Vault-13

FIRST TR EXCHANGE-TRADED ALP FAD

COM SHS · ETP · CUSIP 33733F101

73 institutional holders +6 vs Q3 2024
795,717795.7k shares reported held*
$109.9mreported value*
8 new 21 added 23 reduced 3 sold out net sold ≈ $4.1m (-324.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $138.17. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 47Q4 22: 57Q1 23: 54Q2 23: 53Q3 23: 59Q4 23: 57Q1 24: 57Q2 24: 60Q3 24: 67Q4 24: 7373Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202247
Q4 202257
Q1 202354
Q2 202353
Q3 202359
Q4 202357
Q1 202457
Q2 202460
Q3 202467
Q4 202473

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 17 bought or addedQ1 23: 26 cut or sold outQ2 23: 18 bought or addedQ2 23: 25 cut or sold outQ2 23Q3 23: 19 bought or addedQ3 23: 28 cut or sold outQ4 23: 21 bought or addedQ4 23: 32 cut or sold outQ4 23Q1 24: 24 bought or addedQ1 24: 27 cut or sold outQ2 24: 26 bought or addedQ2 24: 23 cut or sold outQ2 24Q3 24: 31 bought or addedQ3 24: 26 cut or sold outQ4 24: 29 bought or addedQ4 24: 26 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20231726
Q2 20231825
Q3 20231928
Q4 20232132
Q1 20242427
Q2 20242623
Q3 20243126
Q4 20242926

Biggest buyers

LPL Financial LLC Added +6,038+6.0k
Creative Planning New +4,039+4.0k
JONES FINANCIAL COMPANIES LLLP Added +2,144+2.1k
OneDigital Investment Advisors LLC New +2,099+2.1k
PFG Advisors New +1,875+1.9k
Cambridge Investment Research Advisors, Inc. Added +1,760+1.8k
Virtu Financial LLC New +1,638+1.6k
STIFEL FINANCIAL CORP Added +1,402+1.4k
Geneos Wealth Management Inc. Added +988+988
Fifth Third Securities, Inc. Added +778+778

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -294,825-294.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -31,407-31.4k
GOLDMAN SACHS GROUP INC Reduced -4,927-4.9k
LANARK FINANCIAL, INC. Reduced -4,197-4.2k
MORGAN STANLEY Reduced -3,857-3.9k
ROYAL BANK OF CANADA Reduced -2,239-2.2k
Ethos Financial Group, LLC Sold out -1,722-1.7k
Flaharty Asset Management, LLC Sold out -1,143-1.1k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -1,025-1.0k
Apeiron RIA LLC Reduced -768-768

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 96,54196.5k $13.3m $13.3m 0.00% Reduced -3.9k -3,857
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 88,96089.0k $12.3m $12.3m 0.01% Added +6.0k +6,038
3 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 81,82681.8k $11.3m $11.3m 0.00% First filing
4 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 62,96163.0k $8.7m $8.7m 0.01% Reduced -1.0k -1,025
5 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,00050.0k $6.9m $6.9m 0.00% Reduced -4.9k -4,927
6 Plotkin Financial Advisors, LLC 3.77% of their portfolio CHEVY CHASE, MD 45,92545.9k $6.3m $6.3m 3.77% Reduced -297 -297
7 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 38,94238.9k $5.4m $5.4m 0.01% Added +661 +661
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 28,63528.6k $4.0m $4.0m 0.00% Reduced -619 -619
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 25,72725.7k $3.6m $3.6m 0.00% Added +294 +294
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 24,17724.2k $3.3m $3.3m 0.00% Reduced -2.2k -2,239
11 Wealth Management Partners, LLC 1.32% of their portfolio TUCSON, AZ 22,20022.2k $3.1m $3.1m 1.32% Added +343 +343
12 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 16,49316.5k $2.3m $2.3m 0.01% Reduced -184 -184
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 14,80314.8k $2.0m $2.0m 0.00% Added +233 +233
14 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 14,59214.6k $2.0m $2.0m 0.00% Added +104 +104
15 Synergy Asset Management, LLC 0.15% of their portfolio VANCOUVER, WA 14,35714.4k $1.9m $1.9m 0.15% Unchanged
16 Geneos Wealth Management Inc. 0.07% of their portfolio ENGLEWOOD, CO 13,70213.7k $1.9m $1.9m 0.07% Added +988 +988
17 Fifth Third Securities, Inc. 0.13% of their portfolio Cincinnati, OH 11,10511.1k $1.5m $1.5m 0.13% Added +778 +778
18 RPg Family Wealth Advisory, LLC 0.54% of their portfolio BURLINGTON, MA 11,10011.1k $1.5m $1.5m 0.54% Added +63 +63
19 Stonebridge Financial Planning Group, LLC 0.66% of their portfolio ORLANDO, FL 10,73210.7k $1.5m $1.5m 0.66% Reduced -254 -254
20 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 10,66110.7k $1.5m $1.5m 0.00% Reduced -486 -486
21 626 Financial, LLC 0.71% of their portfolio PORTAGE, MI 9,5189.5k $1.3m $1.3m 0.71% Unchanged
22 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 8,1278.1k $1.1m $1.1m 0.00% Added +1.4k +1,402
23 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,0487.0k $974.0k $974.0k 0.00% Added +1.8k +1,760
24 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 6,9567.0k $961.4k $961.4k 0.03% Reduced -40 -40
25 Proactive Wealth Strategies LLC 0.38% of their portfolio MARIETTA, GA 5,3165.3k $735.0k $735.0k 0.38% Added +12 +12
26 Apeiron RIA LLC 0.20% of their portfolio Dallas, TX 5,2605.3k $727.0k $727.0k 0.20% Reduced -768 -768
27 Golden State Wealth Management, LLC 0.11% of their portfolio SANTA ANA, CA 5,1765.2k $715.4k $715.4k 0.11% First filing
28 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 4,1134.1k $601.9k $601.9k 0.00% Reduced -299 -299
29 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 4,0394.0k $558.2k $558.2k 0.00% New
30 WILLNER & HELLER, LLC 0.48% of their portfolio ENCINO, CA 3,9443.9k $545.1k $545.1k 0.48% Added +31 +31
31 NWAM LLC 0.03% of their portfolio MERCER ISLAND, WA 3,8663.9k $534.3k $534.3k 0.03% Reduced -221 -221
32 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 3,5383.5k $489.0k $489.0k 0.02% Reduced -32 -32
33 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 3,3653.4k $465.1k $465.1k 0.00% Added +2.1k +2,144
34 Gateway Wealth Partners, LLC 0.10% of their portfolio APPLETON, WI 2,6952.7k $372.5k $372.5k 0.10% Added +302 +302
35 L. Roy Papp & Associates, LLP 0.04% of their portfolio Phoenix, AZ 2,5962.6k $358.8k $358.8k 0.04% Unchanged
36 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 2,5182.5k $348.0k $348.0k 0.01% Unchanged
37 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,4822.5k $343.0k $343.0k 0.00% Reduced -657 -657
38 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 2,4222.4k $334.7k $334.7k 0.00% Added +357 +357
39 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 2,3012.3k $319.3k $319.3k 0.03% Reduced -294.8k -294,825
40 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,1032.1k $291.0k $291.0k 0.00% Added +78 +78
41 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 2,0992.1k $290.1k $290.1k 0.00% New
42 Bison Wealth, LLC 0.06% of their portfolio Atlanta, GA 2,0862.1k $288.2k $288.2k 0.06% Reduced -475 -475
43 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 2,0762.1k $287.0k $287.0k 0.00% Added +19 +19
44 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 2,0572.1k $284.3k $284.3k 0.00% Added +170 +170
45 PFG Advisors 0.02% of their portfolio Phoenix, AZ 1,8751.9k $259.1k $259.1k 0.02% New
46 Virtu Financial LLC 0.01% of their portfolio New York, NY 1,6381.6k $226.0k $226.0k 0.01% New
47 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 1,6331.6k $225.7k $225.7k 0.00% Unchanged
48 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 1,6191.6k $223.8k $223.8k 0.00% Added +117 +117
49 1ST SOURCE BANK 0.01% of their portfolio SOUTH BEND, IN 1,6061.6k $222.0k $222.0k 0.01% Unchanged
50 TCFG WEALTH MANAGEMENT, LLC 0.11% of their portfolio LAGUNA NIGUEL, CA 1,5101.5k $208.7k $208.7k 0.11% Unchanged
51 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 1,5001.5k $207.3k $207.3k 0.01% Unchanged
52 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,2631.3k $174.6k $174.6k 0.00% Reduced -51 -51
53 Smartleaf Asset Management LLC 0.01% of their portfolio BOSTON, MA 750750 $104.1k $104.1k 0.01% Unchanged
54 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 507507 $70.1k $70.1k 0.00% Reduced -121 -121
55 FMR LLC 0.00% of their portfolio BOSTON, MA 415415 $57.4k $57.4k 0.00% Added +243 +243
56 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 406406 $56.2k $56.2k 0.00% Reduced -406 -406
57 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 372372 $51.4k $51.4k 0.00% Reduced -29 -29
58 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.01% of their portfolio INDIANAPOLIS, IN 291291 $40.4k $40.4k 0.01% Reduced -75 -75
59 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 250250 $34.6k $34.6k 0.00% Unchanged
60 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 211211 $29.2k $29.2k 0.00% Unchanged
61 Synergy Investment Management, LLC 0.01% of their portfolio ALTAMONTE SPRINGS, FL 205205 $28.3k $28.3k 0.01% First filing
62 Nova Wealth Management, Inc. 0.02% of their portfolio BONITA SPRINGS, FL 180180 $24.9k $24.9k 0.02% First filing
63 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 9090 $12.4k $12.4k 0.00% Unchanged
64 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 8484 $11.6k $11.6k 0.00% New
65 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 5959 $8.2k $8.2k 0.00% Unchanged
66 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5050 $6.9k $6.9k 0.00% Unchanged
67 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2525 $3.5k $3.5k 0.00% Unchanged
68 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1616 $2.2k $2.2k 0.00% Unchanged
69 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 1414 $1.9k $1.9k 0.00% New
70 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 44 $553 $553 0.00% New
71 LANARK FINANCIAL, INC. 0.05% of their portfolio BIRMINGHAM, AL 33 $540 $540 0.05% Reduced -4.2k -4,197
72 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 11 $138 $138 0.00% New
73 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged