FIRST TR SPECIALTY FIN & FIN
COM BEN INTR · CUSIP 33733G109
32
institutional holders
+4 vs Q4 2022
3.1m
shares reported held*
$9.9mreported value*
6 new
10 added
8 reduced
4 sold out
net bought ≈ $1.2m (+375.2k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.15.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 30 |
| Q4 2022 | 28 |
| Q1 2023 | 32 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 11 | 17 |
| Q1 2023 | 16 | 12 |
Biggest buyers
| Shaker Financial Services, LLC | Added | +160.9k |
| Almitas Capital LLC | New | +61.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +37.5k |
| MORGAN STANLEY | Added | +35.3k |
| LPL Financial LLC | Added | +33.4k |
| ROYAL BANK OF CANADA | Added | +22.5k |
| Cetera Investment Advisers | New | +17.1k |
| Private Advisor Group, LLC | New | +15.5k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | New | +11.5k |
| OSAIC HOLDINGS, INC. | Added | +10.0k |
Biggest sellers
| UBS Group AG | Sold out | -12.6k |
| BDO Wealth Advisors, LLC | Reduced | -11.0k |
| MONEY CONCEPTS CAPITAL CORP | Sold out | -5.8k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -4.9k |
| Csenge Advisory Group | Reduced | -3.4k |
| FLAGSHIP HARBOR ADVISORS, LLC | Reduced | -1.9k |
| Quad-Cities Investment Group, LLC | Reduced | -1.5k |
| IFP Advisors, Inc | Reduced | -1.2k |
| HARBOUR INVESTMENTS, INC. | Reduced | -800 |
| BANK OF AMERICA CORP /DE/ | Reduced | -334 |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2025-01-03 | 7.0% |
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| LPL Financial LLC 0.00% of their portfolio | 609.9k $1.9m | Added +33.4k |
| Consolidated Portfolio Review Corp 0.43% of their portfolio | 508.8k $1.6m | First filing |
| MORGAN STANLEY 0.00% of their portfolio | 429.1k $1.3m | Added +35.3k |
| Shaker Financial Services, LLC 0.36% of their portfolio | 264.4k $830.4k | Added +160.9k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 188.6k $592.3k | Reduced -4.9k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 169.4k $531.0k | Added +7.6k |
| FLAGSHIP HARBOR ADVISORS, LLC 0.04% of their portfolio | 140.2k $440.2k | Reduced -1.9k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 91.8k $288.0k | Added +22.5k |
| SYM FINANCIAL Corp 0.06% of their portfolio | 84.5k $265.4k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 81.7k $256.4k | Added +10.0k |
| Csenge Advisory Group 0.02% of their portfolio | 72.3k $226.9k | Reduced -3.4k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 62.6k $196.4k | Added +2.3k |
| Almitas Capital LLC 0.09% of their portfolio | 61.3k $192.3k | New |
| Good Life Advisors, LLC 0.02% of their portfolio | 51.3k $161.2k | Added +599 |
| Cetera Advisors LLC 0.00% of their portfolio | 39.3k $123.4k | Added +1.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 37.5k $117.7k | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.03% of their portfolio | 31.7k $97.6k | Added +2.6k |
| NWF Advisory Services Inc. 0.02% of their portfolio | 30.8k $100.2k | First filing |
| Quad-Cities Investment Group, LLC 0.06% of their portfolio | 29.0k $91.1k | Reduced -1.5k |
| SILVERHAWK ASSET MANAGEMENT, LLC 0.06% of their portfolio | 23.3k $73.2k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 20.2k $63.3k | Unchanged |
| BDO Wealth Advisors, LLC 0.01% of their portfolio | 17.6k $55.3k | Reduced -11.0k |
| Cetera Investment Advisers 0.00% of their portfolio | 17.1k $53.6k | New |
| Private Advisor Group, LLC 0.00% of their portfolio | 15.5k $48.6k | New |
| IFP Advisors, Inc 0.00% of their portfolio | 15.2k $92.1k | Reduced -1.2k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 13.2k $41.6k | Reduced -334 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.00% of their portfolio | 11.5k $36.0k | New |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 7.4k $23.3k | Unchanged |
| Lindbrook Capital, LLC 0.00% of their portfolio | 5.0k $15.7k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 1.6k $5.0k | Reduced -800 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 30 $0 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |