Vault-13

FIRST TR NAS100 EQ WEIGHTED QQEW

SHS · ETP · CUSIP 337344105

170 institutional holders +5 vs Q4 2022
8,641,3968.6m shares reported held*
$869.7mreported value*
23 new 56 added 52 reduced 17 sold out net bought ≈ $142.6m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $100.64. Options: 2 managers hold calls ($402.6k notional), 1 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 154Q4 22: 165Q1 23: 170170Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022154
Q4 2022165
Q1 2023170

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 82 bought or addedQ4 22: 64 cut or sold outQ4 22Q1 23: 79 bought or addedQ1 23: 69 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228264
Q1 20237969

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $418.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $461.7kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $402.6kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$418.0k$00.00
Q4 2022$461.7k$00.00
Q1 2023$402.6k$00.00

Biggest buyers

TOTAL INVESTMENT MANAGEMENT INC Added +555,589+555.6k
Cambridge Investment Research Advisors, Inc. Added +193,468+193.5k
OSAIC HOLDINGS, INC. Added +125,031+125.0k
Bullseye Investment Management, LLC New +107,234+107.2k
AIFG Consultants Ltd. New +82,627+82.6k
AE Wealth Management LLC Added +78,633+78.6k
Good Life Advisors, LLC Added +67,329+67.3k
WELLS FARGO & COMPANY/MN Added +66,139+66.1k
LPL Financial LLC Added +54,495+54.5k
Raymond James Financial Services Advisors, Inc. Added +46,496+46.5k

Biggest sellers

UBS Group AG Reduced -98,319-98.3k
MORGAN STANLEY Reduced -65,240-65.2k
GOLDMAN SACHS GROUP INC Sold out -39,233-39.2k
Precision Wealth Strategies, LLC Reduced -21,751-21.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -18,704-18.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -14,985-15.0k
Janney Montgomery Scott LLC Reduced -12,063-12.1k
Snowden Capital Advisors LLC Reduced -11,289-11.3k
GREAT VALLEY ADVISOR GROUP, INC. Reduced -10,117-10.1k
Luken Investment Analytics, LLC Reduced -9,405-9.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $402.6k4.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,632,9511.6m $164.4m $164.4m 0.02% Reduced -65.2k -65,240
2 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,018,9391.0m $102.6m $102.6m 0.03% Added +66.1k +66,139
3 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 709,074709.1k $71.4m $71.4m 0.06% Added +8.7k +8,695
4 TOTAL INVESTMENT MANAGEMENT INC 10.75% of their portfolio SCOTTSDALE, AZ 559,312559.3k $56.3m $56.3m 10.75% Added +555.6k +555,589
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 346,744346.7k $34.9m $34.9m 0.00% Added +23.5k +23,457
6 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 342,596342.6k $34.5m $34.5m 0.03% Added +54.5k +54,495
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 298,845298.8k $30.1m $30.1m 0.01% Reduced -98.3k -98,319
8 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 246,601246.6k $24.7m $24.7m 0.05% Added +125.0k +125,031
9 Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio FAIRFIELD, IA 236,900236.9k $23.8m $23.8m 0.12% Added +193.5k +193,468
10 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 188,805188.8k $19.0m $19.0m 0.04% Added +46.5k +46,496
11 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 181,221181.2k $18.2m $18.2m 0.04% Reduced -15.0k -14,985
12 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 179,075179.1k $18.0m $18.0m 0.01% Added +33.2k +33,212
13 J.P. Morgan Private Wealth Advisors LLC 0.03% of their portfolio SAN FRANCISCO, CA 140,414140.4k $14.1m $14.1m 0.03% Reduced -6.9k -6,855
14 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 139,878139.9k $14.1m $14.1m 0.02% Reduced -5.5k -5,462
15 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 133,963134.0k $13.5m $13.5m 0.01% Added +9.9k +9,893
16 KESTRA PRIVATE WEALTH SERVICES, LLC 0.50% of their portfolio AUSTIN, TX 125,306125.3k $12.6m $12.6m 0.50% Added +24.9k +24,918
17 Bullseye Investment Management, LLC 7.90% of their portfolio CINCINNATI, OH 107,234107.2k $10.8m $10.8m 7.90% New
18 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 101,923101.9k $10.3m $10.3m 0.02% Added +11.7k +11,700
19 Good Life Advisors, LLC 1.19% of their portfolio READING, PA 92,26292.3k $9.3m $9.3m 1.19% Added +67.3k +67,329
20 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 89,57389.6k $9.0m $9.0m 0.06% Added +78.6k +78,633
21 AIFG Consultants Ltd. 7.04% of their portfolio HALFMOON, NY 82,62782.6k $8.3m $8.3m 7.04% New
22 New England Private Wealth Advisors LLC 1.62% of their portfolio WELLESLEY, MA 79,00379.0k $8.0m $8.0m 1.62% Added +117 +117
23 Frisch Financial Group, Inc. 2.82% of their portfolio MELVILLE, NY 72,27372.3k $7.3m $7.3m 2.82% Added +5.9k +5,912
24 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 71,28871.3k $7.2m $7.2m 0.08% Added +8.5k +8,523
25 Darwin Wealth Management, LLC 1.92% of their portfolio TAMPA, FL 70,91270.9k $7.1m $7.1m 1.92% Added +37.4k +37,398
26 SEGALL BRYANT & HAMILL, LLC 0.07% of their portfolio CHICAGO, IL 67,02767.0k $6.7m $6.7m 0.07% Added +1.8k +1,764
27 Davis Investment Partners, LLC 3.51% of their portfolio CHARLOTTE, NC 66,34766.3k $6.6m $6.6m 3.51% Added +4.1k +4,100
28 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 54,48354.5k $5.5m $5.5m 0.07% Added +12.4k +12,394
29 NTV Asset Management LLC 0.82% of their portfolio Charleston, WV 43,93643.9k $4.4m $4.4m 0.82% Added +200 +200
30 Shakespeare Wealth Management, LLC 1.45% of their portfolio Pewaukee, WI 40,58040.6k $4.1m $4.1m 1.45% Reduced -1.1k -1,135
31 Norris Financial Group, LLC 2.80% of their portfolio GREENVILLE, SC 37,95838.0k $3.8m $3.8m 2.80% Added +34.1k +34,091
32 BDO Wealth Advisors, LLC 0.46% of their portfolio JACKSONVILLE, FL 37,44337.4k $3.8m $3.8m 0.46% Reduced -1.6k -1,630
33 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 36,50236.5k $3.7m $3.7m 0.03% Added +23.4k +23,386
34 Ausdal Financial Partners, Inc. 0.49% of their portfolio Davenport, IA 35,51935.5k $3.6m $3.6m 0.49% Reduced -1.5k -1,532
35 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 35,18235.2k $3.5m $3.5m 0.01% Added +687 +687
36 Strategic Blueprint, LLC 0.34% of their portfolio ATLANTA, GA 32,36532.4k $3.3m $3.3m 0.34% Added +16.0k +15,958
37 WINTRUST INVESTMENTS LLC 0.44% of their portfolio CHICAGO, IL 32,29732.3k $3.3m $3.3m 0.44% Reduced -487 -487
38 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 31,65231.7k $3.2m $3.2m 0.01% Added +29.4k +29,403
39 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 31,22031.2k $3.1m $3.1m 0.00% Added +1.1k +1,108
40 Beck Bode, LLC 0.72% of their portfolio DEDHAM, MA 29,20629.2k $2.9m $2.9m 0.72% New
41 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 27,67927.7k $2.8m $2.8m 0.02% Added +907 +907
42 COZAD ASSET MANAGEMENT INC 0.31% of their portfolio CHAMPAIGN, IL 23,13723.1k $2.3m $2.3m 0.31% Added +32 +32
43 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 21,91121.9k $2.2m $2.2m 0.04% Added +406 +406
44 Private Advisory Group LLC 0.45% of their portfolio REDMOND, WA 21,19821.2k $2.1m $2.1m 0.45% New
45 Foundations Investment Advisors, LLC 0.07% of their portfolio PHOENIX, AZ 20,59420.6k $2.1m $2.1m 0.07% New
46 Luken Investment Analytics, LLC 1.19% of their portfolio BRENTWOOD, TN 20,10920.1k $2.0m $2.0m 1.19% Reduced -9.4k -9,405
47 Vestmark Advisory Solutions, Inc. 0.09% of their portfolio Wakefield, MA 19,92919.9k $2.0m $2.0m 0.09% Added +6.1k +6,056
48 Sigma Planning Corp 0.07% of their portfolio ANN ARBOR, MI 19,73719.7k $2.0m $2.0m 0.07% Reduced -463 -463
49 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.33% of their portfolio ORLANDO, FL 19,65519.7k $2.3m $2.3m 0.33% New
50 Garrett Wealth Advisory Group, LLC 0.96% of their portfolio WEATHERFORD, TX 19,51019.5k $2.0m $2.0m 0.96% Added +490 +490
51 Secure Asset Management, LLC 0.63% of their portfolio Troy, MI 18,84518.8k $1.9m $1.9m 0.63% Reduced -517 -517
52 Sowell Financial Services LLC 0.15% of their portfolio NORTH LITTLE ROCK, AR 18,70418.7k $1.9m $1.9m 0.15% New
53 Baker Avenue Asset Management, LP 0.10% of their portfolio SAN FRANCISCO, CA 18,15718.2k $1.8m $1.8m 0.10% Added +1.3k +1,340
54 GUARDIAN WEALTH ADVISORS, LLC / NC 0.32% of their portfolio RALEIGH, NC 17,96918.0k $1.8m $1.8m 0.32% Reduced -6 -6
55 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 17,71717.7k $1.8m $1.8m 0.02% Added +1.2k +1,244
56 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 15,41015.4k $1.6m $1.6m 0.02% Reduced -4.8k -4,806
57 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,60514.6k $1.5m $1.5m 0.00% Reduced -9.1k -9,115
58 Summit Financial Group, Inc. 0.51% of their portfolio MOOREFIELD, WV 13,28513.3k $1.3m $1.3m 0.51% Reduced -250 -250
59 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 13,27413.3k $1.3m $1.3m 0.07% Added +51 +51
60 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 13,07313.1k $1.3m $1.3m 0.03% Reduced -40 -40
61 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 12,66812.7k $1.3m $1.3m 0.03% Added +771 +771
62 Precision Wealth Strategies, LLC 1.93% of their portfolio SAINT LOUIS, MO 12,22812.2k $1.2m $1.2m 1.93% Reduced -21.8k -21,751
63 WealthBridge Capital Management, LLC 0.46% of their portfolio WESTERVILLE, OH 11,50911.5k $1.2m $1.2m 0.46% Reduced -472 -472
64 360 Financial, Inc. 0.61% of their portfolio WAYZATA, MN 11,41111.4k $1.1m $1.1m 0.61% Added +2.2k +2,154
65 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 10,73610.7k $1.1m $1.1m 0.01% Added +1.7k +1,730
66 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 10,68910.7k $1.1m $1.1m 0.01% Added +231 +231
67 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 10,64110.6k $1.1m $1.1m 0.03% Added +1.4k +1,382
68 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 10,63510.6k $1.1m $1.1m 0.01% Reduced -7.5k -7,494
69 BENJAMIN F. EDWARDS & COMPANY, INC. 0.04% of their portfolio ST. LOUIS, MO 10,12710.1k $1.0m $1.0m 0.04% Added +3.6k +3,563
70 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 10,02510.0k $1.0m $1.0m 0.02% Added +861 +861
71 Oxbow Advisors, LLC 0.18% of their portfolio Austin, TX 9,95810.0k $1.0m $1.0m 0.18% Added +131 +131
72 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 9,1889.2k $924.8k $924.8k 0.04% Added +3.9k +3,937
73 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 9,0969.1k $915.5k $915.5k 0.03% Reduced -88 -88
74 Belpointe Asset Management LLC 0.05% of their portfolio RENO, NV 9,0219.0k $908.0k $908.0k 0.05% Reduced -2.6k -2,622
75 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 8,6728.7k $872.8k $872.8k 0.00% New
76 Zullo Investment Group, Inc. 0.54% of their portfolio SCRANTON, PA 8,6508.7k $870.6k $870.6k 0.54% Unchanged
77 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 8,5758.6k $863.1k $863.1k 0.00% Added +1.6k +1,614
78 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 8,3018.3k $835.5k $835.5k 0.00% Added +791 +791
79 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 8,2928.3k $835.0k $835.0k 0.00% Reduced -12.1k -12,063
80 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 8,1038.1k $816.0k $816.0k 0.00% Unchanged
81 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 7,9668.0k $801.8k $801.8k 0.00% Reduced -103 -103
82 Richard W. Paul & Associates, LLC 0.35% of their portfolio NOVI, MI 7,4947.5k $754.3k $754.3k 0.35% Added +4.2k +4,220
83 PRIVATE TRUST CO NA 0.10% of their portfolio CLEVELAND, OH 7,2387.2k $728.5k $728.5k 0.10% Unchanged
84 StoneX Group Inc. 0.08% of their portfolio NEW YORK, NY 6,8966.9k $693.9k $693.9k 0.08% Added +3.0k +3,015
85 Castle Rock Wealth Management, LLC 0.24% of their portfolio WALNUT CREEK, CA 6,8856.9k $673.3k $673.3k 0.24% Unchanged
86 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 6,7756.8k $681.9k $681.9k 0.01% Reduced -2.7k -2,678
87 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 6,4936.5k $653.5k $653.5k 0.02% Added +447 +447
88 V Wealth Advisors LLC 0.12% of their portfolio Overland Park, KS 6,4696.5k $651.1k $651.1k 0.12% Reduced -6.0k -5,990
89 Arkadios Wealth Advisors 0.07% of their portfolio ATLANTA, GA 6,1856.2k $622.5k $622.5k 0.07% Added +552 +552
90 Kovack Advisors, Inc. 0.08% of their portfolio FT. LAUDERDALE, FL 6,1406.1k $618.0k $618.0k 0.08% Reduced -46 -46
91 BAROMETER CAPITAL MANAGEMENT INC. 0.14% of their portfolio TORONTO, A6 5,3005.3k $533.4k $533.4k 0.14% New
92 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 5,2625.3k $530.0k $530.0k 0.02% Unchanged
93 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 5,2405.2k $527.0k $527.0k 0.02% New
94 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 4,8954.9k $492.7k $492.7k 0.01% Reduced -463 -463
95 SCHMIDT P J INVESTMENT MANAGEMENT INC 0.10% of their portfolio CEDARBURG, WI 4,6784.7k $457.1k $457.1k 0.10% Reduced -1.5k -1,500
96 Keystone Wealth Services, LLC 0.19% of their portfolio PALM DESERT, CA 4,6754.7k $470.6k $470.6k 0.19% Unchanged
97 GenWealth Group, Inc. 0.14% of their portfolio Maplewood, NJ 4,5804.6k $461.0k $461.0k 0.14% Unchanged
98 WASHBURN CAPITAL MANAGEMENT, INC. 0.39% of their portfolio Vero Beach, FL 4,4824.5k $451.1k $451.1k 0.39% Unchanged
99 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 4,3474.3k $437.5k $437.5k 0.00% Reduced -18.7k -18,704
100 Sunbelt Securities, Inc. 0.07% of their portfolio HOUSTON, TX 4,2404.2k $420.3k $420.3k 0.07% Reduced -44 -44