wealth Advisors, LLC 1.15% of their portfolio OVERLAND PARK, KS 13,92113.9k $1.8m $1.8m 1.15% Reduced -829 -829
66 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,44812.4k $1.6m $1.6m 0.00% Reduced -47.8k -47,801
67 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 12,35912.4k $1.6m $1.6m 0.01% Reduced -892 -892
68 Fulcrum Equity Management 0.74% of their portfolio PLANO, TX 12,09012.1k $1.6m $1.6m 0.74% New
69 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,01512.0k $1.6m $1.6m 0.00% Reduced -1.3k -1,306
70 Santori & Peters, Inc. 0.83% of their portfolio CANONSBURG, PA 11,85411.9k $1.5m $1.5m 0.83% Added +881 +881
71 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 10,96811.0k $1.4m $1.4m 0.03% Added +6.4k +6,409
72 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 10,69810.7k $1.4m $1.4m 0.02% Reduced -777 -777
73 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 9,6469.6k $1.3m $1.3m 0.00% Reduced -15.3k -15,297
74 Regal Investment Advisors LLC 0.11% of their portfolio KENTWOOD, MI 9,5519.6k $1.2m $1.2m 0.11% Reduced -362 -362
75 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 9,1569.2k $1.2m $1.2m 0.00% Added +210 +210
76 Financial Partners Group, Inc 0.26% of their portfolio Overland Park, KS 8,9308.9k $1.2m $1.2m 0.26% Added +3 +3
77 Ayalon Insurance Comp Ltd. 0.50% of their portfolio Ramat Gan, L3 8,9278.9k $1.2m $1.2m 0.50% Reduced -36 -36
78 Delos Wealth Advisors, LLC 1.47% of their portfolio DALLAS, TX 8,8948.9k $1.2m $1.2m 1.47% Added +102 +102
79 Apeiron RIA LLC 0.40% of their portfolio Dallas, TX 8,8888.9k $1.2m $1.2m 0.40% Reduced -2.3k -2,273
80 Diversified, LLC 0.41% of their portfolio Wilmington, DE 8,7578.8k $1.1m $1.1m 0.41% Added +2 +2
81 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 8,3048.3k $1.1m $1.1m 0.03% Reduced -1.6k -1,590
82 Rollins Financial 0.35% of their portfolio ATLANTA, GA 8,1428.1k $1.1m $1.1m 0.35% Reduced -3.1k -3,085
83 TFG Advisers LLC 0.51% of their portfolio Auburn Hills, MI 8,0938.1k $1.1m $1.1m 0.51% Added +2 +2
84 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 7,3597.4k $960.4k $960.4k 0.04% Reduced -3.0k -3,037
85 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 7,2067.2k $940.5k $940.5k 0.00% Added +3.7k +3,659
86 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 7,1957.2k $939.1k $939.1k 0.01% Reduced -1.4k -1,411
87 PURSUE WEALTH PARTNERS LLC 0.64% of their portfolio ALAMO, CA 7,1507.2k $933.1k $933.1k 0.64% Unchanged
88 Blackston Financial Advisory Group, LLC 0.68% of their portfolio THE VILLAGES, FL 6,9797.0k $911.0k $911.0k 0.68% Reduced -665 -665
89 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 6,7986.8k $887.2k $887.2k 0.03% Reduced -244 -244
90 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 6,7956.8k $886.8k $886.8k 0.00% Reduced -140 -140
91 Jacobi Capital Management LLC 0.10% of their portfolio PITTSTON, PA 6,7346.7k $878.8k $878.8k 0.10% Added +6 +6
92 B&D White Capital Company, LLC 0.29% of their portfolio Lakeway, TX 6,5646.6k $856.7k $856.7k 0.29% Unchanged
93 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 6,3656.4k $830.6k $830.6k 0.04% Added +297 +297
94 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 6,3556.4k $828.8k $828.8k 0.00% Reduced -325 -325
95 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 6,2446.2k $814.9k $814.9k 0.00% Reduced -97 -97
96 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 5,9986.0k $782.8k $782.8k 0.03% Unchanged
97 McKinley Carter Wealth Services, Inc. 0.06% of their portfolio WHEELING, WV 5,9966.0k $782.5k $782.5k 0.06% Unchanged
98 Pine Valley Investments Ltd Liability Co 0.11% of their portfolio MARLTON, NJ 5,9956.0k $688.5k $688.5k 0.11% First filing
99 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 5,9866.0k $781.2k $781.2k 0.00% Unchanged
100 Cedar Brook Financial Partners, LLC 0.20% of their portfolio CLEVELAND, OH 5,9255.9k $773.3k $773.3k 0.20% Added +2 +2