FIRST TR SPECIALTY FIN & FIN
COM BEN INTR · CUSIP 33733G109
28
institutional holders
-2 vs Q3 2022
2.2m
shares reported held*
$6.8mreported value*
4 new
7 added
12 reduced
5 sold out
net sold ≈ $961.4k (-314.2k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.08.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 30 |
| Q4 2022 | 28 |
Biggest buyers
| LPL Financial LLC | Added | +31.5k |
| SILVERHAWK ASSET MANAGEMENT, LLC | New | +23.3k |
| Csenge Advisory Group | Added | +18.2k |
| OSAIC HOLDINGS, INC. | Added | +10.1k |
| UBS Group AG | Added | +9.6k |
| MONEY CONCEPTS CAPITAL CORP | New | +5.8k |
| ROYAL BANK OF CANADA | Added | +5.3k |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | Added | +989 |
| Good Life Advisors, LLC | Added | +559 |
| Tower Research Capital LLC (TRC) | New | +300 |
Biggest sellers
| Raymond James Financial Services Advisors, Inc. | Reduced | -99.7k |
| Shaker Financial Services, LLC | Reduced | -97.5k |
| Almitas Capital LLC | Sold out | -47.0k |
| Nova R Wealth, Inc. | Sold out | -34.7k |
| MORGAN STANLEY | Reduced | -24.6k |
| Quad-Cities Investment Group, LLC | Reduced | -23.4k |
| BANK OF AMERICA CORP /DE/ | Reduced | -16.9k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Sold out | -15.7k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -15.6k |
| CASTLE WEALTH MANAGEMENT LLC | Sold out | -15.3k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2025-01-03 | 7.0% |
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| LPL Financial LLC 0.00% of their portfolio | 576.5k $1.8m | Added +31.5k |
| MORGAN STANLEY 0.00% of their portfolio | 393.8k $1.2m | Reduced -24.6k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 193.5k $592.3k | Reduced -99.7k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 161.7k $494.0k | Reduced -15.6k |
| FLAGSHIP HARBOR ADVISORS, LLC 0.04% of their portfolio | 142.1k $434.8k | Reduced -900 |
| Shaker Financial Services, LLC 0.15% of their portfolio | 103.5k $316.9k | Reduced -97.5k |
| SYM FINANCIAL Corp 0.06% of their portfolio | 84.5k $258.7k | Unchanged |
| Csenge Advisory Group 0.02% of their portfolio | 75.7k $231.7k | Added +18.2k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 71.7k $218.8k | Added +10.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 69.3k $212.0k | Added +5.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 60.2k $184.3k | Reduced -7.7k |
| Good Life Advisors, LLC 0.02% of their portfolio | 50.7k $155.3k | Added +559 |
| Cetera Advisors LLC 0.00% of their portfolio | 38.3k $117.2k | Unchanged |
| Quad-Cities Investment Group, LLC 0.07% of their portfolio | 30.5k $93.4k | Reduced -23.4k |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.02% of their portfolio | 29.1k $89.1k | Added +989 |
| BDO Wealth Advisors, LLC 0.01% of their portfolio | 28.7k $87.7k | Reduced -743 |
| SILVERHAWK ASSET MANAGEMENT, LLC 0.06% of their portfolio | 23.3k $71.3k | New |
| Advisory Services Network, LLC 0.00% of their portfolio | 20.2k $61.7k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 16.4k $101.0k | Reduced -994 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 13.6k $41.5k | Reduced -16.9k |
| UBS Group AG 0.00% of their portfolio | 12.6k $38.5k | Added +9.6k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 7.4k $22.7k | Reduced -7.4k |
| MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio | 5.8k $17.6k | New |
| Lindbrook Capital, LLC 0.00% of their portfolio | 5.0k $15.3k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 2.4k $7.3k | Reduced -1.0k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 300 $1.0k | New |
| NewEdge Advisors, LLC 0.00% of their portfolio | 150 $459 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |