Vault-13

FIRST TR EXCHANGE-TRADED ALP FAD

COM SHS · ETP · CUSIP 33733F101

72 institutional holders -1 vs Q4 2024
949,438949.4k shares reported held*
$122.8mreported value*
5 new 27 added 17 reduced 4 sold out net bought ≈ $20.2m (+156.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $129.38. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 47Q4 22: 57Q1 23: 54Q2 23: 53Q3 23: 59Q4 23: 57Q1 24: 57Q2 24: 60Q3 24: 67Q4 24: 73Q1 25: 7272Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202247
Q4 202257
Q1 202354
Q2 202353
Q3 202359
Q4 202357
Q1 202457
Q2 202460
Q3 202467
Q4 202473
Q1 202572

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 23: 18 bought or addedQ2 23: 25 cut or sold outQ3 23: 19 bought or addedQ3 23: 28 cut or sold outQ3 23Q4 23: 21 bought or addedQ4 23: 32 cut or sold outQ1 24: 24 bought or addedQ1 24: 27 cut or sold outQ1 24Q2 24: 26 bought or addedQ2 24: 23 cut or sold outQ3 24: 31 bought or addedQ3 24: 26 cut or sold outQ3 24Q4 24: 29 bought or addedQ4 24: 26 cut or sold outQ1 25: 32 bought or addedQ1 25: 21 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20231825
Q3 20231928
Q4 20232132
Q1 20242427
Q2 20242623
Q3 20243126
Q4 20242926
Q1 20253221

Biggest buyers

Creative Planning Added +52,123+52.1k
RPg Family Wealth Advisory, LLC Added +22,110+22.1k
LPL Financial LLC Added +22,026+22.0k
Geneos Wealth Management Inc. Added +21,667+21.7k
Virtu Financial LLC Added +16,130+16.1k
ENVESTNET ASSET MANAGEMENT INC Added +10,967+11.0k
TRUIST FINANCIAL CORP Added +6,975+7.0k
JONES FINANCIAL COMPANIES LLLP Added +5,252+5.3k
LANARK FINANCIAL, INC. Added +4,019+4.0k
Aviance Capital Partners, LLC New +2,975+3.0k

Biggest sellers

Synergy Asset Management, LLC Sold out -14,357-14.4k
Cetera Investment Advisers Reduced -2,737-2.7k
Private Advisor Group, LLC Reduced -2,569-2.6k
WELLS FARGO & COMPANY/MN Reduced -1,637-1.6k
TCFG WEALTH MANAGEMENT, LLC Sold out -1,510-1.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -1,284-1.3k
NewEdge Advisors, LLC Reduced -353-353
Gateway Wealth Partners, LLC Reduced -273-273
INDEPENDENT FINANCIAL GROUP, LLC Reduced -191-191
Baird Financial Group, Inc. Reduced -173-173

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 110,986111.0k $14.4m $14.4m 0.01% Added +22.0k +22,026
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 96,94796.9k $12.5m $12.5m 0.00% Added +406 +406
3 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 82,80082.8k $10.7m $10.7m 0.00% Added +974 +974
4 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 61,67761.7k $8.0m $8.0m 0.01% Reduced -1.3k -1,284
5 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 56,16256.2k $7.3m $7.3m 0.01% Added +52.1k +52,123
6 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,00050.0k $6.5m $6.5m 0.00% Unchanged
7 Plotkin Financial Advisors, LLC 3.67% of their portfolio CHEVY CHASE, MD 46,14946.1k $6.0m $6.0m 3.67% Added +224 +224
8 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 45,91745.9k $5.9m $5.9m 0.01% Added +7.0k +6,975
9 Geneos Wealth Management Inc. 0.07% of their portfolio ENGLEWOOD, CO 35,36935.4k $4.6m $4.6m 0.07% Added +21.7k +21,667
10 RPg Family Wealth Advisory, LLC 1.22% of their portfolio BURLINGTON, MA 33,21033.2k $4.3m $4.3m 1.22% Added +22.1k +22,110
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 28,68228.7k $3.7m $3.7m 0.00% Added +47 +47
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 25,12225.1k $3.2m $3.2m 0.00% Added +945 +945
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 24,09024.1k $3.1m $3.1m 0.00% Reduced -1.6k -1,637
14 Wealth Management Partners, LLC 1.38% of their portfolio TUCSON, AZ 22,95423.0k $3.0m $3.0m 1.38% Added +754 +754
15 Virtu Financial LLC 0.13% of their portfolio New York, NY 17,76817.8k $2.3m $2.3m 0.13% Added +16.1k +16,130
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 15,06015.1k $1.9m $1.9m 0.00% Added +257 +257
17 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 14,41914.4k $1.9m $1.9m 0.00% Reduced -173 -173
18 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 13,92413.9k $1.8m $1.8m 0.01% Reduced -2.6k -2,569
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 12,58612.6k $1.6m $1.6m 0.00% Added +11.0k +10,967
20 Fifth Third Securities, Inc. 0.12% of their portfolio Cincinnati, OH 11,28611.3k $1.5m $1.5m 0.12% Added +181 +181
21 Stonebridge Financial Planning Group, LLC 0.62% of their portfolio ORLANDO, FL 10,57210.6k $1.4m $1.4m 0.62% Reduced -160 -160
22 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,09110.1k $1.3m $1.3m 0.00% Added +2.0k +1,964
23 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,99310.0k $1.3m $1.3m 0.00% Added +2.9k +2,945
24 626 Financial, LLC 0.63% of their portfolio PORTAGE, MI 9,5189.5k $1.2m $1.2m 0.63% Unchanged
25 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 8,6178.6k $1.1m $1.1m 0.00% Added +5.3k +5,252
26 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,9247.9k $1.0m $1.0m 0.00% Reduced -2.7k -2,737
27 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 6,9567.0k $899.9k $899.9k 0.03% Unchanged
28 Proactive Wealth Strategies LLC 0.37% of their portfolio MARIETTA, GA 5,3165.3k $688.0k $688.0k 0.37% Unchanged
29 Apeiron RIA LLC 0.20% of their portfolio Dallas, TX 5,1785.2k $669.9k $669.9k 0.20% Reduced -82 -82
30 Golden State Wealth Management, LLC 0.10% of their portfolio SANTA ANA, CA 5,1765.2k $669.6k $669.6k 0.10% Unchanged
31 WILLNER & HELLER, LLC 0.57% of their portfolio ENCINO, CA 4,7834.8k $618.8k $618.8k 0.57% Added +839 +839
32 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 4,1134.1k $532.0k $532.0k 0.00% Unchanged
33 LANARK FINANCIAL, INC. 0.04% of their portfolio BIRMINGHAM, AL 4,0224.0k $520.0k $520.0k 0.04% Added +4.0k +4,019
34 NWAM LLC 0.04% of their portfolio MERCER ISLAND, WA 3,8583.9k $499.1k $499.1k 0.04% Reduced -8 -8
35 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 3,3473.3k $433.0k $433.0k 0.01% Reduced -191 -191
36 Aviance Capital Partners, LLC 0.05% of their portfolio NAPLES, FL 2,9753.0k $384.9k $384.9k 0.05% New
37 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 2,9653.0k $383.6k $383.6k 0.00% Added +866 +866
38 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,9312.9k $379.2k $379.2k 0.00% Added +449 +449
39 L. Roy Papp & Associates, LLP 0.04% of their portfolio Phoenix, AZ 2,5962.6k $335.8k $335.8k 0.04% Unchanged
40 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 2,5892.6k $334.9k $334.9k 0.00% Added +167 +167
41 Gateway Wealth Partners, LLC 0.07% of their portfolio APPLETON, WI 2,4222.4k $313.3k $313.3k 0.07% Reduced -273 -273
42 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 2,3822.4k $308.2k $308.2k 0.00% Added +325 +325
43 Nova Wealth Management, Inc. 0.13% of their portfolio BONITA SPRINGS, FL 2,2762.3k $296.0k $296.0k 0.13% Added +2.1k +2,096
44 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 2,2202.2k $287.2k $287.2k 0.03% Reduced -81 -81
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 2,2092.2k $285.8k $285.8k 0.00% New
46 QTR Family Wealth, LLC 0.21% of their portfolio LAKE MARY, FL 2,1582.2k $279.1k $279.1k 0.21% First filing
47 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 2,0562.1k $266.0k $266.0k 0.00% Reduced -20 -20
48 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,0172.0k $261.0k $261.0k 0.00% Reduced -86 -86
49 PFG Advisors 0.01% of their portfolio Phoenix, AZ 1,9281.9k $249.4k $249.4k 0.01% Added +53 +53
50 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 1,6331.6k $211.3k $211.3k 0.00% Unchanged
51 1ST SOURCE BANK 0.01% of their portfolio SOUTH BEND, IN 1,6061.6k $207.8k $207.8k 0.01% Unchanged
52 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 1,5001.5k $204.9k $204.9k 0.01% Unchanged
53 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,2631.3k $163.4k $163.4k 0.00% Unchanged
54 Flaharty Asset Management, LLC 0.02% of their portfolio CLEARWATER, FL 1,1431.1k $147.9k $147.9k 0.02% New
55 Smartleaf Asset Management LLC 0.01% of their portfolio BOSTON, MA 750750 $96.8k $96.8k 0.01% Unchanged
56 FMR LLC 0.00% of their portfolio BOSTON, MA 410410 $53.0k $53.0k 0.00% Reduced -5 -5
57 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 405405 $52.5k $52.5k 0.00% Reduced -1 -1
58 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 372372 $48.1k $48.1k 0.00% Unchanged
59 Synergy Investment Management, LLC 0.02% of their portfolio ALTAMONTE SPRINGS, FL 364364 $47.1k $47.1k 0.02% Added +159 +159
60 N.E.W. Advisory Services LLC 0.00% of their portfolio DE PERE, WI 316316 $40.8k $40.8k 0.00% New
61 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.01% of their portfolio INDIANAPOLIS, IN 291291 $37.8k $37.8k 0.01% Unchanged
62 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 250250 $32.3k $32.3k 0.00% Unchanged
63 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 211211 $27.3k $27.3k 0.00% Unchanged
64 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 199199 $25.9k $25.9k 0.00% New
65 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 154154 $19.9k $19.9k 0.00% Reduced -353 -353
66 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 9090 $11.6k $11.6k 0.00% Unchanged
67 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 8484 $10.9k $10.9k 0.00% Unchanged
68 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5050 $6.5k $6.5k 0.00% Unchanged
69 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2525 $3.5k $3.5k 0.00% Unchanged
70 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1616 $2.1k $2.1k 0.00% Unchanged
71 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 1010 $1.3k $1.3k 0.00% Reduced -4 -4
72 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged