Vault-13

FIRST TR EXCHANGE-TRADED ALP FAD

COM SHS · ETP · CUSIP 33733F101

67 institutional holders +7 vs Q2 2024
1,158,3641.2m shares reported held*
$115.1mreported value*
8 new 23 added 23 reduced 3 sold out net sold ≈ $4.6m (+260.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $99.39. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 47Q4 22: 57Q1 23: 54Q2 23: 53Q3 23: 59Q4 23: 57Q1 24: 57Q2 24: 60Q3 24: 6767Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202247
Q4 202257
Q1 202354
Q2 202353
Q3 202359
Q4 202357
Q1 202457
Q2 202460
Q3 202467

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 30 bought or addedQ4 22: 19 cut or sold outQ1 23: 17 bought or addedQ1 23: 26 cut or sold outQ1 23Q2 23: 18 bought or addedQ2 23: 25 cut or sold outQ3 23: 19 bought or addedQ3 23: 28 cut or sold outQ3 23Q4 23: 21 bought or addedQ4 23: 32 cut or sold outQ1 24: 24 bought or addedQ1 24: 27 cut or sold outQ1 24Q2 24: 26 bought or addedQ2 24: 23 cut or sold outQ3 24: 31 bought or addedQ3 24: 26 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223019
Q1 20231726
Q2 20231825
Q3 20231928
Q4 20232132
Q1 20242427
Q2 20242623
Q3 20243126

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +294,939+294.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +23,518+23.5k
Synergy Asset Management, LLC New +14,357+14.4k
WELLS FARGO & COMPANY/MN Added +6,172+6.2k
NWAM LLC New +4,087+4.1k
MORGAN STANLEY Added +3,330+3.3k
Baird Financial Group, Inc. Added +3,007+3.0k
Janney Montgomery Scott LLC New +2,057+2.1k
Ethos Financial Group, LLC New +1,722+1.7k
1ST SOURCE BANK New +1,606+1.6k

Biggest sellers

Raymond James Financial Services Advisors, Inc. Reduced -50,262-50.3k
CITADEL ADVISORS LLC Sold out -20,240-20.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -13,705-13.7k
ROYAL BANK OF CANADA Reduced -12,212-12.2k
HRT FINANCIAL LP Sold out -2,730-2.7k
Apeiron RIA LLC Reduced -699-699
Stonebridge Financial Planning Group, LLC Reduced -664-664
Advisors Preferred, LLC Sold out -605-605
Kestra Advisory Services, LLC Reduced -434-434
LANARK FINANCIAL, INC. Reduced -382-382

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 297,126297.1k $2.2k $2.2k 0.01% Added +294.9k +294,939
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 100,398100.4k $13.4m $13.4m 0.00% Added +3.3k +3,330
3 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 83,12183.1k $11.1m $11.1m 0.01% Reduced -50.3k -50,262
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 82,92282.9k $11.1m $11.1m 0.00% Added +365 +365
5 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 63,98664.0k $8.5m $8.5m 0.01% Reduced -13.7k -13,705
6 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 54,92754.9k $7.3m $7.3m 0.00% Unchanged
7 Plotkin Financial Advisors, LLC 3.70% of their portfolio CHEVY CHASE, MD 46,22246.2k $6.2m $6.2m 3.70% Reduced -65 -65
8 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 38,28138.3k $5.1m $5.1m 0.01% Added +1.2k +1,181
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 31,40731.4k $4.2m $4.2m 0.01% Added +23.5k +23,518
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 29,25429.3k $3.9m $3.9m 0.00% Reduced -285 -285
11 Kowal Investment Group, LLC 0.66% of their portfolio BROOKFIELD, WI 26,84626.8k $3.6m $3.6m 0.66% Reduced -326 -326
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 26,41626.4k $3.5m $3.5m 0.00% Reduced -12.2k -12,212
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 25,43325.4k $3.4m $3.4m 0.00% Added +6.2k +6,172
14 Wealth Management Partners, LLC 1.35% of their portfolio TUCSON, AZ 21,85721.9k $2.9m $2.9m 1.35% Reduced -53 -53
15 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 16,67716.7k $2.2m $2.2m 0.01% Added +656 +656
16 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 15,60215.6k $2.1m $2.1m 0.00% Reduced -159 -159
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 14,57014.6k $1.9m $1.9m 0.00% Added +304 +304
18 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 14,48814.5k $1.9m $1.9m 0.00% Added +3.0k +3,007
19 Synergy Asset Management, LLC 0.29% of their portfolio VANCOUVER, WA 14,35714.4k $1.9m $1.9m 0.29% New
20 Geneos Wealth Management Inc. 0.06% of their portfolio ENGLEWOOD, CO 12,71412.7k $1.7m $1.7m 0.06% Added +619 +619
21 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 11,14711.1k $1.5m $1.5m 0.00% Added +298 +298
22 RPg Family Wealth Advisory, LLC 0.48% of their portfolio BURLINGTON, MA 11,03711.0k $1.5m $1.5m 0.48% Added +119 +119
23 Stonebridge Financial Planning Group, LLC 0.70% of their portfolio ORLANDO, FL 10,98611.0k $1.5m $1.5m 0.70% Reduced -664 -664
24 Fifth Third Securities, Inc. 0.13% of their portfolio Cincinnati, OH 10,32710.3k $1.4m $1.4m 0.13% Reduced -178 -178
25 626 Financial, LLC 0.71% of their portfolio PORTAGE, MI 9,5189.5k $1.3m $1.3m 0.71% Unchanged
26 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 6,9967.0k $934.7k $934.7k 0.03% Reduced -20 -20
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 6,7256.7k $898.9k $898.9k 0.00% Added +732 +732
28 Apeiron RIA LLC 0.23% of their portfolio Dallas, TX 6,0286.0k $805.3k $805.3k 0.23% Reduced -699 -699
29 Proactive Wealth Strategies LLC 0.39% of their portfolio MARIETTA, GA 5,3045.3k $709.0k $709.0k 0.39% First filing
30 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 5,2885.3k $706.0k $706.0k 0.00% Added +13 +13
31 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 4,4124.4k $654.7k $654.7k 0.00% Added +637 +637
32 LANARK FINANCIAL, INC. 0.05% of their portfolio BIRMINGHAM, AL 4,2004.2k $561.0k $561.0k 0.05% Reduced -382 -382
33 NWAM LLC 0.03% of their portfolio MERCER ISLAND, WA 4,0874.1k $546.0k $546.0k 0.03% New
34 WILLNER & HELLER, LLC 0.47% of their portfolio ENCINO, CA 3,9133.9k $522.8k $522.8k 0.47% Added +153 +153
35 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 3,5703.6k $477.0k $477.0k 0.02% Reduced -43 -43
36 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,1393.1k $419.4k $419.4k 0.00% Reduced -370 -370
37 L. Roy Papp & Associates, LLP 0.04% of their portfolio Phoenix, AZ 2,5962.6k $346.8k $346.8k 0.04% Unchanged
38 Bison Wealth, LLC 0.05% of their portfolio Atlanta, GA 2,5612.6k $342.2k $342.2k 0.05% Reduced -114 -114
39 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 2,5182.5k $336.3k $336.3k 0.01% Added +121 +121
40 Gateway Wealth Partners, LLC 0.09% of their portfolio APPLETON, WI 2,3932.4k $319.7k $319.7k 0.09% Added +33 +33
41 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 2,0652.1k $275.8k $275.8k 0.00% Added +145 +145
42 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 2,0572.1k $275.0k $275.0k 0.00% New
43 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,0252.0k $271.0k $271.0k 0.00% Added +3 +3
44 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 1,8871.9k $252.1k $252.1k 0.00% Reduced -434 -434
45 Ethos Financial Group, LLC 0.04% of their portfolio KING OF PRUSSIA, PA 1,7221.7k $230.0k $230.0k 0.04% New
46 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 1,6331.6k $218.2k $218.2k 0.00% Reduced -375 -375
47 1ST SOURCE BANK 0.01% of their portfolio SOUTH BEND, IN 1,6061.6k $214.6k $214.6k 0.01% New
48 TCFG WEALTH MANAGEMENT, LLC 0.10% of their portfolio LAGUNA NIGUEL, CA 1,5101.5k $201.7k $201.7k 0.10% First filing
49 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 1,5021.5k $200.7k $200.7k 0.00% Reduced -150 -150
50 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 1,5001.5k $200.4k $200.4k 0.01% New
51 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,3141.3k $175.6k $175.6k 0.00% Added +24 +24
52 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 1,2211.2k $162.3k $162.3k 0.00% New
53 Flaharty Asset Management, LLC 0.02% of their portfolio CLEARWATER, FL 1,1431.1k $152.7k $152.7k 0.02% New
54 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 812812 $108.7k $108.7k 0.00% Reduced -2 -2
55 Smartleaf Asset Management LLC 0.01% of their portfolio BOSTON, MA 750750 $99.7k $99.7k 0.01% Unchanged
56 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 628628 $83.9k $83.9k 0.00% Added +594 +594
57 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 401401 $53.6k $53.6k 0.00% Unchanged
58 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.01% of their portfolio INDIANAPOLIS, IN 366366 $49.0k $49.0k 0.01% Added +62 +62
59 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 250250 $33.4k $33.4k 0.00% Unchanged
60 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 211211 $28.2k $28.2k 0.00% Reduced -44 -44
61 FMR LLC 0.00% of their portfolio BOSTON, MA 172172 $23.0k $23.0k 0.00% Unchanged
62 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 9090 $12.0k $12.0k 0.00% Unchanged
63 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 5959 $7.9k $7.9k 0.00% Unchanged
64 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5050 $6.7k $6.7k 0.00% Unchanged
65 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2525 $3.3k $3.3k 0.00% Reduced -50 -50
66 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1616 $2.1k $2.1k 0.00% Reduced -1 -1
67 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged