Vault-13

FIRST TR NAS100 EQ WEIGHTED QQEW

SHS · ETP · CUSIP 337344105

223 institutional holders -10 vs Q2 2024
10,075,92910.1m shares reported held*
$1.3bnreported value*
15 new 63 added 89 reduced 24 sold out net sold ≈ $119.4m (-951.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($86.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $125.41. Options: 2 managers hold calls ($326.2k notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 154Q4 22: 165Q1 23: 170Q2 23: 199Q3 23: 201Q4 23: 231Q1 24: 227Q2 24: 233Q3 24: 223223Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022154
Q4 2022165
Q1 2023170
Q2 2023199
Q3 2023201
Q4 2023231
Q1 2024227
Q2 2024233
Q3 2024223

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 82 bought or addedQ4 22: 64 cut or sold outQ1 23: 79 bought or addedQ1 23: 69 cut or sold outQ1 23Q2 23: 117 bought or addedQ2 23: 47 cut or sold outQ3 23: 101 bought or addedQ3 23: 81 cut or sold outQ3 23Q4 23: 119 bought or addedQ4 23: 83 cut or sold outQ1 24: 108 bought or addedQ1 24: 97 cut or sold outQ1 24Q2 24: 89 bought or addedQ2 24: 114 cut or sold outQ3 24: 78 bought or addedQ3 24: 113 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20228264
Q1 20237969
Q2 202311747
Q3 202310181
Q4 202311983
Q1 202410897
Q2 202489114
Q3 202478113

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ4 23 calls: $3.4mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $731.0kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $468.5kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $326.2kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$3.4m$00.00
Q1 2024$731.0k$00.00
Q2 2024$468.5k$00.00
Q3 2024$326.2k$00.00

Biggest buyers

Good Life Advisors, LLC Added +124,783+124.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +78,264+78.3k
Darwin Wealth Management, LLC New +52,230+52.2k
UBS Group AG Added +29,276+29.3k
GOLDMAN SACHS GROUP INC Added +26,166+26.2k
IronBridge Private Wealth, LLC New +16,274+16.3k
Tower Research Capital LLC (TRC) Added +13,559+13.6k
BENJAMIN EDWARDS INC New +12,948+12.9k
Luken Investment Analytics, LLC Added +10,317+10.3k
Corient Private Wealth LP Added +8,816+8.8k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -252,378-252.4k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -122,308-122.3k
LPL Financial LLC Reduced -105,887-105.9k
MORGAN STANLEY Reduced -102,736-102.7k
Garrett Wealth Advisory Group, LLC Reduced -93,398-93.4k
Crumly & Associates Inc. Reduced -87,655-87.7k
KICKSTAND VENTURES, LLC. Sold out -85,116-85.1k
Raymond James Financial Services Advisors, Inc. Reduced -45,920-45.9k
GTS SECURITIES LLC Reduced -43,764-43.8k
StoneCrest Wealth Management, Inc. Sold out -41,168-41.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $326.2k2.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,768,7601.8m $221.9m $221.9m 0.02% Reduced -102.7k -102,736
2 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,128,1911.1m $141.5m $141.5m 0.03% Reduced -252.4k -252,378
3 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 782,159782.2k $98.1m $98.1m 0.06% Reduced -560 -560
4 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 763,454763.5k $95.8m $95.8m 0.04% Reduced -105.9k -105,887
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 333,783333.8k $41.9m $41.9m 0.00% Reduced -3.3k -3,339
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 319,408319.4k $40.1m $40.1m 0.01% Added +29.3k +29,276
7 Good Life Advisors, LLC 1.89% of their portfolio READING, PA 245,248245.2k $30.8m $30.8m 1.89% Added +124.8k +124,783
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 231,961232.0k $29.1m $29.1m 0.01% Reduced -4.8k -4,803
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 205,005205.0k $25.7m $25.7m 0.01% Reduced -12.1k -12,147
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 198,904198.9k $25.0m $25.0m 0.00% Reduced -5.2k -5,162
11 Atlas Private Wealth Advisors 3.50% of their portfolio RED BANK, NJ 192,571192.6k $24.2m $24.2m 3.50% Reduced -40.2k -40,250
12 Gratus Wealth Advisors, LLC 3.91% of their portfolio VIRGINIA BEACH, VA 192,234192.2k $23.9m $23.9m 3.91% Added +3.6k +3,579
13 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 161,988162.0k $20.3m $20.3m 0.03% Reduced -122.3k -122,308
14 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 158,308158.3k $19.9m $19.9m 0.03% Reduced -45.9k -45,920
15 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 133,872133.9k $16.8m $16.8m 0.02% Added +3.9k +3,860
16 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 129,367129.4k $16.2m $16.2m 0.03% Reduced -10.9k -10,901
17 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 117,227117.2k $14.7m $14.7m 0.03% Reduced -24.9k -24,875
18 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 108,016108.0k $13.6m $13.6m 0.05% Reduced -9.6k -9,627
19 AIFG Consultants Ltd. 9.28% of their portfolio HALFMOON, NY 97,38597.4k $12.2m $12.2m 9.28% Reduced -898 -898
20 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 96,44996.4k $12.1m $12.1m 0.03% Reduced -7.0k -6,953
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 94,08794.1k $11.8m $11.8m 0.02% Added +78.3k +78,264
22 Strategic Blueprint, LLC 0.69% of their portfolio ATLANTA, GA 88,15188.2k $11.1m $11.1m 0.69% Added +7.8k +7,803
23 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 86,98887.0k $10.9m $10.9m 0.06% Reduced -1.1k -1,133
24 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 85,69685.7k $10.8m $10.8m 0.02% Added +8.8k +8,816
25 New England Private Wealth Advisors LLC 1.55% of their portfolio WELLESLEY, MA 76,42676.4k $9.6m $9.6m 1.55% Reduced -132 -132
26 Equitable Holdings, Inc. 0.09% of their portfolio NEW YORK, NY 71,95672.0k $9.0m $9.0m 0.09% Added +5.1k +5,067
27 Frisch Financial Group, Inc. 2.49% of their portfolio MELVILLE, NY 66,08466.1k $8.3m $8.3m 2.49% Reduced -1.6k -1,566
28 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 64,53864.5k $8.1m $8.1m 0.03% Added +4.0k +4,011
29 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 63,76763.8k $8.0m $8.0m 0.01% Reduced -12.1k -12,063
30 Integrated Wealth Concepts LLC 0.09% of their portfolio WALTHAM, MA 59,98660.0k $7.5m $7.5m 0.09% Reduced -16.0k -16,037
31 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 55,86055.9k $7.0m $7.0m 0.01% Reduced -8.9k -8,910
32 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 53,79253.8k $6.7m $6.7m 0.02% Reduced -1.9k -1,901
33 Darwin Wealth Management, LLC 1.80% of their portfolio TAMPA, FL 52,23052.2k $6.6m $6.6m 1.80% New
34 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,22850.2k $6.3m $6.3m 0.00% Added +26.2k +26,166
35 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 50,00050.0k $6.3m $6.3m 0.01% Unchanged
36 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 49,05649.1k $6.2m $6.2m 0.04% Added +2.0k +1,981
37 KESTRA PRIVATE WEALTH SERVICES, LLC 0.11% of their portfolio AUSTIN, TX 48,23048.2k $6.1m $6.1m 0.11% Reduced -6.2k -6,166
38 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 47,25947.3k $5.9m $5.9m 0.01% Added +6.1k +6,099
39 CX Institutional 0.26% of their portfolio AUBURN, IN 46,76546.8k $5.9m $5.9m 0.26% Added +2.9k +2,924
40 Crumly & Associates Inc. 1.61% of their portfolio SPRINGFIELD, IL 46,33146.3k $5.8m $5.8m 1.61% Reduced -87.7k -87,655
41 GTS SECURITIES LLC 0.12% of their portfolio NEW YORK, NY 46,26646.3k $5.8m $5.8m 0.12% Reduced -43.8k -43,764
42 Elios Financial Group Inc. 2.65% of their portfolio WESTLAKE, OH 45,83845.8k $5.8m $5.8m 2.65% First filing
43 Davis Investment Partners, LLC 2.38% of their portfolio CHARLOTTE, NC 45,68645.7k $5.7m $5.7m 2.38% Added +1.7k +1,696
44 NTV Asset Management LLC 0.75% of their portfolio Charleston, WV 44,54744.5k $5.6m $5.6m 0.75% Reduced -165 -165
45 POM Investment Strategies, LLC 4.00% of their portfolio RALEIGH, NC 40,79540.8k $5.1m $5.1m 4.00% Added +457 +457
46 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 37,98638.0k $4.8m $4.8m 0.00% Added +1.1k +1,061
47 Vestmark Advisory Solutions, Inc. 0.17% of their portfolio Wakefield, MA 37,11137.1k $4.7m $4.7m 0.17% Reduced -544 -544
48 Shakespeare Wealth Management, LLC 1.19% of their portfolio Pewaukee, WI 36,37936.4k $4.6m $4.6m 1.19% Reduced -74 -74
49 Axiom Advisory, LLC 0.04% of their portfolio SAN DIEGO, CA 35,20035.2k $4.3m $4.3m 0.04% Added +550 +550
50 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 33,31033.3k $4.2m $4.2m 0.02% Reduced -256 -256
51 Prospera Financial Services Inc 0.10% of their portfolio Dallas, TX 32,50432.5k $4.1m $4.1m 0.10% Added +3.6k +3,559
52 CHOREO, LLC 0.06% of their portfolio ROCKFORD, IL 32,35532.4k $4.0m $4.0m 0.06% Reduced -4.0k -4,007
53 DAVENPORT & Co LLC 0.02% of their portfolio RICHMOND, VA 31,67831.7k $4.0m $4.0m 0.02% Reduced -26.5k -26,482
54 COZAD ASSET MANAGEMENT INC 0.31% of their portfolio CHAMPAIGN, IL 25,87925.9k $3.2m $3.2m 0.31% Added +124 +124
55 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 23,34923.3k $2.9m $2.9m 0.02% Reduced -649 -649
56 GUARDIAN WEALTH ADVISORS, LLC / NC 0.30% of their portfolio RALEIGH, NC 21,83021.8k $2.7m $2.7m 0.30% Added +764 +764
57 RAYMOND JAMES TRUST N.A. 0.06% of their portfolio ST. PETERSBURG, FL 21,78221.8k $2.7m $2.7m 0.06% Reduced -352 -352
58 B. Riley Wealth Advisors, Inc. 0.07% of their portfolio MEMPHIS, TN 20,65220.7k $2.6m $2.6m 0.07% Added +726 +726
59 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 20,54220.5k $2.6m $2.6m 0.02% Reduced -2.7k -2,702
60 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 19,59119.6k $2.5m $2.5m 0.00% Reduced -14.8k -14,781
61 Baker Avenue Asset Management, LP 0.08% of their portfolio SAN FRANCISCO, CA 19,02719.0k $2.4m $2.4m 0.08% Reduced -1.1k -1,137
62 Mach-1 Financial Group, LLC 1.41% of their portfolio Rogers, AR 18,37018.4k $2.3m $2.3m 1.41% Added +1.4k +1,436
63 Clear Creek Financial Management, LLC 0.26% of their portfolio SILVERDALE, WA 18,05418.1k $2.3m $2.3m 0.26% Added +603 +603
64 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 17,63617.6k $2.2m $2.2m 0.07% Reduced -4.5k -4,542
65 Sowell Financial Services LLC 0.10% of their portfolio NORTH LITTLE ROCK, AR 17,59517.6k $2.2m $2.2m 0.10% Added +14 +14
66 Kraft, Davis & Associates, LLC 0.61% of their portfolio St. Louis, MO 16,48416.5k $2.0m $2.0m 0.61% Added +6.6k +6,648
67 IronBridge Private Wealth, LLC 0.76% of their portfolio Austin, TX 16,27416.3k $2.0m $2.0m 0.76% New
68 Tower Research Capital LLC (TRC) 0.05% of their portfolio NEW YORK, NY 15,77615.8k $2.0m $2.0m 0.05% Added +13.6k +13,559
69 Luken Investment Analytics, LLC 0.87% of their portfolio BRENTWOOD, TN 15,02115.0k $1.9m $1.9m 0.87% Added +10.3k +10,317
70 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 14,97815.0k $1.9m $1.9m 0.00% Added +1.1k +1,134
71 BURKE & HERBERT BANK & TRUST CO 0.40% of their portfolio ALEXANDRIA, VA 13,75313.8k $1.7m $1.7m 0.40% Reduced -575 -575
72 Richard W. Paul & Associates, LLC 0.61% of their portfolio NOVI, MI 13,57713.6k $1.7m $1.7m 0.61% Reduced -838 -838
73 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 13,49113.5k $1.7m $1.7m 0.06% Reduced -87 -87
74 COMERICA BANK 0.01% of their portfolio DALLAS, TX 13,45013.4k $1.7m $1.7m 0.01% Reduced -21 -21
75 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 13,02313.0k $1.6m $1.6m 0.02% Reduced -100 -100
76 Secure Asset Management, LLC 0.27% of their portfolio Troy, MI 12,97413.0k $1.6m $1.6m 0.27% Added +441 +441
77 BENJAMIN EDWARDS INC 0.02% of their portfolio Clayton, MO 12,94812.9k $1.6m $1.6m 0.02% New
78 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 12,70212.7k $1.6m $1.6m 0.01% Reduced -96 -96
79 Foundations Investment Advisors, LLC 0.03% of their portfolio PHOENIX, AZ 12,56112.6k $1.6m $1.6m 0.03% Reduced -158 -158
80 Arkadios Wealth Advisors 0.09% of their portfolio ATLANTA, GA 12,37812.4k $1.6m $1.6m 0.09% Added +8.5k +8,486
81 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 12,15712.2k $1.5m $1.5m 0.01% Reduced -7.3k -7,307
82 Mariner, LLC 0.00% of their portfolio Overland Park, KS 11,62711.6k $1.5m $1.5m 0.00% Reduced -9.9k -9,853
83 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 11,60011.6k $1.5m $1.5m 0.00% Reduced -900 -900
84 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 11,52311.5k $1.4m $1.4m 0.02% Reduced -255 -255
85 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 11,29711.3k $1.4m $1.4m 0.02% Added +1.4k +1,370
86 Gateway Wealth Partners, LLC 0.39% of their portfolio APPLETON, WI 11,17511.2k $1.4m $1.4m 0.39% Reduced -108 -108
87 Beck Bode, LLC 0.25% of their portfolio DEDHAM, MA 10,50010.5k $1.3m $1.3m 0.25% Reduced -4.4k -4,398
88 Sachetta, LLC 0.52% of their portfolio LYNNFIELD, MA 10,46210.5k $1.3m $1.3m 0.52% Added +13 +13
89 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 10,45510.5k $1.3m $1.3m 0.01% Reduced -1.5k -1,471
90 WealthBridge Capital Management, LLC 0.37% of their portfolio WESTERVILLE, OH 10,31310.3k $1.3m $1.3m 0.37% Unchanged
91 Dana Investment Advisors, Inc. 0.04% of their portfolio BROOKFIELD, WI 10,04510.0k $1.3m $1.3m 0.04% Reduced -22.2k -22,200
92 Ausdal Financial Partners, Inc. 0.13% of their portfolio Davenport, IA 9,8149.8k $1.2m $1.2m 0.13% Reduced -20.4k -20,438
93 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,8029.8k $1.2m $1.2m 0.00% Added +5.2k +5,179
94 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,6399.6k $1.2m $1.2m 0.00% Reduced -3.5k -3,533
95 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 9,3789.4k $1.2m $1.2m 0.00% Added +1.4k +1,408
96 Tyler-Stone Wealth Management 0.21% of their portfolio Beachwood, OH 8,9759.0k $1.1m $1.1m 0.21% Added +3.6k +3,641
97 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 8,7168.7k $1.1m $1.1m 0.00% Reduced -3 -3
98 Zullo Investment Group, Inc. 0.45% of their portfolio SCRANTON, PA 8,6508.7k $1.1m $1.1m 0.45% Unchanged
99 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 8,2208.2k $1.0m $1.0m 0.00% Added +3.8k +3,834
100 BlueChip Wealth Advisors LLC 0.54% of their portfolio Milton, GA 8,2118.2k $1.0m $1.0m 0.54% Reduced -1.9k -1,879