Vault-13

FIRST TR NAS100 EQ WEIGHTED QQEW

SHS · ETP · CUSIP 337344105

201 institutional holders +2 vs Q2 2023
12,010,83512.0m shares reported held*
$1.2bnreported value*
23 new 78 added 61 reduced 20 sold out net bought ≈ $51.5m (+495.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $104.02. Options: 2 managers hold calls ($2.6m notional), 2 hold puts ($374.4k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 154Q4 22: 165Q1 23: 170Q2 23: 199Q3 23: 201201Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022154
Q4 2022165
Q1 2023170
Q2 2023199
Q3 2023201

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 82 bought or addedQ4 22: 64 cut or sold outQ4 22Q1 23: 79 bought or addedQ1 23: 69 cut or sold outQ1 23Q2 23: 117 bought or addedQ2 23: 47 cut or sold outQ2 23Q3 23: 101 bought or addedQ3 23: 81 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228264
Q1 20237969
Q2 202311747
Q3 202310181

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ4 22 calls: $461.7kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $402.6kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $2.4mQ2 23 puts: $256.6kQ2 23P/C 0.11Q3 23 calls: $2.6mQ3 23 puts: $374.4kQ3 23P/C 0.14
Numbers
QuarterCallsPutsP/C
Q4 2022$461.7k$00.00
Q1 2023$402.6k$00.00
Q2 2023$2.4m$256.6k0.11
Q3 2023$2.6m$374.4k0.14

Biggest buyers

LPL Financial LLC Added +233,202+233.2k
MORGAN STANLEY Added +137,099+137.1k
Raymond James Financial Services Advisors, Inc. Added +92,865+92.9k
Private Advisor Group, LLC Added +71,601+71.6k
BANK OF AMERICA CORP /DE/ Added +61,502+61.5k
ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC New +54,596+54.6k
TOTAL INVESTMENT MANAGEMENT INC Added +46,885+46.9k
TRUIST FINANCIAL CORP Added +44,809+44.8k
ROYAL BANK OF CANADA Added +44,499+44.5k
Frisch Financial Group, Inc. Added +44,141+44.1k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -139,481-139.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -103,176-103.2k
WELLS FARGO & COMPANY/MN Reduced -99,305-99.3k
Second Half Financial Partners, LLC Sold out -86,230-86.2k
J.P. Morgan Private Wealth Advisors LLC Reduced -72,615-72.6k
AdvisorShares Investments LLC Reduced -40,693-40.7k
Tower Research Capital LLC (TRC) Reduced -33,648-33.6k
Balyasny Asset Management L.P. Sold out -33,212-33.2k
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Sold out -32,191-32.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -27,377-27.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.6m25.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $374.4k3.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,925,2431.9m $200.2m $200.2m 0.02% Added +137.1k +137,099
2 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 1,197,7151.2m $124.6m $124.6m 0.04% Reduced -99.3k -99,305
3 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 751,246751.2k $78.1m $78.1m 0.07% Added +26.4k +26,419
4 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 663,246663.2k $69.0m $69.0m 0.05% Added +233.2k +233,202
5 UBS Group AG 0.03% of their portfolio ZURICH, V8 628,002628.0k $65.3m $65.3m 0.03% Added +29.9k +29,895
6 TOTAL INVESTMENT MANAGEMENT INC 9.17% of their portfolio SCOTTSDALE, AZ 616,276616.3k $64.1m $64.1m 9.17% Added +46.9k +46,885
7 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 434,313434.3k $45.2m $45.2m 0.07% Reduced -139.5k -139,481
8 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 392,771392.8k $40.8m $40.8m 0.01% Added +61.5k +61,502
9 AdvisorShares Investments LLC 10.52% of their portfolio BETHESDA, MD 378,888378.9k $39.4m $39.4m 10.52% Reduced -40.7k -40,693
10 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 363,914363.9k $37.8m $37.8m 0.07% Added +92.9k +92,865
11 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 335,307335.3k $34.9m $34.9m 0.07% Reduced -27.4k -27,377
12 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 224,367224.4k $23.3m $23.3m 0.01% Added +44.5k +44,499
13 J.P. Morgan Private Wealth Advisors LLC 0.06% of their portfolio SAN FRANCISCO, CA 218,253218.3k $22.7m $22.7m 0.06% Reduced -72.6k -72,615
14 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 192,915192.9k $20.1m $20.1m 0.01% Reduced -103.2k -103,176
15 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 162,617162.6k $16.9m $16.9m 0.03% Added +44.8k +44,809
16 AFFINITY WEALTH MANAGEMENT LLC 3.86% of their portfolio WILMINGTON, DE 161,101161.1k $16.8m $16.8m 3.86% Added +11.3k +11,310
17 KESTRA PRIVATE WEALTH SERVICES, LLC 0.51% of their portfolio AUSTIN, TX 156,165156.2k $16.2m $16.2m 0.51% Added +23.0k +23,043
18 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 149,672149.7k $15.6m $15.6m 0.02% Added +930 +930
19 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 136,662136.7k $14.2m $14.2m 0.13% Added +71.6k +71,601
20 Good Life Advisors, LLC 1.58% of their portfolio READING, PA 132,782132.8k $13.8m $13.8m 1.58% Added +1.5k +1,520
21 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 131,091131.1k $13.6m $13.6m 0.08% Added +3.8k +3,790
22 AIFG Consultants Ltd. 10.78% of their portfolio HALFMOON, NY 125,037125.0k $13.0m $13.0m 10.78% Added +39.5k +39,450
23 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 119,689119.7k $12.4m $12.4m 0.03% Added +27.8k +27,833
24 Frisch Financial Group, Inc. 5.00% of their portfolio MELVILLE, NY 118,408118.4k $12.3m $12.3m 5.00% Added +44.1k +44,141
25 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 107,506107.5k $11.2m $11.2m 0.05% Added +6.5k +6,470
26 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 87,61487.6k $9.1m $9.1m 0.09% Added +15.6k +15,612
27 Private Advisory Group LLC 1.69% of their portfolio REDMOND, WA 82,37682.4k $8.6m $8.6m 1.69% Added +32.2k +32,173
28 New England Private Wealth Advisors LLC 1.68% of their portfolio WELLESLEY, MA 77,49077.5k $8.1m $8.1m 1.68% Reduced -1.7k -1,731
29 NewEdge Advisors, LLC 0.09% of their portfolio NEW ORLEANS, LA 77,34877.3k $8.0m $8.0m 0.09% Added +9.1k +9,129
30 SEGALL BRYANT & HAMILL, LLC 0.08% of their portfolio CHICAGO, IL 69,32369.3k $7.2m $7.2m 0.08% Added +690 +690
31 NTV Asset Management LLC 1.23% of their portfolio Charleston, WV 65,04665.0k $6.8m $6.8m 1.23% Reduced -383 -383
32 Davis Investment Partners, LLC 3.46% of their portfolio CHARLOTTE, NC 63,44763.4k $6.5m $6.5m 3.46% Reduced -1.2k -1,250
33 Strategic Blueprint, LLC 0.55% of their portfolio ATLANTA, GA 57,72757.7k $6.0m $6.0m 0.55% Added +8.9k +8,924
34 Darwin Wealth Management, LLC 1.60% of their portfolio TAMPA, FL 57,09557.1k $5.9m $5.9m 1.60% Reduced -1.6k -1,566
35 DAVENPORT & Co LLC 0.05% of their portfolio RICHMOND, VA 56,77656.8k $5.9m $5.9m 0.05% Added +5.0k +4,985
36 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 2.72% of their portfolio New Cumberland, PA 54,59654.6k $5.7m $5.7m 2.72% New
37 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 53,77253.8k $5.6m $5.6m 0.03% Added +5.7k +5,740
38 Equitable Holdings, Inc. 0.08% of their portfolio NEW YORK, NY 52,13052.1k $5.4m $5.4m 0.08% Added +29.0k +28,976
39 Integrated Wealth Concepts LLC 0.09% of their portfolio WALTHAM, MA 46,70146.7k $4.9m $4.9m 0.09% Added +15.7k +15,729
40 Sigma Planning Corp 0.16% of their portfolio ANN ARBOR, MI 39,79939.8k $4.1m $4.1m 0.16% Added +8.1k +8,089
41 Shakespeare Wealth Management, LLC 1.44% of their portfolio Pewaukee, WI 39,61939.6k $4.1m $4.1m 1.44% Reduced -430 -430
42 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 37,46037.5k $3.9m $3.9m 0.00% Added +3.9k +3,918
43 Vestmark Advisory Solutions, Inc. 0.26% of their portfolio Wakefield, MA 35,04535.0k $3.6m $3.6m 0.26% Reduced -3.9k -3,901
44 Ausdal Financial Partners, Inc. 0.47% of their portfolio Davenport, IA 32,61532.6k $3.4m $3.4m 0.47% Reduced -3.0k -2,990
45 WINTRUST INVESTMENTS LLC 0.36% of their portfolio CHICAGO, IL 31,77931.8k $3.3m $3.3m 0.36% Reduced -25 -25
46 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 30,66230.7k $3.2m $3.2m 0.02% Added +1.6k +1,601
47 Richard W. Paul & Associates, LLC 1.31% of their portfolio NOVI, MI 27,57627.6k $2.9m $2.9m 1.31% Added +20.5k +20,486
48 Secure Asset Management, LLC 0.84% of their portfolio Troy, MI 27,03627.0k $2.8m $2.8m 0.84% Reduced -2.0k -2,017
49 IronBridge Private Wealth, LLC 1.52% of their portfolio Austin, TX 26,91026.9k $2.8m $2.8m 1.52% Reduced -508 -508
50 Foundations Investment Advisors, LLC 0.08% of their portfolio PHOENIX, AZ 26,30726.3k $2.7m $2.7m 0.08% Added +3.1k +3,072
51 Beck Bode, LLC 0.70% of their portfolio DEDHAM, MA 26,26026.3k $2.7m $2.7m 0.70% Reduced -591 -591
52 Gladstone Institutional Advisory LLC 0.17% of their portfolio Bedminster, NJ 25,26525.3k $2.6m $2.6m 0.17% Reduced -199 -199
53 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 24,08524.1k $2.5m $2.5m 0.00% Added +2.0k +1,963
54 COZAD ASSET MANAGEMENT INC 0.32% of their portfolio CHAMPAIGN, IL 23,94923.9k $2.5m $2.5m 0.32% Added +343 +343
55 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.38% of their portfolio ORLANDO, FL 22,41922.4k $2.8m $2.8m 0.38% Added +1.3k +1,340
56 GUARDIAN WEALTH ADVISORS, LLC / NC 0.38% of their portfolio RALEIGH, NC 21,59821.6k $2.2m $2.2m 0.38% Added +222 +222
57 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 21,17121.2k $2.2m $2.2m 0.01% Added +11.8k +11,823
58 Baker Avenue Asset Management, LP 0.10% of their portfolio SAN FRANCISCO, CA 19,69819.7k $2.0m $2.0m 0.10% Added +1.2k +1,190
59 Garrett Wealth Advisory Group, LLC 0.92% of their portfolio WEATHERFORD, TX 19,42319.4k $2.0m $2.0m 0.92% Reduced -220 -220
60 Dana Investment Advisors, Inc. 0.10% of their portfolio BROOKFIELD, WI 19,32919.3k $2.0m $2.0m 0.10% Added +6.0k +6,041
61 GTS SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 18,99519.0k $2.0m $2.0m 0.04% Reduced -13.6k -13,637
62 B. Riley Wealth Advisors, Inc. 0.05% of their portfolio MEMPHIS, TN 18,11118.1k $1.9m $1.9m 0.05% Added +2.7k +2,723
63 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 17,26117.3k $1.8m $1.8m 0.00% Reduced -4.0k -3,952
64 WOLVERINE TRADING, LLC 0.02% of their portfolio CHICAGO, IL 17,16417.2k $1.8m $1.8m 0.02% New
65 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 16,16116.2k $1.7m $1.7m 0.00% Reduced -5.1k -5,096
66 Norris Financial Group, LLC 1.15% of their portfolio GREENVILLE, SC 15,96516.0k $1.7m $1.7m 1.15% Reduced -432 -432
67 COMERICA BANK 0.01% of their portfolio DALLAS, TX 15,79615.8k $1.6m $1.6m 0.01% New
68 Luken Investment Analytics, LLC 0.93% of their portfolio BRENTWOOD, TN 15,42015.4k $1.6m $1.6m 0.93% Added +6.0k +6,014
69 WORLD EQUITY GROUP, INC. 0.32% of their portfolio SCHAUMBURG, IL 15,03615.0k $1.6m $1.6m 0.32% Added +11.9k +11,877
70 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 14,93814.9k $1.6m $1.6m 0.02% Reduced -386 -386
71 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 14,75114.8k $1.5m $1.5m 0.00% Added +14.6k +14,631
72 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 14,53414.5k $1.5m $1.5m 0.02% Reduced -1.8k -1,797
73 Ameritas Advisory Services, LLC 0.07% of their portfolio Lincoln, NE 13,95914.0k $1.5m $1.5m 0.07% New
74 RAYMOND JAMES TRUST N.A. 0.04% of their portfolio ST. PETERSBURG, FL 13,79913.8k $1.4m $1.4m 0.04% Added +7.7k +7,687
75 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 13,78713.8k $1.4m $1.4m 0.01% Reduced -415 -415
76 Summit Financial Group, Inc. 0.60% of their portfolio MOOREFIELD, WV 13,65013.7k $1.4m $1.4m 0.60% Added +365 +365
77 INDEPENDENT FINANCIAL GROUP, LLC 0.09% of their portfolio SAN DIEGO, CA 13,54013.5k $1.4m $1.4m 0.09% New
78 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 13,07313.1k $1.4m $1.4m 0.03% Unchanged
79 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 12,57812.6k $1.3m $1.3m 0.02% Reduced -2.2k -2,183
80 BENJAMIN F. EDWARDS & COMPANY, INC. 0.05% of their portfolio ST. LOUIS, MO 12,44912.4k $1.3m $1.3m 0.05% Added +605 +605
81 G&S Capital LLC 0.64% of their portfolio DENVER, CO 12,09812.1k $1.3m $1.3m 0.64% Added +109 +109
82 Measured Wealth Private Client Group, LLC 0.48% of their portfolio PORTSMOUTH, NH 11,56211.6k $1.2m $1.2m 0.48% Added +1.3k +1,259
83 WealthBridge Capital Management, LLC 0.49% of their portfolio WESTERVILLE, OH 11,33411.3k $1.2m $1.2m 0.49% Reduced -29 -29
84 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 11,07911.1k $1.2m $1.2m 0.01% Reduced -3.0k -3,031
85 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 11,01111.0k $1.1m $1.1m 0.00% Added +2.8k +2,820
86 Trinity Wealth Management, LLC 0.66% of their portfolio BERWYN, PA 10,21510.2k $1.1m $1.1m 0.66% Reduced -1.2k -1,176
87 GeoWealth Management, LLC 0.11% of their portfolio CHICAGO, IL 9,6859.7k $1.0m $1.0m 0.11% New
88 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 9,6189.6k $1.0m $1.0m 0.01% Added +151 +151
89 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 9,5099.5k $988.9k $988.9k 0.02% Added +2.5k +2,488
90 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 8,9989.0k $935.7k $935.7k 0.03% Added +120 +120
91 Zullo Investment Group, Inc. 0.53% of their portfolio SCRANTON, PA 8,6508.7k $899.5k $899.5k 0.53% Unchanged
92 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 8,1188.1k $844.0k $844.0k 0.00% Reduced -9.2k -9,189
93 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 8,0928.1k $841.0k $841.0k 0.00% Reduced -11 -11
94 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 8,0338.0k $835.2k $835.2k 0.00% Reduced -15 -15
95 PRIVATE TRUST CO NA 0.11% of their portfolio CLEVELAND, OH 7,9968.0k $831.5k $831.5k 0.11% Unchanged
96 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 7,9437.9k $826.0k $826.0k 0.00% Reduced -235 -235
97 Belpointe Asset Management LLC 0.09% of their portfolio RENO, NV 7,9307.9k $824.7k $824.7k 0.09% Reduced -2.3k -2,299
98 Aft, Forsyth & Sober, LLC 0.35% of their portfolio VALRICO, FL 7,8757.9k $818.9k $818.9k 0.35% Unchanged
99 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 7,7687.8k $807.8k $807.8k 0.00% Reduced -807 -807
100 360 Financial, Inc. 0.49% of their portfolio WAYZATA, MN 7,5617.6k $784.1k $784.1k 0.49% Reduced -1.2k -1,200