Vault-13

FIRST TR EXCHANGE-TRADED ALP FAD

COM SHS · ETP · CUSIP 33733F101

57 institutional holders +0 vs Q4 2023
948,077948.1k shares reported held*
$118.1mreported value*
6 new 18 added 21 reduced 6 sold out net bought ≈ $9.1m (+73.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $124.57. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 47Q4 22: 57Q1 23: 54Q2 23: 53Q3 23: 59Q4 23: 57Q1 24: 5757Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202247
Q4 202257
Q1 202354
Q2 202353
Q3 202359
Q4 202357
Q1 202457

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 30 bought or addedQ4 22: 19 cut or sold outQ4 22Q1 23: 17 bought or addedQ1 23: 26 cut or sold outQ1 23Q2 23: 18 bought or addedQ2 23: 25 cut or sold outQ2 23Q3 23: 19 bought or addedQ3 23: 28 cut or sold outQ3 23Q4 23: 21 bought or addedQ4 23: 32 cut or sold outQ4 23Q1 24: 24 bought or addedQ1 24: 27 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223019
Q1 20231726
Q2 20231825
Q3 20231928
Q4 20232132
Q1 20242427

Biggest buyers

MORGAN STANLEY Added +73,374+73.4k
Raymond James Financial Services Advisors, Inc. Added +17,731+17.7k
CITADEL ADVISORS LLC New +13,707+13.7k
Cetera Investment Advisers New +10,507+10.5k
UBS Group AG Added +2,197+2.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +1,905+1.9k
WELLS FARGO & COMPANY/MN Added +1,438+1.4k
Private Advisor Group, LLC Added +484+484
JPMORGAN CHASE & CO Added +466+466
Bison Wealth, LLC Added +447+447

Biggest sellers

D.A. DAVIDSON & CO. Sold out -18,831-18.8k
Baird Financial Group, Inc. Reduced -7,110-7.1k
Prospera Financial Services Inc Sold out -4,032-4.0k
ENVESTNET ASSET MANAGEMENT INC Sold out -3,438-3.4k
Cetera Advisor Networks LLC Sold out -3,143-3.1k
RAYMOND JAMES & ASSOCIATES Reduced -2,954-3.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -2,417-2.4k
Cetera Advisors LLC Sold out -2,195-2.2k
ROYAL BANK OF CANADA Reduced -1,861-1.9k
NewEdge Advisors, LLC Reduced -1,018-1.0k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 210,768210.8k $26.3m $26.3m 0.00% Added +73.4k +73,374
2 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 105,891105.9k $13.2m $13.2m 0.02% Added +17.7k +17,731
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 80,65280.7k $10.0m $10.0m 0.01% Reduced -33 -33
4 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 78,71278.7k $9.8m $9.8m 0.02% Reduced -2.4k -2,417
5 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 54,92754.9k $6.8m $6.8m 0.00% Unchanged
6 Plotkin Financial Advisors, LLC 3.85% of their portfolio CHEVY CHASE, MD 46,65346.7k $5.8m $5.8m 3.85% Added +171 +171
7 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 38,08638.1k $4.7m $4.7m 0.01% Reduced -784 -784
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 33,60133.6k $4.2m $4.2m 0.00% Reduced -1.9k -1,861
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 28,06028.1k $3.5m $3.5m 0.00% Added +159 +159
10 Kowal Investment Group, LLC 0.74% of their portfolio BROOKFIELD, WI 27,36827.4k $3.4m $3.4m 0.74% Added +153 +153
11 Wealth Management Partners, LLC 1.38% of their portfolio TUCSON, AZ 21,84321.8k $2.7m $2.7m 1.38% Added +14 +14
12 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 16,27416.3k $2.0m $2.0m 0.00% Reduced -3.0k -2,954
13 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 16,25316.3k $2.0m $2.0m 0.01% Added +484 +484
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 15,96916.0k $2.0m $2.0m 0.00% Added +1.4k +1,438
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,70713.7k $1.7m $1.7m 0.00% New
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 13,63813.6k $1.7m $1.7m 0.00% Added +2.2k +2,197
17 Stonebridge Financial Planning Group, LLC 0.79% of their portfolio ORLANDO, FL 11,97512.0k $1.5m $1.5m 0.79% Reduced -695 -695
18 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 11,69611.7k $1.5m $1.5m 0.00% Reduced -7.1k -7,110
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,54311.5k $1.4m $1.4m 0.00% Reduced -987 -987
20 626 Financial, LLC 0.82% of their portfolio PORTAGE, MI 10,86710.9k $1.4m $1.4m 0.82% Reduced -79 -79
21 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 10,50710.5k $1.3m $1.3m 0.00% New
22 RPg Family Wealth Advisory, LLC 0.41% of their portfolio BURLINGTON, MA 10,42010.4k $1.3m $1.3m 0.41% Added +147 +147
23 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 7,1607.2k $892.1k $892.1k 0.04% Added +66 +66
24 Apeiron RIA LLC 0.25% of their portfolio Dallas, TX 7,0507.0k $878.4k $878.4k 0.25% Reduced -23 -23
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,1786.2k $769.0k $769.0k 0.00% Added +398 +398
26 Geneos Wealth Management Inc. 0.03% of their portfolio ENGLEWOOD, CO 5,9596.0k $742.4k $742.4k 0.03% Reduced -150 -150
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 5,5275.5k $688.7k $688.7k 0.00% Reduced -70 -70
28 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 5,5215.5k $688.0k $688.0k 0.00% Added +283 +283
29 LANARK FINANCIAL, INC. 0.05% of their portfolio BIRMINGHAM, AL 4,4614.5k $555.0k $555.0k 0.05% Reduced -69 -69
30 NWAM LLC 0.04% of their portfolio MERCER ISLAND, WA 4,0494.0k $492.4k $492.4k 0.04% Unchanged
31 WILLNER & HELLER, LLC 0.50% of their portfolio ENCINO, CA 4,0404.0k $503.4k $503.4k 0.50% Added +7 +7
32 Bison Wealth, LLC 0.05% of their portfolio Atlanta, GA 2,6752.7k $333.3k $333.3k 0.05% Added +447 +447
33 L. Roy Papp & Associates, LLP 0.04% of their portfolio Phoenix, AZ 2,5962.6k $323.4k $323.4k 0.04% Unchanged
34 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 2,5812.6k $321.6k $321.6k 0.01% Reduced -15 -15
35 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 2,3972.4k $298.6k $298.6k 0.01% Reduced -48 -48
36 Gateway Wealth Partners, LLC 0.10% of their portfolio APPLETON, WI 2,2462.2k $279.8k $279.8k 0.10% Reduced -55 -55
37 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 2,1872.2k $270.2k $270.2k 0.03% Reduced -88 -88
38 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 2,1652.2k $269.8k $269.8k 0.00% Reduced -230 -230
39 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,0212.0k $252.0k $252.0k 0.00% Unchanged
40 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.01% of their portfolio NORFOLK, VA 2,0082.0k $250.2k $250.2k 0.01% Unchanged
41 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 1,9051.9k $237.3k $237.3k 0.00% New
42 1ST SOURCE BANK 0.01% of their portfolio SOUTH BEND, IN 1,6061.6k $200.1k $200.1k 0.01% Reduced -644 -644
43 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,2381.2k $154.2k $154.2k 0.00% Unchanged
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 816816 $101.9k $101.9k 0.00% Added +466 +466
45 Smartleaf Asset Management LLC 0.02% of their portfolio BOSTON, MA 750750 $93.5k $93.5k 0.02% Unchanged
46 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 401401 $50.0k $50.0k 0.00% Unchanged
47 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 281281 $35.0k $35.0k 0.00% Added +111 +111
48 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 250250 $31.1k $31.1k 0.00% New
49 FMR LLC 0.00% of their portfolio BOSTON, MA 172172 $21.4k $21.4k 0.00% Reduced -12 -12
50 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 150150 $18.7k $18.7k 0.00% Unchanged
51 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 9090 $11.2k $11.2k 0.00% New
52 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 7575 $9.3k $9.3k 0.00% Unchanged
53 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 5959 $7.4k $7.4k 0.00% Added +1 +1
54 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3434 $4.2k $4.2k 0.00% Reduced -1.0k -1,018
55 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1919 $2.4k $2.4k 0.00% Unchanged
56 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
57 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 00 $84 $84 0.00% New