FIRST TR SPECIALTY FIN & FIN
COM BEN INTR · CUSIP 33733G109
29
institutional holders
-3 vs Q1 2023
3.2m
shares reported held*
$10.5mreported value*
3 new
9 added
10 reduced
6 sold out
net bought ≈ $260.9k (+81.1k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.28.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 30 |
| Q4 2022 | 28 |
| Q1 2023 | 32 |
| Q2 2023 | 29 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 11 | 17 |
| Q1 2023 | 16 | 12 |
| Q2 2023 | 12 | 16 |
Biggest buyers
| Alpine Global Management, LLC | New | +150.1k |
| Consolidated Portfolio Review Corp | Added | +102.4k |
| Private Advisor Group, LLC | Added | +93.0k |
| MORGAN STANLEY | Added | +47.1k |
| LPL Financial LLC | Added | +19.1k |
| Equitable Holdings, Inc. | New | +16.0k |
| IFP Advisors, Inc | Added | +15.2k |
| OSAIC HOLDINGS, INC. | Added | +3.9k |
| UBS Group AG | New | +2.6k |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | Added | +2.3k |
Biggest sellers
| Shaker Financial Services, LLC | Reduced | -137.8k |
| Almitas Capital LLC | Sold out | -61.3k |
| ROYAL BANK OF CANADA | Reduced | -55.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -37.5k |
| Cetera Investment Advisers | Sold out | -17.1k |
| FLAGSHIP HARBOR ADVISORS, LLC | Reduced | -15.6k |
| BANK OF AMERICA CORP /DE/ | Sold out | -13.2k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Sold out | -11.5k |
| SILVERHAWK ASSET MANAGEMENT, LLC | Reduced | -6.7k |
| Csenge Advisory Group | Reduced | -5.6k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2025-01-03 | 7.0% |
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| LPL Financial LLC 0.00% of their portfolio | 629.0k $2.1m | Added +19.1k |
| Consolidated Portfolio Review Corp 0.47% of their portfolio | 611.3k $2.0m | Added +102.4k |
| MORGAN STANLEY 0.00% of their portfolio | 476.2k $1.6m | Added +47.1k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 187.3k $610.8k | Reduced -1.3k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 165.3k $539.0k | Reduced -4.0k |
| Alpine Global Management, LLC 0.07% of their portfolio | 150.1k $489.2k | New |
| Shaker Financial Services, LLC 0.18% of their portfolio | 126.7k $412.9k | Reduced -137.8k |
| FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio | 124.6k $406.1k | Reduced -15.6k |
| Private Advisor Group, LLC 0.00% of their portfolio | 108.5k $367.5k | Added +93.0k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 85.5k $278.8k | Added +3.9k |
| SYM FINANCIAL Corp 0.06% of their portfolio | 84.5k $275.6k | Unchanged |
| Csenge Advisory Group 0.01% of their portfolio | 66.7k $217.4k | Reduced -5.6k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 62.9k $205.1k | Added +365 |
| Good Life Advisors, LLC 0.02% of their portfolio | 50.2k $163.6k | Reduced -1.2k |
| Cetera Advisors LLC 0.00% of their portfolio | 39.3k $128.1k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 36.3k $118.0k | Reduced -55.5k |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.03% of their portfolio | 34.0k $110.9k | Added +2.3k |
| NWF Advisory Services Inc. 0.02% of their portfolio | 30.8k $100.2k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 30.4k $141.7k | Added +15.2k |
| Quad-Cities Investment Group, LLC 0.06% of their portfolio | 28.1k $91.7k | Reduced -890 |
| Advisory Services Network, LLC 0.00% of their portfolio | 20.2k $65.7k | Unchanged |
| SILVERHAWK ASSET MANAGEMENT, LLC 0.04% of their portfolio | 16.6k $54.0k | Reduced -6.7k |
| BDO Wealth Advisors, LLC 0.01% of their portfolio | 16.5k $53.6k | Reduced -1.2k |
| Equitable Holdings, Inc. 0.00% of their portfolio | 16.0k $52.2k | New |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 7.4k $24.1k | Unchanged |
| Lindbrook Capital, LLC 0.00% of their portfolio | 5.0k $16.3k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 2.6k $8.6k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 901 $2.9k | Added +871 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |