Vault-13

FIRST TR NASDAQ 100 TECH IND QTEC

SHS · ETP · CUSIP 337345102

229 institutional holders -8 vs Q3 2022
6,653,7816.7m shares reported held*
$701.3mreported value*
11 new 40 added 111 reduced 23 sold out net sold ≈ $42.6m (-404.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($951.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $105.40. Options: 4 managers hold calls ($683.5k notional), 2 hold puts ($7.0k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 237Q4 22: 229229Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022237
Q4 2022229

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 22 calls: $388.0kQ3 22 puts: $53.0kQ3 22P/C 0.14Q4 22 calls: $683.5kQ4 22 puts: $7.0kQ4 22P/C 0.01
Numbers
QuarterCallsPutsP/C
Q3 2022$388.0k$53.0k0.14
Q4 2022$683.5k$7.0k0.01

Biggest buyers

Kowal Investment Group, LLC Added +138,663+138.7k
Balefire, LLC New +68,099+68.1k
JPMORGAN CHASE & CO Added +56,948+56.9k
FWL INVESTMENT MANAGEMENT, LLC Added +53,013+53.0k
RVW Wealth, LLC Added +51,837+51.8k
HRT FINANCIAL LP New +50,384+50.4k
RAYMOND JAMES & ASSOCIATES Added +36,639+36.6k
Tower Research Capital LLC (TRC) Added +35,954+36.0k
Continuum Advisory, LLC New +24,208+24.2k
Mariner, LLC Added +21,710+21.7k

Biggest sellers

MEITAV INVESTMENT HOUSE LTD Reduced -207,022-207.0k
OSAIC HOLDINGS, INC. Reduced -145,392-145.4k
MORGAN STANLEY Reduced -59,546-59.5k
MinichMacGregor Wealth Management, LLC Reduced -37,813-37.8k
Portfolio Strategies, Inc. Sold out -34,791-34.8k
SFI Advisors, LLC Reduced -33,626-33.6k
CITADEL ADVISORS LLC Reduced -30,360-30.4k
MILLENNIUM MANAGEMENT LLC Reduced -29,400-29.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -26,327-26.3k
BANK OF AMERICA CORP /DE/ Reduced -25,789-25.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $652.5k6.2k shares
SIMPLEX TRADING, LLC Unchanged $31.0k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Unchanged $0200 shares

Biggest puts

Cutler Group LLC / CA Unchanged $7.0k1.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.1%, 2026-10-07)

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MEITAV INVESTMENT HOUSE LTD 1.07% of their portfolio BENE-BERAQ, L3 588,803588.8k $62.4m $62.4m 1.07% Reduced -207.0k -207,022
2 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 507,805507.8k $53.4m $53.4m 0.05% Added +13.3k +13,294
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 502,847502.8k $52.9m $52.9m 0.01% Reduced -59.5k -59,546
4 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 485,444485.4k $51.1m $51.1m 0.02% Reduced -25.4k -25,412
5 RVW Wealth, LLC 3.15% of their portfolio LOS ANGELES, CA 234,938234.9k $24.7m $24.7m 3.15% Added +51.8k +51,837
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 231,697231.7k $24.4m $24.4m 0.00% Reduced -25.8k -25,789
7 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 1.98% of their portfolio Tel Aviv, L3 227,262227.3k $24.1m $24.1m 1.98% Unchanged
8 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 215,642215.6k $22.7m $22.7m 0.05% Reduced -22.3k -22,309
9 UBS Group AG 0.01% of their portfolio ZURICH, V8 207,289207.3k $21.8m $21.8m 0.01% Reduced -14.3k -14,265
10 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 199,056199.1k $20.9m $20.9m 0.02% Added +36.6k +36,639
11 Kowal Investment Group, LLC 5.14% of their portfolio BROOKFIELD, WI 163,772163.8k $17.2m $17.2m 5.14% Added +138.7k +138,663
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 147,007147.0k $15.5m $15.5m 0.00% Reduced -17.9k -17,870
13 Syntegra Private Wealth Group, LLC 2.91% of their portfolio Chesterfield, MO 138,006138.0k $14.5m $14.5m 2.91% First filing
14 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 125,176125.2k $13.2m $13.2m 0.02% Reduced -9.4k -9,352
15 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 118,564118.6k $12.5m $12.5m 0.05% Reduced -12.1k -12,073
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 117,260117.3k $12.3m $12.3m 0.00% Reduced -1.9k -1,926
17 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 115,033115.0k $12.1m $12.1m 0.02% Reduced -145.4k -145,392
18 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 97,73097.7k $10.3m $10.3m 0.01% Reduced -1.1k -1,108
19 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 92,35592.4k $9.7m $9.7m 0.02% Reduced -15.3k -15,343
20 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 2.01% of their portfolio Tel Aviv, L3 81,49881.5k $8.6m $8.6m 2.01% Unchanged
21 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 68,73868.7k $7.2m $7.2m 0.04% Reduced -8.4k -8,396
22 Balefire, LLC 3.50% of their portfolio DALLAS, TX 68,09968.1k $8.5m $8.5m 3.50% New
23 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 63,60763.6k $6.7m $6.7m 0.06% Reduced -18.9k -18,889
24 Southland Equity Partners LLC 2.52% of their portfolio WILDWOOD, MO 62,06462.1k $6.5m $6.5m 2.52% Reduced -969 -969
25 FWL INVESTMENT MANAGEMENT, LLC 4.93% of their portfolio Dallas, TX 61,75661.8k $6.5m $6.5m 4.93% Added +53.0k +53,013
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 60,24960.2k $6.3m $6.3m 0.01% Reduced -26.3k -26,327
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 58,16158.2k $6.1m $6.1m 0.00% Added +56.9k +56,948
28 Mariner, LLC 0.02% of their portfolio Overland Park, KS 52,57952.6k $5.5m $5.5m 0.02% Added +21.7k +21,710
29 OneDigital Investment Advisors LLC 0.16% of their portfolio OVERLAND PARK, KS 52,01552.0k $5.5m $5.5m 0.16% Reduced -1.1k -1,079
30 Royal Fund Management, LLC 0.88% of their portfolio Lady Lake, FL 51,10451.1k $5.4m $5.4m 0.88% Reduced -8.0k -8,047
31 HRT FINANCIAL LP 0.08% of their portfolio NEW YORK, NY 50,38450.4k $5.3m $5.3m 0.08% New
32 Private Advisor Group, LLC 0.15% of their portfolio MORRISTOWN, NJ 47,64347.6k $5.0m $5.0m 0.15% Added +4.9k +4,879
33 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 47,42747.4k $5.0m $5.0m 0.01% Reduced -14.0k -14,046
34 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 36,62036.6k $3.9m $3.9m 0.01% Added +1.0k +1,004
35 Tower Research Capital LLC (TRC) 0.16% of their portfolio NEW YORK, NY 36,12936.1k $3.8m $3.8m 0.16% Added +36.0k +35,954
36 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 34,82534.8k $3.7m $3.7m 0.04% Reduced -2.4k -2,428
37 Laurel Wealth Advisors, Inc. 0.33% of their portfolio SOLANA BEACH, CA 31,39131.4k $3.3m $3.3m 0.33% Reduced -8.0k -7,994
38 GREAT VALLEY ADVISOR GROUP, INC. 0.17% of their portfolio WILMINGTON, DE 31,07431.1k $3.3m $3.3m 0.17% Added +665 +665
39 IHT Wealth Management, LLC 0.20% of their portfolio Chicago, IL 30,51530.5k $3.2m $3.2m 0.20% Added +1.6k +1,557
40 Mainsail Financial Group, LLC 3.41% of their portfolio BELLEVUE, WA 30,03930.0k $3.3m $3.3m 3.41% First filing
41 Belpointe Asset Management LLC 0.16% of their portfolio RENO, NV 25,68125.7k $2.7m $2.7m 0.16% Added +9.5k +9,495
42 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 24,94324.9k $2.6m $2.6m 0.00% Unchanged
43 Continuum Advisory, LLC 0.46% of their portfolio EAGLE, ID 24,20824.2k $2.5m $2.5m 0.46% New
44 Concentrum Wealth Management 2.22% of their portfolio SAN JOSE, CA 23,60623.6k $2.5m $2.5m 2.22% Reduced -12.8k -12,768
45 SFMG, LLC 0.28% of their portfolio PLANO, TX 23,56923.6k $2.5m $2.5m 0.28% Reduced -809 -809
46 INDEPENDENT FINANCIAL GROUP, LLC 0.21% of their portfolio SAN DIEGO, CA 22,92322.9k $2.4m $2.4m 0.21% Reduced -285 -285
47 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.21% of their portfolio ORLANDO, FL 20,88720.9k $2.0m $2.0m 0.21% Reduced -1.5k -1,494
48 CreativeOne Wealth, LLC 0.12% of their portfolio OVERLAND PARK, KS 20,76220.8k $2.2m $2.2m 0.12% New
49 Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. 2.06% of their portfolio TEL-AVIV, L3 20,53520.5k $2.2m $2.2m 2.06% Unchanged
50 HARBOUR INVESTMENTS, INC. 0.13% of their portfolio MADISON, WI 20,46020.5k $2.2m $2.2m 0.13% Reduced -1.9k -1,929
51 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 20,28320.3k $2.1m $2.1m 0.02% Added +6 +6
52 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 20,14320.1k $2.1m $2.1m 0.03% Reduced -4.0k -4,018
53 Sowell Financial Services LLC 0.13% of their portfolio NORTH LITTLE ROCK, AR 19,44419.4k $2.0m $2.0m 0.13% Reduced -6.8k -6,846
54 Texas Yale Capital Corp. 0.12% of their portfolio ST. PETERSBURG, FL 19,43219.4k $2.0m $2.0m 0.12% Reduced -910 -910
55 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 18,97419.0k $2.0m $2.0m 0.03% Reduced -1.9k -1,925
56 Thrive Capital Management, LLC 1.24% of their portfolio FORT WASHINGTON, PA 18,08418.1k $1.9m $1.9m 1.24% Added +280 +280
57 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,14217.1k $1.8m $1.8m 0.00% Reduced -30.4k -30,360
58 Ausdal Financial Partners, Inc. 0.25% of their portfolio Davenport, IA 16,66416.7k $1.8m $1.8m 0.25% Reduced -1.9k -1,882
59 HBW ADVISORY SERVICES LLC 0.45% of their portfolio SIMI VALLEY, CA 16,09816.1k $1.7m $1.7m 0.45% Reduced -513 -513
60 MTM Investment Management, LLC 0.87% of their portfolio SPARTANBURG, SC 16,01016.0k $1.7m $1.7m 0.87% Reduced -176 -176
61 Arkadios Wealth Advisors 0.22% of their portfolio ATLANTA, GA 16,00816.0k $1.7m $1.7m 0.22% Added +377 +377
62 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 15,93015.9k $1.7m $1.7m 0.01% Reduced -1.3k -1,300
63 BENJAMIN F. EDWARDS & COMPANY, INC. 0.08% of their portfolio ST. LOUIS, MO 15,87815.9k $1.7m $1.7m 0.08% Added +676 +676
64 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 15,05915.1k $1.6m $1.6m 0.01% Reduced -1.4k -1,367
65 PCG Wealth Advisors, LLC 0.98% of their portfolio OVERLAND PARK, KS 14,75014.8k $1.6m $1.6m 0.98% Reduced -14.5k -14,465
66 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 13,32113.3k $1.4m $1.4m 0.00% Reduced -5.9k -5,923
67 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 13,25113.3k $1.4m $1.4m 0.01% Added +1.7k +1,676
68 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 13,06313.1k $1.4m $1.4m 0.03% Added +1.1k +1,128
69 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 12,40612.4k $1.3m $1.3m 0.00% Reduced -29.4k -29,400
70 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 11,47511.5k $152.4k $152.4k 0.00% Reduced -1.0k -1,046
71 Rollins Financial 0.45% of their portfolio ATLANTA, GA 11,22711.2k $1.2m $1.2m 0.45% Reduced -385 -385
72 Apeiron RIA LLC 0.45% of their portfolio Dallas, TX 11,16111.2k $1.2m $1.2m 0.45% Reduced -857 -857
73 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 11,01611.0k $1.2m $1.2m 0.02% Reduced -1.6k -1,583
74 Santori & Peters, Inc. 0.68% of their portfolio CANONSBURG, PA 10,97311.0k $1.2m $1.2m 0.68% Reduced -87 -87
75 KESTRA PRIVATE WEALTH SERVICES, LLC 0.06% of their portfolio AUSTIN, TX 10,39610.4k $1.1m $1.1m 0.06% Reduced -5.1k -5,072
76 Regal Investment Advisors LLC 0.10% of their portfolio KENTWOOD, MI 9,9139.9k $1.0m $1.0m 0.10% Reduced -106 -106
77 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 9,8949.9k $1.0m $1.0m 0.03% Reduced -481 -481
78 IFG Advisory, LLC 0.10% of their portfolio ATLANTA, GA 9,8639.9k $1.0m $1.0m 0.10% Added +3.2k +3,181
79 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 9,5729.6k $793.0k $793.0k 0.02% Added +743 +743
80 Ayalon Insurance Comp Ltd. 0.44% of their portfolio Ramat Gan, L3 8,9639.0k $943.0k $943.0k 0.44% Reduced -170 -170
81 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8,9468.9k $941.5k $941.5k 0.00% Reduced -1.0k -1,025
82 Financial Partners Group, Inc 0.24% of their portfolio Overland Park, KS 8,9278.9k $1.1m $1.1m 0.24% Reduced -68 -68
83 Delos Wealth Advisors, LLC 1.43% of their portfolio DALLAS, TX 8,7928.8k $925.3k $925.3k 1.43% Reduced -9.5k -9,474
84 Diversified, LLC 0.36% of their portfolio Wilmington, DE 8,7558.8k $921.4k $921.4k 0.36% Added +1 +1
85 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 8,6068.6k $905.7k $905.7k 0.01% Reduced -2.6k -2,562
86 Stonebridge Financial Planning Group, LLC 0.58% of their portfolio ORLANDO, FL 8,3168.3k $875.2k $875.2k 0.58% Reduced -500 -500
87 TFG Advisers LLC 0.44% of their portfolio Auburn Hills, MI 8,0918.1k $851.5k $851.5k 0.44% Reduced -91 -91
88 ATWOOD & PALMER INC 0.07% of their portfolio KANSAS CITY, MO 7,8107.8k $821.9k $821.9k 0.07% Reduced -7.0k -6,970
89 Blackston Financial Advisory Group, LLC 0.58% of their portfolio THE VILLAGES, FL 7,6447.6k $804.0k $804.0k 0.58% Reduced -206 -206
90 PURSUE WEALTH PARTNERS LLC 0.58% of their portfolio ALAMO, CA 7,1507.2k $752.5k $752.5k 0.58% Reduced -350 -350
91 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 7,0427.0k $741.1k $741.1k 0.03% Reduced -3.5k -3,535
92 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 6,9356.9k $729.8k $729.8k 0.00% Reduced -1.5k -1,488
93 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 6,9006.9k $726.2k $726.2k 0.00% Added +1.8k +1,793
94 Jacobi Capital Management LLC 0.09% of their portfolio PITTSTON, PA 6,7286.7k $708.0k $708.0k 0.09% Reduced -480 -480
95 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 6,6806.7k $703.5k $703.5k 0.00% Reduced -175 -175
96 B&D White Capital Company, LLC 0.24% of their portfolio Lakeway, TX 6,5646.6k $690.8k $690.8k 0.24% Unchanged
97 Pacific Sun Financial Corp 0.47% of their portfolio LOS ANGELES, CA 6,3996.4k $673.4k $673.4k 0.47% Reduced -30 -30
98 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 6,3416.3k $667.4k $667.4k 0.00% Added +146 +146
99 Capital Wealth Alliance, LLC 0.55% of their portfolio Scottsdale, AZ 6,2856.3k $661.4k $661.4k 0.55% Added +2.7k +2,695
100 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 6,1136.1k $643.3k $643.3k 0.00% New